2015-05-12T17:20:43-05:00 2014-12-31 113576325 SCHAEFFER & SAM CPA PC 1232 RXR PLAZA UNIONDALE NY 115561232 990PF 2014-01-01 137294014 2001 FREDERICK & NANCY DEMATTEIS FAMILY CHARITABLE TRUST DEMA 5167455800 1230 RXR PLAZA WEST TOWER 12TH FL UNIONDALE NY 115561230 DONALD M SCHAEFFER TRUSTEE 5167455800 2015-05-12 1 SAMIA B SAM P00236947 5168329100 2014 2016-02-25 16:41:14Z X 28835082 X X 732086 712925 539737 6689773 539737 1271823 1252662 197268 42423 154845 11313 0 11313 56312 28156 28156 5384 5384 0 110953 105386 5567 381230 181349 199881 1770000 1770000 2151230 181349 1969881 -879407 1071313 219059 524507 524507 770770 393940 393940 8987635 7880700 8379334 2086867 2422702 2851188 4365725 4344625 4683647 9545434 9531398 11996356 7899 6110 6110 25983389 25103982 28835082 0 0 X 25983389 25103982 0 0 0 0 25983389 25103982 25983389 25103982 25983389 -879407 0 25103982 0 25103982 BESSEMER TRUST #9D7B71 - ST P 466987 467132 -145 -145 BESSEMER TRUST #9D7B71 - LT P 3565599 3534303 31296 31296 STATE STREET BANK & TRUST CO # XXX-XX-XXXX - ST P 381871 445333 -63462 -63462 STATE STREET BANK & TRUST CO # XXX-XX-XXXX - LT P 1824504 1703268 121236 121236 CAPITAL GAINS DIVIDENDS P 450812 450812 450812 539737 0 2001913 29552716 0.067740 2089421 29681167 0.070396 2183811 31389284 0.069572 2051782 31348163 0.065451 2042486 30889220 0.066123 0.339282 0.067856 29409735 1995627 10713 2006340 1969881 21426 0 21426 0 21426 13627 13627 X 7799 0 0 0 0 0 0 0 0 0 0 1 1 NY 1 0 0 0 0 1 N/A DONALD M SCHAEFFER TRUSTEE 5167455800 1230 RXR PLAZA UNIONDALE NY 115561230 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NANCY DEMATTEIS C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 CHAIRWOMAN/AS REQUIRED 0.00 0 0 0 ROBERT F VIZZA C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 PRESIDENT/AS REQUIRED 10.00 100000 0 0 DONALD M SCHAEFFER C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 TRUSTEE/AS REQUIRED 4.00 48634 0 0 DOUGLAS COOPER C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 TRUSTEE/AS REQUIRED 4.00 48634 0 0 RICHARD F DEMATTEIS C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 TRUSTEE/AS REQUIRED 0.00 0 0 0 SCOTT L DEMATTEIS C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 TRUSTEE/AS REQUIRED 0.00 0 0 0 LINDA LANGER C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 TRUSTEE/AS REQUIRED 0.00 0 0 0 TRACEY SERKO C/O THE DEMATTEIS ORGANIZATIONS 1230 RXR PLAZA UNIONDALE NY 115561230 TRUSTEE/AS REQUIRED 0.00 0 0 0 NONE 0 ROBERT F VIZZA C/O THE DEMATTEIS ORGAINZATIONS 1230 RXR PLAZA UNIONDALE NY 11545 PRESIDENT 100000 0 NONE 0 0 29708395 149204 0 29857599 0 0 29857599 447864 29409735 1470487 1470487 21426 21426 1449061 0 1449061 0 1449061 1969881 0 1969881 0 1969881 1449061 0 0 474712 794857 635213 625473 549285 3079540 1969881 0 0 0 1449061 520820 0 0 3600360 0 0 0 0 0 0 474712 3125648 794857 635213 625473 549285 520820 ATTN ROBERT F VIZZA THE DEMATTEIS F PO BOX 15 GLEN HEAD NY 11545 5167054974 APPLICATIONS REQUIRE A ONE PAGE ABSTRACT OUTLINING: (1) ORGANIZATION'S MISSION AND SERVICES RENDERED; (2) DESCRIPTION OF THE PROJECT FOR WHICH FUNDING IS SOUGHT; (3) TOTAL COST OF PROJECT; (4) SOURCES AND AMOUNTS OF OTHER SUPPORT; AND (5) COPY OF THE IRS TAX-EXEMPT STATUS LETTER. THE BOARD MEETS QUARTERLY AND TAKES ACTION ON ALL APPLICATIONS RECEIVED. ALL DECISIONS ARE FINAL. THE FOUNDATION MAKES GRANTS ONLY TO PRIVATE, PUBLICLY SUPPORTED, NOT-FOR-PROFIT, APPROVED 501(C)(3) TAX-EXEMPT AGENCIES, INSTITUTIONS, AND ORGANIZATIONS. THE FOUNDATION MAKES GRANTS TO ELIGIBLE INSTITUTIONS WHOSE MISSION INVOLVES: EDUCATION, HEALTH AND HUMAN SERVICES, MEDICAL RESEARCH, AND THE ARTS WITH A FOCUS ON THE NEW YORK METROPOLITAN AREA. APPLICANTS ARE ASKED NOT TO REQUEST A SPECIFIC GRANT AMOUNT; THE BOARD OF TRUSTEES DECIDES ON THE APPROVED GRANT LEVEL. COLD SPRING HARBOR LABORATORY ONE BUNGTOWN ROAD COLD SPRING HARBOR NY 11724 NONE PUBLIC CHARITIES COLON CANCER RESEARCH 1000000 EAST END HOSPICE 481 WESTHAMPTON-RIVERHEAD ROAD PO BOX 1048 WESTHAMPTON BEACH NY 11978 NONE PUBLIC CHARITIES GENERAL GRANT 75000 HOFSTRA UNIVERSITY 101C HOFSTRA HALL HEMPSTEAD NY 11549 NONE PUBLIC CHARITIES GENERAL GRANT 500000 PALM BEACH POPS 500 AUSTRALIAN AVES STE 200 WEST PALM BEACH FL 33401 NONE PUBLIC CHARITIES GENERAL GRANT 15000 RAYMOND F KRAVIS CENTER FOR THE PERFORMING ARTS 701 OKEECHOBEE BLVD WEST PALM BEACH FL 33401 NONE PUBLIC CHARITIES GENERAL GRANT 80000 WHEELCHAIR CHARITIES INC 83-10 35TH AVENUE JACKSON HEIGHTS NY 11372 NONE PUBLIC CHARITIES GENERAL GRANT 100000 1770000 0 14 732086 18 539737 0 1271823 0 1271823 0 0 0 0 0 0 0 0 0 0 SCHAEFFER & SAM, CPA, P.C. 56312 28156 28156 PURSUANT TO IRC SEC. 4942(H) (2) AND REG. 53-4942 (A) - 3(D)(2), THE 2001 FREDERICK AND NANCY DEMATTEIS FAMILY CHARITABLE TRUST HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AS BEING MADE OUT OF CORPUS.SIGNED: ______________________ DATE: _________________NAME & TITLE: __________________________________________ 230000 SHARES - GOLDMAN SACHS GROUP 5.125% 1/15/15 224471 230294 45000 SHARES - HSBC FINANCE CORP 5.2596 4 / 15 / 15 40313 45590 115000 SHARES - MORGAN STANLEY 5.37596 10/15/15 112281 118949 70000 SHARES - CON EDISON CO NY 5.37596 12/15/15 75805 73070 160000 SHARES - GOLDMAN SACHS GROUP 5.3596 1/15/16 156746 166963 40000 SHARES - ELI LILLY & CO 5.2% 3 / 15 / 17 39351 43495 30000 SHARES - MORGAN STANLEY 4.75% 3/22/17 29918 31956 30000 SHARES - MORGAN STANLEY 5.55% 4/27/17 30342 32563 120000 SHARES - MERRILL LYNCH CO 6.496 8 / 28 / 17 121948 133700 420000 SHARES - GEN ELEC CAP CORP 5.62596 9 / 15 / 17 412400 466221 15000 SHARES - ORACLE CORP 1.2% 10/15/17 14974 14947 55000 SHARES - AT&T INC 1.4 12/01/17 54997 54448 55000 SHARES - GOLDMAN SACHS GROUP 2.375% 1 / 22 / 18 54628 55556 40000 SHARES - BANK OF NY MELLON 1.3% 1/25/18 39943 39624 195000 SHARES - BEAR STEARNS CO INC 7.2596 2/01 /18 206936 224747 25000 SHARES - MORGAN STANLEY 2.125% 4 / 25 / 18 23869 25015 120000 SHARES - PEPSICO INC 56 6/01/18 118047 132685 75000 SHARES - JOHNSON & JOHNSON 5.15% 7/15/18 74846 84183 20000 SHARES - JPMORGAN CHASE & CO 2.35% 1/28/19 19991 20130 55000 SHARES - PFIZER INC 6.2% 3/15/19 54945 63986 30000 SHARES - CONS EDISON CO OF NY 6.65% 4/01 /19 29973 35312 97000 SHARES - MORGAN STANLEY 7.3% 5 / 13 / 19 102888 115057 165000 SHARES - MORGAN STANLEY 5.56 1 /26/20 161522 185646 60000 SHARES - GOLDMAN SACHS GROUP 5.375% 3 / 15 / 20 59208 67242 10000 SHARES - BANK OF AMERICA CORP 5.875% 1 / 05 / 21 9926 11595 80000 SHARES - GOLDMAN SACHS GROUP 5.25% 7 / 27 / 21 78480 90293 20000 SHARES - GOLDMAN SACHS GROUP 5.75% 1/24/22 19973 23136 80000 SHARES - PEPSICO INC 2.75% 3/05/22 81076 79875 60000 SHARES - ANHEUSER- BUSCH INBEV 2.5% 7/15/22 58276 58313 20000 SHARES - EBAY INC 2.6% 7/15/22 19493 18979 205000 SHARES - GENERAL ELEC CAP COPR 3.15% 9/07/22 202623 208797 40000 SHARES - ORACLE CORP 2.5% 10/15/22 38971 38964 35000 SHARES - MICROSOFT CORP 2.125% 11/15/22 34691 33961 70000 SHARES - AMAZON.COM INC 2.5% 11/29/22 68108 66256 135000 SHARES - AT&T INC 2.625% 12/01/22 132582 128578 40000 SHARES - INTEL CORP 2.7% 12/15/22 39614 39762 155000 SHARES - GOLDMAN SACHS GROUP 3.625% 1/22/23 150643 156956 30000 SHARES - BERKSHIRE HATHAWAY INC 3% 2/11/23 29746 30282 30000 SHARES - APPLE INC 2.4% 5/03/23 52296 53460 50000 SHARES - ESCROW GM CORP SR 8.25% 7/15/23 0 375 50000 SHARES - GOLDMAN SACHS GROUP INC 4% 3/03/24 49725 51908 90000 SHARES - AT&T INC 90486 92489 50000 SHARES - BELL ATLANTIC PA 6% 12/01/28 55695 55913 35000 SHARES - GMAC (GENL MTRS ACC) 8% 11/01/31 34205 44538 125000 SHARES - VERIZON GBL FDG CORP 7.75% 6/15/32 120071 174189 150000 SHARES - MERRILL LYNCH & CO MTN 5% 1/15/15 142831 150173 40000 SHARES - GOLDMAN SACHS GRP INC 1.6% 11/23/15 39967 40210 40000 SHARES - WALT DISNEY CO MTN 1.1% 12/01/17 39716 39760 30000 SHARES - BANK OF AMERICA CORP MTN 2% 1/11/18 29955 29977 90000 SHARES - MERRILL LYNCH MTN 6 875% 4/25/18 92771 103372 180000 SHARES - BK OF AMER CORP MTN 3.3% 1/11/23 175311 180014 75000 SHARES - GEN ELEC CAP CORP 0.4527% 1/08/16 49687 74977 130000 SHARES - MORGAN STANLEY STEPUP 5% 10/15/30 135025 128200 218 SHARES - GENERAL MOTORS CO 6003 7610 51 SHARES - MOTORS LIQUIDATION COMPANY 0 982 199 SHARES - GENERAL MTRS CO WTS 7/10/16 3606 4991 199 SHARES - GENERAL MTRS CO WTS 7/10/19 2731 3383 1240 SHARES - DOLLAR GENERAL CORP (DG) 57258 87668 440 SHARES - L BRANDS INC (LB) 24201 38082 700 SHARES - MACYS INC (M) 23504 46025 675 SHARES - NIKE INC CL B (NKE) 56905 64901 775 SHARES - VIACOM INC CL B NEW (VIAB) 60172 58318 725 SHARES - YUM BRANDS INC (YUM) 51534 52816 470 SHARES - CVS HEALTH CORP (CVS) 18392 45265 375 SHARES - LORILLARD INC COM (LO) 16767 23602 705 SHARES - CONOCOPHILLIPS (COP) 40649 48687 400 SHARES - VALERO ENERGY NEW (VLO) 20192 19800 395 SHARES - ACE LIMITED 21727 45377 740 SHARES - AMERICAN INTL GROUP INC (AIG) 30665 41447 700 SHARES - CITIGROUP INC (C) 20871 37877 4970 SHARES - KEYCORP NEW (KEY) 66304 69083 1175 SHARES - MORGAN STANLEY GRP INC (MS) 34693 45590 1030 SHARES - AETNA INC NEW (AET) 54898 91494 1640 SHARES - MYLAN INC (MYL) 68698 92446 2690 SHARES - PFIZER INC (PFE) 80489 83793 300 SHARES - THERMO FISHER SCIENTIFIC (TMO) 17109 37587 575 SHARES - ZIMMER HLDGS INC (ZMH) 36865 65216 155 SHARES - CUMMINS INC (CMI) 20141 22346 315 SHARES - ILLINOIS TOOL WORKS INC (ITW) 20383 29830 325 SHARES - KIRBY CORP (KEX) 37701 26240 600 SHARES - NIELSEN HOLDINGS BV 19494 26838 750 SHARES - RAYTHEON CO NEW (RTN) 72646 81127 300 SHARES - UNION PACIFIC CORP (UNP) 50797 76243 375 SHARES - UNITED RENTALS INC (URI) 35576 38253 980 SHARES - APPLE INC (AAPL) 68068 108172 445 SHARES - AVAGO TECHNOLOGIES 16896 44762 675 SHARES - NXP SEMICONDUCTORS NV (NXPI) 39309 51570 880 SHARES - QUALCOMM INC (QCOM) 56126 65410 1250 SHARES - TERADATA CORP (TDC) 53538 54600 1600 SHARES - AMERICAN WATER WORKS CO (AWK) 65328 85280 2170 SHARES - BRIDGESTONE CORP ADR 38934 37998 735 SHARES - DAIHATSU MOTOR CO. LTD ADR 28530 19359 1250 SHARES - PANDORA A/S ADR (PNDZY) 20248 25620 975 SHARES - SKY PLC ADR (SKYAY) 61064 54669 505 SHARES - IMPERIAL TOBACCO LT ADR 36504 44662 2220 SHARES - J SAINSBURY SPN ADR NEW 51065 34159 1625 SHARES - SVENSKA CL AKTIBLGT ADR 44333 35061 1350 SHARES - UNILEVER NV 52169 53323 1540 SHARES - WILMAR INTERNATIONAL ADR (WLMIY) 41013 37654 648 SHARES - SINOPEC/CHINA PETE&CHM ADR 54146 52494 1045 SHARES - BNP PARIBAS SPON ADR 28103 31145 1090 SHARES - DBS GROUP HLDGS LTD ADR (DBSDY) 57096 67780 1100 SHARES - HSBC HLDGS PLC ADR (HSBC) 55574 51953 2950 SHARES - ORIX CORP 46528 37392 6440 RSA INS GRP INC SPON ADR (RSNAY) 60713 43682 1630 SHARES - SKANDINAVISKA ENSKILD ADR 19295 20728 2220 SHARES - WHARF HOLDINGS ADR 27596 32063 700 SHARES - ASTRAZENECA PLC 50787 49692 2550 SHARES - ITOCHU CORP ADR 55920 54957 820 SHARES - HITACHI LTD AR (HITHIY) 63227 61601 1980 SHARES - SUMITOMO METAL MIN CO LTD 27886 29892 1100 SHARES - CHINA TELECOM ADR 61460 64581 2845 SHARES - KDDI CORP ADR 25012 45303 1100 SHARES - TIM PARTICIPACOES SA ADR 26318 24431 1620 SHARES - TOKYO GAS LTD ADR 31285 35244 3889468 4168330 3991232 4211004 487710.023 SHARES - OW LARGE CAP STRATEGIES FD AT COST 4811375 6296336 193022.103 SHARES - OW SML & MID CAP FD AT COST 2306189 3130818 251,688.824 SHARES - OW OPPORTUNITIES FD AT COST 1561819 1910318 6000 SHARES - FHLMC 8 375% SER Z PFD AT COST 157200 23700 5700 SHARES - FNMA 8 25% PFD AT COST 142150 22059 3500 SHARES - GOLDMAN SACHS GROUP INC 6 125% PFD AT COST 86644 90510 200000 SHARES - BARCLAYS BANK PLC 6 75% 5/22/19 AT COST 197049 235340 70000 SHARES - BARCLAYS BK PLC 5% 9/22/16 AT COST 71335 74592 130000 SHARES - BARCLAYS BANK PLC 5 125% 1/08/20 AT COST 128666 145760 70000 SHARES - SHELL INTL FINANCE 2.25% 1/06/23 AT COST 68971 66923 SCHLESINGER, GANNON & LAZETERA, LLP 11313 0 11313 ACCRUED GNMA INCOME - STATE STREET 7899 6110 6110 BROKERAGE FEES 107127 104340 2787 NEW YORK LAW JOURNAL AD 140 0 140 FILING FEES 750 0 750 INSURANCE 1924 641 1283 PROFESSIONAL DUES & SUBSCRIPTIONS 725 290 435 POSTAGE 287 115 172 FOREIGN TAXES PAID 5384 5384 0