2015-05-12T21:01:49-05:00 2014-06-30 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2013-07-01 131740499 THE WINDWARD SCHOOL WIND 9149496968 40 WEST RED OAK LANE WHITE PLAINS NY 10604 JOHN J RUSSELL HEAD OF SCHOOL 9149496968 2015-05-12 1 ISRAEL TANNENBAUM P01589203 2128674000 2013 2016-03-07 17:11:31Z X JOHN J RUSSELL 40 WEST RED OAK LANE WHITE PLAINS NY 10604 38390321 0 X WWW.THEWINDWARDSCHOOL.ORG X 1926 NY THE WINDWARD SCHOOL PROVIDES FOR THE SPECIAL EDUCATIONAL NEEDS OF APPROXIMATELY 560 LEARNING DISABLED STUDENTS IN GRADES ONE THROUGH NINE. 24 24 263 100 65730 0 5462616 8580727 27137866 28473422 282917 204470 51284 -82960 32934683 37175659 2630822 2882619 0 0 19085700 20223264 0 0 1088160 6192467 5814863 27908989 28920746 5025694 8254913 84717687 93302374 29026189 28783780 55691498 64518594 SEE SCHEDULE O 0 0 23132257 2882619 28161931 EDUCATION- MORE THAN 560 LEARNING DISABLED STUDENTS WERE SERVED DURING THE SCHOOL YEAR. APPROXIMATELY 20% OF THE STUDENT BODY IS REMEDIATED EACH YEAR AND RETURN TO MAINSTREAM EDUCATIONAL SETTINGS. 625990 311491 TTI- APPROXIMATELY 1,000 TEACHERS AND PARENTS FROM THE NY STATE METROPOLITIAN AREA ATTEND COURSES, LECTURES AND CONFERENCES IN WINDWARD'S TEACHER TRAINING INSTITUTE. SOME STUDENTS RECEIVE IMSLEC CERTIFICATION THROUGH THE INSTITUTE OR RECEIVE GRADUATE CREDIT THROUGH MANHATTANVILLE COLLEGE. 23758247 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 18 0 263 1 0 0 0 0 0 1 1 0 0 0 0 X 24 24 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 0 0 NY X STEPHEN LITTELL 9149496968 40 WEST RED OAK LANE WHITE PLAINS NY 10604 THOMAS E FLANAGAN PRESIDENT 4.00 X X 0 0 0 MICHAEL R SALZER VICE PRESIDENT 3.00 X X 0 0 0 TIMOTHY M JONES VICE PRESIDENT 3.00 X X 0 0 0 MARK A ELLMAN TREASURER 3.00 X X 0 0 0 SUSAN C SALICE SECRETARY 3.00 X X 0 0 0 ELLEN BOWMAN TRUSTEE 2.00 X 0 0 0 MICHAEL S BRUNO JR TRUSTEE 2.00 X 0 0 0 FREDRICK CHAPEY JR TRUSTEE 2.00 X 0 0 0 THOMAS COLEMAN TRUSTEE 2.00 X 0 0 0 AMY JO DOWD TRUSTEE 2.00 X 0 0 0 ANDREW R FELDMAN TRUSTEE 2.00 X 0 0 0 DEVON S FREDERICKS TRUSTEE 2.00 X 0 0 0 LORI GARBIN TRUSTEE 2.00 X 0 0 0 MARK GOLDBERG TRUSTEE 2.00 X 0 0 0 ARTHUR A GOSNELL TRUSTEE 2.00 X 0 0 0 JOHN K HALVEY TRUSTEE 2.00 X 0 0 0 CRAIG HATKOFF TRUSTEE 2.00 X 0 0 0 GREGORY KENNEDY TRUSTEE 2.00 X 0 0 0 STACY KUHN TRUSTEE 2.00 X 0 0 0 DR MICHAEL V MCGILL TRUSTEE 2.00 X 0 0 0 KATIE ROBINSON TRUSTEE 2.00 X 0 0 0 ERIC SCHWARTZ TRUSTEE 2.00 X 0 0 0 ANN SULLIVAN TRUSTEE 2.00 X 0 0 0 ROBERT SWEENEY TRUSTEE 2.00 X 0 0 0 JOHN J RUSSELL HEAD OF SCHOOL 40.00 X 429976 0 25500 STEPHEN R LITTELL CFO/ASSISTANT HEAD 40.00 X 252259 0 31502 MAUREEN SWEENEY ASST HEAD/DIR OF ADM 40.00 X 184507 0 25916 ELIZABETH DUFFY DIR OF LANGUAGE ARTS 40.00 X 186853 0 17582 DAPHNE DADDINO HEAD OF MS 40.00 X 179204 0 29460 SANDRA SCHWARZ DIR OF TTI 40.00 X 214222 0 19661 BABARA DRAYER DIR OF INST ADVNCMNT 40.00 X 163646 0 23827 1610667 0 173448 7 0 1 0 PETER GISOLFI ASSOCIATES 566 WARBURTON AVENUE HASTINGS ON HUDSON NY 10706 ARCHITECTURE 540550 SCHULTE ROTH & ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 ATTORNEY 356493 2 589150 669784 7321793 160746 8580727 STUDENT TUITION AND FEES 611600 28161931 28161931 TEACHER TRAINING INSTITUTE 611710 311491 311491 28473422 158415 158415 939142 893087 46055 46055 46055 143685 669784 321575 -177890 -177890 CLUB YEARBOOK INCOME 900099 29200 29200 65730 65730 94930 37175659 28473422 65730 55780 2882619 2882619 786056 190421 524227 71408 15329135 13017472 1859849 451814 1103917 945160 127259 31498 1653730 1374936 227668 51126 1350426 1115251 193357 41818 137327 137327 41975 41975 47191 47191 228396 217976 4658 5762 52117 34043 17790 284 1433935 895057 363614 175264 56997 40631 14937 1429 950343 867515 52312 30516 2593 2593 18521 2500 16021 484019 441834 26643 15542 1374251 1254477 75647 44127 105760 105760 LIBRARY AND EXTRACURRIC 427051 427051 BAD DEBT EXPENSE 401467 251467 150000 AMORTIZATION OF FINANCI 48291 44082 2658 1551 4629 4629 28920746 23758247 4074339 1088160 15289765 22628440 10094677 8083359 4218261 6903936 438784 304981 4166274 4165755 43407256 14389484 29737624 29017772 11370526 11582806 8630826 9857043 770950 758282 84717687 93302374 854671 948323 12126290 12155656 15840000 15679801 205228 0 29026189 28783780 X 44606107 47179323 5812391 11816117 5273000 5523154 55691498 64518594 84717687 93302374 X 8254913 1320992 -748809 X X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 5789347 250154 721794 301977 6459318 5271830 140071 648042 270596 5789347 4850090 738955 -118304 198911 5271830 4330270 63704 671130 215014 4850090 3880810 449460 283547 -267620 -15927 4330270 0.85000 0.15000 0 0 1591206 1591206 37686788 11217814 26468974 3982056 3171670 810386 147206 147206 29017772 LIMITED LIABILITY PARTNERSHIP 9857043 F 9857043 X 35566841 1320992 1320992 34245849 47191 2882619 2929810 37175659 26739745 748809 748809 25990936 47191 2882619 2929810 28920746 PART V, LINE 4: THE SCHOOL'S PERMANENTLY RESTRICTED NET ASSETS CONSIST OF ENDOWMENT FUND ASSETS TO BE HELD IN PERPETUITY. THE INCOME FROM THE ASSETS CAN BE USED TO SUPPORT THE SCHOOL'S GENERAL PURPOSES, SCHOLARSHIPS, STEERS SCHOLARSHIP, GALST SCHOLARSHIP, BALMUTH SCHOLARSHIP, STANBACK SCHOLARSHIP, JCH PROFESSIONAL DEVELOPMENT, FACULTY AND STAFF, AND THE SCHWARTZ LECTURE FUND. PART X, LINE 2: THE SCHOOL HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING JUNE 30, 2011 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID TO STUDENTS 2,882,619. PART XII, LINE 2D - OTHER ADJUSTMENTS: LOSS ON REFINANCING 748,809. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID TO STUDENTS 2,882,619. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 SCHEDULE E, PART I, LINE 3 NONDISCRIMINATION POLICY IS PUBLISHED JOINTLY WITH THE FAIRCHESTER GROUP OF INDEPENDENT SCHOOLS ONCE PER YEAR IN THE NEWSPAPER. IT IS ALSO PUBLISHED REGULARLY IN SCHOOL PUBLICATIONS. BENEFIT 681495 592935 88560 109368 19833 112388 GOLF OUTING 131974 76849 55125 52700 4093 23193 813469 669784 143685 162068 23926 135581 321575 -177890 1 SCHOLARSHIPS FOR STUDENTS 102 2882619 PART I, LINE 2: THE ONLY GRANTS / ASSISTANCE GIVEN BY THE ORGANIZATION ARE FOR FINANCIAL AID TO STUDENTS. ALL GRANTS / ASSISTANCE ARE ISSUED BASED ON FINANCIAL NEED AND ARE PROCESSED, MONITORED AND CONTINUOUSLY REVIEWED BY A FINANCIAL AID COMMITTEE. FINANCIAL AID FOR ONE YEAR IS NOT CARRIED INTO THE NEXT SCHOOL YEAR; AT THE BEGINNING OF EACH NEW SCHOOL YEAR, NEW FINANCIAL AID REQUESTS ARE PROCESSED BY THE FINANCIAL AID COMMITTEE. X X X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 JOHN J RUSSELL HEAD OF SCHOOL 381731 0 0 0 48245 0 25500 0 0 0 455476 0 0 0 STEPHEN R LITTELL CFO/ASSISTANT HEAD 240545 0 10000 0 1714 0 23915 0 7587 0 283761 0 0 0 MAUREEN SWEENEY ASST HEAD/DIR OF ADM 181207 0 0 0 3300 0 18329 0 7587 0 210423 0 0 0 ELIZABETH DUFFY DIR OF LANGUAGE ARTS 175818 0 10000 0 1035 0 17582 0 0 0 204435 0 0 0 DAPHNE DADDINO HEAD OF MS 175092 0 2000 0 2112 0 16850 0 12610 0 208664 0 0 0 SANDRA SCHWARZ DIR OF TTI 201612 0 10000 0 2610 0 19661 0 0 0 233883 0 0 0 BABARA DRAYER DIR OF INST ADVNCMNT 163488 0 0 0 158 0 16240 0 7587 0 187473 0 0 0 PART I, LINE 1A JOHN RUSSELL, HEAD OF SCHOOL, RECEIVES THE FOLLOWING BENEFITS: TRAVEL FOR COMPANION, SOCIAL CLUB DUES, AND HOUSING ALLOWANCE. TRAVEL FOR COMPANION AND SOCIAL CLUB DUES WERE TREATED AS NONTAXABLE COMPENSATION TO THE RECIPIENT. THE HOUSING ALLOWANCE WAS TREATED AS TAXABLE COMPENSATION TO THE RECIPIENT. PART I, LINE 7 EXECUTIVE BONUSES ARE DETERMINED BY THE EXECUTIVE COMMITTEE AND APPROVED BY THE BOARD. ALL OTHER EMPLOYEES BONUSES ARE DETERMINED BY THE HEADMASTER. THEY ARE BASED ON MERIT. X 11 160746 COST 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTORS FORM 990, PART III, LINE 1 WINDWARD IS A COEDUCATIONAL, INDEPENDENT DAY SCHOOL DEDICATED TO PROVIDING AN EXCELLENT INSTRUCTIONAL PROGRAM FOR CHILDREN WITH LANGUAGE-BASED LEARNING DISABILITIES. THE MULTISENSORY CURRICULUM IS DESIGNED FOR STUDENTS OF AVERAGE TO SUPERIOR INTELLIGENCE WHO CAN BENEFIT FROM THE UNIQUE EDUCATIONAL EXPERIENCE PROVIDED. THROUGH DIRECT INSTRUCTION IN SMALL CLASS SETTINGS, A TRAINED STAFF ASSISTS STUDENTS TO IMPROVE THEIR LANGUAGE SKILLS. ACADEMIC SUCCESS, COMBINED WITH OPPORTUNITIES FOR SOCIAL AND EMOTIONAL GROWTH WITHIN AN INTENTIONALLY DIVERSE AND INCLUSIVE SETTING, ENABLES STUDENTS TO UNDERSTAND THEIR LEARNING STYLES,BUILD CONFIDENCE AND DEVELOP SELF-ADVOCACY SKILLS. WINWARD IS COMMITTED TO HELPING STUDENTS ACHIEVE THEIR FULL POTENTIAL IN PREPARATION FOR A SUCCESSFUL RETURN TO MAINSTREAM EDUCATIONAL ENVIRONMENT. TO MEET THESE GOALS,THE SCHOOL PROVIDES ONGOING TRAINING TO ITS FACULTY BASED ON THE MOST CURRENT RESEARCH, AND ALSO SHARES ITS EXPERTISE WITH THE PARENT BODY AND OTHER EDUCATORS. FORM 990, PART VI, SECTION A, LINE 8B THE WINDWARD SCHOOL DOES NOT HAVE ANY COMMITTEES THAT ACT INDEPENDENTLY. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE 990 IS PROVIDED TO EACH MEMBER OF THE GOVERNING BODY BY EITHER E-MAIL OR HARD COPY - THE 990 IS NOT FILED UNTIL EACH MEMBER A) HAS CONFIRMED THAT THEY HAVE REVIEWED THE 990 AND B) HAS RECEIVED ANSWERS FOR ANY QUESTIONS, IF ANY, THEY MAY HAVE HAD REGARDING ANYTHING CONTAINED IN THE 990. FORM 990, PART VI, SECTION B, LINE 12C THERE IS A WRITTEN CONFLICT OF INTEREST POLICY THAT IS REVIEWED AND SIGNED BY EACH TRUSTEE AND OFFICER. EXISTING OR POTENTIAL CONFLICTS OF INTEREST ARE REPORTED TO THE BOARD. TRUSTEES AND OFFICERS WHO HAVE DECLARED OR WHO HAVE BEEN FOUND TO HAVE A CONFLICT OF INTEREST MUST REFRAIN FROM PARTICIPATING IN THE CONSIDERATION OF A PROPOSED TRANSACTION, UNLESS FOR SPECIAL REASONS THE BOARD REQUESTS INFORMATION OR INTERPRETATIONS. FORM 990, PART VI, SECTION B, LINE 15A SALARY INCREASES AND/OR BONUSES FOR THE HEAD OF SCHOOL ARE APPROVED BY THE BOARD. SALARY INCREASES AND BONUSES FOR ALL OTHER EMPLOYEES ARE DETERMINED BY THE HEAD OF SCHOOL AT THE END OF THE SCHOOL YEAR BASED ON MERIT. THE LAST REVIEW WAS PERFORMED IN JUNE 2013. FORM 990, PART VI, SECTION C, LINE 19 AUDITED FINANCIAL STATEMENTS & FOOTNOTES ARE SUBMITTED TO THE EMMA WEBSITE FOR PUBLIC VIEWING - GOVERNING DOCUMENTS & CONFLICT OF INTEREST POLICY ARE NOT SUBMITTED, HOWEVER OTHER GOVERNING DOCUMENTS, POLICIES, ETC. ARE AVAILABLE TO THE PUBLIC UPON REQUEST FORM 990, PART XI, LINE 9: LOSS ON REFINANCING -748,809. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR.