2015-05-15T10:15:11-05:00 2014-06-30 141555429 UHY ADVISORS NY INC 66 SOUTH PEARL STREET SUITE 400 ALBANY NY 12207 990 2013-07-01 141338371 THE COLLEGE OF SAINT ROSE COLL 5184542066 432 WESTERN AVENUE ALBANY NY 12203 DEBRA LEE POLLEY TREASURER 5184542066 2015-05-12 1 MARILYN A PENDERGAST P01342414 5184493166 2013 2016-03-07 17:11:31Z DR CAROLYN J STEFANCO 432 WESTERN AVENUE ALBANY NY 12203 159339478 0 X WWW.STROSE.EDU X 1920 NY TO PROVIDE HIGHER EDUCATIONAL OPPORTUNITIES. 36 36 2390 585 0 0 11483838 9927247 104438450 104891850 1192555 1145945 748670 1243718 117863513 117208760 33948392 36563579 0 0 50274633 51899170 42298 25300 1429129 32745489 32829301 117010812 121317350 852701 -4108590 209104302 209026275 80350373 79438901 128753929 129587374 X THE COLLEGE OF SAINT ROSE COMMUNITY ENGAGES HIGHLY MOTIVATED UNDERGRADUATE AND GRADUATE STUDENTS IN RIGOROUS EDUCATIONAL EXPERIENCES. IN THE PROGRESSIVE TRADITION OF THE FOUNDING SISTERS OF ST. JOSEPH OF CARONDELET, WE WELCOME MEN AND WOMEN FROM ALL RELIGIOUS AND CULTURAL BACKGROUNDS. IN ADDITION TO DEVELOPING THEIR INTELLECTUAL CAPACITIES, STUDENTS HAVE THE OPPORTUNITY TO CULTIVATE THEIR CREATIVE AND SPIRITUAL GIFTS IN A DIVERSE LEARNING COMMUNITY THAT FOSTERS INTEGRITY, INTERDEPENDENCE, AND MUTUAL RESPECT.THE COLLEGE DELIVERS DISTINCTIVE AND COMPREHENSIVE LIBERAL ARTS AND PROFESSIONAL PROGRAMS THAT INSPIRE OUR GRADUATES TO BE PRODUCTIVE ADULTS, CRITICAL THINKERS, AND MOTIVATED, CARING CITIZENS. OUR ENGAGEMENT WITH THE URBAN ENVIRONMENT EXPANDS THE SETTING FOR EDUCATIONAL OPPORTUNITIES AND ENCOURAGES THE SAINT ROSE COMMUNITY'S ENERGETIC INVOLVEMENT AND EFFECTIVE LEADERSHIP IN SOCIETY. 0 0 107946604 36563579 90173721 THE COLLEGE PROVIDES POST-SECONDARY EDUCATION TO BOTH UNDERGRADUATE AND GRADUATE STUDENTS. 107946604 1 1 0 0 0 0 0 1 0 1 1 1 0 0 1 1 1 0 1 0 1 0 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 189 0 2390 1 0 0 0 0 0 1 1 0 0 0 0 X 36 36 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X DEBRA LEE POLLEY 5184542066 432 WESTERN AVE ALBANY NY 12203 MR MICHAEL MILLER TRUSTEE 0.50 X 0 0 0 MS JUDITH CALOGERO TRUSTEE 0.50 X 0 0 0 MS RITA B CROTTY TRUSTEE 0.50 X 0 0 0 MS RITA F DILLON TRUSTEE 0.50 X 0 0 0 SR MARY LOU DOLAN CSJ TRUSTEE 0.50 X 0 0 0 MR JOHN DUNNE TRUSTEE 0.50 X 0 0 0 SR KATHLEEN EAGAN CSJ TRUSTEE 0.50 X 0 0 0 SR MARGARET M EDIC CSJ TRUSTEE 0.50 X 0 0 0 MS JOANNE ESPOSITO TRUSTEE 0.50 X 0 0 0 SR ELIZABETH GIARRUSSO CSJ TRUSTEE 0.50 X 0 0 0 SR KATHERINE HANLEY CSJ TRUSTEE 0.50 X 0 0 0 MR RYAN P HALLIDAY TRUSTEE 0.50 X 0 0 0 GEORGE R HEARST III TRUSTEE 0.50 X 0 0 0 SR MARY ANNE HEENAN CSJ TRUSTEE 0.50 X 0 0 0 MR RICHARD J HUETHER TRUSTEE 0.50 X 0 0 0 SR JOAN LESCINSKI CSJ TRUSTEE 0.50 X 0 0 0 MR I NORMAN MASSRY TRUSTEE 0.50 X 0 0 0 MR MATTHEW H MATARASO TRUSTEE 0.50 X 0 0 0 DR LEE A MCELROY JR TRUSTEE 0.50 X 0 0 0 MS TONITA MCKONE TRUSTEE 0.50 X 0 0 0 MR DANIEL P NOLAN TRUSTEE 0.50 X 0 0 0 MR KEVIN O'CONNOR TRUSTEE 0.50 X 0 0 0 DR KATHLEEN S RICKER TRUSTEE 0.50 X 0 0 0 MR JEFFREY B SCOTT TRUSTEE 0.50 X 0 0 0 MR GREGORY V SERIO TRUSTEE 0.50 X 0 0 0 MS ELIZABETH A SIMCOE TRUSTEE 0.50 X 0 0 0 SR ANNE BRYAN SMOLLIN CSJ TRUSTEE 0.50 X 0 0 0 SR PATRICIA ST JOHN CSJ TRUSTEE 0.50 X 0 0 0 MR JEFFREY STONE TRUSTEE 0.50 X 0 0 0 MR CHARLES TOUHEY TRUSTEE 0.50 X 0 0 0 SR ELIZABETH VAN DEUSEN CSJ TRUSTEE 0.50 X 0 0 0 HAROLD L WILLIAMS TRUSTEE 0.50 X 0 0 0 SR DIANE ZIGO CSJ TRUSTEE 0.50 X 0 0 0 MARTIN J BARRINGTEN TRUSTEE 0.50 X 0 0 0 ROBERT H BARLOW TRUSTEE 0.50 X 0 0 0 MARCIA WHITE TRUSTEE 0.50 X 0 0 0 MARGARET KIRWIN INTERIM PRESIDENT 40.00 X 231494 0 27831 MARCUS BUCKLEY CHIEF OPERATING OFFICER 40.00 X 247552 0 36910 DEBRA LIBERATORE-LEBLANC SECRETARY 40.00 X 89047 0 26818 MARY GRONDAHL VP ADMINSSIONS 40.00 X 159878 0 32782 DENNIS MCDONALD VP STUDENT AFFAIRS 40.00 X 127051 0 26086 RICHARD PULICE FACULTY 40.00 X 131107 0 8091 JEFFREY KNAPP VP HUMAN RESOURCES 40.00 X 120010 0 24377 MARY ANN MCLOUGHLIN FACULTY 40.00 X 117887 0 21455 DAVID SZCZERBACKI FORMER PRESIDENT (JULY 1, 2012-JUNE 30, 2013) 40.00 X 333867 0 27251 MARK SULLIVAN FORMER PRESIDENT; CURRENT FACULTY 40.00 X 257911 0 37213 SEVERIN CARLSON FORMER DEAN 40.00 X 131059 0 25306 KARIN PATRICELLI FORMER VP INSTITUTIONAL ADVANCEMENT 40.00 X 122474 0 15308 2069337 0 309428 27 1 1 0 ARAMARK CORPORATION PO BOX 198532 ATLANTA GA 30384 FOOD SERVICE 3557256 WAINSCHAF ASSOCIATES INC 65 WASHINGTON ST RENSSELAER NY 12144 CARPENTRY 556158 ROYALL & COMPANY 1001 PATTERSON AVE RICHMOND VA 23238 STUDENT SEARCH SERVICES 506434 TURNER CONSTRUCTION 22 CORPORATE WOODS BLVD FL4 ALBANY NY 12211 CONSTRUCTION SERVICES 482611 USHERWOOD OFFICE TECHNOLOGY 1005 W FAYETTE STREET SYRACUSE NY 13204 MAIL PRINTING SERVICES 453473 26 5901598 4025649 393777 9927247 TUITION AND FEES 611710 90173721 90173721 AUXILIARY SERVICES 900099 14718129 14718129 104891850 559449 559449 42717214 42130718 586496 586496 586496 OTHER REVENUE 900099 1243718 1243718 1243718 117208760 90173721 0 17107792 36040691 36040691 522888 522888 674316 674316 38394399 33364409 4194950 835040 2635871 2210155 373535 52181 7383617 6114718 1116552 152347 2810967 2381826 361704 67437 415523 415523 145742 145742 114710 114710 25300 25300 242039 242039 3557256 3557256 1173791 252431 882306 39054 1894067 1644988 208514 40565 938252 860841 71965 5446 909638 786168 110273 13197 668537 550431 101770 16336 2527942 2156542 331703 39697 7295369 6235605 957259 102505 819823 699376 107573 12874 EDUCATIONAL 3889732 3889732 OTHER CONTRACTUAL SERVI 2523080 1890293 632787 UTILITIES 2250773 1996762 226861 27150 RECRUITING 955251 955251 2507776 1420718 1087058 121317350 107946604 11941617 1429129 16368194 12611240 3054740 1458865 4886978 4086218 889862 1070444 229310513 96953535 135188397 132356978 30015040 37689121 16172304 17285034 2528787 2468375 209104302 209026275 11079623 11873729 900951 883235 58210000 56945000 1199723 782368 8960076 8954569 80350373 79438901 X 109290631 107406529 7059275 9081611 12404023 13099234 128753929 129587374 209104302 209026275 X -4108590 4927858 14177 X 0 1 X 1 1 1 X 10961111 13262537 12453369 11483838 9927247 58088102 10961111 13262537 12453369 11483838 9927247 58088102 58088102 1385333 926064 931082 493507 559449 4295435 565076 667567 825999 748670 1243718 4051030 66434567 513193097 0.87440 0.86890 X PARTS I AND II/PUBLIC CHARITY STATUS AND SUPPORT SCHEDULE: THE COLLEGE QUALIFIES AS A PUBLIC CHARITY AS A SCHOOL DESCRIBED IN INTERNAL REVENUE CODE SECTION 170(B)(1)(A)(II). SCHEDULE A, PART II (SUPPORT SCHEDULE) HAS BEEN COMPLETED TO DEMOSTRATE ELIGIBILITY TO REPORT CONTRIBUTIONS ON SCHEDULE B UNDER THE APPLICABLE SPECIAL RULE. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 172982 X X 0 36206100 617120 5743241 -565157 42001304 31925068 1136376 3456288 -311632 36206100 31663866 1073734 -376777 -435755 31925068 26763849 1182636 4609637 -892256 31663866 23144335 292767 2042632 -1284115 26763849 0.52000 0.31000 0.17000 0 0 1974545 1974545 191556427 63635021 127921406 33115064 31532468 1582596 2664477 1786046 878431 132356978 CERTIFICATES OF DEPOSIT 1896315 F PRIVATE HEDGE FUND 9668232 F PRIVATE EQUITY FUND 742244 F REAL ESTATE 1907303 F LIMITED PARTNERSHIP 683566 F BOND FUND 2387374 F 17285034 INTEREST RATE SWAP LIABILITY 7627137 U.S. GOVERNMENT ADVANCES 1327432 8954569 X 91841770 4927858 14176 4942034 86899736 30309024 30309024 117208760 91008326 0 91008326 30309024 30309024 121317350 PART III, LINE 4: COLLECTIONS OF ART AND HISTORICAL MATERIALS ARE USED TO ENRICH THE LIBERAL ARTS EDUCATION PROVIDED BY THE COLLEGE. PART V, LINE 4: THE PRIMARY USES OF THE ENDOWMENT ARE SCHOLARSHIPS AND AWARDS (BASED ON THE AGREEMENT WITH THE DONOR), TO FUND NECESSARY CAPITAL PROJECTS, AND TO ADDRESS OTHER NEEDS OF THE COLLEGE AS APPROVED BY THE BOARD OF TRUSTEES. PART X, LINE 2: THE COLLEGE BELIEVES THAT THERE ARE NO UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. THE COLLEGE HAS NO FEDERAL OR STATE INFORMATIONAL RETURNS THAT ARE CURRENTLY UNDER EXAMINATION BY THE INTERNAL REVENUE SERVICE ("IRS") OR STATE AUTHORITIES. HOWEVER, FISCAL YEARS 2011 AND LATER REMAIN SUBJECT TO EXAMINATION BY THE IRS AND NEW YORK STATE. PART XI, LINE 2D - OTHER ADJUSTMENTS: SWAP ADJUSTMENT 14,176. PART XI, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL AID 30,309,024. PART XII, LINE 4B - OTHER ADJUSTMENTS: INSTITUTIONAL AID 30,309,024. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 POLICY IS PUBLISHED IN STUDENT HANDBOOK AND OTHER COLLEGE PUBLICATIONS, AS WELL AS THE COLLEGE'S WEBSITE. SCHEDULE E, PART I, LINE 6 THE COLLEGE RECEIVES GRANTS FROM THE FEDERAL GOVERNMENT TO HELP ACHIEVE AND FURTHER ITS EDUCATIONAL MISSION. THE COLLEGE ALSO RECEIVES FEDERAL AND NEW YORK STATE FUNDS THROUGH ITS STUDENTS IN THE FORM OF FEDERAL AND STATE STUDENT FINANCIAL AID AND ASSISTANCE. 1 EUROPE 0 0 FACULTY AND STUDY ABROAD PROGRAMS EDUCATIONAL 468789 SOUTH AMERICA 0 0 STUDY ABROAD PROGRAMS EDUCATIONAL 12127 EAST ASIA AND PACIFIC 0 0 FACULTY AND STUDY ABROAD PROGRAMS EDUCATIONAL 16989 CENTRAL AMERICA AND THE CARIBBEAN 0 0 STUDY ABROAD PROGRAMS EDUCATIONAL 24983 0 0 0 0 0 0 522888 0 522888 STUDY ABROAD PROGRAM FOR STUDENTS EUROPE 22 259455 APPLIED TO STUDENTS ACCOUNTS STUDY ABROAD PROGRAM FOR STUDENTS SOUTH AMERICA 2 12127 APPLIED TO STUDENTS ACCOUNTS STUDY ABROAD PROGRAM FOR STUDENTS CENTRAL AMERICA AND CARIBBEAN 2 24983 APPLIED TO STUDENTS ACCOUNTS STUDY ABROAD PROGRAM FOR STUDENTS EAST ASIA AND PACIFIC 1 11489 APPLIED TO STUDENTS ACCOUNTS 0 0 0 0 0 0 1 WASHBURN AND MCGOLDRICK INC 910 NEW LOUDON RD STE 210 LATHAM NY 12110 CONSULTATION 0 0 25300 0 25300 1 SCHOLARSHIPS 3018 36040691 PART I, LINE 2: SCHOLARSHIPS ARE AWARDED BASED ON NEED AND MONITORED ANNUALLY BASED ON STUDENTS' ACADEMIC PROFILES AND GUIDELINES AS PROVIDED TO STUDENTS. X X X 0 1 X X 0 0 0 0 0 0 0 0 0 MARGARET KIRWIN INTERIM PRESIDENT 231494 0 0 0 0 0 20855 0 6976 0 259325 0 0 0 MARCUS BUCKLEY CHIEF OPERATING OFFICER 247552 0 0 0 0 0 22638 0 14272 0 284462 0 0 0 MARY GRONDAHL VP ADMINSSIONS 159878 0 0 0 0 0 14369 0 18413 0 192660 0 0 0 DENNIS MCDONALD VP STUDENT AFFAIRS 127051 0 0 0 0 0 11814 0 14272 0 153137 0 0 0 DAVID SZCZERBACKI FORMER PRESIDENT (JULY 1, 2012-JUNE 333867 0 0 0 0 0 13500 0 13751 0 361118 0 0 0 MARK SULLIVAN FORMER PRESIDENT; CURRENT FACULTY 257911 0 0 0 0 0 22950 0 14263 0 295124 0 0 0 SEVERIN CARLSON FORMER DEAN 131059 0 0 0 0 0 11317 0 13989 0 156365 0 0 0 KARIN PATRICELLI FORMER VP INSTITUTIONAL ADVANCEMENT 122474 0 0 0 0 0 10869 0 4439 0 137782 0 0 0 PART I, LINE 1A THE OFFICIAL RESIDENCE OF THE PRESIDENT IS OWNED AND MAINTAINED BY THE COLLEGE AND IS SITUATED IN CLOSE PROXIMITY TO THE COLLEGE'S URBAN CAMPUS. THE PRESIDENT RESIDES IN HIS OFFICIAL RESIDENCE AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE COLLEGE AND CERTAIN FUNDRAISING AND OTHER COLLEGE FUNCTIONS ARE HOSTED BY THE PRESIDENT IN HIS OFFICIAL RESIDENCE UNDER STIPULATION IN HIS EMPLOYMENT CONTRACT. A CITY OF ALBANY INDUSTRIAL DEVELOPMENT AGENCY 146002058 012440LU5 2007-06-28 34000000 TO FINANCE VARIOUS CAPITAL PROJECTS AT THE COLLEGE 0 0 0 B CITY OF ALBANY INDUSTRIAL DEVELOPMENT AGENCY 146002058 012440LV3 2007-06-28 6600000 TO FINANCE VARIOUS CAPITAL PROJECTS AT THE COLLEGE 0 0 0 C CITY OF ALBANY CAPITAL RESOURCE CORPORATION 273467899 012432AN0 2011-07-01 21235000 TO FINANCE VARIOUS CAPITAL PROJECTS AT THE COLLEGE 0 0 0 A 34000000 864448 15816416 784026 613000 16068895 2010 1 0 1 1 B 6600000 6536649 136542 115000 2007 1 0 1 1 C 21235000 1506293 1079918 571611 17951548 2012 0 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 A 0 0 0 0 1 1 BANK OF AMERICA 30.000000000000 0 0 0 0 0 B 0 0 0 0 1 1 BANK OF AMERICA 20.000000000000 0 0 0 0 0 C 0 0 0 0 0 0 0 0 0 A 1 B 1 C 1 X 14 351142 MARKET QUOTE X VARIOUS IN KI 30 42635 FAIR VALUE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 FORM 990 REVIEW PROCEDURE: THE FORM 990 IS MADE AVAILABLE FOR THE REVIEW OF THE GOVERNING BODY BEFORE FILING AND THEIR OBSERVATIONS ARE INCORPORATED AS APPROPRIATE IN THE PRESENTATION OF THE INFORMATION. FORM 990, PART VI, SECTION B, LINE 12C CONFLICT OF INTEREST POLICY PROCEDURES: ANNUAL CERTIFICATION OF COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY IS REQUIRED OF ALL MEMBERS OF THE GOVERNING BODY AND OFFICERS IN FEBRUARY EACH YEAR, AND OF NEWLY-APPOINTED INDIVIDUALS AT THE TIME OF APPOINTMENT. APPLICABLE CONFLICTS OF INTEREST ARE REPORTED TO THE AUDIT COMMITTEE AND INDIVIDUALS SUBJECT RECUSE THEMSELVES FROM THE DELIBERATIVE AND DECISION-MAKING PROCESSES WITH RESPECT TO MATTERS WHERE CONFLICT MAY EXIST. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION PROCEDURES: PERFORMANCE AND COMPARABILITY DATA RELATED TO OFFICERS' COMPENSATION IS REVIEWED BY INDEPENDENT MEMBERS OF THE EXECUTIVE COMMITTEE, WHOSE DELIBERATIONS AND DECISIONS ARE CONTEMPORANEOUSLY DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 AVAILABILITY TO THE PUBLIC OF GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS: THESE ARE PROVIDED UPON REQUEST. FORM 990, PART XI, LINE 9: INTEREST RATE SWAP ADJUSTMENT 14,177.