2015-05-14T17:51:33-05:00 2014-06-30 952835976 MACFARLANE FALETTI & CO LLP 115 E MICHELTORENA ST 200 SANTA BARBARA CA 93101 990 2013-07-01 952104089 SANTA BARBARA SYMPHONY ORCHESTRA ASSOCIATION SANT 8058989386 1330 STATE STREET SANTA BARBARA CA 93101 DAVID GROSSMAN PRESIDENT 8058989386 2015-05-11 1 GAIL H ANIKOUCHINE P00161999 8059664157 2013 2016-02-25 16:41:14Z DAVID PRATT 1330 STATE STREET SANTA BARBARA CA 93101 2712250 0 X HTTP://WWW.THESYMPHONY.ORG X 1953 CA THE ORGANIZATION PROVIDES PERFORMANCES OF CLASSICAL MUSIC TO THE RESIDENTS OF THE COMMUNITY AND EDUCATIONAL SERVICES TO THE YOUTH. 30 30 206 100 0 0 1614506 1765840 859059 771302 11045 6200 23179 1684 2507789 2545026 0 0 0 0 1698905 1802639 0 15860 396737 1074287 903555 2773192 2722054 -265403 -177028 1297907 1148721 488216 516384 809691 632337 TO BE A HIGHLY RESPECTED SYMPHONY ORCHESTRA, PERFORMING GREAT WORKS WITH PASSION AND EXCELLENCE. TO BE AN INDISPENSABLE PARTNER TO OUR COMMUNITY, PROVIDING ENRICHMENT THROUGH INSPIRING CONCERTS, MUSIC EDUCATION PROGRAMS AND ACCESS FOR ALL. 0 0 1641278 656944 SEASON PROGRAM: SUBSCRIPTION CONCERTS, SERIES OF (7) EVENING & (7) MATINEE PERFORMANCES, WITH COMBINED ATTENDANCE OF APPROXIMATELY 13,708 PEOPLE. THE SYMPHONY RECEIVED $5,420 OF IN-TRADE ADVERTISING SERVICES NOT INCLUDED IN REVENUE OR EXPENSE ON THE 990 PER GOVERNMENT INSTRUCTIONS. 60033 97276 ANNUAL CONCERTS: NEW YEAR'S EVE CONCERT HAD AN AUDIENCE OF APPROXIMATELY 1,412 PEOPLE. 287786 18766 EDUCATION PROGRAM - FREE PROGRAMS FOR STUDENTS IN GRADES 4-6 THAT INTRODUCE STUDENTS TO THE INSTRUMENTS AND THE ORCHESTRA - WITH A MUSIC VAN THAT VISITS SCHOOLS AND CONCERTS FOR YOUNG PEOPLE. LOW COST OR FREE PROGRAMS FOR STUDENTS AGED 9-20 TO PERFORM WITH OTHERS IN A GROUP SETTING - STRING WORKSHOP, JUNIOR STRINGS, YOUTH SYMPHONY. FREE SCHOOL DEMONSTRATION FROM GUEST ARTISTS THAT ARE PERFORMING WITH THE ORCHESTRA. ALL OF THESE PROGRAMS COMBINE TO REACH OVER 4,500 YOUNG PEOPLE IN SANTA BARBARA COUNTY. 1989097 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 0 1 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 22 0 1 206 1 0 0 0 0 0 1 1 0 0 0 0 X 30 30 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X S B SYMPHONY ORCHESTRA ASSOC 8058989386 1330 STATE STREET SANTA BARBARA CA 93101 GAYLE BEEBE DIRECTOR 1.00 X 0 0 0 MARLYN BERNARD BERNSTEIN DIRECTOR 1.00 X 0 0 0 DAVID W BOHN DIRECTOR 1.00 X 0 0 0 LINDA CHERESH DIRECTOR 1.00 X 0 0 0 JENNIFER GILLON DUFFY DIRECTOR 1.00 X 0 0 0 STEPHEN ERICKSON DIRECTOR 1.00 X 0 0 0 FREEMAN GOSDEN JR DIRECTOR 1.00 X 0 0 0 PATRICIA GREGORY DIRECTOR 1.00 X 0 0 0 JON GREENLEAF DIRECTOR 1.00 X 0 0 0 KAREN KERNS EXECUTIVE COMMITTEE COUNCIL 1.00 X 0 0 0 T ARTHUR KVAAS PLANNED GIVING CHAIR 1.00 X 0 0 0 PETER MADLEM DIRECTOR 1.00 X 0 0 0 JAMEY MARTH PHD DIRECTOR 1.00 X 0 0 0 RICHARD MEYERS PHD EDUCATION COMMITTEE CO-CHAIR 1.00 X 0 0 0 SALLY NAZERIAN DIRECTOR 1.00 X 0 0 0 ROBYN RAGAN PALMQUIST EDUCATION COMMITTEE CO-CHAIR 1.00 X 0 0 0 PETER SCHLUEER DIRECTOR 1.00 X 0 0 0 NIR KABARETTI EX-OFFICIO DIRECTOR 1.00 X 86174 0 0 HOWARD SIMON ARTISTIC ADVISORY COMMITTE 1.00 X 0 0 0 SUSAN SPECTOR DEVELOPMENT CHAIR 1.00 X 0 0 0 MARY ELLEN TIFFANY DIRECTOR 1.00 X 0 0 0 H WALLACE VANDEVER DIRECTOR 1.00 X 0 0 0 MILTON WARSHAW DIRECTOR 1.00 X 0 0 0 FRED WUDL DIRECTOR 1.00 X 0 0 0 PAKSY PLACKIS-CHENG PRESIDENT 1.00 X X 0 0 0 GENE SINSER AUDIT COMMITTEE CHAIR 1.00 X 0 0 0 ARTHUR SWALLEY VICE PRESIDENT 1.00 X X 0 0 0 BRETT C MOORE TREASURER 1.00 X X 0 0 0 DAVID GROSSMAN EXECUTIVE DIRECTOR 40.00 2.00 X 148381 0 15256 DAVID CHERNOF SECRETARY 1.00 X X 0 0 0 STEFAN RIESENFELD PAST PRESIDENT 1.00 X X 0 0 0 234555 0 15256 1 0 1 0 NIR KABARETTI 1330 STATE STREET SANTA BARBARA CA 93101 MUSICAL DIRECTOR 100664 1 215966 1549874 10005 1765840 CONCERT TICKET SALES 711130 752536 752536 TUITION 711130 18766 18766 771302 8424 8424 165000 167224 -2224 -2224 -2224 MISCELLANEOUS INCOME 711130 1684 1684 1684 2545026 772986 0 6200 265770 125430 74298 66042 1236899 1029481 7966 199452 94836 88327 3983 2526 71451 50378 2006 19067 133683 111719 10820 11144 53620 53620 15860 15860 138499 118948 12670 6881 118395 90426 27969 119959 43288 52780 23891 8192 8192 80840 20210 60630 894 502 392 25312 332 23847 1133 4129 4129 15737 1506 14231 CONCERT EXPENSES 182336 182336 0 0 STAGING & BOX OFFICE 69992 69992 0 0 EQUIPMENT RENTAL & MAIN 41962 35306 6656 0 DONOR RELATIONS 22772 0 0 22772 20916 20916 2722054 1989097 336220 396737 132297 181803 468711 294756 444877 384261 46500 26979 14488 4637 132141 130669 5601 1472 185433 254813 1297907 1148721 71723 86053 416493 430331 488216 516384 X 290571 34247 519120 598090 809691 632337 1297907 1148721 -177028 -326 0 X X 0 1 X 1 0 X 1974145 2102199 1966191 1629496 1765840 9437871 1974145 2102199 1966191 1629496 1765840 9437871 546517 8891354 13327 7896 8681 11045 8424 49373 17856 6985 12412 298 1684 39235 9526479 4487806 0.93330 0.82430 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 4640729 320206 842709 215966 28933 5558745 4013443 271393 575170 196894 22383 4640729 4365850 35500 -177225 186266 24416 4013443 3557155 355453 669882 192581 24059 4365850 3364148 226567 254639 260280 27919 3557155 0.10000 0.72000 0.18000 0 1 1 108266 106794 1472 23875 23875 0 1472 X PART X, LINE 2: THE SYMPHONY IS UNAWARE OF ANY UNCERTAIN TAX POSITIONS AT JUNE 30, 2014, OR FOR ANY PERIOD FOR WHICH THE STATUTE OF LIMITATIONS REMAINS OPEN. X X 0 ANDREA BARKAN PO BOX 7785 VENTURA CA 93006 GRANTWRITING 0 180200 15860 164340 180200 15860 164340 X X X 0 0 0 0 0 0 0 0 0 DAVID GROSSMAN EXECUTIVE DIRECTOR 148381 0 0 0 0 0 4152 0 11104 0 163637 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE 990 WILL BE REVIEWED BY THE FINANCE COMMITTEE AND AUDIT COMMITTEE. AFTER THE APPROVAL OF THE 990 BY THE FINANCE & AUDIT COMMITTEES, IT WILL BE PRESENTED TO THE BOARD OF DIRECTORS FOR ANY COMMENTS AND QUESTIONS PRIOR TO ITS FILING. FORM 990, PART VI, SECTION B, LINE 12C THE SYMPHONY HAS BOTH A WRITTEN CONFLICT OF INTEREST POLICY AND AN ANNUAL DISCLOSURE OF CONFLICTS. THE GOVERNANCE COMMITTEE OF THE BOARD OVERSEES DISTRIBUTION OF THE POLICY TO NEW BOARD MEMBERS AND THE COLLECTION OF ANNUAL DISCLOSURES OF CONFLICT OF INTEREST. FORM 990, PART VI, SECTION B, LINE 15 ONCE A YEAR, JULY 1ST, COMPENSATION FOR THE EXECUTIVE DIRECTOR AND OTHER EMPLOYEES IS REVIEWED BY THE HUMAN RESOURCES (HR) COMMITTEE. THE HR COMMITTEE DOES A SURVEY WITH THE NON-PROFIT LEAGUE AND THE AMERICAN MUSICIAN ORCHESTRA LEAGUE REGARDING COMPENSATION. UPON THEIR RECOMMENDATION FOR AN INCREASE IN COMPENSATION, COMPENSATION WILL BE APPROVED BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING FORMS ARE AVAILABLE FOR INSPECTION AT THE OFFICES OF THE SYMPHONY DURING REGULAR BUSINESS HOURS, SUBJECT TO AN APPOINTMENT MADE THROUGH THE MANAGING DIRECTOR'S OFFICE. FORM 990, PART XI, LINE 2C THE FINANCE AND AUDIT COMMITTEES REVIEW THE AUDITED FINANCIAL STATEMENTS AND 990 THEN PRESENTS THEM TO THE BOARD OF DIRECTORS. THE AUDIT COMMITTEE RECOMMENDS INDEPENDENT AUDITORS AND THE BOARD OF DIRECTORS CHOOSES THE AUDITOR. THE PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR. FORM 990, PART VI, SECTION A THE EXECUTIVE COMMITTEE CONSISTS OF: STEFAN RIESENFELD, PAKSY PLACKIS-CHENG, DAVID CHERNOF, HOWARD SIMON, JANET MCGINNIS, JOHN MATUSZESKI, ARTHUR SWALLEY, GENE SINSER AND KAREN KERNS. ALL EXECUTIVE COMMITTEE MEMBERS ARE ON THE GOVERNING BOARD. WITHIN LIMITS, IF ANY, AS MAY BE SET BY RESOLUTION OF THE BOARD FROM TIME TO TIME, THE EXECUTIVE COMMITTEE IS SPECIFICALLY DELEGATED THE AUTHORITY OF THE BOARD TO ACT ON BEHALF OF THE BOARD ON MATTERS REQUIRING BOARD ACTION BETWEEN REGULARLY SCHEDULED MEETINGS AND WHEN THE BOARD CANNOT PRACTICALLY BE CONVENED. THE EXECUTIVE COMMITTEE SHALL EXERCISE THIS AUTHORITY JUDICIOUSLY AND WITH RESTRAINT. THE EXECUTIVE COMMITTEE SHALL REVIEW THE WORK OF THE BOARD COMMITTEES, APPROVE THE AGENDA FOR BOARD MEETINGS AND MONITOR THE ASSOCIATION'S LONG-RANGE AND STRATEGIC PLANS AND MAKE RECOMMENDATIONS TO THE BOARD BASED UPON ITS ONGOING REVIEW AS IT DEEMS APPROPRIATE. THE EXECUTIVE COMMITTEE SHALL ALSO HAVE THE RESPONSIBILITY TO SERVE AS COUNSEL TO THE EXECUTIVE DIRECTOR AS HE OR SHE MAY REQUEST. THE EXECUTIVE COMMITTEE MET 9 TIMES DURING THE YEAR BEFORE THE MONTHLY BOARD MEETING. SANTA BARBARA SYMPHONY ENDOWMENT TRUST 1330 STATE STREET SANTA BARBARA CA 93101 956542234 MANAGES CONTRIBUTIONS TO PROVIDE GENERAL SUPPORT FOR THE SYMPHONY CA 501(C)3 LINE 11A, I SANTA BARBARA SYMPHONY ORCHESTRA ASSOCIATION 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SANTA BARBARA SYMPHONY ENDOWMENT TRUST C 215966 PERCENTAGE OF INVESTMENTS