2015-05-13T10:15:34-05:00 2014-06-30 420714325 MCGLADREY LLP 230 N ELM ST STE 1100 GREENSBORO NC 27401 990 2013-07-01 237050570 ATHLETIC FOUNDATION OF THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE ATHL 7046875432 9201 UNIVERSITY CITY BOULEVARD REESE NO 412 CHARLOTTE NC 282230001 ELIZABETH HARDIN TREASURER 7046875432 2015-05-01 1 ADRIENNE MCKINNEY P00819656 3362724551 2013 2016-03-07 17:11:31Z MICHAEL HUMMER 9201 UNIVERSITY CITY BOULEVARD REESE NO 41 CHARLOTTE NC 282230001 3481168 0 X N/A X 1969 NC THE MISSION IS TO ASSIST THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE IN ITS GENERAL ATHLETIC PROGRAMS BY PROVIDING FINANCIAL AID TO STUDENT ATHELTES AND TO PROVIDE OTHER SUCH AID TO IMPROVE ATHLETIC FACILITIES AND FURTHER ATHLETIC OPERATIONS AND PROGRAMS. 42 41 0 0 0 0 10324617 2343577 1006803 123783 13257 5682 116651 461054 11461328 2934096 3269089 2187462 0 0 0 0 0 54000 466610 1117745 1117446 4386834 3358908 7074494 -424812 27892325 29562786 87368 49424 27804957 29513362 THE MISSION IS TO ASSIST THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE IN ITS GENERAL ATHLETIC PROGRAMS BY PROVIDING FINANCIAL AID TO STUDENT ATHLETES AND TO PROVIDE OTHER SUCH AID TO IMPROVE ATHLETIC FACILITIES AND FURTHER ATHLETIC OPERATIONS AND PROGRAMS. 0 0 1354320 1295115 DISBURSEMENTS TO UNC CHARLOTTE TO ENHANCE ACADEMIC AND ATHLETIC PROGRAMS INCLUDING CAPITAL PROJECTS. DISBURSEMENTS INLCUDED $1.3 MILLION TOWARD THE FOOTBALL INITIATIVE AND APPROXIMATELY $59,000 FOR GOLF PROGRAMS AND BALLFIELD IMPROVEMENTS. 1126728 892346 SUPPORT TO UNC CHARLOTTE TO PROVIDE FUNDS FOR ATHLETIC DEPARTMENTAL OPERATIONS, SCHOLARSHIPS, OTHER FINANCIAL AID AND ADMINISTRATION OF ATHLETIC PROGRAMS INCLUDING MENS AND WOMENS BASKETBALL, SOCCER, BASEBALL, SOFTBALL, VOLLEYBALL, AND CHEERLEADING. 2481048 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 0 0 0 0 0 1 1 0 0 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 5 0 0 0 0 0 0 0 1 1 0 0 X 42 41 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X JANE JOHANSEN 7046875432 9201 UNIVERSITY CITY BOULEVARD CHARLOTTE NC 282230001 ELIZABETH BARNHARDT INDIVIDUAL TRUSTEE 1.00 X 0 0 0 SADLER BARNHARDT VICE PRESIDENT 1.00 X X 0 0 0 GLENN BECKWORTH INDIVIDUAL TRUSTEE 1.00 X 0 0 0 KEVIN BROWN INDIVIDUAL TRUSTEE 1.00 X 0 0 0 DON BURGOON INDIVIDUAL TRUSTEE 1.00 X 0 0 0 JERMAINE BURNS INDIVIDUAL TRUSTEE 1.00 X 0 0 0 MICHAEL CARLISTO INDIVIDUAL TRUSTEE 1.00 X 0 0 0 RON DAVISON INDIVIDUAL TRUSTEE 1.00 X 0 0 0 DEALVA GLENN INDIVIDUAL TRUSTEE 1.00 X 0 0 0 LARRY GRIFFIN JR INDIVIDUAL TRUSTEE 1.00 X 0 0 0 ELIZABETH HARDIN TREASURER 1.00 X 0 0 0 MIKE HUMMER EXECUTIVE DIRECTOR 40.00 X X 100960 0 27609 JENNY JONES INDIVIDUAL TRUSTEE 1.00 X X 0 0 0 JEFFREY LEAK INDIVIDUAL TRUSTEE 1.00 X 0 0 0 ROBBIE LEWIS INDIVIDUAL TRUSTEE 1.00 X 0 0 0 BRADY NAILS INDIVIDUAL TRUSTEE 1.00 X 0 0 0 CHRIS NEWSOME INDIVIDUAL TRUSTEE 1.00 X 0 0 0 PAT PALMQUIST VICE PRESIDENT 1.00 X X 0 0 0 JACOB PHARES INDIVIDUAL TRUSTEE 1.00 X 0 0 0 TOM PHILLIPS INDIVIDUAL TRUSTEE 1.00 X 0 0 0 JUDY ROSE INDIVIDUAL TRUSTEE 1.00 X 0 0 0 NILES SORENSON INDIVIDUAL TRUSTEE 1.00 X 0 0 0 DAVE SCHANTZ INDIVIDUAL TRUSTEE 1.00 X 0 0 0 R NEIL STIKELEATHER INDIVIDUAL TRUSTEE 1.00 X 0 0 0 DAN VAN DYKE INDIVIDUAL TRUSTEE 1.00 X 0 0 0 CAMERON WILKINSON INDIVIDUAL TRUSTEE 1.00 X 0 0 0 DENNIS CHAMPION INDIVIDUAL TRUSTEE 1.00 X 0 0 0 S MARK DOUGHTON INDIVIDUAL TRUSTEE 1.00 X 0 0 0 DAVID GAY INDIVIDUAL TRUSTEE 1.00 X 0 0 0 JAN GLOVER INDIVIDUAL TRUSTEE 1.00 X 0 0 0 JOE HANEL INDIVIDUAL TRUSTEE 1.00 X 0 0 0 TRACEY HILL INDIVIDUAL TRUSTEE 1.00 X 0 0 0 KRISTA LONG INDIVIDUAL TRUSTEE 1.00 X 0 0 0 CRYSTAL WILLIAMS MAYER INDIVIDUAL TRUSTEE 1.00 X 0 0 0 NANCY NEWMISTER INDIVIDUAL TRUSTEE 1.00 X 0 0 0 KAREN PRICE INDIVIDUAL TRUSTEE 1.00 X 0 0 0 MIKE PUGH INDIVIDUAL TRUSTEE 1.00 X 0 0 0 MICHAEL REAVIS INDIVIDUAL TRUSTEE 1.00 X 0 0 0 RONALD RULE INDIVIDUAL TRUSTEE 1.00 X 0 0 0 DARIN SPEASE INDIVIDUAL TRUSTEE 1.00 X 0 0 0 WILLIAM WHITTAKER INDIVIDUAL TRUSTEE 1.00 X 0 0 0 MICHELE WILLIAMSON INDIVIDUAL TRUSTEE 1.00 X 0 0 0 100960 0 27609 1 0 0 0 CHARTWELLS DINING SERVICE 9201 UNIVERSITY BLVD CHARLOTTE NC 28223 CATERING 293314 CURTIS 1000 INC PO BOX 88237 MILWAUKE WI 532880237 MARKETING 137518 2 367863 1975714 953509 2343577 FOOTBALL SEAT LICENSES 711300 123783 123783 123783 436 436 415589 410343 5246 5246 5246 586233 367863 136729 449504 449504 11550 11550 11550 2934096 135333 0 455186 X 2187462 2187462 4781 4781 19275 19275 54000 54000 88818 88818 451386 4602 119238 327546 13000 13000 285687 43602 162451 79634 26033 26033 146625 146110 190 325 11299 11299 29512 25098 4414 RENT EXPENSE 40266 36842 3100 324 OTHER MISCELLANEOUS 764 764 3358908 2481048 411250 466610 5423258 6764118 10831760 9659353 143897 63225 29663 8330 1954 1833 395460 45195 361563 350265 10933037 12543798 167193 171864 27892325 29562786 87368 49424 87368 49424 X 1949776 6132522 17071149 16949323 8784032 6431517 27804957 29513362 27892325 29562786 X -424812 1761760 131350 240107 X X 0 1 X 1 0 X 2929171 4781562 4156858 1130059 4843577 17841227 2929171 4781562 4156858 1130059 4843577 17841227 6519858 11321369 64327 46539 24312 3227 436 138841 19284 3158 11550 33992 18014060 2562271 0.62850 0.40340 X SCHEDULE A, PART II, SECTION A, LINE 1(D): A GRANT OF $10,000,000 WAS RECEIVED ON JUNE 11, 2013 FROM A NEW DONOR FOR USE ON THE FOOTBALL STADIUM PROJECT. THE DONOR IS NOT AFFILIATED WITH THE FOUNDATION OR THE UNIVERSITY, NOR HAD THE DONOR BEEN A CONTRIBUTOR IN THE PAST. THE AMOUNT OF THE GRANT IS LARGE ENOUGH TO ENDANGER THE ORGANIZATION'S STATUS AS NORMALLY MEETING THE 33 1/3% PUBLIC SUPPORT TEST OVER THE FIVE YEAR REPORTING PERIOD. SCHEDULE A, 2012 LINE 1 HAS BEEN REDUCED BY $10,000,000 TO REFLECT THE RECLASSIFICATION OF THIS GRANT AS UNUSUAL. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 11738719 -336293 1702273 338631 12766068 11387858 -450437 1078260 276962 11738719 8268147 3293699 74642 248630 11387858 7391125 14198 998588 81041 54723 8268147 7097812 6327 56092 7146 233026 39934 6880125 0.33000 0.43000 0.24000 1 1 1 395460 45195 350265 350265 UNCCIF EXTERNAL INVESTMENT POOL 12543798 C 12543798 X 5204042 1761760 131350 240107 2133217 3070825 -136729 -136729 2934096 3495637 136729 136729 3358908 0 3358908 PART V, LINE 4: ENDOWMENTS ARE USED TO SUPPORT ATHLETIC SCHOLARSHIPS, ATHLETIC FACILITIES, AND ATHLETIC PROGRAMS AND OPERATIONS. PART X, LINE 2: THE FOUNDATION RECORDS LIABILITIES FOR INCOME TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN WHEN THOSE POSITIONS ARE DEEMED UNCERTAIN TO BE UPHELD IN AN EXAMINATION BY TAXING AUTHORITIES. AS OF JUNE 30, 2014, THE TAX YEARS ENDED JUNE 30, 2011 THROUGH 2014 WERE OPEN FOR POTENTIAL EXAMINATION BY TAXING AUTHORITIES. NO LIABILITIES FOR UNCERTAIN INCOME TAX POSITIONS WERE RECORDED AS OF JUNE 30, 2014 AND 2013. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN CASH SURRENDER VALUE 8,616. CHANGE IN VALUE OF CONTRIBUTIONS RECEIVABLE FROM TRUSTS 231,491. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EXPENSE INCLUDED ON FORM 990 PART VIII -136,729. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSE INCLUDED ON FORM 990 PART VIII 136,729. X X X X X 1 THOMAS TODD LANKFORD 4030 ABINGTON ROAD CHARLOTTE NC 28211 PLAN FUTURE CAMPAIGN AND STATE REGISTRATION 0 0 54000 0 54000 AL AR CA CO DC FL GA IL KY MD MA MI MN NJ NY NC OH OK OR PA SC VA WA WV WI AUCTION 675414 367863 307551 28500 52145 GOLF TOURNAMENTS 278682 278682 56084 954096 367863 586233 28500 108229 136729 449504 0 THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE 9201 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 560791228 2046683 140779 FAIR MARKET VALUE FOOTBALL STADIUM ENHANCEMENTS AND TRAINING ROOM EQUIPMENT IMPROVEMENT OF ATHLETIC FACILITIES X 15 108286 FAIR MARKET VALUE X 2 88956 RETAIL X AUCTION EVENT 1477 351069 RETAIL X SPORTING EQUI 5 9824 RETAIL X OFFICE SUPPLI 1 2500 RETAIL 0 1 0 FORM 990, PART VI, SECTION A, LINE 7A THE BOARD INCLUDES SEVERAL EX-OFFICIO MEMBERS FROM THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE. IN ADDITION, THE CHANCELLOR APPOINTS ONE BOARD MEMBER. FORM 990, PART VI, SECTION B, LINE 11 THE INTERNAL REVIEW PROCESS IS COORDINATED AND REVIEWD BY TREASURY SERVICES. AFTER IT IS RELEASED FROM THE INTERNAL REVIEW PROCESS, THE FORM 990 IS FORWARDED TO THE DESIGNATED OFFICER TO DISTRIBUTE TO EACH BOARD MEMBER OF THE GOVERNING BODY OF THE OF THE ORGANIZATION. THE BOARD IS ALLOWED SUFFICIENT TIME TO RESPOND TO THE ORGANIZATION WITH QUESTIONS. ONCE THESE QUESTIONS, IF ANY, ARE ANSWERED, THE TAX RETURN IS RELEASED TO BE ELECTRONICALLY FILED. THIS PROCESS USES ELECTRONIC FILE TRANSFERS FOR THE RETURN WITH QUESTIONS AND ANSWERS EXCHANGED BETWEEN THE FULL BOARD VIA EMAIL AND/OR TELECONFERENCING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION MAILED QUESTIONNAIRES TO BOARD MEMBERS AND THE RETURNED DOCUMENTS WERE REVIEWED BY THE ORGANIZATION TO DETERMINE ANY INSTANCES OF A CONFLICT OF INTEREST. A FORMAL POLICY HAS BEEN APPROVED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC BY VARIOUS METHODS. THE AUDITED FINANCIAL STATEMENTS FOR THE ATHLETIC FOUNDATION ARE SEPARATELY PRESENTED AND ARE PROVIDED UPON REQUEST. FORM 990, PART IX, LINE 11G ATHLETIC CONSULTING FEES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 107,238. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 107,238. FOOD SERVICE FEES: PROGRAM SERVICE EXPENSES 111. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 327,546. TOTAL EXPENSES 327,657. OTHER FEES FOR SERVICES: PROGRAM SERVICE EXPENSES 4,491. MANAGEMENT AND GENERAL EXPENSES 12,000. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 16,491. FORM 990, PART XI, LINE 9: CHANGE IN CASH SURRENDER VALUE 8,616. CHANGE IN VALUE OF CONTRIBUTIONS RECEIVABLE FROM TRUSTS 231,491. FORM 990, PART XII, LINE 2C, AUDIT COMMITTEE: THE AUDIT COMMITTEE'S PROCESS OF AUDIT EVALUATION HAS NOT CHANGED SINCE PRIOR YEAR. SCHEDULE D, PART V, LINE 1A EXPLANATION: THE ENDOWMENT FUNDS BEGINNING OF YEAR BALANCE IS LOWER THAN THE PRIOR END OF YEAR BALANCE BY 607,293. THE DIFFERENCE IS DUE TO A PERMANENT ENDOWMENT THAT WAS RECLASSIFIED OUT OF ENDOWMENT NET ASSETS UNTIL COLLECTED. THE UNIVERSITY OF NORTH CAROLINA AT CHARLOTTE INVESTMENT FUND 9201 UNIVERSITY CITY BLVD CHARLOTTE NC 28223 562276950 INVESTMENTS NC 501(C)(3) LINE 11A, I N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0