2015-06-09T13:39:11-05:00 2014-09-30 860271207 SCHMIDT WESTERGARD & COMPANY PLLC 77 WEST UNIVERSITY DRIVE MESA AZ 852015830 990 2013-10-01 860136925 DESERT BOTANICAL GARDEN INC DESE 4804818155 1201 N GALVIN PKWY PHOENIX AZ 85008 KENNETH J SCHUTZ EXECUTIVE DIRECTOR 4804818155 2015-06-04 1 JEFFREY A BITHER P01428424 4808346030 2013 2016-02-25 16:41:14Z KENNETH J SCHUTZ 1201 N GALVIN PKWY PHOENIX AZ 85008 22624391 0 X WWW.DBG.ORG X 1937 AZ AS A LIVING MUSEUM, THE ORGANIZATION'S PURPOSE IS FOR ADVANCING EXCELLENCE IN EDUCATION, RESEARCH, EXHIBITION, AND CONSERVATION OF DESERT PLANTS OF THE WORLD WITH EMPHASIS ON THE SOUTHWESTERN UNITED STATES, AND ENGAGING IN ANY LAWFUL ACT OR ACTIVITY NOT FOR PECUNIARY PROFIT FOR WHICH NONPROFIT CORPORATIONS MAY BE ORGANIZED, SO FAR AS IS OR MAY BE PERMITTED BY THE LAWS OF THE STATE OF ARIZONA AND SECTION 501(C)(3) OF THE CODE. 38 34 298 900 0 0 9400884 9973804 3386863 8904058 1316 -790 1417387 2562266 14206450 21439338 0 125000 0 0 6803013 8307555 0 0 2187058 6075028 8592932 12878041 17025487 1328409 4413851 23677768 27326176 5859073 5089058 17818695 22237118 X AS A LIVING MUSEUM, THE ORGANIZATION'S PURPOSE IS FOR ADVANCING EXCELLENCE IN EDUCATION, RESEARCH, EXHIBITION, AND CONSERVATION OF DESERT PLANTS OF THE WORLD WITH EMPHASIS ON THE SOUTHWESTERN UNITED STATES, AND ENGAGING IN ANY LAWFUL ACT OR ACTIVITY NOT FOR PECUNIARY PROFIT FOR WHICH NONPROFIT CORPORATIONS MAY BE ORGANIZED, SO FAR AS IS OR MAY BE PERMITTED BY THE LAWS OF THE STATE OF ARIZONA AND SECTION 501(C)(3) OF THE CODE. 0 0 13010552 125000 9050700 HORTICULTURE - PROPAGATING & MAINTAINING A LIVING PLANT COLLECTION OF OVER 50,000 DESERT PLANTS WITH PARTICULAR EMPHASIS ON THOSE INHABITING THE SONORAN DESERT, MANY OF WHICH ARE ENDANGERED SPECIES. THIS PROGRAM ALSO WORKS TO PRESERVE DESERT PLANT LIFE OUTSIDE OF ITS COLLECTION BY EDUCATING THE PUBLIC REGARDING THE BEAUTY, VARIETY AND FRAGILITY OF DESERT PLANT LIFE BY DISPLAYING AND INTERPRETING ITS COLLECTION FOR THE PUBLIC AT ITS GARDEN IN PHOENIX, AZ WHICH IN THE CURRENT YEAR ATTRACTED APPROXIMATELY 757,000 VISITORS FROM ALL OVER THE WORLD.EDUCATION - PROVIDES PROGRAMMING FOR CHILDREN, ADULTS, AND EDUCATORS THAT PROMOTE GREATER ENJOYMENT, UNDERSTANDING AND STEWARDSHIP OF THE SONORAN DESERT. CHILDREN'S PROGRAMMING AT THE DESERT BOTANICAL GARDEN PROMOTES A SCIENTIFICALLY AND ENVIRONMENTALLY LITERATE COMMUNITY THROUGH HANDS-ON, NATURE-BASED LEARNING, AND GARDEN STAFF AND RESOURCES. THESE PLACE-BASED EXPERIENCES INSPIRE A CONNECTION TO THE UNIQUE WONDERS OF THE SONORAN DESERT, ENCOURAGE CONSERVATION OF THE NATURAL WORLD, AND IGNITE A LIFE-LONG APPRECIATION FOR THE ENVIRONMENT. INFORMAL PROGRAMS SPAN THE AGES OF INFANTS TO TEENAGERS ALONGSIDE THEIR CAREGIVERS THROUGH INQUIRY-BASED INVESTIGATIONS THAT INCORPORATE ART, SCIENCE, MUSIC, AND MUCH MORE. WE SERVED APPROXIMATELY 526 FAMILIES IN 2013-2014. PROGRAMS SPECIFICALLY FOR STUDENTS AND TEACHERS ARE DESIGNED FOR PREK-8TH GRADE AND CORRELATE WITH ARIZONA'S COLLEGE AND CAREER READY STANDARDS. WE SERVED 27,062 PARTICIPANTS IN THE 2013-2014 SCHOOL PROGRAMS. RESEARCH - INVESTIGATING THE BIOLOGY, ECOLOGY, AND CONSERVATION OF THE DESERT PLANTS AND ENVIRONMENT. THE GARDEN HAS AN EXTENSIVE HERBARIUM CONTAINING NEARLY 74,000 PLANT SPECIMENS AND A LIBRARY WITH OVER 6,700 BOOK TITLES AND 400 BOTANICAL JOURNALS AND NEWSLETTER TITLES TO ASSIST THE PUBLIC AND RESEARCHERS IN THEIR STUDIES. THE GARDEN IS ALSO A PRIMARY RESEARCH CENTER AND HAS A PERMANENT RESEARCH STAFF CONDUCTING A NUMBER OF ONGOING RESEARCH PROJECTS. DURING THE CURRENT YEAR, THE GARDEN PUBLISHED 10 PEER-REVIEWED PAPERS RESULTING FROM THEIR RESEARCH AND GAVE 23 PRESENTATIONS AT PROFESSIONAL MEETINGS. 13010552 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 1 0 1 0 0 0 1 0 1 0 1 1 1 0 0 1 1 0 0 0 1 101 0 1 298 1 0 0 0 0 0 1 1 0 0 0 0 X 38 34 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 AZ X X MICHAEL OLSON 4804818155 1201 N GALVIN PARKWAY PHOENIX AZ 85008 REBECCA AILES-FINE TRUSTEE 5.00 X 0 0 0 OONAGH BOPPART TRUSTEE 5.00 X 0 0 0 TENIQUA BROUGHTON TRUSTEE 5.00 X 0 0 0 JOHN BURNSIDE VICE PRESIDENT 5.00 X X 0 0 0 CRAIG CLIFFORD TRUSTEE 5.00 X 0 0 0 LOU COMUS JR TRUSTEE 5.00 X 0 0 0 HAROLD DORENBECHER TRUSTEE 5.00 X 0 0 0 ARDIE EVANS TRUSTEE 5.00 X 0 0 0 BART FABER TRUSTEE 5.00 X 0 0 0 AMY FLOOD TRUSTEE 5.00 X 0 0 0 HAZEL HARE TRUSTEE 5.00 X 0 0 0 JEFF HEBETS TRUSTEE 5.00 X 0 0 0 MARTHA HUNTER HENDERSON TRUSTEE 5.00 X 0 0 0 JANE JOZOFF TRUSTEE 5.00 X 0 0 0 MARI KOERNER TRUSTEE 5.00 X 0 0 0 TED LAGREID TRUSTEE 5.00 X 0 0 0 JAN LEWIS TRUSTEE 5.00 X 0 0 0 BRUCE MACDONOUGH VICE PRESIDENT 5.00 X X 0 0 0 TAMMY MCLEOD SECRETARY 5.00 X X 0 0 0 PAUL MORELL TRUSTEE 5.00 X 0 0 0 PEGGY MULLAN TRUSTEE 5.00 X 0 0 0 CAROLYN O'MALLEY TRUSTEE 5.00 X 0 0 0 DON OTTOSEN TRUSTEE 5.00 X 0 0 0 ROBERT PAGE TRUSTEE 5.00 X 0 0 0 ROSE PAPP TREASURER 5.00 X X 0 0 0 DARRA RAYNDON TRUSTEE 5.00 X 0 0 0 JOHN SULLIVAN TRUSTEE 5.00 X 0 0 0 STEVE TUFTS TRUSTEE 5.00 X 0 0 0 KEN UDENZE TRUSTEE 5.00 X 0 0 0 BRUCE WEBER TRUSTEE 5.00 X 0 0 0 MAJA WESSELS TRUSTEE 5.00 X 0 0 0 BILL WILDER TRUSTEE 5.00 X 0 0 0 KATE BAKER PAST PRESIDENT 5.00 X X 0 0 0 SHELLEY COHN TRUSTEE 5.00 X 0 0 0 BARBARA HOFFNAGLE PRESIDENT 10.00 X X 0 0 0 MARTA MORANDO TRUSTEE 5.00 X 0 0 0 MARK LANDY TRUSTEE 5.00 X 0 0 0 KIMBER LANNING TRUSTEE 5.00 X 0 0 0 KATHY MUNSON TRUSTEE 5.00 X 0 0 0 SCOTT SCHAEFER TRUSTEE 5.00 X 0 0 0 ARCHER SHELTON TRUSTEE 5.00 X 0 0 0 BRIAN SCHWALLIE TRUSTEE 5.00 X 0 0 0 PATRICIA AUCH TRUSTEE 5.00 X 0 0 0 JEAN CALLAHAN TRUSTEE 5.00 X 0 0 0 HARRIET IVEY TRUSTEE 5.00 X 0 0 0 ANN STANTON TRUSTEE 5.00 X 0 0 0 KEN SCHUTZ EXECUTIVE DIRECTOR 40.00 X 234500 0 50261 MARYLYNN MACK DEPUTY DIRECTOR 40.00 X 130850 0 14500 BEVERLY DUZIK DEVELOPMENT DIRECTOR 40.00 X 126075 0 39065 JOSEPH MCAULIFFE DIRECTOR OF RESEARCH 40.00 X 102305 0 22612 MICHAEL OLSON DIRECTOR OF FINANCE 40.00 X 115569 0 6679 709299 0 133117 5 0 1 0 CHIHULY STUDIO 1111 NW 50TH STREET SEATTLE WA 98107 ARTIST 465000 KITCHELL-PEREZ LLC 748 WEST PIERCE STREET SUITE B PHOENIX AZ 85007 CONSTRUCTION 458844 ORIGINS SAFARIS 5TH FLOOR LANDMARK PLAZA NAIROBI KE TRAVEL AGENT 228827 PS STUDIOS INC 3022 N THIRD STREET PHOENIX AZ 85012 MARKETING 221966 R H DUPPER LANDSCAPING INC 1020 WEST RANCH ROAD STE 105 TEMPE AZ 85284 LANDSCAPING 177252 11 3128866 2268411 313859 4262668 408515 9973804 ADMISSIONS 900099 8145608 8145608 GROUP SERVICES 900099 452372 452372 EDUCATION / CLASSES 611600 306078 306078 8904058 204816 2300 204690 3216 126 -916 -790 -790 577854 2268411 577854 0 9820 595 9225 9225 2704341 398698 2305643 2305643 GROUP SERVICES - OTHER 900099 146642 146642 CONCESSION SALES 722210 80342 80342 MISCELLANEOUS 900099 20414 20414 247398 21439338 9050700 0 2414834 125000 125000 248125 248125 6613095 4855880 801499 955716 200045 130241 42392 27412 712357 556075 70254 86028 533933 391388 66306 76239 16441 11103 5338 50200 50200 1268 602 666 860400 813184 44637 2579 738205 679591 58614 1584258 1294976 81446 207836 480287 196325 176648 107314 276830 127464 129678 19688 53852 53852 1183033 1183033 146856 120203 14711 11942 OUTSIDE SERVICES 2312943 1943038 68645 301260 SPECIAL EVENTS EXPENSE 382477 58568 323909 BEVERAGE EXPENSE 135125 135125 370757 334904 27998 7855 17025487 13010552 1827877 2187058 2204993 3287127 519516 301244 2229635 3428552 53697 146114 38342 51950 331807 83728 36041380 16341595 18068303 19699785 157617 249591 73858 78085 23677768 27326176 1260660 1701262 2174062 2237796 600000 600000 470000 125000 100000 50000 1254351 375000 5859073 5089058 X 11855862 16513503 5962833 5723615 17818695 22237118 23677768 27326176 X 4413851 4572 X X 0 1 X 1 0 X 3342443 3278757 5020363 7141754 6844938 25628255 8535928 8157008 8303613 7771428 15471581 48239558 11878371 11435765 13323976 14913182 22316519 73867813 714573 469192 1728807 1384883 785323 5082778 0 714573 469192 1728807 1384883 785323 5082778 68785035 9079 3207 127 218 12631 9079 3207 127 218 12631 152091 96858 134905 161251 100756 645861 12039541 11535830 13459008 15074651 22417275 74526305 0.92300 0.83350 0.00020 0.00960 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X 0 10451623 731430 758599 491065 11450587 9715876 216224 1026065 506542 10451623 9327182 -379198 1338225 570333 9715876 9218659 108523 -494099 -494099 9327182 6719079 2499580 748412 748412 9218659 1.00000 0 1 1 14456616 5506844 8949772 18281436 8120401 10161035 3303328 2714350 588978 19699785 NOTE PAYABLE COMMUNITY FOUNDATION 275000 PLEDGE TO NONPROFIT ORGANIZATION 100000 375000 X 22817189 953414 1076363 2029777 20787412 651926 651926 21439338 17815968 953414 71131 1024545 16791423 234064 234064 17025487 PART III, LINE 1A: COLLECTIONS INCLUDE THE GARDEN'S LIBRARY AND LIVING PLANT COLLECTION, WHICH ARE ON DISPLAY FOR THE GENERAL PUBLIC. THESE COLLECTION ITEMS ARE NOT CAPITALIZED BY THE GARDEN. THE GARDEN'S LIBRARY CONSISTS OF OVER 565 BOTANICAL PERIODICALS AND OVER 7,000 RARE BOOKS, INCLUDING FLORISTIC, ECOLOGICAL AND HORTICULTURAL WORKS THAT RELATE TO THE DESERTS OF THE WORLD. THE LIBRARY ALSO INCLUDES MATERIALS ON BOTANICAL ILLUSTRATION, PLANT TAXONOMY AND NOMENCLATURE, EDIBLE AND USEFUL PLANTS, RARE AND ENDANGERED PLANTS, AND DESERT ECOLOGY AND CONSERVATION. THE LIVING PLANT COLLECTION CONSISTS OF PLANTS THAT ARE RARE AND DIFFICULT TO REPLACE. THE GARDEN EMPLOYS HORTICULTURISTS TO ENSURE THAT THE COLLECTION ITEMS ARE PRESERVED AND PROTECTED. BASED ON AN INDEPENDENT STUDY CONDUCTED IN 2005 BY AN ADVISOR FROM ARIZONA STATE UNIVERSITY, A VALUE OF $20 WAS ESTIMATED FOR EACH UNPROCESSED HERBARIUM SPECIMEN AND A VALUE OF $35 WAS ESTIMATED FOR EACH PROCESSED HERBARIUM SPECIMEN, FOR AN ESTIMATED TOTAL OF HERBARIUM SPECIMENS OF $2,520,000. IN CONFORMITY WITH THE PRACTICE FOLLOWED BY MANY GARDENS, SPECIMENS CONTRIBUTED TO THE GARDEN ARE NOT INCLUDED IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. COSTS OF PURCHASING COLLECTION ITEMS ARE INCLUDED AS A CHANGE IN UNRESTRICTED NET ASSETS IN "PROGRAM EXPENSE" IN THE ACCOMPANYING CONSOLIDATED STATEMENT OF ACTIVITIES. DURING THE YEAR ENDED SEPTEMBER 30, 2013, ACQUISITIONS AND DE-ACCESSIONS OF COLLECTION ITEMS WERE NOT SIGNIFICANT. PART III, LINE 4: COLLECTIONS INCLUDE THE GARDEN'S LIBRARY AND LIVING PLANT COLLECTION, WHICH ARE ON DISPLAY FOR THE GENERAL PUBLIC. THESE COLLECTION ITEMS ARE NOT CAPITALIZED BY THE GARDEN. THE GARDEN'S LIBRARY CONSISTS OF OVER 565 BOTANICAL PERIODICALS AND OVER 7,000 RARE BOOKS, INCLUDING FLORISTIC, ECOLOGICAL AND HORTICULTURAL WORKS THAT RELATE TO THE DESERTS OF THE WORLD. THE LIBRARY ALSO INCLUDES MATERIALS ON BOTANICAL ILLUSTRATION, PLANT TAXONOMY AND NOMENCLATURE, EDIBLE AND USEFUL PLANTS, RARE AND ENDANGERED PLANTS, AND DESERT ECOLOGY AND CONSERVATION. THE LIVING PLANT COLLECTION CONSISTS OF PLANTS THAT ARE RARE AND DIFFICULT TO REPLACE. THE GARDEN EMPLOYS HORTICULTURISTS TO ENSURE THAT THE COLLECTION ITEMS ARE PRESERVED AND PROTECTED. BASED ON AN INDEPENDENT STUDY CONDUCTED IN 2005 BY AN ADVISOR FROM ARIZONA STATE UNIVERSITY, A VALUE OF $20 WAS ESTIMATED FOR EACH UNPROCESSED HERBARIUM SPECIMEN AND A VALUE OF $35 WAS ESTIMATED FOR EACH PROCESSED HERBARIUM SPECIMEN, FOR AN ESTIMATED TOTAL OF HERBARIUM SPECIMENS OF $2,520,000. IN CONFORMITY WITH THE PRACTICE FOLLOWED BY MANY GARDENS, SPECIMENS CONTRIBUTED TO THE GARDEN ARE NOT INCLUDED IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. COSTS OF PURCHASING COLLECTION ITEMS ARE INCLUDED AS A CHANGE IN UNRESTRICTED NET ASSETS IN "PROGRAM EXPENSE" IN THE ACCOMPANYING CONSOLIDATED STATEMENT OF ACTIVITIES. DURING THE YEAR ENDED SEPTEMBER 30, 2013, ACQUISITIONS AND DE-ACCESSIONS OF COLLECTION ITEMS WERE NOT SIGNIFICANT. PART V, LINE 4: THE ENDOWMENT IS HELD BY THE ORGANIZATION'S SUPPORTING ORGANIZATION AND ITS INTENDED USE IS TO PROVIDE A PERMANENT ENDOWMENT WITH INVESTMENT INCOME AVAILABLE FOR THE OPERATING EXPENSES OF THE GARDEN. PART X, LINE 2: THE GARDEN IS A NONPROFIT CORPORATION EXEMPT FROM BOTH FEDERAL AND STATE INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE "IRC") AND SIMILAR STATE PROVISIONS. IN ADDITION, THE GARDEN QUALIFIES FOR THE CHARITABLE CONTRIBUTION DEDUCTION UNDER SECTION 170 OF THE IRC AND HAS BEEN CLASSIFIED AS AN ORGANIZATION THAT IS NOT A PRIVATE FOUNDATION. INCOME DETERMINED TO BE UNRELATED BUSINESS TAXABLE INCOME WOULD BE TAXED. THE GARDEN FILES INFORMATION RETURNS IN THE U.S. FEDERAL JURISDICTION AND IN CERTAIN STATE AND LOCAL JURISDICTIONS. AS OF SEPTEMBER 30, 2014, U.S. FEDERAL INFORMATION RETURNS FOR YEARS ENDED PRIOR TO SEPTEMBER 30, 2011 AND STATE RETURNS FOR YEARS ENDED PRIOR TO SEPTEMBER 30, 2010 WERE CLOSED TO ASSESSMENT. INTEREST AND PENALTIES, IF ANY, ARE ACCRUED AS A COMPONENT OF ADMINISTRATION EXPENSES WHEN ASSESSED. THE GARDEN FOLLOWS THE GUIDANCE ISSUED BY THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB") RELATED TO ACCOUNTING FOR INCOME TAX UNCERTAINTIES. UNDER THIS GUIDANCE, THE GARDEN ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON WHETHER IT IS "MORE-LIKELY-THAN-NOT" THAT THE POSITION WILL BE SUSTAINED BY THE TAXING AUTHORITY UPON EXAMINATION. THE GARDEN ROUTINELY EVALUATES POTENTIAL UNCERTAIN TAX POSITIONS. THE GARDEN HAS IDENTIFIED ITS STATUS AS AN EXEMPT ORGANIZATION AS A TAX POSITION; HOWEVER, THE GARDEN HAS DETERMINED THAT SUCH TAX POSITION DOES NOT RESULT IN AN UNCERTAINTY THAT REQUIRES RECOGNITION. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE REPORTED ON DESERT BOTANICAL GARDEN FOUNDATION EIN: 26-3305761 884,578. TRANSFER OF CONTRIBUTIONS TO FOUNDATION 191,785. PART XI, LINE 4B - OTHER ADJUSTMENTS: RECEIVABLE DISCOUNT -4,572. IN-KIND AUCTION ITEMS 234,064. GRANTS FROM DESERT BOTANICAL GARDEN FOUNDATION 422,434. PART XII, LINE 2D - OTHER ADJUSTMENTS: EXPENSES REPORTED ON DESERT BOTANICAL GARDEN FOUNDATION EIN: 26-3305761 71,131. PART XII, LINE 4B - OTHER ADJUSTMENTS: IN-KIND AUCTION ITEMS 234,064. DINNER ON THE DESERT 569437 399974 169463 169463 LUMINARIA 1787360 1511165 276195 276195 8 489468 357272 132196 132196 2846265 2268411 577854 577854 577854 0 1 ASU FOUNDATION FOR A NEW AMERICAN UNIVERSITY 300 E UNIVERSITY DRIVE TEMPE AZ 852812033 866051042 501(C)(3) 125000 FELLOWSHIP PROGRAM FOR A PHD STUDENT CONDUCTING DESERT RESEARCH PART I, LINE 2: ONE FELLOWSHIP AWARD PAYMENT TO ASU TO SUPPORT A POST-GRADUATE RESEARCHER-STUDENT NOT YET IDENTIFIED AT SEPTEMBER 30, 2014. ONCE SELECTED, THE STUDENT'S WORK WILL BE MONITORED BY REPRESENTATIVES OF ASU AND THE DESERT BOTANICAL GARDEN. X X X X 0 1 1 1 0 1 0 1 0 KEN SCHUTZ EXECUTIVE DIRECTOR 219500 0 15000 0 0 0 49361 0 900 0 284761 0 0 0 BEVERLY DUZIK DEVELOPMENT DIRECTOR 126075 0 0 0 0 0 32400 0 6665 0 165140 0 0 0 PART I, LINES 4B-C KEN SCHUTZ $25,000 NONQUALIFIED RETIREMENT PLAN THAT IS NON-ELIGIBLE UNTIL RETIREMENT. PART I, LINE 5 INCENTIVE COMPENSATION, ALTHOUGH LINKED TO PRE-DETERMINED COMBINATIONS OF SPECIFIC INSTITUTIONAL AND INDIVIDUAL RESULTS, IS NOT A SPECIFIC DOLLAR AMOUNT NOR IS IT A PERCENTAGE OF REVENUE OR EARNINGS. PART I, LINE 6 INCENTIVE COMPENSATION, ALTHOUGH LINKED TO PRE-DETERMINED COMBINATIONS OF SPECIFIC INSTITUTIONAL AND INDIVIDUAL RESULTS, IS NOT A SPECIFIC DOLLAR AMOUNT NOR IS IT A PERCENTAGE OF REVENUE OR EARNINGS. PART I, LINE 7 PERFORMANCE BASED BONUS PLAN CLIFF DOUGLAS TRUSTEE DBG OPERATING X 100000 100000 0 1 1 ARDIESTEVE EVANS TRUSTEE DBG OPERATING X 50000 0 0 1 1 BART FABER TRUSTEE DBG OPERATING X 25000 0 0 1 1 MIKE GILMAN FORMER TRUSTEE DBG OPERATING X 25000 0 0 1 1 BILL HUIZINGH FORMER TRUSTEE DBG OPERATING X 75000 0 0 1 1 TED LAGREID TRUSTEE DBG OPERATING X 50000 0 0 1 1 BRUCE MACDONOUGH TRUSTEE DBG OPERATING X 50000 0 0 1 1 MARTA MORANDO TRUSTEE DBG OPERATING X 25000 0 0 1 1 DON OTTOSEN TRUSTEE DBG OPERATING X 25000 0 0 1 1 BOB TANCER TRUSTEE DBG OPERATING X 25000 0 0 1 1 NANCY SWANSON TRUSTEE DBG OPERATING X 25000 25000 0 1 1 125000 KATHY MUNSON TRUSTEE 420000 PURCHASE OF MEDIA ADVERTISING SERVICES FROM ENTITY OWNED BY A TRUSTEE 0 X 4 4065 FMV X 1876 FMV X AUCTION ITEMS 167 163528 FMV X PLANTS/EXHIBI 15 135984 FMV X OFFICE FURNIT 3 98062 FMV X TRAV.VOUCHERS 1 5000 CASH VALUE 0 0 1 1 PART I, LINE 32B: THE ORGANIZATION UTILIZES A FINANCIAL BROKER TO SELL NON-CASH STOCK CONTRIBUTIONS. FORM 990, PART VI, SECTION A, LINE 6 NOT-FOR-PROFIT CORPORATION WITH MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A ALL GARDEN MEMBERSHIP LEVELS HAVE VOTING PRIVILEGES FOR BOARD POSITIONS. FORM 990, PART VI, SECTION A, LINE 7B ALL MEMBERSHIP LEVELS CAN VOTE ON AND CONFIRM BOARD MEMBER ELECTIONS AT THE ANNUAL MEETING. FORM 990, PART VI, SECTION B, LINE 11 THE REVIEW OF THE FORM 990 IS DELEGATED TO THE FINANCE COMMITTEE, A SUBGROUP OF THE BOARD AND THEN THE FORM 990 IS PROVIDED TO ALL BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST FORMS ARE SIGNED UPON ACCEPTANCE TO THE BOARD, AND RETURN OF FORMS IS TRACKED BY THE ADMINISTRATIVE COORDINATOR. ALL BOARD MEMBERS SIGN THE FORMS ANNUALLY. FORM 990, PART VI, SECTION B, LINE 15 THE PROCESS FOR DETERMINING COMPENSATION FOR EXECUTIVE DIRECTOR IS PERFORMED ANNUALLY BY THE MEMBERS OF THE PERSONNEL COMMITTEE, A COMMITTEE OF THE BOARD OF TRUSTEES AND A NON-BOARD MEMBER WHO SERVES AS A HUMAN RESOURCE CONSULTANT. THE PERSONNEL COMMITTEE USES COMPARABLE DATA TO DETERMINE COMPENSATION BY CALLING OTHER NON-PROFITS OF EQUAL SIZE AND ALSO USES TOOLS SUCH AS GUIDESTAR AND OTHER PERSONNEL BASED WEB SITES. THE CURRENT FISCAL YEAR INCLUDED AN UPDATED COMPENSATION STUDY. FORM 990, PART VI, SECTION C, LINE 19 THE GARDEN POSTS ITS FORMS 990 AND ITS AUDITED FINANCIAL STATEMENTS ON ITS WEBSITE WWW.DBG.ORG, AVAILABLE FOR PUBLIC VIEWING. ANNUAL REPORTS ARE FILED WITH AZ CORPORATION COMMISSION, WHICH ARE AVAILABLE ON THE WEB. FORM 990, PART XI, LINE 9: RECEIVABLE DISCOUNT 4,572. FORM 990, PART XI, LINE 2C: NO CHANGE IN THE CURRENT YEAR. DBG AGAVE LLC 1201 N GALVIN PKWY PHOENIX AZ 85008 RECEIVING AND HOLDING CONTRIBUTED INTERESTS IN REAL ESTATE. AZ 0 0 DESERT BOTANICAL GARDEN INC DESERT BOTANICAL GARDEN FOUNDATION 1201 N GALVIN PKWY PHOENIX AZ 85008 263305761 TO MANAGE ENDOWMENT FUNDS FOR THE DESERT BOTANICAL GARDEN. AZ 501(C)(3) 11A DESERT BOTANICAL GARDEN INC 0 0 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 DESERT BOTANICAL GARDEN FOUNDATION C 422434 CASH