2025-11-07T14:23:38-06:00 2024-12-31 991856619 GRANT THORNTON ADVISORS LLC 757 THIRD AVENUE 9TH FLOOR NEW YORK NY 100172013 990 2024-01-01 852150251 RF CATALYTIC CAPITAL INC RFCA 2128528361 420 FIFTH AVENUE NEW YORK NY 100182702 KEITH OLSON TREASURER 2128528361 2025-11-07 1 0 DANIEL ROMANO P00504182 2125990100 2024 2025-03-06 01:10:19Z NATALYE PAQUIN 420 FIFTH AVENUE NEW YORK NY 100182702 270637621 0 X HTTPS://RFCATALYTIC.ORG X 2020 DE PROVIDING VISIONARY SOLUTIONS THROUGH PARTNERSHIPS WITH LIKE-MINDED FUNDERS TO (SEE SCHEDULE O) IMPROVE THE LIVES OF VULNERABLE PEOPLE AROUND THE WORLD 5 2 51 74 0 0 283755402 162061323 0 0 5306927 5963440 -41973 -384530 289020356 167640233 127958044 117755309 0 0 15877396 27793680 0 501102 2313397 48716255 32219192 192551695 178269283 96468661 -10629050 284290525 268620483 105697412 88583593 178593113 180036890 X SEE SCHEDULE O 0 0 94003722 89118000 0 SEE SCHEDULE O 69189571 24737309 0 SEE SCHEDULE O 4093645 3400000 0 SEE SCHEDULE O 5254866 500000 0 PPI PANDEMIC PREVENTION INSTITUTE, LLC (PPI): PPI AIMS TO BUILD AN EQUITABLE, REPRESENTATIVE NETWORK OF PUBLIC HEALTH DATA SYSTEMS THAT RESPECTS SOVEREIGNTY, UPHOLDS THE HIGHEST ETHICAL STANDARDS, AND EMPOWERS DECISION-MAKERS TO RESPONDS EFFICIENTLY AND EFFECTIVELY TO PATHOGEN THREATS. DURING 2022, BECAUSE OF SIGNIFICANT SHIFTS IN PANDEMIC PREVENTION AND OVERALL RESPONSE LANDSCAPE, THE MANAGEMENT OF ROCKEFELLER FOUNDATION AND RFCC DECIDED TO NO LONGER PURSUE THE PANDEMIC PREVENTION INSTITUTE (PPI) AS A SEPARATE SUBSIDIARY OF RFCC. THE DECISION IS BASED ON ROCKEFELLER FOUNDATION'S BELIEF THAT THE BEST WAY TO ENSURE THE WORLD HAS THE CAPACITY TO PREVENT FUTURE PANDEMICS IS TO MANAGE THIS INITIATIVE INTERNALLY AND ENGAGE MORE DEEPLY WITH ORGANIZATIONS THAT SHARE A COMMON AMBITION. ROCKEFELLER FOUNDATION WILL CONTINUE TO LEVERAGE AND TAKE ADVANTAGE OF OPPORTUNITIES THAT EXIST IN THE PANDEMIC PREVENTION LANDSCAPE, THROUGH EXISTING CAPACITY AND CONNECTIONS THAT WERE CULTIVATED AS PART OF ROCKEFELLER FOUNDATION'S BROADER CLIMATE AND HEALTH STRATEGY.EXPENSES $3,599,300 INCLUDING GRANTS OF $0 LINE 4D-THE ECONOMIC OPPORTUNITY COALITION (EOC): EOC AIMS TO ALIGN PRIVATE AND FEDERAL INVESTMENTS TOWARD ADDRESSING ECONOMIC DISPARITIES, ACCELERATING OPPORTUNITY AND CREATING WEALTH IN LOW INCOME, RURAL AND OTHER UNDERSERVED COMMUNITIES ACROSS AMERICA EXPENSES $ 739,875 INCLUDING GRANTS OF $0LINE 4D-PERIODIC TABLE OF FOOD INITIATIVE (PTFI): BRINGS FORWARD TO A VISION TO TRANSFORM CONTRIBUTION OF FOOD DIVERSITY TO HUMAN HEALTH AND AGRICULTURAL SUSTAINABILITY. PTFI WILL IDENTITY FOOD COMPOSITION THROUGH DISTRIBUTION, RECEIPT AND ANALYSIS OF FOOD SAMPLE KITS USING MASS SPECTROMETRY. IN AN EFFORT TO DEMOCRATIZE INFORMATION AT GLOBAL SCALE, RESULTS WILL BE STORED IN A CENTRALIZED DATABASE AVAILABLE TO ANY INSTITUTION, PUBLIC LAB, OR PRIVATE LAB. PTFI AIMS TO CREATE A CENTRALIZED INFRASTRUCTURE FOR INSTITUTIONS AND LABS AROUND THE WORLD TO SUPPORT RESEARCH AND INNOVATION IN THE FIELDS OF FOOD, DIET, HEALTH, NUTRITION AND ENVIRONMENT. EXPENSES $ 500,000 INCLUDING GRANTS OF $500,000LINE 4D-CLIMATE X HEALTH: SUPPORTS THE COMMISSIONING OF A WHITE PAPER LAUNCHED AT THE 55TH ANNUAL MEETING OF THE WORLD ECONOMIC FORUM. IT WAS SUPPORTED BY THREE ENDORSING ORGANIZATIONS OF THE COP28 GUIDING PRINCIPLES FOR FINANCING CLIMATE AND HEALTH SOLUTIONS.EXPENSES $ 321,906 INCLUDING GRANTS OF $0 LINE 4D-BRETTON WOODS INITIATIVE AT 80 (BWI @ 80): CONVENING THE COLLECTIVE KNOWLEDGE OF THE WORLD TO DEVELOP A FUTURE ECONOMIC STRATEGY THAT FINANCIALLY EMPOWERS THE GLOBAL SOUTH. EXPENSES $ 93,787 INCLUDING GRANTS OF $0 5254866 500000 0 172541804 1 1 0 1 0 0 0 0 0 0 1 1 1 1 1 1 0 1 0 1 1 1 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 X 42 0 1 51 1 0 1 UK KE IN SF SN 0 0 0 0 0 0 0 0 0 0 X 5 2 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 0 1 0 AL AK AR CA CO CT DC FL GA HI IL KS KY ME MD MA MI MN MS MO NV NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA WV WI X KEITH OLSON TREASURER 2128528361 420 FIFTH AVENUE NEW YORK NY 100182702 ERICA GUYER SECRETARY 17.50 17.50 X X 0 547611 77139 NATALYE PAQUIN PRESIDENT 2.00 33.00 X X 0 887245 80739 ROBERT HILLMAN DIRECTOR 1.00 0.00 X 0 0 0 GERALDINE F WATSON DIRECTOR 1.00 0.00 X 0 0 0 IRENA DIMARIO INTERIM-TREASURER (THRU 2/2024) 5.00 30.00 X X 0 291145 86671 KEITH OLSON TREASURER (AS OF 03/2024) 5.00 30.00 X X 0 508712 94294 DWANYE MONTAQUE ASSISTANT TREASURER 17.50 17.50 X 0 278514 63779 NANCY JUETTE ASSISTANT SECRETARY 28.00 7.00 X 0 235901 56775 WOOCHONG UM CEO OF GEAPP (AS OF 10/2024) 35.00 0.00 X 292521 0 36481 JOSEPH KARANJA NGANGA INTERIM CEO OF GEAPP (THRU 10/24) 35.00 0.00 X 508022 0 31369 PETER COLAVITO EXECUTIVE DIRECTOR, IOF 35.00 0.00 X 393444 0 97457 SUNDAA BRIDGETT-JONES CHIEF PARTNERSHIP OFFICER OF GEAPP 35.00 0.00 X 365335 0 76781 STEPHEN SIDEBOTTOM COO OF GEAPP (THRU 10/2024) 35.00 0.00 X 401197 0 71662 STEFANA FAIRHOLME CHIEF INVESTMENT OFFICER OF GEAPP 35.00 0.00 X 411777 0 41080 ELIZABETH SMALL CHIEF LEGAL OFFICER OF GEAPP 35.00 0.00 X 335999 0 73846 KITTY BU VP SE ASIA OF GEAPP 35.00 0.00 X 477092 0 42979 3185387 2749128 931052 74 0 1 0 MCKINSEY & COMPANY INC 711 3RD AVENUE 4TH FL NEW YORK NY 10017 CONSULTING SERVICES 4363759 NIRAS KINGS COURT RIDE BERKSHIRE UK SL5 7JR CONSULTING SERVICES 1415386 SAFE GUARD GLOBAL GROUND FL CAMPION PARK CHESHIRE UK CW4 8AX RECRUITMENT SERVICES 1339336 ALLIANCE FOR SUSTAINABLE ENERGY LLC 15013 DENVER WEST PARKWAY GOLDDEN CO 80401 CONSULTING SERVICES 1100000 WITHERS BERGMAN LLP 157 CHURCH STREET 12TH FLOOR NEW HAVEN CT 06501 LEGAL SERVICES 847769 78 475000 70301137 91285186 162061323 1710828 1710828 107250000 102997388 4252612 4252612 4252612 FOREIGN EXCHANGE LOSS 900099 -384530 -384530 -384530 167640233 0 0 5578910 99709017 99709017 18046292 18046292 1554076 1554076 21299750 19719688 1580062 1642275 1642275 942332 942332 2355247 2355247 2158629 1725056 433573 558321 558321 311500 311500 501102 501102 2191783 2191783 15548831 14997875 367950 183006 341893 341893 355787 225651 130136 1783229 1494842 288387 4789778 4789778 2319281 2267801 2253 49227 179004 179004 620323 620323 746074 746074 FOREIGN TAXES 314759 314759 178269283 172541804 3414082 2313397 113690609 124572903 59550052 38272772 2521619 2785099 3831829 769998 2815995 3061831 83136452 54996031 15484773 20072221 7091025 24859626 284290525 268620483 9658224 3311757 88360597 56398012 250000 648082 7428591 28225742 105697412 88583593 X 8884943 12003450 169708170 168033440 178593113 180036890 284290525 268620483 X -10629050 -4194846 16267673 X 0 1 X 1 0 X 6750000 232854000 77109254 283755402 162061323 762529979 6750000 232854000 77109254 283755402 162061323 762529979 467348992 295180987 1286 19218 1059701 1237740 1710828 4028773 189805 -41973 -384530 -236698 766322054 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: FOREIGN EXCHANGE GAIN/LOSS - 2022 AMOUNT: $ 189,805. 2023 AMOUNT: $ -41,973. 2024 AMOUNT: $ -384,530. 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LTD 4037252 F EQUATOR AFRICA FUND LP 3459433 F SOUTHEAST ASIA CLEAN ENERGY FUND II, LP 1444983 F HAMARA GRID PRIVATE LTD. 500000 F 20072221 OPERATING RIGHT-OF-USE ASSET 2797748 RECOVERABLE GRANTS 22061878 24859626 DUE TO AFFILIATE 24943437 OPERATING LEASE LIABILITY 3282305 28225742 X 179275900 -4194846 4756632 13265664 13827450 165448450 2191783 2191783 167640233 177832124 4756632 4756632 173075492 2191783 3002008 5193791 178269283 PART X, LINE 2: RFCC FOLLOWS GUIDANCE THAT CLARIFIES THE ACCOUNTING FOR UNCERTAINTY IN TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN, INCLUDING ISSUES RELATING TO FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT. THIS GUIDANCE PROVIDES THAT THE TAX EFFECTS FROM AN UNCERTAIN TAX POSITION CAN ONLY BE RECOGNIZED IN THE FINANCIAL STATEMENTS IF THE POSITION IS "MORE-LIKELY-THAN-NOT" TO BE SUSTAINED IF THE POSITION WERE TO BE CHALLENGED BY A TAXING AUTHORITY. THE ASSESSMENT OF THE TAX POSITION IS BASED SOLELY ON THE TECHNICAL MERITS OF THE POSITION, WITHOUT REGARD TO THE LIKELIHOOD THAT THE TAX POSITION MAY BE CHALLENGED. RFCC IS EXEMPT FROM FEDERAL INCOME TAXATION UNDER 501(C)(3) OF THE INTERNAL REVENUE CODE; ALTHOUGH, RFCC IS SUBJECT TO TAX ON INCOME UNRELATED TO ITS EXEMPT PURPOSE, UNLESS THAT INCOME IS OTHERWISE EXCLUDED BY THE CODE. RFCC HAS PROCESSES PRESENTLY IN PLACE TO ENSURE THE MAINTENANCE OF ITS TAX-EXEMPT STATUS; TO IDENTIFY AND REPORT UNRELATED INCOME; TO DETERMINE ITS FILING AND TAX OBLIGATIONS IN JURISDICTIONS FOR WHICH IT HAS NEXUS; AND TO IDENTIFY AND EVALUATE OTHER MATTERS THAT MAY BE CONSIDERED TAX POSITIONS. MANAGEMENT HAS DETERMINED THAT RFCC HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL RECOGNITION OR DISCLOSURE. RFCC IS SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS SINCE ITS INCEPTION. PART XI, LINE 2D - OTHER ADJUSTMENTS: RECOVERABLE GRANTS 11,409,674. NET PRESENT VALUE DISCOUNT ON GRANT RECEIVED 1,855,990. PART XII, LINE 4B - OTHER ADJUSTMENTS: GRANT LAPSES AND RETURNS 3,159,778. NET PRESENT VALUE DISCOUNT ON GRANTS PAID -157,770. PART VIII - INVESTMENTS - PROGRAM-RELATED IN ADDITION TO GRANTS, RFCC ALSO INVESTS IN PROGRAM-RELATED INVESTMENTS ("PRIS"), ON BEHALF OF GEAPP, A DISREGARDED ENTITY OF RFCC, INCLUDING DIRECT EQUITY (E.G., BY PURCHASING SHARES IN A COMPANY), INTERMEDIATED EQUITY INVESTMENTS (E.G., INTO A FUND AS A LIMITED PARTNER) AND DEBT INSTRUMENTS. THE TYPE OF FINANCIAL INSTRUMENT IS DEPENDENT ON THE CAPITAL STRUCTURE AND COMPANY OR PROJECT NEED. RFCC INVESTS WITH AN "IMPACT-FIRST" LENS (VERSUS BEING RETURNS DRIVEN), TAKING OUTSIZED RISK TO PILOT AND SCALE AND WITH THE GOAL OF MOBILIZING AND CROWDING IN CAPITAL TOWARDS NASCENT PROJECTS, VENTURES AND SOLUTIONS. AS OF DECEMBER 31, 2024, RFCC, ON BEHALF OF GEAPP, HAD A TOTAL OF 6 PRIS OUTSTANDING WITH MATURITY DATES BETWEEN JANUARY 2033 AND DECEMBER 2035. (A) EQUATOR AFRICA FUND LP ("EQUATOR") IS A FUND THAT INVESTS EQUITY AND QUASI-EQUITY INTO EARLY-STAGE CLEANTECH VENTURES (E.G., LATE SEED, SERIES A) FOCUSED ON ENERGY, MOBILITY AND AGRICULTURE ACROSS SUB SAHARAN AFRICA. THIS INVESTMENT WILL ENABLE MORE EQUITABLE DISTRIBUTION OF BUSINESS VALUE FOR UNDERPRIVILEGED WORKERS AND COMMUNITIES, PRESERVE STABLE LOW-SKILL JOBS AND BUILD SUPPORT FOR SHARED BUSINESS OWNERSHIP BENEFITTING THIS POPULATION. (B) CONGO ENERGY SOLUTIONS LTD., OTHERWISE KNOWN AS NURU, IS A LEADING SOLAR HYBRID METRO-GRIDS DEVELOPER AND OPERATOR IN THE DEMOCRATIC REPUBLIC OF THE CONGO ("DRC") THAT CURRENTLY MANAGES A PORTFOLIO OF PROJECTS, THE LARGEST IN GOMA I WITH 1.3MWP OF CAPACITY. THE SERIES B FUNDRAISE WILL ALLOW NURU TO EXECUTE 13.7MWP OF PROJECTS IN GOMA II (AN EXTENSION OF THE CURRENT SITE IN GOMA), KINDU AND BUNIA IN EASTERN DRC, CONNECTING 20,000+ BENEFICIARIES (EQUIVALENT TO 120,000+ PEOPLE) TO CLEAN, AFFORDABLE AND RELIABLE ELECTRICITY. RECENT DEVELOPMENTS HAVE DESTABILIZED THE COMPANY AND THE TRANSACTION, WHICH HAVE MATERIALLY IMPACTED THE VALUATION OF THIS INVESTMENT. THE GEOPOLITICAL AND SECURITY ESCALATIONS, COUPLED WITH THE TAKEOVER OF VARIOUS PARTS OF EASTERN DRC, INCLUDING GOMA, BY THE SANCTIONED REBEL GROUP M23, HAVE SIGNIFICANTLY HALTED NURU'S OPERATIONS AND ITS SERIES B EXPANSION PLANS. ACCORDINGLY, RFCC HAS WRITTEN-DOWN THE INVESTMENT TO $0 AS OF DECEMBER 31, 2024. (C) ETAFA AFRICA LIMITED ("ETAFA") IS A LOCAL CURRENCY DEBT FACILITY ESTABLISHED BY GEAPP IN PARTNERSHIP WITH CHAPEL HILL DENHAM ("CHD") TO SUPPORT DISTRIBUTED RENEWABLE ENERGY ("DRE") PROJECTS IN NIGERIA. ETAFA WILL EXPAND ACCESS TO CLEAN, AFFORDABLE AND RELIABLE SERVICES VIA DRE AND SUPPORT ENERGY TRANSITION TO BENEFIT VULNERABLE POPULATIONS AND REDUCE CARBON EMISSIONS IN NIGERIA. (D) SOUTHEAST ASIA CLEAN ENERGY FUND II, LP ("SEACEF") IS A FUND MANAGED BY CLIME CAPITAL THAT DEPLOYS HIGH-RISK DEVELOPMENT AND SCALE-UP CAPITAL INTO CLIMATE PROJECTS AND SOLUTIONS THAT CAN HELP ACCELERATE THE LOW-CARBON TRANSITION IN SOUTHEAST ASIA, WITH A LARGE FOCUS ON INDONESIA, VIETNAM AND PHILIPPINES. SEACEF II'S FOCUS INCLUDES UTILITY-SCALABLE PLATFORMS AS WELL AS ROOFTOP SOLAR, ENERGY STORAGE, ENERGY EFFICIENCY AND ELECTRIC MOBILITY COMPANIES ENHANCING THE ABILITY OF VULNERABLE AND AT-RISK COMMUNITIES TO EFFECTIVELY MANAGE RISK, PROMOTE CLIMATE RESILIENCY AND SUPPORT INCLUSIVE AND SUSTAINABLE GROWTH. (E) KILOKARIBESS PVT. LTD. IS A SPECIAL PURPOSE VEHICLE ("SPV") FORMED AND MAJORITY OWNED BY INDIGRID 2 LIMITED AND AMPEREHOUR SOLAR TECHNOLOGY PRIVATE LIMITED. THIS SPV IS FOCUSED ON DELIVERING THE DESIGN, CONSTRUCTION AND OPERATION OVER A 12-YEAR LIFE OF A 20MW/40MWH GRID CONNECTED BESS ("PILOT") FOR DISTRIBUTION COMPANY BSES RAJDHANI POWER LIMITED ("BRPL"), BASED IN DELHI. THROUGH THIS PILOT, WHICH IS THE FIRST-OF-ITS-KIND TO RECEIVE REGULATORY APPROVAL, GEAPP AIMS TO SUPPORT THE SCALING OF BESS IN INDIA BY PROVING ITS COMMERCIAL AND TECHNICAL VIABILITY AND TO DEMONSTRATE LIKELIHOOD OF AN INCREASE IN THE NUMBER OF HOUSEHOLDS WITH IMPROVED ELECTRICAL CONNECTIONS AS WELL AS THE NUMBER OF PEOPLE AND LOCAL BUSINESS/INSTITUTIONS WITH IMPROVED ACCESS TO POWER. (F) HAMARA GRID PRIVATE LTD. IS A MINI-GRID PROJECT DEVELOPER OPERATING IN NORTHEAST INDIA, THE MOST VULNERABLE REGION OF THE COUNTRY WHERE RELIABILITY AND QUALITY OF ELECTRICITY FROM THE NATIONAL GRID ARE EXTREMELY POOR. NAGALAND IN NORTHEAST INDIA IS A PARTICULARLY DIFFICULT REGION FOR MINI-GRID DEVELOPERS TO OPERATE DUE TO THE MOUNTAINOUS TERRAIN, PROXIMITY TO THE BORDER AND DISPERSED VILLAGES. GEAPP IS INVESTING CONCESSIONAL DEBT TO SUPPORT HAMARA GRID WITH ITS GOAL OF DEVELOPING AND OPERATING 100 MINIGRID SITES IN THE REMOTE AREAS PROVIDING SUPPORT FOR RURAL, TRIBAL, AND VULNERABLE COMMUNITIES IN THE REGION. THE UNFUNDED PRI COMMITMENTS DETAILED ABOVE, TOTALING APPROXIMATELY $24.9 MILLION AS OF DECEMBER 31, 2024, ARE EXPECTED TO BE FUNDED BY DECEMBER 2027. SUCH AMOUNTS HAVE NOT BEEN RECORDED IN THE ACCOMPANYING CONSOLIDATED FINANCIAL STATEMENTS. WHEN DETERMINED TO BE NECESSARY, ALLOWANCES FOR CREDIT LOSSES ARE RECORDED FOR PROGRAM-RELATED INVESTMENTS AND RECOVERABLE GRANTS BASED UPON MANAGEMENT'S JUDGMENT AND ANALYSIS USING RELEVANT AVAILABLE INFORMATION, FROM INTERNAL AND EXTERNAL SOURCES, RELATING TO PAST EVENTS, HISTORICAL CREDIT LOSS, CURRENT CONDITIONS, AND REASONABLE AND SUPPORTABLE FORECASTS. SCHEDULE D, PART IX, RECOVERABLE GRANTS AS OF DECEMBER 31, 2024, RFCC HAD 6 RECOVERABLE GRANTS TO ITS GRANTEES, WHICH IT EXPECTS TO BE RECOVERED BETWEEN FEBRUARY 2025 AND DECEMBER 2046. ADDITIONALLY, RFCC, ON BEHALF OF GEAPP, HAS ONE RECOVERABLE GRANT TO FINANCE THE BLENDED CONCESSIONAL FINANCE ACTIVITIES FOR THE DISTRIBUTED RENEWABLE ENERGY & CLIMATE PROGRAM, ESTABLISHED BY INTERNATIONAL FINANCE CORPORATION (IFC). THIS RECOVERABLE GRANT WAS TRANSFERRED FROM ROCKEFELLER FOUNDATION TO GEAPP DURING 2024 AS ITS PROGRAMMATIC WORK MORE CLOSELY ALIGNS WITH GEAPP'S PORTFOLIO, AND HAS BEEN SEPARATELY PRESENTED IN THE ACCOMPANYING 2024 CONSOLIDATED STATEMENT OF ACTIVITIES APART FROM REVENUES AND EXPENSES. 1 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 2 33 GRANTMAKING 13998000 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 1 21 GRANTMAKING 270292 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, 0 0 GRANTMAKING 378000 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 1 27 GRANTMAKING 3400000 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 1 8 PROGRAM-RELATED EXPENSES GENERAL OPERATION 2269306 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM-RELATED EXPENSES GENERAL OPERATION 7192627 EUROPE (INCLUDING ICELAND & GREENLAND) - ALBANIA, ANDORRA, AUSTRIA, BELGIUM 0 0 PROGRAM-RELATED EXPENSES GENERAL OPERATION 25211716 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM-RELATED EXPENSES GENERAL OPERATION 3336359 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, 0 0 PROGRAM-RELATED INVESTMENTS PROGRAM-RELATED INVESTMENTS 10630553 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 0 0 PROGRAM-RELATED INVESTMENTS PROGRAM-RELATED INVESTMENTS 4537252 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, PACIFIC - A 0 0 PROGRAM-RELATED INVESTMENTS PROGRAM-RELATED INVESTMENTS 1444983 5 89 0 0 5 89 56056300 16612788 72669088 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, TO SUPPORT CAPACITY BUILDING 200000 WIRE TRANSFER 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, TO PROVIDE TECHNICAL ASSISTANCE 16000000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, TO PROVIDE TECHNICAL ASSISTANCE 3500000 WIRE TRANSFER 0 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, TO PROVIDE TECHNICAL ASSISTANCE 150614 WIRE TRANSFER 0 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, TO SUPPORT CAPACITY BUILDING 378000 WIRE TRANSFER 0 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, TO SUPPORT CAPACITY BUILDING 499939 WIRE TRANSFER 0 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, TO PROVIDE TECHNICAL ASSISTANCE 121032 WIRE TRANSFER 0 CENTRAL AMERICA AND THE CARIBBEAN - ANTIGUA & BARBUDA, ARUBA, BAHAMAS, TO SUPPORT CAPACITY BUILDING 240000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, TO PROVIDE TECHNICAL ASSISTANCE 500000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, TO SUPPORT CAPACITY BUILDING 498000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, TO SUPPORT CAPACITY BUILDING 448610 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, TO SUPPORT CAPACITY BUILDING 10000000 WIRE TRANSFER 0 SUB-SAHARAN AFRICA - ANGOLA, BENIN, BOTSWANA, BURKINA FASO, TO PROVIDE TECHNICAL ASSISTANCE 383828 WIRE TRANSFER 0 11 3 1 0 1 1 1 0 PART I, LINE 2: GRANTS PROCEDURE RF CATALYTIC CAPITAL, INC. ("RFCC") INVITES TAX-EXEMPT 501(C)(3) ORGANIZATIONS AND OTHER ORGANIZATIONS TO SUBMIT LETTERS OF INTENT OR PROPOSALS FOR GRANT FUNDS FOR INITIATIVES OR PROJECTS THAT RELATE TO RFCC'S PRIORITIES. SOME OF THE LETTERS OF INTENT WILL RESULT IN A REQUEST FOR PROPOSALS TO PROVIDE A MORE IN-DEPTH DESCRIPTION OF THE PROPOSED SCOPE OF WORK AND THE PLANS FOR EVALUATING THE PROJECT'S ACHIEVEMENT. IN ADDITION, THE PROPOSAL PROVIDES A DETAILED BUDGET SUPPORTING THE REQUESTED AMOUNT AND A BUDGET NARRATIVE. RFCC STAFF REVIEW PROPOSALS AND MAKE RECOMMENDATIONS TO THE PROJECT LEAD, ON THOSE PROPOSALS THAT ARE CONSISTENT WITH RFCC PRIORITIES AND THAT OFFER THE GREATEST IMPACT AND POTENTIAL TO ACHIEVE SUCCESS. RECOMMENDATIONS APPROVED BY THE PROJECT LEAD ARE THEN SUBMITTED BASED ON RFCC'S SCHEDULE OF AUTHORIZATIONS OR ITS PROJECT GOVERNANCE FRAMEWORK FOR FINAL APPROVAL. GRANTEES ARE NOTIFIED OF THEIR GRANT AWARDS, THE REPORTING REQUIREMENTS, AND ARE PROVIDED AN UPFRONT PAYMENT. GENERALLY, RFCC MONITORS THE GRANTEES THROUGHOUT THE GRANT PERIOD FOR PROGRESS VIA MEETINGS, TELEPHONE CALLS, AND SUBMISSION OF NARRATIVE AND FINANCIAL REPORTS. STAFF REVIEW AND APPROVE (OR NOT) FINANCIAL REPORTS SUBMITTED. AT CERTAIN PROGRESS MARKERS, RFCC WILL MAKE ADDITIONAL PAYMENTS. ONCE THE GRANT PERIOD AND SCOPE OF WORK IS COMPLETED AS DOCUMENTED BY ACCEPTABLE FINAL NARRATIVE AND FINANCIAL REPORTS, FINAL PAYMENT IS MADE TO THE GRANTEE. SHOULD THE GRANTEE AT ANY POINT FAIL TO MEET THE TERMS OF THE GRANT, RFCC HAS THE RIGHT TO TERMINATE THE GRANT AND NO FURTHER PAYMENTS WILL BE MADE. RFCC RESERVES THE RIGHT TO INSTRUCT GRANTEES TO CEASE WORK ON A TERMINATED PROJECT AND RETURN UNUSED GRANT FUNDS ALREADY FORWARDED TO THE GRANTEE. SCHEDULE F, PART II THE DIFFERENCE BETWEEN THE GRANT AMOUNTS REPORTED ON SCHEDULE F, PART I AND SCHEDULE F, PART II IS DUE TO THE ORGANIZATION'S USE OF DIFFERENT ACCOUNTING METHODS FOR EACH SECTION. SPECIFICALLY, SCHEDULE F, PART I REPORTS GRANTS TOTALING $18,046,292 USING THE ACCRUAL BASIS OF ACCOUNTING, WHICH REFLECTS GRANT COMMITMENTS MADE DURING THE YEAR, REGARDLESS OF WHEN THE FUNDS WERE DISBURSED. IN CONTRAST, SCHEDULE F, PART II REPORTS GRANTS TOTALING $32,920,023 USING THE CASH BASIS OF ACCOUNTING, WHICH INCLUDES ONLY GRANTS THAT WERE ACTUALLY PAID DURING THE YEAR. THIS VARIANCE IS PRIMARILY DRIVEN BY TIMING DIFFERENCES, INCLUDING GRANT RECOVERIES AND RETURNS, WHICH IMPACT ACCRUAL-BASED REPORTING BUT ARE NOT REFLECTED IN THE CASH-BASED TOTALS. THESE DIFFERENCES ARE CONSISTENT WITH THE ORGANIZATION'S ACCOUNTING POLICIES AND ENSURE COMPLIANCE WITH IRS REPORTING REQUIREMENTS. SCHEDULE F, PART IV RFCC OWNS SHARES OF PROGRAM-RELATED INVESTMENT FUNDS IN AFRICA, THE DEMOCRATIC REPUBLIC OF CONGO, NIGERIA, INDIA AND SINGAPORE, VIA A FOREIGN CORPORATION, OR FOREIGN PARTNERSHIP STRUCTURES. NEVERTHELESS, RFCC'S ACTIVITIES MAY NOT REACH THE THRESHOLDS REQUIRED FOR FILING THE FORMS 926, 5471, 8621, OR 8865. TO THE EXTENT SUCH A FORM WAS COMPLETED, IT HAS BEEN FILED WITH RFCC'S FORM 990-T. X X X 1 PATHWORKS CONSULTING SERVICES INC 52C LUZERNERSTRASSE NEUDORF LUCERNE SZ 6025 SUPPORT THE FUNDRAISING EFFORTS OF GEAPP 0 0 30000 -30000 COMMUNITY COUNSELING SERVICES 527 MADISON AVENUE 5TH FLOOR NEW YORK NY 10022 SUPPORT THE FUNDRAISING EFFORTS OF GEAPP 0 0 471102 -471102 501102 -501102 AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY 1 5 LAKES ENERGY LLC PO BOX 869 NORTHPORT MI 49670 273107283 NA 300000 0 TO PROVIDE TECHNICAL ASSISTANCE ACTION FOR THE CLIMATE EMERGENCY 529 MAIN STREET UNIT 200 CHARLESTON MA 02129 263106566 501(C)3 1000000 0 TO PROVIDE TECHNICAL ASSISTANCE ACUMEN FUND INC 40 WORTH STREET SUITE 303 NEW YORK NY 10013 134166228 501(C)3 1875000 0 TO PROVIDE TECHNICAL ASSISTANCE ALLIANCE FOR TRIBAL CLEAN ENERGY 1629 K ST NW STE 300 WASHINGTON DC 20006 882858979 501(C)3 750000 0 TO PROVIDE TECHNICAL ASSISTANCE ALLIANCE FOR TRIBAL CLEAN ENERGY 1629 K ST NW STE 300 WASHINGTON DC 20006 882858979 501(C)3 2500000 0 TO SUPPORT CAPACITY BUILDING AMALGAMATED CHARITABLE FOUNDATION INC 1825 K STREET NW WASHINGTON DC 20006 821517696 501(C)3 2000000 0 TO SUPPORT WORKFORCE DEVELOPMENT AMALGAMATED CHARITABLE FOUNDATION INC 1825 K STREET NW WASHINGTON DC 20006 821517696 501(C)3 250000 0 TO PROVIDE TECHNICAL ASSISTANCE AMALGAMATED CHARITABLE FOUNDATION INC 1825 K STREET NW WASHINGTON DC 20006 821517696 501(C)3 600000 0 TO SUPPORT CAPACITY BUILDING AMERICAN COUNCIL ON RENEWABLE ENERGY 1150 CONNECTICUT AVE NW SUITE 401 WASHINGTON DC 20036 522353661 501(C)3 300000 0 GENERAL OPERATING SUPPORT AMERICAN HEART ASSOCIATION 7272 GREENVILLE AVENUE DALLAS TX 75231 135613797 501(C)3 500000 0 IN SUPPORT OF LAUNCHING PERIODIC TABLE OF FOOD INITIATIVE (PTFI) APPALACHIAN COMMUNITY 110 PEPPERS FERRY ROAD NW CHRISTIANSBURG VA 24073 462827486 501(C)3 1053000 0 TO SUPPORT CAPACITY BUILDING ASIA FOUNDATION 465 CALIFORNIA STREET 9TH FLOOR SAN FRANCISCO CA 94104 941191246 501(C)3 316020 0 TO SUPPORT CAPACITY BUILDING BENEFICIAL ELECTRIFICATION LEAGUE 3625 N POTOMAC ST ARLINGTON VA 22213 831564810 501(C)3 1000000 0 GENERAL OPERATING SUPPORT CENTER FOR AMERICAN PROGRESS 1333 H STREET NW SUITE 100E WASHINGTON DC 20005 300126510 501(C)3 250000 0 TO SUPPORT CAPACITY BUILDING CENTER FOR COMMUNITY CHANGE 1536 U STREET NW WASHINGTON DC 20009 520888113 501(C)3 1000000 0 TO SUPPORT CAPACITY BUILDING CENTER FOR COMMUNITY CHANGE 1536 U STREET NW WASHINGTON DC 20009 520888113 501(C)3 250000 0 TO PROVIDE TECHNICAL ASSISTANCE CIVIC NATION 1025 VERMONT AVE NW SUITE 1120 WASHINGTON DC 20005 473576918 501(C)3 1000000 0 IN SUPPORT OF COMMUNICATIONS CLEAN ENERGY FOR AMERICA EDUCATION FUND 3600 136TH PI SE STE 270 BELLEVUE WA 98006 871301787 501(C)3 250000 0 TO SUPPORT WORKFORCE DEVELOPMENT CLEAN ENERGY FUND OF TEXAS INC 3040 POST OAK BLVD FLOOR 18TH HOUSTON TX 77056 871242944 501(C)3 700000 0 GENERAL OPERATING SUPPORT CLEAN POWER INSTITUTE 1299 PENNSYLVANIA AVENUE NW SUITE 1300 WASHINGTON DC 20004 872722157 501(C)3 1000000 0 TO SUPPORT WORKFORCE DEVELOPMENT CLIMATE AND CLEAN ENERGY EQUITY FUND 1100 13TH STREET NW SUITE 800 WASHINGTON DC 20005 874680230 501(C)3 2500000 0 TO SUPPORT CAPACITY BUILDING CLIMATE JOBS NATIONAL RESOURCE CENTER INC 350 WEST 31ST STREET 8TH FLOOR NEW YORK NC 10001 843708923 501(C)3 1500000 0 TO SUPPORT WORKFORCE DEVELOPMENT CLIMATE UNITED FUND 7550 WISCONSIN AVENUE 8TH FLOOR BETHESDA MD 20814 922069788 501(C)3 729500 0 TO SUPPORT CAPACITY BUILDING COALITION FOR GREEN CAPITAL 1201 CONNECTICUT AVENUE NW SUITE 600 WASHINGTON DC 20036 900868299 501(C)3 3264704 0 TO SUPPORT CAPACITY BUILDING COMMON GROUND INC 1034 EAST OGDEN AVENUE MILWAUKEE WI 53202 201545635 501(C)3 500000 0 GENERAL OPERATING SUPPORT COMMUNITY HEALTH CENTER CAPITAL FUND INC 40 COURT STREET 10TH FLOOR BOSTON MA 02108 043122535 501(C)3 1300000 0 TO PROVIDE TECHNICAL ASSISTANCE CONSERVATIVE ENERGY NETWORK 3105 S MARTIN LUTHER KING JR BLVD LANSING MI 48910 813459199 501(C)3 1000000 0 TO SUPPORT CAPACITY BUILDING CROSSBOUNDARY LLC 1101 PENNSYLVANIA AVE SUITE 300 WASHINGTON DC 20004 453807303 501(C)3 945000 0 TO PROVIDE TECHNICAL ASSISTANCE ELEVATE ENERGY 322 S GREEN STREET SUITE 300 CHICAGO IL 60607 364443093 501(C)3 700000 0 TO PROVIDE TECHNICAL ASSISTANCE ELEVATE ENERGY 322 S GREEN STREET SUITE 300 CHICAGO IL 60607 364443093 501(C)3 75000 0 TO SUPPORT CAPACITY BUILDING ENVIRONMENTAL PROTECTION NETWORK PO BOX 42022 WASHINGTON DC 20015 821378870 501(C)3 300000 0 TO PROVIDE TECHNICAL ASSISTANCE ENVIRONMENTAL PROTECTION NETWORK PO BOX 42022 WASHINGTON DC 20015 821378870 501(C)3 600000 0 TO PROVIDE TECHNICAL ASSISTANCE FACTOR-E VENTURES PBC 2520 NANCY GRAY AVENUE FORT COLLINS CO 80525 812171134 NA 1776041 0 TO SUPPORT ACCESS TO AFFORDABLE ENERGY IN DEVELOPING AND EMERGING MARKETS. 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("RFCC") INVITES TAX-EXEMPT 501(C)(3) ORGANIZATIONS AND OTHER ORGANIZATIONS TO SUBMIT LETTERS OF INTENT OR PROPOSALS FOR GRANT FUNDS FOR INITIATIVES OR PROJECTS THAT RELATE TO RFCC'S PRIORITIES. SOME OF THE LETTERS OF INTENT WILL RESULT IN A REQUEST FOR PROPOSALS TO PROVIDE A MORE IN-DEPTH DESCRIPTION OF THE PROPOSED SCOPE OF WORK AND THE PLANS FOR EVALUATING THE PROJECT'S ACHIEVEMENT. IN ADDITION, THE PROPOSAL PROVIDES A DETAILED BUDGET SUPPORTING THE REQUESTED AMOUNT AND A BUDGET NARRATIVE. RFCC STAFF REVIEW PROPOSALS AND MAKE RECOMMENDATIONS TO THE PROJECT LEAD, ON THOSE PROPOSALS THAT ARE CONSISTENT WITH RFCC PRIORITIES AND THAT OFFER THE GREATEST IMPACT AND POTENTIAL TO ACHIEVE SUCCESS. RECOMMENDATIONS APPROVED BY THE PROJECT LEAD ARE THEN SUBMITTED BASED ON RFCC'S SCHEDULE OF AUTHORIZATIONS OR ITS PROJECT GOVERNANCE FRAMEWORK FOR FINAL APPROVAL. GRANTEES ARE NOTIFIED OF THEIR GRANT AWARDS, THE REPORTING REQUIREMENTS, AND ARE PROVIDED AN UPFRONT PAYMENT. GENERALLY, RFCC MONITORS THE GRANTEES THROUGHOUT THE GRANT PERIOD FOR PROGRESS VIA MEETINGS, TELEPHONE CALLS, AND SUBMISSION OF NARRATIVE AND FINANCIAL REPORTS. STAFF REVIEW AND APPROVE (OR NOT) FINANCIAL REPORTS SUBMITTED. AT CERTAIN PROGRESS MARKERS, RFCC WILL MAKE ADDITIONAL PAYMENTS. ONCE THE GRANT PERIOD AND SCOPE OF WORK IS COMPLETED AS DOCUMENTED BY ACCEPTABLE FINAL NARRATIVE AND FINANCIAL REPORTS, FINAL PAYMENT IS MADE TO THE GRANTEE. SHOULD THE GRANTEE AT ANY POINT FAIL TO MEET THE TERMS OF THE GRANT, RFCC HAS THE RIGHT TO TERMINATE THE GRANT AND NO FURTHER PAYMENTS WILL BE MADE. RFCC RESERVES THE RIGHT TO INSTRUCT GRANTEES TO CEASE WORK ON A TERMINATED PROJECT AND RETURN UNUSED GRANT FUNDS ALREADY FORWARDED TO THE GRANTEE. PART II: THE DIFFERENCE BETWEEN THE GRANT AMOUNTS REPORTED ON FORM 990, PART IX, LINE 1 AND SCHEDULE I, PART II IS ATTRIBUTABLE TO THE ORGANIZATION'S USE OF DIFFERENT ACCOUNTING METHODS FOR EACH SECTION. SPECIFICALLY, FORM 990, PART IX REPORTS GRANTS TOTALING $99,709,017 USING THE ACCRUAL BASIS OF ACCOUNTING, WHICH REFLECTS GRANT EXPENSES INCURRED DURING THE YEAR REGARDLESS OF WHEN PAYMENT WAS MADE. IN CONTRAST, SCHEDULE I, PART II REPORTS GRANTS TOTALING $124,535,795 USING THE CASH BASIS OF ACCOUNTING, WHICH CAPTURES GRANTS THAT WERE ACTUALLY PAID DURING THE YEAR. THIS VARIANCE IS PRIMARILY DUE TO TIMING DIFFERENCES, INCLUDING GRANT RECOVERIES AND RETURNS THAT AFFECT THE ACCRUAL-BASED REPORTING BUT ARE NOT REFLECTED IN THE CASH-BASED TOTALS. THESE ADJUSTMENTS ENSURE ACCURATE FINANCIAL REPRESENTATION IN ACCORDANCE WITH IRS REPORTING REQUIREMENTS AND THE ORGANIZATION'S ACCOUNTING POLICIES. X 1 0 1 0 0 0 0 0 0 0 0 NATALYE PAQUIN PRESIDENT 0 881488 0 0 0 5757 0 74750 0 5989 0 967984 0 0 ERICA GUYER SECRETARY 0 546303 0 0 0 1308 0 51750 0 25389 0 624750 0 0 KEITH OLSON TREASURER (AS OF 03/2024) 0 505783 0 0 0 2929 0 51750 0 42544 0 603006 0 0 JOSEPH KARANJA NGANGA INTERIM CEO OF GEAPP (THRU 10/24) 507022 0 0 0 1000 0 14702 0 16667 0 539391 0 0 0 KITTY BU VP SE ASIA OF GEAPP 381622 0 0 0 95470 0 42979 0 0 0 520071 0 0 0 PETER COLAVITO EXECUTIVE DIRECTOR, IOF 390126 0 0 0 3318 0 51750 0 45707 0 490901 0 0 0 STEPHEN SIDEBOTTOM COO OF GEAPP (THRU 10/2024) 344793 0 0 0 56404 0 34116 0 37546 0 472859 0 0 0 STEFANA FAIRHOLME CHIEF INVESTMENT OFFICER OF GEAPP 410799 0 0 0 978 0 41080 0 0 0 452857 0 0 0 SUNDAA BRIDGETT-JONES CHIEF PARTNERSHIP OFFICER OF GEAPP 364335 0 0 0 1000 0 36434 0 40347 0 442116 0 0 0 ELIZABETH SMALL CHIEF LEGAL OFFICER OF GEAPP 334999 0 0 0 1000 0 33499 0 40347 0 409845 0 0 0 IRENA DIMARIO INTERIM-TREASURER (THRU 2/2024) 0 281176 0 8000 0 1969 0 43279 0 43392 0 377816 0 0 DWANYE MONTAQUE ASSISTANT TREASURER 0 253658 0 24000 0 856 0 39000 0 24779 0 342293 0 0 WOOCHONG UM CEO OF GEAPP (AS OF 10/2024) 277134 0 0 0 15387 0 27713 0 8768 0 329002 0 0 0 NANCY JUETTE ASSISTANT SECRETARY 0 234089 0 0 0 1812 0 35627 0 21148 0 292676 0 0 PART I, LINE 1A UM WOOCHONG, CEO OF GEAPP, RECEIVED A SHORT-TERM HOUSING ALLOWANCE FROM THE FILING ORGANIZATION IN CALENDAR YEAR 2024 IN ORDER TO RELOCATE FOR THE POSITION. THIS AMOUNT IS REPORTED IN SCHEDULE J, PART II, COLUMN (B)(III). PART I, LINE 3 PROCESS FOR ESTABLISHING COMPENSATION THE ROCKEFELLER FOUNDATION, A RELATED ORGANIZATION OF THE FILING ORGANIZATION, USES THE FOLLOWING TO ESTABLISH THE COMPENSATION OF THE ORGANIZATION'S PRESIDENT: -INDEPENDENT COMPENSATION CONSULTANT -APPROVAL BY THE BOARD -COMPENSATION SURVEY OR STUDY PART I, LINE 4A STEPHEN SIDEBOTTOM, COO OF GEAPP, RECEIVED A SEVERANCE PAYMENT OF $55,917 IN CALENDAR YEAR 2024. THIS AMOUNT IS REPORTED IN FORM 990, SCHEDULE J, PART II, COLUMN (B)(III). FORM 990, PART III, LINE 1 THE MISSION OF RF CATALYTIC CAPITAL, INC. (RFCC) IS TO FOSTER AND PROMOTE THE GENERAL WELLBEING OF HUMANITY THROUGHOUT THE WORLD. SPECIFICALLY, RFCC WILL WORK TO DEVELOP, SUPPORT AND/OR APPLY INNOVATIVE SOLUTIONS TO ADDRESS THE WORLD'S MOST INTRACTABLE SOCIAL AND ENVIRONMENTAL PROBLEMS IMPACTING VULNERABLE PEOPLE, COMMUNITIES AND ECOSYSTEMS, AND AGGREGATE, MANAGE AND DEPLOY CAPITAL TO FUND ACTIVITIES CONSISTENT WITH THE FOREGOING AND WHICH BUILD ON OR OTHERWISE STRENGTHEN OR EXPAND THE CHARITABLE PROGRAMS AND INITIATIVES OF ROCKEFELLER FOUNDATION AND OTHER LIKE-MINDED INSTITUTIONS, AS THOSE MAY BE ARTICULATED FROM TIME TO TIME, INCLUDING WITHOUT LIMITATION IN THE AREAS OF PUBLIC HEALTH, FOOD SUSTAINABILITY AND SECURITY, ENDING ENERGY POVERTY AND PROMOTING RENEWABLE CLEAN ENERGY AND EXPANDING EQUITY AND ECONOMIC OPPORTUNITY. FORM 990, PART III, LINE 4A INVEST IN OUR FUTURE (IOF): SUPPORTS PHILANTHROPIC EFFORTS TO MOBILIZE FUNDS ENSURING THAT UNPRECEDENTED FEDERAL CLEAN ENERGY INVESTMENTS STRENGTHEN COMMUNITIES ACROSS THE COUNTRY, REDUCE POLLUTION AND TRANSFORM OUR ECONOMY. THIS INITIATIVE FOCUSES ON IMPLEMENTING THE BENEFITS AVAILABLE UNDER THREE PIECES OF LANDMARK LEGISLATION THE INFLATION REDUCTION ACT, BIPARTISAN INFRASTRUCTURE LAW, AND CHIPS AND SCIENCE ACT WHICH PROVIDE SIGNIFICANT OPPORTUNITIES TO STRENGTHEN COMMUNITIES THROUGH INVESTMENTS IN A CLEAN ENERGY ECONOMY. FORM 990, PART III, LINE 4B GLOBAL ENERGY ALLIANCE FOR PEOPLE AND PLANET (GEAPP) AIMS TO HARNESS THE FULL POTENTIAL OF GREEN ENERGY TO CREATE A MORE SUSTAINABLE AND EQUITABLE WORLD. CREATED IN OCTOBER 2021, GEAPP'S PRIMARY GOAL IS TO BRING RELIABLE ELECTRICITY, POWERED BY MODERN RENEWABLE TECHNOLOGIES, TO A BILLION PEOPLE BY DECADE'S END AND IN DOING SO REDUCE ONE BILLION TONS OF GREENHOUSE GAS EMISSIONS. FORM 990, PART III, LINE 4C M300 ACCELRATOR(M300A): ESTABLISHED TO HELP "COORDINATE ADVANCE" THE WORLD BANK'S AND AFRICAN DEVELOPMENT BANK'S COMMITMENT TO HELP 300 MILLION AFRICAN GAIN ACCESS TO ELECTRICITY BY 2030. FORM 990, PART V, LINE 2 IN ADDITION TO RFCC'S OWN EMPLOYEES AND THE EMPLOYEES OF THE DISREGARDED ENTITY, GLOBAL ENERGY ALLIANCE FOR PEOPLE AND PLANET LLC ("GEAPP"), RFCC ALSO SHARES EMPLOYEES WITH ITS SOLE MEMBER, ROCKEFELLER FOUNDATION (EIN# 13-1659629). ROCKEFELLER FOUNDATION'S DIRECTORS AND OFFICERS HAVE MADE A SIGNIFICANT CONTRIBUTION OF THEIR TIME TO DEVELOP RFCC AND ITS PROGRAMS. ALL W-2S AND REQUIRED EMPLOYMENT TAX RETURNS ARE FILED BY ROCKEFELLER FOUNDATION. NONE OF THE COMPENSATION PAID BY ROCKEFELLER FOUNDATION FOR THE PEOPLE PROVIDING ASSISTANCE TO RFCC IS ALLOCATED OR REIMBURSED BY RFCC AND THEY ARE DONATED SERVICES. OF THE TOTAL 51 EMPLOYEES REPORTED ON FORM 990, PART V, LINE 2, 32 ARE U.S. EMPLOYEES FROM GEAPP AND THE REMAINING 19 RFCC EMPLOYEES ARE PAID THROUGH A PAID EMPLOYER ORGANIZATION. IN ADDITION, THE ORGANIZATION NOTES THAT IT HAS 75 INTERNATIONAL EMPLOYEES THAT WOULD NOT BE REPORTED ON A U.S. FORM W-3. FORM 990, PART VI, SECTION A, LINE 6 MEMBERS AND STOCKHOLDERS THE ORGANIZATION'S SOLE MEMBER IS THE ROCKEFELLER FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION'S SOLE MEMBER, THE ROCKEFELLER FOUNDATION, HAS THE EXCLUSIVE RIGHT TO APPOINT MEMBERS OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B PURSUANT TO THE ORGANIZATION'S BYLAWS, THE FOLLOWING GOVERNANCE DECISIONS ARE SUBJECT TO THE APPROVAL OF THE ORGANIZATION'S SOLE MEMBER: - INCREASING OR DECREASING THE NUMBER OF DIRECTORS ON THE BOARD; - REMOVAL OF OFFICERS OR DIRECTORS OR FILLING BOARD VACANCIES; - AMENDING THE ORGANIZATION'S BYLAWS; AND - DELEGATING APPROVAL AUTHORITY TO THE BOARD MEMBERS OF RFCC'S SUBSIDIARIES. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 REVIEW PROCESS THE ORGANIZATION'S FORM 990 IS PREPARED BY A NATIONALLY RECOGNIZED ACCOUNTING FIRM IN CONJUNCTION WITH THE ORGANIZATION'S SENIOR MANAGEMENT AND FINANCIAL TEAM. THE FORM 990 IS REVIEWED INTERNALLY BY THE FINANCE AND LEGAL TEAMS OF THE ROCKEFELLER FOUNDATION, THE ORGANIZATION'S SOLE MEMBER. THE PROCESS IS ALSO INCLUSIVE OF A REVIEW BY EXTERNAL LEGAL COUNSEL. RFCC'S AUDIT COMMITTEE IS IN CHARGE OF OVERSEEING THE PRESENTATION OF AND REPORTING ON AUDITED FINANCIAL STATEMENTS AND THE FORM 990. A COMPLETE COPY OF THE FORM 990 IS PROVIDED TO ALL MEMBERS OF THE GOVERNING BOARD PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C MONITORING AND ENFORCEMENT OF CONFLICT OF INTEREST POLICY THE ORGANIZATION HAS A CONFLICT OF INTEREST POLICY THAT COVERS ALL DIRECTORS, OFFICERS, EMPLOYEES, AND BOARD COMMITTEE MEMBERS, REQUIRING THEM TO ANNUALLY SUBMIT A STATEMENT TO THE SECRETARY OF THE BOARD TO DISCLOSE ANY POTENTIAL CONFLICTS OF INTEREST. DIRECTORS MUST ALSO DISCLOSE POTENTIAL CONFLICTS OF INTEREST TO THE BOARD AS THEY ARISE. THE BOARD DETERMINES WHETHER A CONFLICT EXISTS BY MAJORITY VOTE, AND THE CONFLICTED PERSON MUST RECUSE HIMSELF/HERSELF FROM THE DISCUSSION AND VOTE ON SUCH MATTER. FORM 990, PART VI, SECTION B, LINE 13-14: WHISTLEBLOWER POLICY THE ORGANIZATION HAS A WHISTLEBLOWER POLICY THAT IS APPLICABLE TO ALL EMPLOYEES, BOARD MEMBERS AND OTHER INDIVIDUALS AND PARTNERS WITH WHOM RFCC CONDUCTS BUSINESS. THE ORGANIZATION HAS A DOCUMENT RETENTION POLICY AND DESTRUCTION POLICY THAT IS APPLICABLE TO ALL RFCC STAFF AND BOARD MEMBERS. FORM 990, PART VI, SECTION B, LINE 15B ON A PERIODIC BASIS, THE ROCKEFELLER FOUNDATION DOES A THOROUGH REVIEW OF COMPENSATION FOR THE PRESIDENT AND THE EXECUTIVE TEAM. THIS REVIEW INCLUDES A COMPENSATION SURVEY BY AN INDEPENDENT COMPENSATION CONSULTANT, AND CONSIDERATION OF COMPARABILITY DATA OBTAINED FROM OTHER SOURCES. THE SURVEY AND DATA ARE CAREFULLY CONSIDERED BY THE ROCKEFELLER FOUNDATION'S COMPENSATION COMMITTEE TO ENSURE THAT COMPENSATION IS REASONABLE AND APPROPRIATE. SUBSTANTIATION OF THE DELIBERATION AND DECISION OF THE COMPENSATION COMMITTEE IS MAINTAINED IN THE MEETING MINUTES. RFCC HIRING PRACTICES ENSURES BUSINESS CASES ARE DEVELOPED, BUDGETS ARE APPROVED, AND TALENT IS IDENTIFIED, EVALUATED, SELECTED AND VETTED IN A CONSISTENT MANNER. THE RFCC COMPENSATION TEAM ASSESSES THE MARKET FOR COMPETITIVE AND FAIR PAY RANGES AND PARTNERS WITH AN OUTSIDE CONSULTANCY ON EXECUTIVE COMPENSATION TO DETERMINE REASONABLENESS. GEAPP USES COMPENSATION INFORMATION AND COMPARABILITY DATA FROM ROCKEFELLER FOUNDATION TO DETERMINE THE COMPENSATION OF THE CEO AND THE EXECUTIVE TEAM, REVIEWED BY THE PEOPLE COMMITTEE OF THE GEAPP BOARD. EMPLOYEES UNDERGO A THOROUGH EVALUATION PROCESS AT THE END OF EACH YEAR. PERFORMANCE AND GOALS ARE CAREFULLY REVIEWED AND DOCUMENTED, THEN DISCUSSED WITH THE EMPLOYEE. MERIT INCREASES AND BONUS AWARDS ARE DETERMINED BASED ON THESE EVALUATIONS. WHILE THE PROCESS FOR DETERMINING THE COMPENSATION OF THESE INDIVIDUALS INCLUDES A REVIEW AND APPROVAL BY INDEPENDENT PERSONS, COMPARABILITY DATA COMPILED BY INDEPENDENT THIRD PARTIES, AND CONTEMPORANEOUS DOCUMENTATION AS REQUIRED BY THE IRS, THIS PROCESS IS NOT UNDERTAKEN BY RFCC ITSELF AND THE ORGANIZATION IS REQUIRED TO ANSWER FORM 990, PART VI, LINE 15(A) AND 15(B) NO. FORM 990, PART VI, SECTION C, LINE 19 DOCUMENTS MADE AVAILABLE TO THE PUBLIC THE ORGANIZATION'S FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC ON THE ORGANIZATION'S WEBSITE. THE FORM 990 IS ALSO AVAILABLE ON WWW.GUIDESTAR.ORG. THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE NOT ORDINARILY MADE AVAILABLE TO THE PUBLIC, BUT IF REQUESTED, IT WILL BE PROVIDED AT MANAGEMENT'S DISCRETION. FORM 990, PART XI, LINE 9: RECOVERABLE GRANTS 11,409,674. GRANT LAPSES AND RETURNS 3,159,778. CUMULATIVE NET PRESENT VALUE DISCOUNT ON BOTH GRANTS PAID AND RECEIVED 1,698,221. PERIODIC TABLE OF FOOD INITIATIVE LLC 420 FIFTH AVENUE NEW YORK NY 100182702 861266242 SUPPORT THE CREATION OF A PUBLIC DATABASE OF THE COMPOSITION & FUNC. OF FOOD NY 500000 0 RF CATALYTIC CAPITAL INC GLOBAL ENERGY ALLIANCE FOR PEOPLE AND PLANET LLC (GEAPP) 420 FIFTH AVENUE NEW YORK NY 100182702 873377505 SCALING INCLUSIVE ENERGY TRANSITIONS ACROSS EMERGING ECONOMIES DE 86099076 142495622 RF CATALYTIC CAPITAL INC PANDEMIC PREVENTION INSTITUTE LLC 420 FIFTH AVENUE NEW YORK NY 100182702 873413004 TO BUILD AN EQUITABLE, REPRESENTATIVE NETWORK OF PUBLIC HEALTH DATA SYSTEMS DE 0 0 RF CATALYTIC CAPITAL INC GEAPP UK LIMITED 84 ECCLESTON SQUARE PIMLICO LONDON UK SW1V 1PX 873377505 SERVICE COMPANY UK 25103309 3918688 GEAPP LLC GEAPP S'PORE PTE LIMITED 12 MARINA BOULEVARD 17-00 REGUS S MBFC TOWER SN 018982 873377505 SERVICE COMPANY SN 2419296 322426 GEAPP UK LIMITED GEAPP SERVICE CO (KE) LIMITED SANLAM TOWER 18TH FL WAIYAKI WAY PO BOX NAIROBI KE 873377505 SERVICE COMPANY KE 6481179 443807 GEAPP UK LIMITED GEAPP SA (PTY) LIMITED WEWORK BUILDING 173 OXFORD ROAD ROSEBANK GAUTENG SF 2196 873377505 SERVICE COMPANY SF 711284 22892 GEAPP UK LIMITED HALLEMEAD (SERVICE COMPANY) PRIVATE LTD UNIT 304 3RD FL WORLDMARK 3 AEROCITY NEW DELHI IN 110037 873377505 SERVICE COMPANY IN 3532999 759641 GEAPP UK LIMITED GEAPP S'PORE PTE LIMITED THE ROCKEFELLER FOUNDATION 420 FIFTH AVENUE NEW YORK NY 100182702 131659629 IMPROVE THE WELL-BEING OF PEOPLE THROUGH INNOVATION NY 501(C)(3) PF N/A 0 ROCKEFELLER FOUNDATION VOLUNTARY EMPLOYEE BENEFICIARY ASSOC 420 FIFTH AVENUE NEW YORK NY 100182702 043691620 TO FUND WELFARE AND MEDICAL BENEFITS FOR RF'S EMPLOYEES AND RETIREES NY 501(C)(9) N/A THE ROCKEFELLER FOUNDATION 0 GENERAL EDUCATION BOARD 420 FIFTH AVENUE NEW YORK NY 100182702 131659622 TO SUPPORT HIGHER EDUCATION AND MEDICAL SCHOOLS IN THE U.S. NY 501(C)(3) PF THE ROCKEFELLER FOUNDATION 0 PX VENTURE (A) LLC 51 ASTOR PLACE 10TH FLOOR NEW YORK NY 10003 841995535 ALTERNATIVE INVESTMENTS NY THE ROCKEFELLER FOUNDATION N/A 0 0 PX VENTURES (B) LLC 51 ASTOR PLACE 10TH FLOOR NEW YORK NY 10003 863100816 ALTERNATIVE INVESTMENTS NY THE ROCKEFELLER FOUNDATION N/A 0 0 PX VENTURES (C) LLC 51 ASTOR PLACE 10TH FLOOR NEW YORK NY 10003 931454822 ALTERNATIVE INVESTMENTS NY THE ROCKEFELLER FOUNDATION N/A 0 0 ETAFA AFRICA LIMITED 10 BANKOLE OKI STREET IKOYI LAGOS NI DISTRIBUTING RENEWABLE ENERGY IN NIGERIA NI GEAPP LLC C 895715 10035994 0.91000 1 0 0 1 0 0 0 0 0 0 0 1 0 1 1 1 1 1 1 1