2015-05-15T14:53:06-05:00 2014-06-30 560574444 CHERRY BEKAERT LLP 1111 METROPOLITAN AVE STE 1000 CHARLOTTE NC 28204 990 2013-07-01 620475697 THE UNIVERSITY OF THE SOUTH UNIV 9315981349 735 UNIVERSITY AVENUE SEWANEE TN 373831000 DOUG WILLIAMS TREASURER 9315981349 2015-05-14 1 JANICE A RATICA P00358837 7043771678 2013 2016-03-07 17:11:31Z JOHN MCCARDELL 735 UNIVERSITY AVENUE SEWANEE TN 373831000 225406678 0 X WWW.SEWANEE.EDU X 1858 TN AN EPISCOPAL UNIVERSITY COMPOSED OF THE COLLEGE OF ARTS AND SCIENCES AND THE SCHOOL OF THEOLOGY. 134 131 2054 1348 -28705 -28705 16566038 23219603 77874684 86954816 15055931 24489080 1734333 0 111230986 134663499 20440787 23708861 0 0 49721073 52076995 0 0 2291287 34287306 37120888 104449166 112906744 6781820 21756755 587117273 635753143 82352958 77601718 504764315 558151425 X THE COLLEGE OF ARTS AND SCIENCES IS COMMITTED TO THE DEVELOPMENT OF THE WHOLE PERSON THROUGH A LIBERAL ARTS EDUCATION OF THE HIGHEST QUALITY. THE SCHOOL OF THEOLOGY EDUCATES WOMEN AND MEN TO SERVE THE BROAD WHOLE OF THE EPISCOPAL CHURCH IN ORDAINED AND LAY VOCATIONS. 0 0 60028050 23707908 62413859 INSTRUCTION: IN THE COLLEGE OF ARTS AND SCIENCES, STUDENTS WORK CLOSELY WITH DISTINGUISHED AND DIVERSE FACULTY IN A DEMANDING COURSE OF HUMANE AND SCIENTIFIC STUDY THAT PREPARES THEM FOR LIVES OF ACHIEVEMENT AND SERVICE. A STUDENT-FACULTY RATIO OF 11:1 ENABLES CLOSE STUDENT-FACULTY INTERACTION IN THE CLASSROOM AND ALLOWS FOR FACULTY GUIDANCE IN STUDENT RESEARCH. 12007606 953 2281723 STUDENT SERVICES: A WIDE RANGE OF CO-CURRICULAR AND RECREATIONAL OPPORTUNITIES ARE AVAILABLE TO COMPLEMENT THE ACADEMIC EXPERIENCE AND SUPPORT STUDENT LIFE. MORE THAN A HUNDRED ORGANIZATIONS AND CLUBS FACILITATE SOCIAL INTERACTION BETWEEN STUDENTS AND BETWEEN STUDENTS AND THE BROADER SEWANEE COMMUNITY. 16400576 22204886 HOUSING AND AUXILIARY SERVICES: THE COLLEGE IS A RESIDENTIAL LIBERAL ARTS COLLEGE. ROOM AND BOARD PROGRAMS ARE DESIGNED TO ENCOURAGE OPPORTUNITIES FOR CONVERSATION AND COMMUNITY BUILDING BEYOND THE CLASSROOM. BESIDES TRADITIONAL RESIDENCE DORMITORIES, STUDENTS MAY ALSO CHOOSE TO LIVE IN A THEME HOUSE WHICH BRINGS TOGETHER STUDENTS WITH A COMMON INTEREST. 4336301 54348 OTHER PROGRAM EXPENSES ARE PRIMARILY COMPRISED OF EXPENSES RELATED TO FACULTY RESEARCH ACTIVITIES AND OF EXPENSES RELATED TO PLANT MAINTENANCE AND OPERATION. 4336301 54348 92772533 1 1 0 0 0 0 1 1 0 1 1 1 0 0 1 1 1 0 1 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 1 3449 0 1 2054 1 1 1 1 SP 0 0 0 0 0 0 0 0 X 134 131 0 0 0 0 0 0 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X OFFICE OF THE TREASURER 9315981349 735 UNIVERSITY AVENUE SEWANEE TN 37383 JOHN MCKEE SLOAN BOARD MEMBER 2.00 X 0 0 0 SUSAN SLOAN BOARD MEMBER 2.00 X 0 0 0 CORNELIA HEFLIN BOARD MEMBER 2.00 X 0 0 0 W CHARLES MAYER III BOARD MEMBER 2.00 X 0 0 0 LARRY R BENFIELD BOARD MEMBER 2.00 X 0 0 0 KENNETH T PARKS BOARD MEMBER 2.00 X 0 0 0 BILLY RICHARD CATO BOARD MEMBER 2.00 X 0 0 0 ELLEN GRAY BOARD MEMBER 2.00 X 0 0 0 ROBERT C WRIGHT BOARD MEMBER 2.00 X 0 0 0 SHARON HIERS BOARD MEMBER 2.00 X 0 0 0 STEVE BURNETT BOARD MEMBER 2.00 X 0 0 0 GEORGE WILLIAMSON BOARD MEMBER 2.00 X 0 0 0 GREGORY O BREWER BOARD MEMBER 2.00 X 0 0 0 STEPHEN CLIFTON BOARD MEMBER 2.00 X 0 0 0 PARKER BAUER BOARD MEMBER 2.00 X 0 0 0 FRANK B GUMMEY III BOARD MEMBER 2.00 X 0 0 0 PHILIP M DUNCAN II BOARD MEMBER 2.00 X 0 0 0 JOHN H RIGGIN BOARD MEMBER 2.00 X 0 0 0 AMY HAMILTON BOARD MEMBER 2.00 X 0 0 0 ERIC STEVENSON BOARD MEMBER 2.00 X 0 0 0 JAMES M STANTON BOARD MEMBER 2.00 X 0 0 0 PAUL E LAMBERT BOARD MEMBER 2.00 X 0 0 0 MICHAEL HOFFMAN BOARD MEMBER 2.00 X 0 0 0 HARRIET HAHN COUSINS BOARD MEMBER 2.00 X 0 0 0 ORRIN HARRISON III BOARD MEMBER 2.00 X 0 0 0 PETER LEE BOARD MEMBER 2.00 X 0 0 0 ROBERT ALVES BOARD MEMBER 2.00 X 0 0 0 JOHN O HAROLDSON BOARD MEMBER 2.00 X 0 0 0 J THOMAS SUTTON BOARD MEMBER 2.00 X 0 0 0 GEORGE D YOUNG III BOARD MEMBER 2.00 X 0 0 0 TAYLOR DINSMORE BOARD MEMBER 2.00 X 0 0 0 CHRIS CONE BOARD MEMBER 2.00 X 0 0 0 LEE PHILLIPS BOARD MEMBER 2.00 X 0 0 0 CHARLES G VONROSENBERG BOARD MEMBER 2.00 X 0 0 0 MICHAEL WRIGHT BOARD MEMBER 2.00 X 0 0 0 ANN STIRLING BOARD MEMBER 2.00 X 0 0 0 SAMUEL JOHNSON HOWARD BOARD MEMBER 2.00 X 0 0 0 PAMELA JORDAN ANDERSON BOARD MEMBER 2.00 X 0 0 0 BLUCHER B LINES BOARD MEMBER 2.00 X 0 0 0 RAYFORD B HIGH JR BOARD MEMBER 2.00 X 0 0 0 JOHN STANLEY BOARD MEMBER 2.00 X 0 0 0 SHERRI GLASER BOARD MEMBER 2.00 X 0 0 0 CATHERINE WEHLBURG BOARD MEMBER 2.00 X 0 0 0 SCOTT A BENHASE BOARD MEMBER 2.00 X 0 0 0 ROBERT FAIN BOARD MEMBER 2.00 X 0 0 0 WILLIAM R BRUCE BOARD MEMBER 2.00 X 0 0 0 DEBORAH THOMAS BOARD MEMBER 2.00 X 0 0 0 TERRY ALLEN WHITE BOARD MEMBER 2.00 X 0 0 0 BRIAN CLARDY BOARD MEMBER 2.00 X 0 0 0 LESLIE NEWMAN BOARD MEMBER 2.00 X 0 0 0 DOUGLAS HAHN BOARD MEMBER 2.00 X 0 0 0 MICHAEL CARLISLE BOARD MEMBER 2.00 X 0 0 0 ADDISON HOSEA BOARD MEMBER 2.00 X 0 0 0 BUCKNER HINKLE BOARD MEMBER 2.00 X 0 0 0 MORRIS K THOMPSON BOARD MEMBER 2.00 X 0 0 0 RALPH HOWE JR BOARD MEMBER 2.00 X 0 0 0 DREW BROACH BOARD MEMBER 2.00 X 0 0 0 GINA JENKINS BOARD MEMBER 2.00 X 0 0 0 DUNCAN M GRAY III BOARD MEMBER 2.00 X 0 0 0 DAVID ELLIOTT III BOARD MEMBER 2.00 X 0 0 0 SCOTT DAVIS BOARD MEMBER 2.00 X 0 0 0 MARGARET MCLARTY BOARD MEMBER 2.00 X 0 0 0 GEORGE WAYNE SMITH BOARD MEMBER 2.00 X 0 0 0 DORIS WESTFALL BOARD MEMBER 2.00 X 0 0 0 JACK LAULESS BOARD MEMBER 2.00 X 0 0 0 JUDITH LYNN BANDY STUPP BOARD MEMBER 2.00 X 0 0 0 MICHAEL BRUCE CURRY BOARD MEMBER 2.00 X 0 0 0 ANNE HODGES-COPPLE BOARD MEMBER 2.00 X 0 0 0 JENNINGS FRAZELLE BOARD MEMBER 2.00 X 0 0 0 REID CONRAD BOARD MEMBER 2.00 X 0 0 0 EDWARD DUDLEY COLHOUN IV BOARD MEMBER 2.00 X 0 0 0 J SCOTT MAYER BOARD MEMBER 2.00 X 0 0 0 DON GRIFFIS BOARD MEMBER 2.00 X 0 0 0 JOHN HILL BOARD MEMBER 2.00 X 0 0 0 LEOPOLD FRADE BOARD MEMBER 2.00 X 0 0 0 MARK LAWRENCE BOARD MEMBER 2.00 X 0 0 0 ALYSON CROUCH HARDIN BOARD MEMBER 2.00 X 0 0 0 EDMUND D HENRY III BOARD MEMBER 2.00 X 0 0 0 DABNEY T SMITH BOARD MEMBER 2.00 X 0 0 0 KYLE BENNETT BOARD MEMBER 2.00 X 0 0 0 KAREN O PATTERSON BOARD MEMBER 2.00 X 0 0 0 GREGORY A HEARING BOARD MEMBER 2.00 X 0 0 0 JOHN C BAUERSCHMIDT BOARD MEMBER 2.00 X 0 0 0 POLK VAN ZANDT BOARD MEMBER 2.00 X 0 0 0 H E MILLER JR BOARD MEMBER 2.00 X 0 0 0 W A STRINGER BOARD MEMBER 2.00 X 0 0 0 C ANDREW DOYLE BOARD MEMBER 2.00 X 0 0 0 DENA HARRISON BOARD MEMBER 2.00 X 0 0 0 JEFF W FISHER BOARD MEMBER 2.00 X 0 0 0 WILLIAM C TREADWELL BOARD MEMBER 2.00 X 0 0 0 SANDRA PRATT WILKENS BOARD MEMBER 2.00 X 0 0 0 SETH HINKLEY BOARD MEMBER 2.00 X 0 0 0 ANDREW WALDO BOARD MEMBER 2.00 X 0 0 0 CAROL DEEDIE PHILLIPS MARSHALL BOARD MEMBER 2.00 X 0 0 0 THOMAS H COKER III BOARD MEMBER 2.00 X 0 0 0 MILDRED LEE TANNER BOARD MEMBER 2.00 X 0 0 0 DON E JOHNSON BOARD MEMBER 2.00 X 0 0 0 SENTER CROOK BOARD MEMBER 2.00 X 0 0 0 ROBERT D GOOCH JR BOARD MEMBER 2.00 X 0 0 0 SALLY CASSADY LYON BOARD MEMBER 2.00 X 0 0 0 GARY R LILLIBRIDGE BOARD MEMBER 2.00 X 0 0 0 DAVID MITCHELL REED BOARD MEMBER 2.00 X 0 0 0 BEN NELSON BOARD MEMBER 2.00 X 0 0 0 PAGE WILSON BOARD MEMBER 2.00 X 0 0 0 KATHRYN YOUNG BOARD MEMBER 2.00 X 0 0 0 JACOB W OWENSBY BOARD MEMBER 2.00 X 0 0 0 PAUL D MARTIN BOARD MEMBER 2.00 X 0 0 0 ANDREA MARIE PETROSH BOARD MEMBER 2.00 X 0 0 0 GEORGE KING MUNSON JR BOARD MEMBER 2.00 X 0 0 0 G PORTER TAYLOR BOARD MEMBER 2.00 X 0 0 0 LAWRENCE BRITT BOARD MEMBER 2.00 X 0 0 0 KEMPER WILLIAMS BROWN BOARD MEMBER 2.00 X 0 0 0 BILL STIEFEL JR BOARD MEMBER 2.00 X 0 0 0 BRIAN K BURGESS BOARD MEMBER 2.00 X 0 0 0 STEPHEN GRAY BOARD MEMBER 2.00 X 0 0 0 SAGE HOARE BOARD MEMBER 2.00 X 0 0 0 JANET S MCDONALD BOARD MEMBER 2.00 X 0 0 0 STEWART H THOMAS BOARD MEMBER 2.00 X 0 0 0 DUDLEY M WEST BOARD MEMBER 2.00 X 0 0 0 GARY BUTTERWORTH BOARD MEMBER 2.00 X 0 0 0 ROB JOHNSON BOARD MEMBER 2.00 X 0 0 0 LOUIS RICE BOARD MEMBER 2.00 X 0 0 0 COLLEEN BEECKEN RYE BOARD MEMBER 2.00 X 0 0 0 JEFF WHORLEY BOARD MEMBER 2.00 X 0 0 0 RUTH SANCHEZ-IMIZCOZ BOARD MEMBER 40.00 X 83350 0 21306 ALBERTO CUTIE BOARD MEMBER 2.00 X 0 0 0 MICHAEL FARR BOARD MEMBER 2.00 X 0 0 0 DAVID JUGE BOARD MEMBER 2.00 X 0 0 0 G MARK PHILLIPS BOARD MEMBER 2.00 X 0 0 0 NANCY PILE-LANEY BOARD MEMBER 2.00 X 0 0 0 WILLIAM W SUMMEROUR BOARD MEMBER 2.00 X 0 0 0 ROB MACSWAIN BOARD MEMBER 40.00 X 46412 0 31257 CHRIS MCDONOUGH BOARD MEMBER 40.00 X 102662 0 44084 MARY ELISE OTTLEY BOARD MEMBER 2.00 X 0 0 0 JOHN M MCCARDELL JR VICE-CHANCELLOR/PRESIDENT 40.00 X 502800 0 80790 JOHN GATTA DEAN OF THE COLLEGE 40.00 X 182504 0 18758 JETT FISHER VP OF ADVANCEMENT 40.00 X 165741 0 72463 LEE ANN BACKLUND DEAN OF ADMISSIONS 40.00 X 158142 0 30853 DONNA PIERCE LEGAL COUNSEL 40.00 X 152928 0 30046 ERIC HARTMAN DEAN OF STUDENTS 40.00 X 124545 0 49318 JOHN SWALLOW PROVOST 40.00 X 186517 0 44439 PAUL WILEY REGISTRAR 40.00 X 100176 0 33960 SARAH SUTHERLAND TREASURER 40.00 X 120481 0 26028 NEIL ALEXANDER DEAN OF SCHOOL OF THEOLOGY 40.00 X 157682 0 61202 FRANCES GLADU VICE PRESIDENT OF ADMINISTRATION 40.00 X 164785 0 28455 EUGENE PRUNTY PROFESSOR & CONF. DIRECTOR 40.00 X 179217 0 40693 YASMEEN MOHIUDDIN PROFESSOR 40.00 X 163719 0 30199 FREDERICK CROOM PROFESSOR 40.00 X 174864 0 48443 JOEL CUNNINGHAM PROFESSOR 40.00 X 153208 0 39531 GERALD SMITH PROFESSOR 40.00 X 141688 0 74569 LINDA LANKEWICZ PROFESSOR & FORMER PROVOST 40.00 X 127653 0 28387 3189074 0 834781 44 1 1 0 BLUE OAK PROJECTS PO BOX 890 WINCHESTER TN 38398 CONSTRUCTION 806432 RW CONSTRUCTION 70 DAVIS LANE TRACY CITY TN 37387 CONSTRUCTION 633832 COMMUNITY COUNSELING SERVICE LLC PO BOX 824885 PHILADELPHIA PA 19182 DEVELOPMENT & CONSULTING 267428 CALDWELL LAWN SERVICE 112 8TH AVENUE WINCHESTER TN 38398 LAWN CARE 214114 STEVE DEKOCK AGENCY 3495 NEW HOPE HENDERSON TN 37075 CONSTRUCTION 188418 11 237419 22982184 4790356 23219603 TUITION & FEES 611310 62413859 62413859 AUXILIARY SALES & SERVICE 611310 22204886 22204886 EDUCATION SALES & SERVICE 611310 2336071 2336071 86954816 15908819 -28705 15937524 2300307 2300307 97023133 90743179 6279954 6279954 6279954 134663499 86954816 -28705 24517785 23708861 23708861 2319621 958161 1265107 96353 37644633 29944338 6397081 1303214 3151402 2483454 667948 6500674 5028049 1000411 472214 2460665 1923337 537328 22798 4435 18363 70100 70100 3105171 3105171 7002185 5816483 1114296 71406 516751 363026 153725 1693998 1185581 391284 117133 1322931 852104 467515 3312 36026 36026 1184680 1024592 106353 53735 2015103 1748631 184507 81965 382274 323118 47230 11926 1637316 1637316 4739383 4247744 491639 770709 484473 282335 3901 FOOD 4397599 3880408 458405 58786 UTILITIES 2880488 2827094 53394 RENEWALS AND REPLACEMEN 2621907 1771924 849983 EQUIPMENT RENTAL/MAINTE 1568139 1503474 47323 17342 1153330 1055930 97400 112906744 92772533 17842924 2291287 5088536 4172745 70724255 55634697 19400725 26046920 1550965 1095723 36169 38000 2653724 2642279 339377 344467 2706364 2647156 259477101 83336245 155088327 176140856 324088036 361850611 5440795 5139689 587117273 635753143 11153360 9884999 2238143 1283628 61515932 59388989 7445523 7044102 82352958 77601718 X 202814005 228189144 159695258 182602230 142255052 147360051 504764315 558151425 587117273 635753143 21756755 31630355 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X X X 2 3208.00 0 0 1 1 449.00 10475 X X X 0 0 336524119 5039090 47073055 6142028 8192269 374301967 318951183 8617720 22614726 5853531 7805979 336524119 318709539 10044584 3315401 5533669 7584672 318951183 272487483 5033969 54223352 5698947 7336318 318709539 246098443 11241702 28421915 5498353 7776224 272487483 0.23000 0.37000 0.40000 1 0 1635425 18559687 20195112 196779 185674653 48418871 137452561 44090484 34917374 9173110 9320073 9320073 176140856 EQUITIES 283989204 F BONDS 52202607 F CASH VALUE OF INSURANCE 1217183 F ASSETS HELD BY TRUSTEE 24441617 F 361850611 REFUNDABLE ADVANCES 2703887 POST RETIREMENT OBLIGATION 4340215 7044102 X 140829488 31630355 -22359195 9271160 131558328 3105171 3105171 134663499 87442378 0 87442378 3105171 22359195 25464366 112906744 PART II, LINE 9: CONSERVATION EASEMENT(S) ARE NOT REFLECTED IN THE BALANCE SHEET; INCIDENTAL EXPENSES REFERENCED IN SCHEDULE D PART II, LINE 7 FLOW THROUGH ON THE STATEMENT OF ACTIVITIES. PART III, LINE 1A: THE UNIVERSITY DOES NOT INCLUDE EITHER THE COST OR THE VALUE OF ITS COLLECTIONS ON THE STATEMENT OF FINANCIAL POSITION, NOR DOES IT RECOGNIZE GIFTS OF COLLECTION ITEMS AS REVENUES IN THE STATEMENT OF ACTIVITIES. THE PROCEEDS FROM ITEMS DISPOSED OF ARE REPORTED AS INCREASES IN THE APPROPRIATE CLASS OF NET ASSETS IN THE STATEMENT OF ACTIVITIES. CONTRIBUTED WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS THAT ARE NOT ADDED TO COLLECTIONS ARE REPORTED AS ASSETS HELD FOR SALE ON THE STATEMENTS OF FINANCIAL POSITION AT THEIR FAIR MARKET VALUES AT THE DATE OF THE GIFT. PART III, LINE 4: THE UNIVERSITY COLLECTS WORKS OF ART, HISTORICAL TREASURES, AND SIMILAR ASSETS WHICH REFLECT THE HISTORY OF THE INSTITUTION AND/OR SUPPORT ITS EDUCATIONAL PURPOSE. THE COLLECTIONS ARE MAINTAINED FOR PUBLIC EXHIBITION, EDUCATION AND RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FOR FINANCIAL GAIN. COLLECTIONS ARE PROTECTED, KEPT UNENCUMBERED, CARED FOR, AND PRESERVED. AS A MATTER OF POLICY, THE PROCEEDS OF ITEMS IN COLLECTIONS THAT ARE SOLD ARE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS. PART V, LINE 4: ENDOWMENT FUNDS ARE HELD IN PERPETUITY AND THE EARNINGS ARE USED FOR PURPOSES DESIGNATED BY DONORS IN GIFT AGREEMENTS. THESE PURPOSES INCLUDE, BUT ARE NOT LIMITED TO: STUDENT FINANCIAL AID, INTERNSHIPS, FACULTY SUPPORT, FACILITIES, MAINTENANCE, AND OPERATIONS. PART X, LINE 2: THE UNIVERSITY ACCOUNTS FOR THE EFFECT OF ANY UNCERTAIN TAX POSITIONS BASED ON A MORE LIKELY THAN NOT THRESHOLD TO THE RECOGNITION OF THE TAX POSITIONS BEING SUSTAINED BASED ON THE TECHNICAL MERITS OF THE POSITION UNDER EXAMINATION BY THE APPLICABLE TAXING AUTHORITY. IF A TAX POSITION OR POSITIONS ARE DEEMED TO RESULT IN UNCERTAINTIES OF THOSE POSITIONS, THE UNRECOGNIZED TAX BENEFIT IS ESTIMATED BASED ON A CUMULATIVE PROBABILITY ASSESSMENT THAT AGGREGATES THE ESTIMATED TAX LIABILITY FOR ALL UNCERTAIN TAX POSITIONS. TAX POSITIONS FOR THE UNIVERSITY INCLUDE, BUT ARE NOT LIMITED TO, THE TAX EXEMPT STATUS AND DETERMINATION OF WHETHER INCOME IS SUBJECT TO UNRELATED BUSINESS INCOME TAX; HOWEVER, THE UNIVERSITY HAS DETERMINED THAT SUCH TAX POSITIONS DO NOT RESULT IN AN UNCERTAINTY REQUIRING RECOGNITION. PART XI, LINE 2D - OTHER ADJUSTMENTS: SCHOLARSHIPS - CONTRA REVENUE -22,359,195. PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS - CONTRA REVENUE 22,359,195. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY DRAWS A LARGE PERCENTAGE OF ITS STUDENTS FROM A LARGE GEOGRAPHIC SECTION. THE UNIVERSITY FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY AND INCLUDES APPROPRIATE STATEMENTS IN ITS RECRUITING, ADMISSIONS, AND SCHOLARSHIP BROCHURES AND CATALOGUES. SCHEDULE E, PART I, LINE 6 FUNDS FOR FINANCIAL AID TO STUDENTS ARE RECEIVED FROM THE U.S. DEPARTMENT OF EDUCATION FOR COLLEGE WORK STUDY, SUPPLEMENTAL EDUCATION OPPORTUNITY GRANTS, AND PELL GRANTS. PERKINS LOANS CONTINUE TO BE DISBURSED FROM THE REVOLVING LOAN FUND. FEDERAL DIRECT LOAN PROCEEDS ARE RECEIVED FROM THE U.S. DEPARTMENT OF EDUCATION AND CREDITED TO STUDENTS' ACCOUNTS RECEIVABLE. 1 EAST ASIA & PACIFIC 0 3 PROGRAM SERVICE INSTRUCTION 108423 EUROPE 1 8 PROGRAM SERVICE INSTRUCTION 226005 CENTRAL AMERICA & CARIBBEAN 0 2 PROGRAM SERVICE INSTRUCTION 36728 CENTRAL AMERICA & CARIBBEAN 0 0 INVESTMENTS 44967150 1 13 0 0 1 13 45338306 0 45338306 SCHOALRSHIP CENTRAL AMERICA & CARIBBEAN 5 1890 CREDIT TO STUDENTS' ACCOUNTS RECEIVABLE SCHOLARSHIP EUROPE 10 125902 CREDIT TO STUDENTS' ACCOUNTS RECEIVABLE 1 0 0 0 0 0 PART I, LINE 2: SCHOLARSHIP AWARDS ARE CREDITED TO THE STUDENTS' ACCOUNTS RECEIVABLE AT THE UNIVERSITY OF THE SOUTH. CREDIT IS APPLIED DIRECTLY AGAINST TUITION AND FEES CHARGED TO THE STUDENT FOR SUMMER ABROAD PROGRAMS AND ONE SEMESTER ABROAD PROGRAM. SCHEDULE F, PART IV, LINE 1 THE UNIVERSITY WAS A DIRECT TRANSFEROR OF CASH TO 9 DIFFERENT FOREIGN CORPORATIONS (INVESTMENTS) DURING THE TAX YEAR AND COMPLETED FORMS 926. 1 SCHOLARSHIPS - STUDENTS ENROLLED AT THE UNIVERSITY OF THE SOUTH 1300 23708861 PART I, LINE 2: MERIT-BASED SCHOLARSHIPS & NEED-BASED SCHOLARSHIPS AWARDED TO ENROLLED STUDENTS ARE CREDITED TO STUDENTS' ACCOUNT TO COVER TUITION & FEES. GRADE REPORTS ARE GENERATED FOR EACH TERM & EACH INDIVIDUAL STUDENT IS REVIEWED TO INSURE THEY ARE MAKING SATISFACTORY ACADEMIC PROGRESS TO MAINTAIN THEIR GRANT/SCHOLARSHIP FUNDING. NOTIFICATIONS ARE SENT BY THE DEAN OF THE COLLEGE TO ALERT DEPARTMENTS OF WITHDRAWALS. ALSO, FINANCIAL AID RUNS ENROLLMENT REPORTS EACH TERM TO CHECK THE NUMBER OF CREDIT HRS FOR EACH STUDENT. THIRD PARTY SOFTWARE IS ALSO CODED TO PREVENT THE CREDIT OF FUNDS TO A STUDENT WITHOUT ENROLLED HOURS. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 JOHN M MCCARDELL JR VICE-CHANCELLOR/PRESIDENT 484904 0 0 0 17896 0 38250 0 43251 0 584301 0 0 0 JOHN GATTA DEAN OF THE COLLEGE 181742 0 0 0 762 0 18158 0 1677 0 202339 0 0 0 JETT FISHER VP OF ADVANCEMENT 165483 0 0 0 258 0 17600 0 62322 0 245663 0 0 0 LEE ANN BACKLUND DEAN OF ADMISSIONS 157884 0 0 0 258 0 16505 0 14921 0 189568 0 0 0 DONNA PIERCE LEGAL COUNSEL 152532 0 0 0 396 0 15891 0 14866 0 183685 0 0 0 ERIC HARTMAN DEAN OF STUDENTS 124485 0 0 0 60 0 13500 0 36182 0 174227 0 0 0 JOHN SWALLOW PROVOST 186457 0 0 0 60 0 18800 0 26014 0 231331 0 0 0 NEIL ALEXANDER DEAN OF SCHOOL OF THEOLOGY 157166 0 0 0 516 0 32760 0 29015 0 219457 0 0 0 FRANCES GLADU VICE PRESIDENT OF ADMINISTRATION 164527 0 0 0 258 0 15800 0 13228 0 193813 0 0 0 EUGENE PRUNTY PROFESSOR & CONF. DIRECTOR 178638 0 0 0 579 0 27316 0 14454 0 220987 0 0 0 YASMEEN MOHIUDDIN PROFESSOR 163521 0 0 0 198 0 14444 0 16734 0 194897 0 0 0 FREDERICK CROOM PROFESSOR 174061 0 0 0 803 0 27393 0 22601 0 224858 0 0 0 JOEL CUNNINGHAM PROFESSOR 152446 0 0 0 762 0 23776 0 16832 0 193816 0 0 0 GERALD SMITH PROFESSOR 141107 0 0 0 581 0 21841 0 54279 0 217808 0 0 0 LINDA LANKEWICZ PROFESSOR & FORMER PROVOST 127039 0 0 0 614 0 13232 0 16689 0 157574 0 0 0 PART I, LINE 1A THE UNIVERSITY PROVIDES HOUSING AND CERTAIN CUSTODIAL SERVICES FOR THE VICE CHANCELLOR AS A CONDITION OF EMPLOYMENT SO THAT HE CAN PERFORM ESSENTIAL UNIVERSITY BUSINESS AND ACTIVITIES AT THE HOME. THE PORTION OF THE STRUCTURE ALLOCABLE TO THE PERSONAL LIVING QUARTERS AND THE RELATED SERVICES FOR SUCH QUARTERS ARE INCLUDED IN HIS NON-TAXABLE BENEFITS REPORTED ON SCHEDULE J PART II, COLUMN (D). A FRANKLIN CO HEALTH & EDUCATION FACILITIES BOARD 521282324 BS1353325 2005-12-01 13390188 ACADEMIC BUILDING & DORM RENOVATIONS 1 0 0 B FRANKLIN CO HEALTH & EDUCATION FACILITIES BOARD 521282324 NONEAVAIL 2009-07-30 14400000 REDEMPTION OF PRIOR BONDS & ACADEMIC BUILDING RENOVATIONS 0 0 0 C FRANKLIN CO HEALTH & EDUCATION FACILITIES BOARD 521282324 353325DG5 2012-11-08 41051769 DORM RENOVATION, NEW DORM CONSTRUCTIONS, & REFINANCE OF PRIOR BONDS 0 0 0 A 400000 12400000 13390188 124120 168349 13097719 2008 0 0 1 1 B 1200000 14400000 47500 4352500 10000000 2010 1 0 1 1 C 650000 41051769 14011274 298972 18911179 2939458 4890886 2014 1 1 0 1 A 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 B 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 C 0 0 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 0 0 0 0 1 B 0 0 0 1 1 0 0 0 1 C 0 0 0 1 0 0 0 0 1 A 1 B 1 C 1 PAUL WILEY OFFICER COLLEGE ASSISTANCE - FAMILY X 48000 20500 0 1 1 PAUL WILEY OFFICER TUITION ASSISTANCE - EMPLOYEE X 35000 17500 0 1 1 38000 158802 NEED-BASED SCHOLARSHIP ROOM, BOARD AND TUITION ASSISTANCE 86616 MERIT-BASED SCHOLARSHIP ROOM, BOARD AND TUITION ASSISTANCE X 3 0 N/A X 1 0 N/A X N/A X 142 4790356 QUOTED STOCK PRICE X HORSE 1 0 N/A X ATHLETIC EQUI 1 0 N/A X CONSTRUCTION 1 0 N/A 1 0 1 0 PART I, LINE 33: REVENUES ARE NOT RECOGNIZED FOR NON-CASH CONTRIBUTIONS (GIFTS-IN-KIND) WHEN THE RELATED ASSET IS NOT RECOGNIZED ON THE BALANCE SHEET. FORM 990, PART VI, SECTION A, LINE 7B THE BOARD OF TRUSTEES HAS DESIGNATED THE BOARD OF REGENTS AS THE EXECUTIVE BODY OF THE UNIVERSITY. THE BOARD OF REGENTS IS VESTED WITH ALL THE POWERS AND AUTHORITY GRANTED IN THE UNIVERSITY'S CHARTER, EXCEPT SUCH POWERS EXPRESSLY RESERVED BY THE BOARD OF TRUSTEES. FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT COMMITTEE OF THE BOARD OF REGENTS REVIEWS THE 990 IN DETAIL. THE COMMITTEE THEN PROVIDES THE BOARD OF REGENTS COPIES FOR CONSIDERATION BEFORE FILING. FORM 990, PART VI, SECTION B, LINE 12C IN ACCORDANCE WITH THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, THE POLICY AND CONFLICT DISCLOSURE FORMS SHALL BE CIRCULATED ANNUALLY BY MEMBERS OF THE EXECUTIVE OFFICE'S STAFF TO TRUSTEES, REGENTS, OFFICERS, AND OTHERS DESIGNATED BY THE VICE CHANCELLOR. THE COMPLETED DISCLOSURE FORMS SHALL BE REVIEWED BY LEGAL COUNSEL OR HER/HIS DESIGNEE FOR THE PURPOSES OF MONITORING COMPLIANCE WITH THE POLICY AND DETERMINING WHAT ACTION, IF ANY, IS NEEDED REGARDING DISCLOSED CONFLICTS. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIR OF THE BOARD OF REGENTS, IN CONSULTATION WITH THE EXECUTIVE COMMITTEE (WHICH ALSO ACTS AS THE COMPENSATION COMMITTEE) OF THE BOARD, REQUESTS AND RECEIVES COMPENSATION DATA FROM HUMAN RESOURCES WHEN THE BOARD IS CONSIDERING A CHANGE IN COMPENSATION. THE CHAIR INFORMS HR VIA LETTER OR EMAIL OF EACH YEARS COMPENSATION EVEN IF THERE IS NO CHANGE IN RATE. THERE HAS BEEN NO INCREASE IN COMPENSATION FOR THE LAST TWO FISCAL YEARS; HOWEVER, WHEN A CHANGE IN PAY IS CONSIDERED, SALARY SURVEYS PROVIDED BY CUPA AND SALARY INFORMATION FROM COMPARABLE INSTITUTIONS ARE USED. THE EXECUTIVE COMMITTEE SHALL REVIEW COMPENSATION POLICIES AND PRACTICES TO ENSURE THAT COMPENSATION OF THE UNIVERSITYS OFFICERS AND KEY EMPLOYEES SUPPORTS AND ENHANCES THAT UNIVERSITYS PURPOSE AND MISSION AND ATTRACTS AND RETAINS KEY EXECUTIVES. EXECUTIVE COMPENSATION SHOULD BE (I) REASONABLE AND COMPETITIVE, (II) REFLECT THE INDIVIDUALS EXPERIENCE, SKILLS, EDUCATION AND PERFORMANCE, AND (III) GENERALLY CONSISTENT WITH RELEVANT SURVEY DATA FROM COMPARABLE INSTITUTIONS FOR FUNCTIONALLY COMPARABLE POSITIONS. TOTAL EXECUTIVE COMPENSATION IS DESIGNED TO BE FLEXIBLE IN ORDER TO ATTRACT HIGH CALIBER INDIVIDUALS, REWARD ACCOMPLISHMENTS, AND BALANCE THE NEED TO BE COMPETITIVE WITH AVAILABLE RESOURCES. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLICUPON REQUEST. GOVERNING DOCUMENTS ARE ALSO AVAILABLE AT: HTTP:/ABOUT.SEWANEE.EDU/TRUSTEES/DOCUMENTS.