2015-05-11T14:39:43-05:00 2014-06-30 KPMG LLP 345 Park Avenue New York NY 101540102 990 2013-07-01 150532082 CORNELL UNIVERSITY % UNIVERSITY CONTROLLER CORN 6072553581 341 PINE TREE ROAD Suite ITHACA NY 14850 JOANNE DESTEFANO AVP and University Controller 6072553581 2015-05-07 true KPMG LLP P01226647 6072553581 2013 2016-02-25 16:41:14Z DAVID J SKORTON PRESIDENT 341 PINE TREE ROAD ITHACA NY 14850 12288968492 false X WWW.CORNELL.EDU X 1865 NY EDUCATION, RESEARCH, MEDICAL SERVICES AND OTHER PUBLIC SERVICES. 64 51 38767 8625 8400501 -3452213 478613388 842647482 2621326973 3091992142 261368298 416208319 11011188 17890972 3372319847 4368738915 127471177 452582733 0 0 2023326452 2137135595 126093 604755 63634589 1060898525 1099586170 3211822247 3689909253 160497600 678829662 11468209918 12498894139 3368569469 3274322744 8099640449 9224571395 X SEE SCHEDULE O false false 1168302393 392908393 929207773 THE UNIVERSITY IS RENOWNED FOR ITS UNDERGRADUATE, GRADUATE, PROFESSIONAL, POST-DOCTORAL, AND CONTINUING EDUCATION PROGRAMS. THE PRIMARY CAMPUSES ARE IN ITHACA, NEW YORK AND WEILL-CORNELL MEDICAL COLLEGE LOCATED IN NEW YORK CITY. THE UNIVERSITY ALSO HAS A SIGNIFICANT INTERNATIONAL PRESENCE IN EDUCATION AND IS NOTED FOR ITS MEDICAL COLLEGE IN QATAR. DURING THE FISCAL YEAR, THE UNIVERSITY GRANTED THE FOLLOWING ACADEMIC DEGREES: UNDERGRADUATE (3,570); MASTERS (2,328); PHD (505); JD, MD, DVM (276). 841664000 827432582 MEDICAL SERVICES, INCLUDING THE EDUCATION AND TRAINING OF PHYSICIANS, IS A MAJOR COMPONENT OF THE UNIVERSITY'S MISSION. THE PHYSICIAN ORGANIZATION IS AN INTEGRAL PART OF THE MEDICAL SCHOOL AND THE UNIVERSITY. IT PROVIDES THE PATIENT BASE ESSENTIAL FOR TEACHING, RESEARCH, AND CLINICAL SERVICES. 529554000 59674340 601582109 RESEARCH, BOTH BASIC AND APPLIED, IS ALSO A CORE MISSION-RELATED ACTIVITY. REVENUES FROM SPONSORED AWARDS INCLUDE $471 MILLION IN DIRECT SUPPORT AND $130 MILLION IN INDIRECT COST RECOVERIES. ALTHOUGH THE REVENUES INCLUDE GRANT AND CONTRACT REVENUE FOR PUBLIC OUTREACH AND INSTRUCTION, THE SINGLE LARGEST PORTION IS RESEARCH RELATED. 757944409 733769678 3297464802 true true false true false false false true false true true true false false true false true true true true true true true true true false false true true true true false false false false false false false true true true true true false false true true true true true false true 24612 0 true 38767 true true true true AS FR IT NP QA false false false true true false false false true true false false X 64 51 false false true false false true false true true false false false true true true true true true true true true AL AK AR CA CO CT DC FL GA HI IL KS KY LA ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OK OR PA RI SC TN UT VA WA X UNIVERSITY CONTROLLER 6072553581 341 PINE TREE ROAD ITHACA NY 148502820 STEPHEN B ASHLEY TRUSTEE 1.0 0.0 X BARBARA A BAIRD TRUSTEE 55.0 0.0 X 232069 45843 MATTHEW L BIBEN TRUSTEE 1.0 0.0 X JESSICA M BIBLIOWICZ TRUSTEE 1.0 0.0 X RICHARD L BOOTH TRUSTEE 1.0 0.0 X DOUGLAS L BRAUNSTEIN TRUSTEE 1.0 0.0 X MARIO CILENTO TRUSTEE 1.0 0.0 X EZRA CORNELL TRUSTEE 1.0 0.0 X DAVID D CROLL TRUSTEE-VICE CHAIRMAN 1.0 0.0 X 0 0 0 GARY S DAVIS TRUSTEE 1.0 0.0 X NICOLE B DELTORO TRUSTEE 1.0 0.0 X DARRICK TN EVENSEN TRUSTEE 15.0 0.0 X 30480 DAVID R FISCHELL TRUSTEE 1.0 0.0 X GREGORY J GALVIN TRUSTEE 1.0 0.0 X ROSS H GITLIN TRUSTEE 15.0 0.0 X RANA GLASGAL TRUSTEE 1.0 0.0 X NELSON G HAIRSTON TRUSTEE 55.0 0.0 X 173816 37025 PATRICIA E HARRIS TRUSTEE 1.0 0.0 X ROBERT S HARRISON TRUSTEE-CHAIRMAN 1.0 0.0 X 0 0 0 ROBERT J KATZ TRUSTEE-VICE CHAIRMAN 1.0 0.0 X 0 0 0 KRAIG H KAYSER TRUSTEE 1.0 0.0 X RUBEN J KING-SHAW TRUSTEE 1.0 0.0 X PEGGY J KOENIG TRUSTEE 1.0 0.0 X ROBERT S LANGER JR TRUSTEE 1.0 0.0 X LINDA R MACAULAY TRUSTEE 1.0 0.0 X LOWELL C MCADAM TRUSTEE 1.0 0.0 X WILLIAM H MCALEER TRUSTEE 1.0 0.0 X RONALD D MCCRAY TRUSTEE 1.0 0.0 X JOHN F MEGRUE TRUSTEE 1.0 0.0 X HOWARD P MILSTEIN TRUSTEE 1.0 0.0 X ALAN L MITTMAN TRUSTEE 55.0 0.0 X 129919 34225 JOHN A NOBLE TRUSTEE 1.0 0.0 X PETER J NOLAN TRUSTEE 1.0 0.0 X BARBARA GOLDMAN NOVICK TRUSTEE 1.0 0.0 X LUBNA SULIMAN OLAYAN TRUSTEE 1.0 0.0 X ARMANDO J OLIVERA TRUSTEE 1.0 0.0 X DONALD C OPATRNY TRUSTEE 1.0 0.0 X WILLIAM D PEREZ TRUSTEE 1.0 0.0 X LELAND C PILLSBURY TRUSTEE 1.0 0.0 X BRUCE S RAYNOR TRUSTEE 1.0 0.0 X PHILIP R REILLY TRUSTEE 1.0 0.0 X GENE D RESNICK TRUSTEE 1.0 0.0 X SUSAN T RODRIGUEZ TRUSTEE 1.0 0.0 X MEREDITH A ROSENBERG TRUSTEE 1.0 0.0 X PAUL SALVATORE TRUSTEE 1.0 0.0 X MARTIN F SCHEINMAN TRUSTEE 1.0 0.0 X DAVID J SKORTON PRESIDENT 55.0 0.0 X X 798551 179962 DALIA P STILLER TRUSTEE 1.0 0.0 X CHIAKI TANUMA TRUSTEE 1.0 0.0 X RATAN N TATA TRUSTEE 1.0 0.0 X LISA SKEETE TATUM TRUSTEE 1.0 0.0 X ANDREW H TISCH TRUSTEE-VICE CHAIRMAN 1.0 0.0 X 0 0 0 SHERYL HILLIARD TUCKER TRUSTEE 1.0 0.0 X M EILEEN MCMANUS WALKER TRUSTEE 1.0 0.0 X PADMASREE Y WARRIOR TRUSTEE 1.0 0.0 X LAURA A WILKINSON TRUSTEE 1.0 0.0 X BARTON J WINOKUR TRUSTEE 1.0 0.0 X CRAIG YUNKER TRUSTEE 1.0 0.0 X MICHAEL J ZAK TRUSTEE 1.0 0.0 X KAREN P ZIMMER TRUSTEE 1.0 0.0 X JAN ROCK ZUBROW TRUSTEE-CHAIRMAN OF EXEC. 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Approp. 900099 149065116 149065116 AUXILIARY ENTERPRISES - ROOM & BOARD 900099 147339719 147339719 437364843 434154134 3210709 3091992142 103963483 4959049 99004434 0 18825906 18825906 4587875 4585414 2461 0 2462 2462 8202982000 290836 7891028000 311954000 290836 312244836 312244836 241448 3001098 1340826 -1099378 -1099378 0 23437319 23275337 161982 230743 -68761 0 4368738915 3088781433 8400501 428909499 59674340 59674340 381590056 381590056 11318337 11318337 0 9065947 906594 4532974 3626379 0 1687582703 1462965445 186646647 37970611 71637493 54859992 13947820 2829681 293788497 255595992 32316735 5875770 75060955 65303031 8256705 1501219 0 7402127 6587893 814234 1161344 1161344 398242 398242 604755 604755 1673634 1673634 159378460 138659261 17531630 3187569 0 41519939 36122347 4567193 830399 34441740 29964314 3788591 688835 3501796 3501796 125488644 109175120 13803751 2509773 38777902 29858985 5816685 3102232 0 12824623 11157422 1410708 256493 90612273 90612273 0 229707025 204439252 25267773 42105143 40336727 1515785 252631 MAINTENANCE 35335285 31448404 3886881 SPONSORED RSRCH SUBCONTRACTS 65104091 65104091 OTHER SUPPLIES 64460299 64460299 STUDENT AND CAMPUS SERVICES 58594019 58008079 585940 87099584 82979774 4119810 3689909253 3297464802 328809862 63634589 X 63915825 48267172 178781163 89408150 834461643 1093569361 340296708 440843005 0 0 0 0 69393124 72803135 8109442 9483323 44069804 34825600 6324697582 2623140794 3537117480 3701556788 1401035000 1740299000 4887738680 5104567745 0 0 0 0 103291049 163270860 11468209918 12498894139 568344070 558204114 49201426 52275390 217985570 282470402 1277410000 1243095000 0 0 0 0 577995045 322770323 0 0 677633358 815507515 3368569469 3274322744 X 2826666802 3083285330 2705677011 3406995894 2567296636 2734290171 8099640449 9224571395 11468209918 12498894139 X 678829662 476335834 -30234550 X false true X true true true X 469311000 384515000 672276000 478613388 842647482 2847362870 0 35784499 34917173 41164608 40366808 40276265 192509353 505095499 419432173 713440608 518980196 882923747 3039872223 0 3039872223 104881168 117791887 109437360 76233294 127377264 535720973 0 0 3575593196 12968955905 0.85017 0.77210 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false true false false false false true 568657 false true 568657 false PART I-A-LINE 1. THE UNIVERSITY DOES NOT PARTICIPATE DIRECTLY OR INDIRECTLY IN ANY POLITICAL CAMPAIGN AND REMINDS THE UNIVERSITY COMMUNITY, AT THE TIME OF ANY IMPORTANT LOCAL, STATE OR NATIONAL ELECTION, ABOUT THE PROHIBITION AGAINST UNIVERSITY PARTICIPATION. THE MESSAGE MAKES CLEAR THAT THIS PROHIBITION DOES NOT IN ANY WAY AFFECT AN INDIVIDUAL'S PERSONAL ACTIVITIES. THE UNIVERSITY DOES NOT DEEM IT NECESSARY TO ISSUE A FORMAL POLICY ON POLITICAL CAMPAIGN PROHIBITIONS THROUGH ITS POLICY OFFICE. PART II-B-LINE 1 B. Cornell's lobbying efforts were handled through the University Relations offices located in Albany and Washington DC primarily by five registered lobbyists. In addition, throughout the fiscal year ending June 30, 2014, Cornell employees and students lobbied in Albany and/or Washington D.C. Lobbying efforts centered on higher education matters, state and federal budgets, university-based research proposals, and legislative bills affecting Cornell students and staff. Cornell is a paying member of several state and federal associations that do direct lobbying and public advocacy on behalf of public and private not-for-profit higher education, research, college athletics, and university operations including student health insurance, energy, and financial planning. The University contracted with a lobbying firm in New York City to represent our interests relating to the Cornell Tech campus. PART II-B-LINE 1 G. Cornell university staff lobbied legislators, staff and government officials in Washington, Albany, New York City, and Ithaca during the fiscal year ending June 30, 2014. Topics included: student health insurance, contracting processes, agriculture testing and research programs, labor law training, environmental protection programs, funding for operations and facilities, including the expansion of Cornell's Veterinary College facility and an Ag. Science Research Lab, student financial aid programs, Cornell Tech campus land use, USDA Farm Bill, student loan interest rates, economic development programs, immigration, graduate medical education, patent reform, science and technology initiatives, and agency reauthorizations. PART II-B-LINE 1 I. IN ADDITION TO MEETING WITH GOVERNMENT OFFICIALS TO ADVANCE THE INTERESTS OF HIGHER EDUCATION IN GENERAL AND UNIVERSITY BASED RESEARCH ACTIVITIES IN PARTICULAR, THE UNIVERSITY IS A MEMBER OF KEY ORGANIZATIONS THAT ALSO LOBBY ON BEHALF OF ISSUES AFFECTING HIGHER EDUCATION. 160346 74427586 X X X X false 5140214516 162578975 791728922 81084751 230432044 38136174 5744869444 4799313766 142698495 517725141 77885532 201765031 39872323 5140214516 4928070000 107392000 -9223000 -30500080 -154846560 -49269360 5260855000 4259950000 112278000 734562000 -22504820 -115986380 -34622800 5279904000 3836289000 109055000 393907000 -26326325 -129429505 -39769170 4534776000 0.32617 0.29581 0.37802 true true true 23724966 23724966 4229413428 1519830481 2709582947 408840678 276520101 132320577 525492974 518512750 6980224 1173594976 332387797 841207179 3713815893 20209000 F DOMESTIC EQUITIES 186569000 F FOREIGN EQUITIES 258622000 F HEDGED EQUITIES 545068000 F PRIVATE EQUITIES 1178884000 F FIXED INCOME ASSET BACKED SEC 30852000 F FIXED INCOME CORPORATE BONDS 429009000 F FIXED INCOME EQUITY PSHIPS 308006000 F FIXED INCOME OTHER 454243948 F MARKETABLE ALT AND RE 1696531000 F 5107993948 0 OBLIGATIONS UNDER SPLIT INT AG 126224130 DEFERRED BENEFITS 476450976 FUNDS HELD IN TRUST FOR OTHERS 212832684 815507790 4531141324 476335834 6119869 482455703 4048685621 320053294 320053294 4368738915 3415135381 74480998 74480998 3340654383 349254870 349254870 3689909253 PART III, LINE 4: ART COLLECTION: THE HERBERT F. JOHNSON MUSEUM OF ART IS PARTICULARLY NOTED FOR ITS COLLECTION IN THE AREA OF ASIAN ART, 19TH AND 20TH CENTURY AMERICAN ART AND THE GRAPHIC ARTS. THE COLLECTION IS USED FOR TEACHING, RESEARCH, AND PUBLIC OUTREACH. THE MUSEUM'S CALENDAR OF EVENTS IS AVAILABLE ON ITS WEB SITE AND PROVIDES INFORMATION TO ENCOURAGE USE OF THE COLLECTION BY THE PUBLIC. Part V, Line 4: ENDOWMENT FUNDS: THE UNIVERSITY'S ENDOWMENT CONSISTS PRIMARILY OF PERMANENT ENDOWMENT AND BOARD DESIGNATED ENDOWMENT (I.E., FUNDS FUNCTIONING AS ENDOWMENT). THE INCOME FROM THE ENDOWMENT PROVIDES CRITICAL SUPPORT FOR ENDOWED FACULTY CHAIRS, STUDENT FINANCIAL AID, AND SUPPORT FOR VARIOUS INSTITUTIONAL PROGRAMS FOR TEACHING, RESEARCH, AND PUBLIC OUTREACH. Part XI, Line 2d: Change in FMV of Split Interest $16,747,538 Write-off on pledges $(10,627,669) --------------------- Total $6,119,869 ===================== Part XI, Line 4b: Reclass of student assistance $349,254,870 Reclass of Rent Expense $(4,585,413) Reclass of Special Event Expenses $(1,340,826) Reclass of Cost of Goods Sold $(23,275,337) --------------------- Total $320,053,294 ===================== Part XII, Line 2d: Loss on Swap Termination $12,851,575 FAS 158 $32,427,847 Reclass of Special Event Expenses $1,340,826 Reclass of Rent Expense $4,585,413 Reclass of Cost of Goods Sold $23,275,337 --------------------- Total $74,480,998 ===================== Part XII, Line 4b: Reclass of student assistance $349,254,870 --------------------- Total $349,254,870 ===================== true true true true true true true false false false false false false false false true false true EXPLANATION FOR LINE 3 THE UNIVERSITY, ORGANIZED IN THE 1860'S, INCLUDED IN ITS CHARTER A COMMITMENT TO NON-DISCRIMINATION BASED ON RELIGION. FROM ITS EARLIEST HISTORY, THE UNIVERSITY ADMITTED A DIVERSE STUDENT BODY IN TERMS OF RACE, GENDER, AND RELIGION. THE STATISTICS ABOUT THE COMPOSITION OF FACULTY, STAFF, AND STUDENTS, AS WELL AS THE UNIVERSITY'S ONGOING EFFORTS TO INCREASE DIVERSITY, REFLECT THE STRONG COMMITMENT TO NON-DISCRIMINATION. EXPLANATION FOR LINE 6A CORNELL RECEIVES ASSISTANCE FROM BOTH THE FEDERAL GOVERNMENT AND NEW YORK STATE. THE FEDERAL GOVERNMENT PROVIDES SUPPORT FOR LOANS, STUDENT EMPLOYMENT, AND GRANTS. THE MAJOR LOAN PROGRAMS ARE W.D. FORD SUBSIDIZED AND UNSUBSIDIZED LOANS, PERKINS LOANS, AND DIRECT PLUS LOANS. EMPLOYMENT INCLUDES FUNDS FOR FEDERAL WORK-STUDY. THE MAJOR GRANTS ARE PELL GRANTS AND SUPPLEMENTAL EDUCATIONAL OPPORTUNITY ASSISTANCE PROGRAM (TAP). true Central America and the Caribbean 1 3 Program Services Education & Research 356142 East Asia and the Pacific 1 3 Program Services Education & Research 2202730 Europe (Including Iceland and Greenland) 6 38 Program Services Education & Research 6802943 Middle East and North Africa 1 477 Program Services Education & Research 123737715 North America 5 Program Services Education & Research 503121 Russia and the Newly Independent States 3 Program Services Education & Research 95413 South America 2 Program Services Education & Research 390510 South Asia 3 10 Program Services Education & Research 212538 Sub-Saharan Africa 3 Program Services Education & Research 762499 South Asia Program Services Instruction 158292 East Asia and the Pacific Investments 126000 Europe (Including Iceland and Greenland) Investments 78214346 Central America and the Caribbean Investments 588500466 Central America and the Caribbean Program Services Medical Services 550390 South Asia Program Services Public Srvc & Exten 1021278 East Asia and the Pacific Program Services Research Sub-Contracts 979535 Europe (Including Iceland and Greenland) Program Services Research Sub-Contracts 1136850 Middle East and North Africa Program Services Research Sub-Contracts 815195 North America Program Services Research Sub-Contracts 5991342 Russia and the Newly Independent States Program Services Research Sub-Contracts 58000 South America Program Services Research Sub-Contracts 1339954 South Asia Program Services Research Sub-Contracts 1407757 Sub-Saharan Africa Program Services Research Sub-Contracts 4578451 Europe (Including Iceland and Greenland) Fundraising Foundation 120997 Europe (Including Iceland and Greenland) Grantmaking 1198784 Russia and the Newly Independent States Grantmaking 130466 South America Grantmaking 619346 Central America and the Caribbean Grantmaking 263561 Middle East and North Africa Grantmaking 250442 North America Grantmaking 1015526 East Asia and the Pacific Grantmaking 6000389 South Asia Grantmaking 1455751 Sub-Saharan Africa Grantmaking 384072 12 544 12 544 805750768 25630033 831380801 STUDENT FINANCIAL AID Europe (Including Iceland and Greenland) 22 1138015 Check/ACH none FMV STUDENT FINANCIAL AID Russia and the Newly Independent States 2 120466 Check/ACH none FMV STUDENT FINANCIAL AID South America 9 461357 Check/ACH none FMV STUDENT FINANCIAL AID Central America and the Caribbean 5 240931 Check/ACH none FMV STUDENT FINANCIAL AID Middle East and North Africa 4 233242 Check/ACH none FMV STUDENT FINANCIAL AID North America 19 1012423 Check/ACH none FMV STUDENT FINANCIAL AID East Asia and the Pacific 113 5913064 Check/ACH none FMV STUDENT FINANCIAL AID South Asia 26 1376383 Check/ACH none FMV STUDENT FINANCIAL AID Sub-Saharan Africa 5 284503 Check/ACH none FMV STUDENT TRAVEL GRANT/FELLOWSHIP Central America and the Caribbean 16 22630 Check/ACH none FMV STUDENT TRAVEL GRANT/FELLOWSHIP East Asia and the Pacific 50 87325 Check/ACH none FMV STUDENT TRAVEL GRANT/FELLOWSHIP Europe (Including Iceland and Greenland) 37 60769 Check/ACH none FMV STUDENT TRAVEL GRANT/FELLOWSHIP Middle East and North Africa 15 17200 Check/ACH none FMV STUDENT TRAVEL GRANT/FELLOWSHIP North America 1 3103 Check/ACH none FMV STUDENT TRAVEL GRANT/FELLOWSHIP Russia and the Newly Independent States 6 10000 Check/ACH none FMV STUDENT TRAVEL GRANT/FELLOWSHIP South America 36 157989 Check/ACH none FMV STUDENT TRAVEL GRANT/FELLOWSHIP South Asia 21 79368 Check/ACH none FMV STUDENT TRAVEL GRANT/FELLOWSHIP Sub-Saharan Africa 31 99569 Check/ACH none FMV true true true true true true Part I, Line 2: THE UNIVERSITY REVIEWS ALL INVOICES AND OTHER REQUIRED DOCUMENTATION FOR ACCURACY, APPROPRIATENESS OF THE EXPENDITURES IN COMPLIANCE WITH THE AWARD DOCUMENTS AND TIMELINEES OF SUBMISSION. PART III: THESE AMOUNTS INCLUDE SCHOLARSHIP, FELLOWSHIP, AND GRANT FUNDING PROVIDED TO STUDENTS WITH A COUNTRY OF CITIZENSHIP OUTSIDE OF THE US. FURTHER, EDUCATIONAL TRAVEL GRANTS PROVIDED TO INDIVIDUALS, REGARDLESS OF CITIZENSHIP, IS REPORTED IF THE PRIMARY DESTINATION WAS OUTSIDE OF THE UNITED STATES. 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RESEARCH UNIVERSITY OF HAWAII 2440 CAMPUS RD BOX 368 HONOLULU HI 96822 996000354 501(C)(3) 691124 FMV none Research RESEARCH UNIVERSITY OF KENTUCKY 109 KINKEAD HALL LEXINGTON KY 40506 616033693 501(C)(3) 192480 FMV none Research RESEARCH UNI OF MAINE SYSTEM ACTING THROUGH THE UNIV 5717 CORBETT HALL ORONO ME 04469 016000769 501(C)(3) 123439 FMV none Research RESEARCH UNIVERSITY OF MARYLAND 3112 LEE BUILDING COLLEGE PARK MD 20742 526002033 501(C)(3) 132009 FMV none Research RESEARCH UNIVERSITY OF MASSACHUSETTS 70 BUTTERFIELD TERRACE AMHERST MA 01003 043167352 501(C)(3) 345653 FMV none Research RESEARCH UNIVERSITY OF NEW HAMPSHIRE 111 SERVICE BLDG 51 CLG RD DURHA NH 03824 026000937 501(C)(3) 218588 FMV none Public Service/Extension RESEARCH UNIVERSITY OF NORTH CAROLINA AT 104 AIRPORT DR CHAPEL HILL NC 27599 566001393 GOVERNMENT 20566 FMV none Research RESEARCH UNI OF NORTH CAROLINA AT GREENSBORO PO BOX 26170 GREENSBORO NC 27402 566086393 GOVERNMENT 13001 FMV none Public Service/Extension/Research RESEARCH UNIVERSITY OF NORTH TEXAS 1155 UNION CIR 305250 DENTON TX 76203 756002149 501(C)(3) 84798 FMV none Research RESEARCH UNIVERSITY OF PENNSYLVANIA P221 FRANKLIN BLDG PHILADELPHIA PA 19104 231352685 501(C)(3) 150035 FMV none Public Service/Extension RESEARCH UNIVERSITY OF PITTSBURGH 123 UNIV PL PITTSBURGH PA 15213 250965591 501(C)(3) 129771 FMV none Research RESEARCH UNIVERSITY OF PUERTO RICO-RIO PIEDRAS CAMPUS PO BOX 21790 SAN JUAN PR 00931 660433760 501(C)(3) 29460 FMV none Research RESEARCH UNIVERSITY OF RHODE ISLAND 70 LOWER COLLEGE RD KINGSTON RI 02881 223011455 501(C)(3) 16442 FMV none Research RESEARCH UNIVERSITY OF SOUTHERN CALIFORNIA 3720 S FLOWER ST CUB 301 LA CA 90089 951642394 501(C)(3) 698714 FMV none Research RESEARCH UNIVERSITY OF TEXAS AT AUSTIN 24 GUADALAUPE AUSTIN TX 78713 746000203 GOVERNMENT 400084 FMV none Research RESEARCH University of Texas Health Science Center 7703 Floyd Curl DR San Antonio TX 78229 741586031 GOVERNMENT 94815 FMV none Research RESEARCH UNIVERSITY OF TEXAS MEDICAL 301 UNIV BLVD BSB 1106 GALVESTON TX 77555 746000949 GOVERNMENT 60993 FMV none Research RESEARCH University of Texas- San Antonio One UTSA Circle San Antonio TX 78249 741717115 GOVERNMENT 19182 FMV none Research RESEARCH UNIVERSITY OF THE VIRGIN ISLANDS 2 JOHN BREWERS BAY ST THOMAS VI 00802 660432514 501(C)(3) 45723 FMV none Research RESEARCH UNIVERSITY OF UTAH 201 S PRESIDENTS SALT LAKE CITY UT 84112 876000525 GOVERNMENT 38827 FMV none Research RESEARCH UNIVERSITY OF VIRGINIA PO BOX 400195 CHARLOTTESVILLE VA 22904 546001796 501(C)(3) 92465 FMV none Research RESEARCH UNIVERSITY OF WASHINGTON 4333 BROOKLYN AVE NE SEATTLE WA 98195 916001537 501(C)(3) 998450 FMV none Research RESEARCH UNIVERSITY OF WISCONSIN (UOWMAD) 21 N PARK ST STE 6401 MADISON WI 53715 396028867 501(C)(3) 335857 FMV none Public Service/Extension/Research RESEARCH US GEOLOGICAL SURVEY US DEPT OF THE INTERIOR 2255 N GEMINI DR FLAGSTAFF AZ 86001 530196958 GOVERNMENT 251713 FMV none Research RESEARCH VANDERBILT UNIVERSITY 110 21ST AVE SOUTH NASHVILLE TN 37235 620476822 501(C)(3) 71836 FMV none Research RESEARCH VANDERBILT UNIVERSITY MEDICAL CENTER 3319 WEST END AVE NASHVILLE TN 37203 620476822 501(C)(3) 200333 FMV none Research RESEARCH VIRGINIA COMMONWEALTH UNIVERSITY PO BOX 980568 RICHMOND VA 23298 546001758 501(C)(3) 18851 FMV none Research RESEARCH WASHINGTON STATE UNIVERSITY NEILL HALL RM 423 PULLMAN WA 99164 916001108 501(C)(3) 338460 FMV none Research RESEARCH WELLESLEY COLLEGE 106 CENTRAL ST GRH139 WELLESLEY MA 02481 042103637 501(C)(3) 54646 FMV none Research RESEARCH WELLS COLLEGE 170 MAIN ST AURORA NY 13026 150532276 501(C)(3) 24111 FMV none Research RESEARCH WEST VIRGINIA UNIVERSITY RESEARCH CORP 886 CHESTNUT RIDGE RD MORGANTOWN WV 26506 550665758 501(C)(3) 57846 FMV none Research RESEARCH WESTCHESTER JEWISH COMMUNITY SERVICES 845 N BRDWAY WHITE PLAINS NY 10603 131740071 501(C)(3) 37459 FMV none Research RESEARCH Whitehead Institute 9 CAMBRIDGE CENTER CAMBRIDGE MA 02142 061043412 501(C)(3) 125065 FMV none Research RESEARCH WILLIAM MARSH RICE UNIVERSITY PO BOX 1892 MS16 HOUSTON TX 77251 741109620 501(C)(3) 110320 FMV none Research RESEARCH YALE UNIVERSITY 214 WHITNEY AVE RM 230 NEW HAVEN CT 06520 060646973 501(C)(3) 286906 FMV none Research RESEARCH AMERICAN UNIVERSITY 4400 MA AVE NW WASHINGTON DC 20016 530196549 501(C)(3) 46609 FMV none Research PUBLIC SERVICE/RESEARCH COLUMBIA UNIVERSITY 615 WEST 131 ST New York NY 10027 135598093 501(C)(3) 1000223 FMV none Public Service/Extension/Research PUBLIC SERVICE/RESEARCH CORNELL COOPERATIVE EXTENSION PLATTSBURGH 6064 ROUTE 22 STE 5 PLATTSBURGH NY 12901 161159507 GOVERNMENT 27556 FMV none Research PUBLIC SERVICE/RESEARCH CORNELL COOPERATIVE EXTENSION MILLBROOK 2715 US ROUTE 44 STE 1 MILLBROOK NY 12545 166036882 GOVERNMENT 157627 FMV none Research PUBLIC SERVICE/RESEARCH CORNELL COOPERATIVE EXTENSION WATERTOWN 203 N HAMILTON ST WATERTOWN NY 13601 166072882 GOVERNMENT 22909 FMV none Research PUBLIC SERVICE/RESEARCH CORNELL COOPERATIVE EXTENSION ROCHESTER 249 HIGHLAND AVE ROCHESTER NY 14620 166072886 GOVERNMENT 70379 FMV none Research PUBLIC SERVICE/RESEARCH CORNELL COOPERATIVE EXTENSION SUFFOLK CTY 423 GRIFFING AVE RIVERHEAD NY 11901 116081424 GOVERNMENT 124209 FMV none Public Service/Extension PUBLIC SERVICE/RESEARCH CORNELL COOPERATIVE EXTENSION ULSTER CTY 232 PLAZA RD KINGSTON NY 12401 146036893 GOVERNMENT 42566 FMV none Research PUBLIC SERVICE/RESEARCH PENNSYLVANIA STATE UNIVERSITY 110 TECH CTR BLDG UNIVERSITY PARK PA 16802 246000376 501(C)(3) 1762864 FMV none Research PUBLIC SERVICE/RESEARCH RESEARCH FDN FOR THE STATE UNIVERSITY OF NE PO BOX 9 ALBANY NY 12201 141368361 501(C)(3) 805090 FMV none Research PUBLIC SERVICE/RESEARCH RUTGERS THE STATE UNIVERSITY OF NEW JERSEY III 3 RUTGERS PLAZA NEW BRUNSWICK NJ 08901 226001086 501(C)(3) 374137 FMV none Research PUBLIC SERVICE/RESEARCH SYRACUSE UNIVERSITY 113 BOWNE HALL SYRACUSE NY 13244 150532081 501(C)(3) 570082 FMV none Public Service/Extension/Research PUBLIC SERVICE/RESEARCH THE BOARD OF TRUSTEES OF THE UNIVERSITY OF IL 1901 S FIRST ST STE A CHAMPAIGN IL 61820 376000511 501(C)(3) 259392 FMV none Public Service/Extension PUBLIC SERVICE/RESEARCH THE REGENTS OF THE UNIVERSITY OF MINNESOTA 200 OAK ST SE STE 450 Minneapolis MN 55455 416007513 501(C)(3) 1847524 FMV none Research PUBLIC SERVICE/RESEARCH UNIVERSITY OF ROCHESTER 515 HYLAN BLDG ROCHESTER NY 14627 160743209 501(C)(3) 751550 FMV none Public Service/Extension PUBLIC SERVICE/RESEARCH UNIVERSITY OF TENNESSEE 2621 MORGAN CIRCLE DR KNOXVILLE TN 37996 626001636 501(C)(3) 77585 FMV none Research PUBLIC SERVICE/RESEARCH UNIVERSITY OF VERMONT 340 WATERMAN BLDG BURLINGTON VT 05405 030179440 501(C)(3) 91240 FMV none Research PUBLIC SERVICE/RESEARCH USDA-ARS 5601 SUNNYSIDE AVE BELTSVILLE MD 20705 720564834 GOVERNMENT 701993 FMV none Research PUBLIC SERVICE/RESEARCH VA POLYTECHNIC INSTITUTE & STATE UNIVERSITY N END CENTER STE 4200 BLACKSBURG VA 24060 546001805 501(C)(3) 90865 FMV none Research PUBLIC SERVICE/RESEARCH BOSTON HOUSING AUTHORITY 52 CHAUNCEY ST BOSTON MA 02111 046001907 GOVERNMENT 7955 FMV none Public Service/Extension/Research PUBLIC SERVICE/EXTENSION CORNELL COOPERATIVE EXTENSION MALONE 355 WEST MAIN ST STE 150 MALONE NY 12953 146037203 GOVERNMENT 58371 FMV none Research PUBLIC SERVICE/EXTENSION CORNELL COOPERATIVE EXTENSION JAMESTOWN 3542 TURNER RD JAMESTOWN NY 14701 166072874 GOVERNMENT 6395 FMV none Research PUBLIC SERVICE/EXTENSION CORNELL COOPERATIVE EXTENSION CORTLAND 60 CENTRAL AVE RM 105 CORTLAND NY 13045 166072877 GOVERNMENT 15843 FMV none Research PUBLIC SERVICE/EXTENSION CORNELL COOPERATIVE EXTENSION ITHACA 615 WILLOW AVE ITHACA NY 14850 166072897 GOVERNMENT 9152 FMV none Research PUBLIC SERVICE/EXTENSION CORNELL COOPERATIVE EXTENSION 24 MARTIN RD VOORHEESVILLE NY 12186 146036881 GOVERNMENT 13455 FMV none Research PUBLIC SERVICE/EXTENSION CORNELL COOPERATIVE EXT ASSOC OF COLUMBIA 6055 ROUTE 23 ACRA NY 12405 146036887 GOVERNMENT 214367 FMV none Research PUBLIC SERVICE/EXTENSION CORNELL COOPERATIVE EXTENSION BROOME CTY 840 UPPER FRONT ST BINGHAMTON NY 13905 146271874 GOVERNMENT 124312 FMV none Research PUBLIC SERVICE/EXTENSION CORNELL COOPERATIVE EXTENSION ERIE COUNTY 21 SOUTH GROVE ST EAST AURORA NY 14052 166072879 GOVERNMENT 16929 FMV none Research PUBLIC SERVICE/EXTENSION CORNELL COOPERATIVE EXTENSION ORANGE CTY 18 SEWARD AVE STE 300 MIDDLETOWN NY 10940 146036889 GOVERNMENT 20818 FMV none Research PUBLIC SERVICE/EXTENSION CORNELL COOPERATIVE EXTENSION PUTNAM CTY TERRAVEST CORP PARK BREWSTER NY 10509 146036878 GOVERNMENT 8684 FMV none Public Service/Extension PUBLIC SERVICE/EXTENSION CORNELL COOPERATIVE EXTENSION-MADISON CTY PO BOX 1209 EATON ST MORRISVILLE NY 13408 166072885 GOVERNMENT 26314 FMV none Research PUBLIC SERVICE/EXTENSION DUTCHESS CTY SOIL & WATER CONSERVATION DISTRI 2715 RTE 44 STE 3 MILLBROOK NY 12545 146011863 GOVERNMENT 10000 FMV none Research PUBLIC SERVICE/EXTENSION EDU INC 6900-29 DANIELS FORT MYERS FL 33912 650434251 - 35000 FMV none Research PUBLIC SERVICE/EXTENSION ENVIRONMENTAL EDUCATION EXCHANGE 738 N 5TH AVE STE 100 TUCSON AZ 85705 860682018 501(C)(3) 125060 FMV none Research PUBLIC SERVICE/EXTENSION INFORMED GREEN SOLUTIONS PO BOX 60 EAST BURKE VT 05832 264427379 501(C)(3) 11118 FMV none Research PUBLIC SERVICE/EXTENSION MAINE MEDICAL CENTER 22 BRAMHALL ST SOUTH PORTLAND ME 04102 010238552 501(C)(3) 7843 FMV none Research PUBLIC SERVICE/EXTENSION NATIONAL CENTER FOR HEALTHY HOUSING 10320 LITTLE PATUXENT COLUMBIA MD 21044 521792579 501(C)(3) 10013 FMV none Research PUBLIC SERVICE/EXTENSION NEW MEXICO BUSINESS LEADERSHIP NETWORK PO BOX 90803 ALBUQUERQUE NM 87199 412055631 501(C)(3) 8835 FMV none Research PUBLIC SERVICE/EXTENSION NORTH AMERICAN ASSOC FOR ENVIRON EDU 2000 P ST NW STE 540 WASHINGTON DC 20036 237158061 501(C)(3) 1078805 FMV none Research PUBLIC SERVICE/EXTENSION ORANGE COUNTY SOIL & WATER 225 DOLSON AVE STE 103 MIDDLETOWN NY 10940 146036889 GOVERNMENT 8260 FMV none Research PUBLIC SERVICE/EXTENSION RESEARCH FDN CUNY ON BEHALF OF LEHMAN COLLE 230 W 41ST ST New York NY 10036 131988190 501(C)(3) 10951 FMV none Research PUBLIC SERVICE/EXTENSION ST MARK'S DAY SCHOOL 1346 PRESIDENT ST BROOKLYN NY 11213 111694941 501(C)(3) 11900 FMV none Research PUBLIC SERVICE/EXTENSION THE ADVOCACY CENTER 590 SOUTH AVE ROCHESTER NY 14620 237298613 501(C)(3) 116066 FMV none Research PUBLIC SERVICE/EXTENSION THE CONFERENCE BOARD INC 845 THIRD AVE New York NY 10022 131624108 501(C)(3) 45000 FMV none Public Service/Extension PUBLIC SERVICE/EXTENSION TUSKEGEE UNIVERSITY CARNEGIE HALL 4TH FLOOR TUSKEGEE AL 36088 630288878 501(C)(3) 9521 FMV none Research PUBLIC SERVICE/EXTENSION ULSTER COUNTY BOCES 175 ROUTE 32 NORTH NEW PALTZ NY 12561 146003939 501(C)(3) 52530 FMV none Research PUBLIC SERVICE/EXTENSION UNITED SPINAL ASSOCIATION 75-20 ASTORIA BLVD JACKSON HEIGHTS NY 11370 135612621 501(C)(3) 17250 FMV none Research PUBLIC SERVICE/EXTENSION UNIVERSITY OF LOUISVILLE RESEARCH FDN 2301 S THIRD LOUISVILLE KY 40202 611014882 501(C)(3) 20617 FMV none Research PUBLIC SERVICE/EXTENSION US BUSINESS LEADERSHIP NETWORK 13130 BRADDOCK PL ALEXANDRIA VA 22314 260482057 501(C)(3) 89397 FMV none Research PUBLIC SERVICE/EXTENSION VASSAR COLLEGE BOX 4 124 RAYMOND POUGHKEEPSIE NY 12604 141338587 501(C)(3) 5637 FMV none Research PUBLIC SERVICE/EXTENSION WALDRON EDUCATIONAL CONSULTING W1840 STEINER RD CHILTON WI 53014 115709435 - 17792 FMV none Research INSTRUCTION UNIVERSITY OF MARYLAND EASTERN SHORE 11868 ACADEMIC OVAL PRINCESS ANNE MD 21853 526002033 GOVERNMENT 79258 FMV NONE RESEARCH 245 26 Student Financial Aid 14366 251512483 FMV NONE Schedule I, Part II THE UNIVERSITY REPORTS ALL GRANT RECIPIENTS INCLUDING SUB-GRANTEES OF WHICH IT IS AWARE. THIS INCLUDES SUB RECIPIENT AWARDS, PRIMARILY FOR RESEARCH, TO GOVERNMENT AGENCIES, ORGANIZATIONS EXEMPT UNDER 501(C)(3) AND FOR-PROFIT ENTITIES FOR WHICH NO AUTHORITY FOR EXEMPTION IS PROVIDED. Schedule I, Part III Cornell University provided need-based financial aid totalling $251,512,483 to approximately 14,366 students in the fiscal year ending June 30, 2014. In addition to Cornell endowed scholarships, annual gifts and tuition funded grants of $224,766,791, this amount includes scholarships and grants from federal, state, and external sources totalling $26,745,692. X X X X X X true true X X X X false true false false false false false true false BARBARA A BAIRD TRUSTEE 175718 11458 44893 25139 20704 277912 NELSON G HAIRSTON TRUSTEE 173816 17806 19219 210841 ALAN L MITTMAN TRUSTEE 129919 13570 20655 164144 DAVID J SKORTON PRESIDENT 790839 0 7712 71322 108640 978513 JOANNE M DESTEFANO VP FINANCE & CFO 406372 12370 21936 41380 14289 496347 W KENT FUCHS PROVOST 557266 32900 22337 25500 33771 671774 LAURIE H GLIMCHER DEAN AND PROVOST MED. AFFRS 588437 692866 36315 20977 1338595 JAMES J MINGLE UNIV. COUNSEL & SECRETARY 438255 9748 29943 34500 23316 535762 ZEV ROSENWAKS MD DIRECTOR COHEN CNTR RPRDC MED 304209 4762713 36315 37452 5140689 STEVEN D SPANDORFER MD PROF. OBS GYN & REPRODUCT MED 94049 3149249 36315 33583 3313196 PHILIP E STEIG MD PROF. & CHAIR DEPT OF NEUROSGY 321121 3540685 36315 38016 3936137 HEY-JOO KANG MD PROF. OBS GYN & REPRODUCT MED 85540 3021512 15315 30320 3152687 THEODORE SCHWARTZ MD PROF. OF NEUROLOGICAL SURGERY 224363 3087839 25815 29851 3367868 ANTHONY GOTTO MD FORMER OFFICER 477913 4944 8583 491440 ROSEMARY J AVERY FORMER TRUSTEE 204137 50599 37005 12285 304026 BETH MCKINNEY FORMER TRUSTEE 62630 15400 8397 18346 104773 ALBERT EDWARDS CHIEF INVESTMENT OFFICER 552988 518754 25500 22642 1119884 DANIEL KNOWLES MD CHAIR & PROFESSOR OF PATHOLOGY 415110 1365237 36315 37633 1854295 ROBERT A BUHRMAN SR. VP FOR RESEARCH 309019 50540 17500 25500 14701 417260 STEPHEN M COHEN EXECUTIVE VICE PROVOST 811456 78000 36315 43338 969109 LINES 1A AND 2 PAYMENT OR REIMBURSEMENT OF THE EXPENSES DESCRIBED IN 1A IS COVERED BY THE UNIVERSITY'S TRAVEL POLICIES OR SPECIFIC EMPLOYMENT CONTRACTS AND INCLUDES THE UNIVERSITY'S IMPLEMENTATION OF AN ACCOUNTABLE PLAN. THERE IS OCCASIONALLY UNIT DISCRETION. LINE 4B The president participates in a board authorized deferred compensation agreement under IRC Section 457(f). The deferral for the president of $45,822 under IRC Section 457(f) of amounts not substantially vested are disclosed on Schedule J, Part II, Column (c) for the president as a component of overall qualified and non-qualified deferred compensation. LINE 7 BONUS PAYMENTS ARE PROVIDED TO INDIVIDUALS IN RECOGNITION OF ACCOMPLISHMENTS OF SPECIFIC GOALS OR OVERALL PERFORMANCE. ADDITIONAL INFORMATION ON BOARD OF TRUSTEES THE CORNELL BOARD INCLUDES FACULTY, STAFF AND STUDENTS. FACULTY MEMBERS ELECT TWO (2) MEMBERS; THE STUDENT BODY ELECTS TWO (2) MEMBERS; THE "EMPLOYEE ASSEMBLIES" ELECT ONE (1) MEMBER. FOR FISCAL YEAR ENDED JUNE 30, 2012, THE FACULTY MEMBERS WERE BARBARA A. BAIRD AND NELSON G. HAIRSTON; THE STUDENT REPRESENTATIVES WERE ROSS H. GITLIN AND DARRICK T.N EVENSON; AND THE EMPLOYEE REPRESENTATIVE WAS ALAN MITTMAN. A TCIBA (SERIES 2008A-70 MILLION PAR) 161214039 890099EQ3 2010-06-23 75307598 Refund 2008 Bonds (1/30/2008) false false false B DASNY (Series 1990B - 5045 million PAR) 146000293 649905ZH2 2010-05-03 55997134 Refund 1990 Bonds (12/19/1990) false false false C DASNY (Series 2004 A&B - 921 million PAR) 146000293 46983TRF2 2004-05-27 92100000 See Supplemental Information false false false D DASNY (Series 2006A - 250 million PAR) 146000293 64983QL98 2006-05-11 258479025 See Supplemental Information false false false A 5835000 0 75307598 0 0 0 520432 0 0 0 74787166 0 2010 true false true true B 10355000 0 55997134 0 0 0 0 0 0 0 55997154 0 2010 true false true true C 17925000 0 92663883 0 0 0 842345 0 0 50376296 41445242 0 2006 true false true true D 87630000 0 261813216 0 0 0 1698799 0 0 79584039 180530378 0 2008 true false true true A false true true true true true 0.00400 0.00430 0.00830 false false false true B false true true true true true 0.00120 0.00030 0.00150 false false false true C false true true true true true 0.00020 0.00020 0.00040 false false false true D false true true true true true 0.00050 0.00020 0.00070 false false false true A false false true false false false 0 false 0 false true B false false true false false false 0 false 0 false true C false false false true true false 0 false 0 false true D false false false true false false 0 false 0 false true A true B true C true D true SERIES 2008A PART I REFUND 2008 TCIDA BONDS (ISSUED JANUARY 30, 2008). PART IV QUESTION 2 ARBITRAGE REBATE COMPUTATION COMPLETED 9/12/2012. SERIES 1990B PART IV QUESTION 2 SERIES 1990B BONDS REFINANCE EXISTING DEBT WITH NO NEW MONEY COMPONENT. EXEMPT FROM REBATE CALCULATION. 2004 BONDS PART I REFUNDED 1998 TAX EXEMPT COMMERCIAL PAPER ($40,805,000) AND FINANCED NEW PROJECTS. PART IV QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/24/2007. SERIES 2006 PART I REFUNDED 1996 BONDS (63,717,543 DATE OF ISSUE 6/20/1996); REFUNDED TAXABLE CP ($40,000,000); REFUNDED TAX EXEMPT CP ($75,000,000); AND FINANCED CAPITAL CONSTRUCTION OF THE ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 5/31/2008. A DASNY (Series 2009A - 305 million PAR) 146000293 649905DC7 2009-04-22 312100133 See supplemental information false false false B DASNY (Series 2010A - 285 million PAR) 146000293 649905R99 2010-06-09 310560097 See supplemental information false false false C DASNY CP Program (May 12 2011 Tax certificate) 146000293 64983L000 2011-05-12 59000000 Finance Capital Projects false false false D DASNY (Series 2008B & C - 127785 million PAR) 146000293 649905A97 2010-05-03 139688300 Refunded 2008 DASNY Bonds false false false A 17290000 0 312520924 0 16444611 0 2307605 0 0 141571634 152197074 0 2011 true false true true B 0 0 301900097 0 29036727 0 2113328 0 0 218375984 52374058 0 2014 true false true true C 6110000 0 59000038 0 0 0 0 0 0 17845038 41155000 0 2013 true false true true D 9925000 0 139688300 0 0 0 770300 0 0 0 138918000 0 2010 true false true true A false true true true true true 0.00030 0.00030 0.00060 false false false true B false true true true true true 0 false false false true C false true true true true true 0 0.00010 0.00010 false false false false D false true true true true true 0 0.00001 0.00001 false false false true A false false false true false false 0 false 0 false true B false false false true false false 0 false 0 false true C false false false true true false 0 false 0 false true D false false true false false false 0 false 0 false true A true B true C true D true SERIES 2009 PART I REFUND $150 MILLION OF TAX-EXEMPT CP AND FINANCE CAPITAL PROJECTS ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 4/30/2012 SERIES 2010 PART I REFUNDED $50 MILLION OF TAXABLE DEBT AND FINANCED CONSTRUCTION OF A MEDICAL BUILDING ON THE WEILL MEDICAL COLLEGE CAMPUS. PART III OF THE $285 MILLION ISSUED, THERE WAS A REFUNDING OF $50 MILLION USED FOR CAPITAL RENOVATIONS. THERE WAS NO PRIVATE USE NOTED. APPROXIMATELY $235 MILLION OF THE BOND SERIES WAS USED FOR CONSTRUCTION OF A BUILDING THAT WAS PLACED IN SERVICE IN JANUARY 2014. PART IV, QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 7/31/2012 SERIES 1998 COMMERCIAL PAPER PART I FINANCE CAPITAL CONSTRUCTION ON ITHACA AND WEILL MEDICAL COLLEGE CAMPUSES. PART IV QUESTION 2 ARBITRAGE REBATE CALCULATION COMPLETED 5/12/13. SERIES 2008 B&C PART I REFUND 2008 DASNY BONDS (ISSUED APRIL 10, 2008). PART IV QUESTION 2 SERIES 2008 REFUNDED EXISTING BONDS WITH NO NEW MONEY COMPONENT. EXEMPT FROM ARBITRAGE REBATE CALCULATION. Verizon TRUSTEE-MCADAM 469633 Purchase of goods/service false Verizon Wireless Services LLC TRUSTEE-MCADAM 1700152 Purchase of goods/service false Verizon Select Services Inc TRUSTEE-MCADAM 5975 Purchase of goods/service false Verizon Wireless TRUSTEE-MCADAM 6400 Purchase of goods/service false JP Morgan Chase TRUSTEE-BRAUNSTEIN 2020980 Banking fees paid by Univ false Charles River Various Funds TRUSTEE-ZAK 233081 Investment by Univ false Charles River Various Funds TRUSTEE-ZAK 1116502 Distribution to Univ false First Reserve Various Funds TRUSTEE-MACAULAY 111817 Investment by Univ false First Reserve Various Funds TRUSTEE-MACAULAY 5609278 Distribution to Univ false MC Ventures Various Funds TRUSTEE-CROLL 746894 Distribution to Univ false Oak Hill European Credit Fund TRUSTEE-DAVIS 7920000 Investment by Univ false Kionix TRUSTEE-GALVIN 1877967 Royalties paid to Univ false SB Ashley Management Co TRUSTEE-ASHLEY 336542 RE mngt fees paid by Univ false P DeStefano OFFICER-SPOUSE 79138 Compensation false R Davisson OFFICER-SPOUSE 243842 Compensation false Waters Corp OFFICER-GLIMCHER 589810 Purchase of goods/service false Waters Technology Corp OFFICER-GLIMCHER 33123 Purchase of goods/service false Vicam Waters Corp OFFICER-GLIMCHER 29184 Purchase of goods/service false TA Instruments Waters Corp OFFICER-GLIMCHER 77816 Purchase of goods/service false Merck Co OFFICERS-GLIMCHER & GOTTO 259540 Purchase of goods/service false Pfizer OFFICERS-GLIMCHER & GOTTO 582433 Purchase of goods/service false Roche Diagnostics USA FRMR OFFICER GOTTO 208525 Purchase of goods/service false Roche Molecular Systems Inc FRMR OFFICER GOTTO 27088 Purchase of goods/service false X 32 614675 APPRAISAL X 1391728 APPRAISAL X 1 10250 APPRAISAL X COMPUTER & SOFTWARE 2 23618645 APPRAISAL X EQUIPMENT 104 986331 APPRAISAL X HORSES 49 181060 APPRAISAL 46 false true true Form 990 Part III Line 1 THE ORGANIZATION'S MISSION IS TO PROVIDE UNDERGRADUATE AND GRADUATE DEGREE PROGRAMS, DISCOVER, PRESERVE, AND DISSEMINATE KNOWLEDGE, PRODUCE CREATIVE WORK AND PROMOTE A CULTURE OF BROAD INQUIRY. Form 990 Part III Line 4d OTHER PROGRAM SERVICE ACCOMPLISHMENTS INCLUDE, BUT ARE NOT LIMITED TO, THE LAND-GRANT MISSION, ACADEMIC CONFERENCES, PUBLICATIONS AND ROOM AND BOARD FOR THE STUDENT BODY. Form 990 Part VI Line 4 On May 24, 2014 the Board approved amendments to the Bylaws to Articles III, Sections 1.a., 8.a., and 12 and Article XII, Section 3., Article XIV, Section 1. The first removes the section regarding "Special Committees" to conform with changes in the New York Not-for-Profit Corporation Law ("NPCL") which, along with the Cornell Charter, governs Cornell University as an education corporation. The NPCL currently distinguishes between (i) the executive committee and other standing committees of the board, on one hand, and (ii) special committees of the board, on the other hand. Pursuant to NPCL Section 712(c), special committees of the board may be authorized by the bylaws, and some corporations misused special committees (in lieu of establishing standing committees) for ongoing corporate activity instead of for specific matters of limited duration, as the law intended. Therefore, the New York Non-Profit Revitalization Act of 2013 (effective July 1, 2014) amended Section 712, deleted Section 712(c), eliminating special committees. The second Bylaws change provides that the Chief Investment Officer may report to the President "or designee." This amendment accommodates the recent administrative change in the CIO's reporting relationship previously to the President, and currently to the Vice President and Chief Financial Officer. FORM 990 PART VI LINE 7A PURSUANT TO THE UNIVERSITY'S CHARGER, THE BOARD OF TRUSTEES CONSISTS OF 64 MEMBERS. OF THIS NUMBER, THE GOVERNOR, THE TEMPORARY PRESIDENT OF THE SENATE, THE SPEAKER OF THE ASSEMBLY, AND THE PRESIDENT OF THE UNIVERSITY ARE EX OFFICIO TRUSTEES DURING THEIR TERMS OF OFFICE. FURTHER, THE ELDEST LINEAL DESCENDANT OF EZRA CORNELL IS APPOINTED AS A TRUSTEE FOR HIS OR HER LIFE. THE GOVERNOR ALSO APPOINTS THREE TRUSTEES. ADDITIONALLY, ACADEMIC FACULTY APPOINT TWO MEMBERS, THE STUDENT BODY APPOINTS TWO MEMBERS, THE NON-ACADEMIC STAFF APPOINT ONE MEMBER, AND THE ALUMNI ELECT EIGHT MEMBERS. ALL REMAINING TRUSTEES ARE SELECTED BY THE BOARD OF TRUSTEES. BOARD OF TRUSTEES. Form 990 Part VI Line 11a With the exception of the identity of one contributor in Schedule B, Part I, a complete copy of the Form 990 was provided to all members of the board of trustees before filing the return Form 990 Part VI Line 11b IN ADVANCE OF FILING, THE UNIVERSITY PRESENTS A DRAFT OF FORM 990 TO THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES AT THEIR SPRING MEETING WHICH GENERALLY OCCURS IN MARCH OF EACH YEAR. FURTHER, PRIOR TO THE SPRING AUDIT COMMITTEE MEETING, ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES ARE NOTIFIED OF MATERIALS BEING REVIEWED BY THE COMMITTEE AND A DRAFT FORM 990 IS INCLUDED IN THIS NOTIFICATION. IF ANY CHANGES ARE MADE, PRIOR TO FILING, THE FINAL 990 IS POSTED TO THE BOARD OF TRUSTEES' PASSWORD-PROTECTED WEBSITE. AN EMAIL NOTIFICATION IS SENT TO ALL VOTING MEMBERS OF THE BOARD OF TRUSTEES INFORMING THEM THAT CHANGES HAVE BEEN MADE WITH A LINK TO THE SECURE WEBSITE. Form 990 Part VI Line 12C INFORMATION ON MONITORING CONFLICT OF INTEREST: UNDER THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, OFFICERS, DIRECTORS, OTHER KEY EMPLOYEES, AND FACULTY MEMBERS MUST FILE AN ANNUAL CONFLICT OF INTEREST STATEMENT. ANY CONFLICT IDENTIFIED IS REPORTED TO THE APPROPRIATE OFFICE RESPONSIBLE FOR MANAGING THE CONFLICT, SUCH AS THE REAL ESTATE OFFICE FOR REAL ESTATE MATTERS. THIS PROCEDURE IS DESIGNED TO HELP ENSURE THAT SUCH TRANSACTIONS ARE SUBJECT TO ADDITIONAL REVIEW AND AUTHORIZATION. Form 990 Part VI Line 15a COMPENSATION: THE UNIVERSITY HAS FORMAL PROCEDURES TO AUTHORIZE AND MANAGE COMPENSATION ISSUES. THE PROCEDURES IDENTIFIED BELOW APPLY TO ALL OFFICERS; ALL FORMER OFFICERS WHO CONTINUE TO PROVIDE SERVICES TO THE INSTITUTION AS A WHOLE; ALL EMPLOYEES WHO OCCUPY CERTAIN ROLES SUCH AS DEAN AND VICE PRESIDENT; AND ALL EMPLOYEES WHOSE COMPENSATION EXCEEDS A PRE-ESTABLISHED THRESHOLD. THE VICE PRESIDENT FOR THE DIVISION OF HUMAN RESOURCES (VP) DEVELOPS THE LIST OF INDIVIDUALS SUBJECT TO REVIEW AND OBTAINS COMPARATIVE DATA FROM EXTERNAL, INDEPENDENT CONSULTING FIRMS. THE VP AND HER INTERNAL STAFF DEVELOP A FORMAL PRESENTATION FOR THE COMPENSATION SUBCOMMITTEE OF THE EXECUTIVE COMMITTEE OF THE BOARD. THE SUBCOMMITTEE REVIEWS THE INFORMATION AND MODIFIES IT IF DEEMED APPROPRIATE. THE SUBCOMMITEE RECOMMENDS COMPENSATION FOR FINAL REVIEW AND APPROVAL TO THE EXECUTIVE COMMITTEE OF THE BOARD. IN ADDITION, THE UNIVERSITY MAINTAINS CONTEMPORANEOUS WRITTEN RECORDS OF THE PROCEDURES THAT, TOGETHER WITH THE FOREGOING, GIVE RISE TO A REBUTTABLE PRESUMPTION OF REASONABLENESS. NOTE: COMPENSATION PROPOSALS WHICH OCCUR OUTSIDE THE SPRING TIMELINE AND REQUIRE EXECUTIVE COMMITTEE APPROVAL ARE PRESENTED FOR REVIEW AND APPROVAL IN A PRIVATE SESSION OF THE EXECUTIVE COMMITTEE. IF THERE IS A DISCRETIONARY COMPONENT OF COMPENSATION, IT IS LIMITED BY AMOUNT. PERCENTAGE OR OTHER CLEARLY SPECIFIED CRITERIA. AMOUNTS IN EXCESS OF THESE AUTHORIZED GUIDELINES REQUIRE REVIEW BY THE BOARD AS A WHOLE. Form 990 Part VI Line 16a PROCEDURES FOR PARTICIPATION IN JOINT VENTURES: THE UNIVERSITY HAS NUMEROUS CONTROLS IN PLACE TO ENSURE THAT ANY INVESTMENT IN, CONTRIBUTION OF ASSETS TO, OR PARTICIPATION IN A JOINT VENTURE OR SIMILAR ARRANGEMENT WITH A TAXABLE OR NON-TAXABLE ENTITY ARE IN FULL COMPLIANCE WITH UNIVERSITY POLICIES, INCLUDING, BUT NOT LIMITED TO, THE POLICY ON TRANSACTION AUTHORITY AND UNRELATED BUSINESS INCOME. COMPLIANCE WITH THE UNIVERSITY'S POLICIES SERVES TO PROTECT THE ORGANIZATION'S EXEMPT STATUS. Form 990 Part VI Line 19 GOVERNING DOCUMENTS : THE UNIVERSITY'S CHARTER, BY-LAWS, POLICIES AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC THROUGH THE UNIVERSITY'S WEBSITE, IDENTIFIED ON PAGE ONE OF THE FORM 990. THE UNIVERSITY ALSO MAKES ALL DOCUMENTS AVAILABLE, IF REQUESTED, IN PERSON, BY PHONE OR MAIL. FORM 990 PART X We are restating the beginning of the year balance sheet amounts on a stand-alone basis instead of a consolidated basis. Form 990 Part XI Line 9 Other changes to net assets: FAS 158 ($32,427,847) Write-off on pledges ($10,627,669) Loss on Swap Termination ($12,851,575) Financial Statement Consolidation Adjustment $8,925,003 Changes in FMV of split interest $16,747,538 --------------------- Total ($30,234,550) ===================== Cornell University Foundation UK Ltd 19 Norcott Road London UK N16 7EJ UK Donations UK 187852 Cornell Univ CORNELL CENTER OF NEW YORK 6 EAST 44TH ST NEW YORK NY 10017 161301416 SOCIAL CLUB NY 501(C)(7) N/A CORNELL UNIV true MRSI MANAGEMENT INC 575 LEXINGTON AVE NEW YORK NY 10022 133366821 MEDICAL SERV NY 501(C)(3) 11B TYPEIII CORNELL UNIV true CORNELL REAL PROPERTY SERVICES INC 15 THORNWOOD ITHACA NY 14850 161450535 PROPERTY SERV NY 501(C)(3) 11D TYPEIII CORNELL UNIV true CORNELL RESEARCH FOUNDATION INC CORNELL UNIV DAY HALL ITHACA NY 14850 166050703 HOLDS IP PROP NY 501(C)(2) N/A CORNELL UNIV true SAMUEL CURTIS JOHNSON FOUNDATION 130 SENECA PL ITHACA NY 14850 222572815 SUPPORT ORG NY 501(C)(3) 11C TYPEIII CORNELL UNIV true CORNELL UNIVERSITY FOUNDATION 130 SENECA PL ITHACA NY 14850 222848738 SUPPORT ORG NY 501(C)(3) 11A TYPE I CORNELL UNIV true ROBERT J MIN MD PC 575 LEXINGTON AVE NEW YORK NY 10022 133366820 MEDICAL SERV NY 501(C)(3) 9 CORNELL UNIV true THE FRNDS OF THE CORNELL LAB OF ORN INC 1209 ORANGE ST WILMINGTON DE 19801 461979945 SUPPORT ORG DE 501(C)(3) 11A TYPE I NA false ITHACA LP 35 THORNWOOD ITHACA NY 14850 INVESTMENTS PW CORNELL UNIV RELATED 7940749 46572466 false false 1.00000 TOWER INNOVATIVE LEARNING SOLUTIONS 950 DANBY RD ITHACA NY 14850 161593492 DIST. LEARNING NY CORNELL UNIV C Corp 1429558 8851289 1.00000 true LENROC CORPORATION 15 THORNWOOD ITHACA NY 14850 161450466 REAL ESTATE NY CORNELL UNIV C Corp -2387 1.00000 true UNIVERSITY VETERINARY SPECIALISTS INC 800 CANAL ST STAMFORD CT 06902 272461725 VET SERVICES NY CORNELL UNIV C Corp 1453613 11782617 1.00000 true true true true true false false false false false false false true false true true true true false false Tower a(iii 2221454 COST UNIVERSITY VETERINARY SPECIALISTS INC a(i) 394815 COST UNIVERSITY VETERINARY SPECIALISTS INC s 158056 COST UNIVERSITY VETERINARY SPECIALISTS INC b 1738988 COST UNIVERSITY VETERINARY SPECIALISTS INC f 200000 COST CORNELL UNIVERSITY FOUNDATION UK LTD c 342362 COST CORNELL REAL PROPERTY SERVICES INC l 50000 COST CORNELL UNIVERSITY FOUNDATION c 11562483 COST SAMUEL CURTIS JOHNSON FOUNDATION c 2199000 COST MRSI MANAGEMENT INC q 1265236 COST ROBERT J MIN MD PC l 124271 COST