2015-03-13T10:35:37-05:00 2014-06-30 420714325 MCGLADREY LLP 1 S WACKER DRIVE STE 800 CHICAGO IL 60606 990 2013-07-01 361877640 Heartland Alliance for Human Needs and Rights HEAR 3126601300 208 South LaSalle Street No 1300 Chicago IL 60604 Brian Registe Chief Financial Officer 3126601300 2015-03-13 1 Zack Fortsch P00052725 3126343400 2013 2016-02-25 16:41:14Z Brian Registe 208 South LaSalle Street No 1300 Chicago IL 60604 11402516 0 X www.HeartlandAlliance.org X 1888 IL See Schedule O 36 36 199 1657 0 0 16837517 9040782 495309 485154 152818 174510 7188406 1519505 24674050 11219951 2868878 640591 0 0 14416628 11563389 0 0 969404 6531278 -3537306 23816784 8666674 857266 2553277 23439482 24000242 5534020 5951726 17905462 18048516 X Heartland Alliance advances the human rights and responds to the human needs of endangered populations particularly the poor, the isolated, and the displaced through the provision of comprehensive and respectful services and the promotion of permanent solutions leading to a more just global society. 0 0 3349819 110000 223935 National Immigrant Justice Center: The Heartland Alliance National Immigrant Justice Center (NIJC) is dedicated to ensuring human rights protections and access to justice for all immigrants, refugees and asylum seekers. NIJC provides direct legal services to and advocates for these populations through policy reform, impact legislation, and public education. With the support of hundreds of pro bono attorneys, NIJC provides legal services to more than 8,000 individuals each year and maintains a success rate of 90 percent in obtaining asylum for those fleeing persecution in their home countries. Since its founding twenty-five years ago, NIJC has been unique in blending individual client advocacy with broad-based systemic change. 1430495 267962 261219 Public Policy and Advocacy: Through our advocacy and research efforts, Heartland Alliance works to change public policies to improve the lives of people living in poverty and danger. Through our advocacy efforts, Heartland Alliance strives to achieve systemic social change that improves the quality of life for people in poverty and danger. Our 125 years of expertise in the trenches providing direct services gives us a unique understanding of the administrative and policy barriers that plague public systems. We work to advance proven solutions and improve government policies at the local, state and federal levels by developing policy proposals, building strategic alliances, and pursuing legislative action. 993029 262629 International Programs: For more than 125 years, Heartland Alliance has been working with globally displaced persons, including refugees, asylum seekers, migrants, and victims of trafficking. Through our efforts working with displaced persons domestically, we have connected with people from their countries of origin and have worked on improving the lives of those living in poverty and danger abroad. Heartland Alliance's international programs focus on vulnerable populations in situations of past or ongoing conflict or disaster, and to work to build the capacity of local organizational partners to provide quality and sustainable systems of care and protection. 120832 Other Program Services: Heartland Alliance will occasionally provide services to a particular population on a one-time or intermittent schedule for individual donor specified purposes. 120832 5894175 1 1 0 1 0 0 0 0 0 0 1 1 0 1 1 1 0 1 0 1 1 1 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 57 0 1 199 1 0 1 NI UK 0 0 0 1 1 0 0 0 0 X 36 36 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL X X Brian Registe 3126601300 208 South LaSalle Street Suite 1300 Chicago IL 60604 Lynn C Todman Chair 1.00 X X 0 0 0 Linda T Coberly Vice Chair 1.00 X X 0 0 0 Glenn D Newman Secretary 1.00 X X 0 0 0 Robert H Tucker Treasurer 1.00 X X 0 0 0 Shubhada Ahya Director 1.00 X 0 0 0 Martha E Casazza Director 1.00 X 0 0 0 Michael S Downing Director 1.00 X 0 0 0 Julia E Getzels Director 1.00 X 0 0 0 Scott Goodman Director 1.00 X 0 0 0 Lisa W Haag Director 1.00 X 0 0 0 Alan G Harder Director 1.00 X 0 0 0 Joe Kartheiser Director 1.00 X 0 0 0 Elaine H Klemen Director 1.00 X 0 0 0 Kelly D Laidler Director 1.00 X 0 0 0 Christopher D Lueking Director 1.00 X 0 0 0 Alison W McConnell Director 1.00 X 0 0 0 Barry McInerney Director 1.00 X 0 0 0 Theodore W Michalke Director 1.00 X 0 0 0 Arthur Moore Director 1.00 X 0 0 0 Karen E Otto Director 1.00 X 0 0 0 Frank F Quinn Director 1.00 X 0 0 0 Marita Rhea Director 1.00 X 0 0 0 Susan H Rider Director 1.00 X 0 0 0 Ryan S Ruskin Director 1.00 X 0 0 0 Jeanne M Sullivan Director 1.00 X 0 0 0 Lori S Tuffield Director 1.00 X 0 0 0 Mary L Ahern Ex-Officio Director 1.00 X 0 0 0 Valerie M Drame Ex-Officio Director 1.00 X 0 0 0 Susan R Fortino Ex-Officio Director 1.00 X 0 0 0 Richard H Grossi Ex-Officio Director 1.00 X 0 0 0 Thomas R Klein Ex-Officio Director 1.00 X 0 0 0 Daniel V Lezotte Ex-Officio Director 1.00 X 0 0 0 Kristin Milles Ex-Officio Director 1.00 X 0 0 0 Roberto Requejo Ex-Officio Director 1.00 X 0 0 0 Duane F Sigelko Ex-Officio Director 1.00 X 0 0 0 Molly Vanderloo Ex-Officio Director 1.00 X 0 0 0 Alan R Braxton Director 1.00 X 0 0 0 Joshua Mintzer Director 1.00 X 0 0 0 Sandy J Rebitzer Director 1.00 X 0 0 0 Barclay C Welch Director 1.00 X 0 0 0 Ryan J Boyle Ex-Officio Director 1.00 X 0 0 0 Jason Miller Ex-Officio Director 1.00 X 0 0 0 Beth Steele Ex-Officio Director 1.00 X 0 0 0 Sid L Mohn President/CEO 10.00 40.00 X 307473 0 23631 Brian Registe Chief Financial Officer 20.00 30.00 X 186974 0 23602 Lizabeth G Sode Exec. Dir. of Business Services 20.00 30.00 X 164201 0 20155 Mary M McCarthy Senior Director 40.00 X 128267 0 10604 Ilise R Goldberg Chief Information Officer 40.00 X 131208 0 10654 Lorraine Lynch Corporate Compliance Manager 40.00 X 107779 0 10312 Besty Leonard VP of External Relations 40.00 X 101073 0 3649 1126975 0 102607 7 0 1 0 Baumann Studios LLC 312 North May Street Chicago IL 60607 Commerical Architectural Services 115528 Blackbaud Inc PO Box 930256 Atlanta GA 311930256 Software Services and Support 106421 2 43617 135377 1308363 7553425 896665 9040782 Public Policy and Advocacy 900099 261219 261219 National Immigrant Justice Center 900099 223935 223935 485154 174510 174510 878712 135377 182565 696147 696147 Intercompany Revenue 900099 504855 504855 318503 318503 823358 11219951 485154 0 1694015 X 377962 377962 262629 262629 726036 250128 433581 42327 8775642 3023307 5240724 511611 235970 81294 140919 13757 1041641 358857 622057 60727 784100 270131 468257 45712 45360 15627 27089 2644 57235 19718 34180 3337 51256 51256 1060983 373409 624385 63189 7214 2485 4308 421 376937 129859 225103 21975 394771 136003 235753 23015 564331 43845 492243 28243 103131 35530 61589 6012 78945 27198 47145 4602 14822 2500 12322 291631 7708 283923 32269 11117 19271 1881 Staff Expenses 317291 109310 189483 18498 Repairs and Maintenance 314667 108406 187916 18345 Bad Debt Expense 3513 1210 2098 205 Shared Service Reimburs -7549251 -7549251 297589 194686 102903 8666674 5894175 1803095 969404 2473660 346046 2690050 3315943 3614410 2794393 116059 11543 908116 711851 1116547 607285 2422361 674553 1234140 1747808 4916006 6151939 1754485 1754485 4616009 6558949 23439482 24000242 1362081 1656856 517363 290405 934315 966687 2720261 3037778 5534020 5951726 X 8341136 7376591 9376291 10483890 188035 188035 17905462 18048516 23439482 24000242 X 2553277 251829 -2662052 X 0 1 X 1 1 1 X 13372772 20300560 18503077 16837517 9040782 78054708 13372772 20300560 18503077 16837517 9040782 78054708 72746 77981962 135194 315799 204206 168524 174510 998233 29222 513506 55539 104322 374653 1077242 80130183 6041177 0.97320 0.98000 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 1 51256 0 0 51256 0 Part II-B, Line 1: In FY14, Heartland Alliance for Human Needs and Rights (HA) educated members of Congress via electronic communication including e-communication and conference call. When appropriate, HA held strategic in-person meetings with members of Congress and their staff and coordinated site visits between programs and in-district staff and members of Congress. HA's efforts largely focus on policy and systems change aimed at getting chronically unemployed Americans back to work. In FY 14, HA educated members of the Illinois General Assembly, administrative officials, and other decision-makers about programs and policies aimed at reducing poverty, including Medicaid, TANF, housing protections, wages and worker rights, retirement savings, and reentry. Additionally, HA educated legislators about the value of providing adequate funding for human services broadly and the consequences that recent cuts to human services and safety-net programs have had on those experiencing poverty. 443828 20583 423245 1292184 583518 708666 686349 70452 615897 1747808 Investments in Subsidiaries 1754485 C 1754485 Intercompany Receivable 2712911 Restricted Cash 3362864 Deferred Compensation Plan Assets 483174 6558949 Deferred Rent Liability 654604 Liability for Self Insurance Claims 1900000 Deferred Compensation Plan Liability 483174 3037778 X 11826502 251829 172157 182565 606551 11219951 0 11219951 9021396 172157 182565 354722 8666674 0 8666674 Part X, Line 2: The accounting standard on accounting for uncertainty in income taxes addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under this guidance, the Organization may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Organization, and various positions related to the potential sources of unrelated business taxable income. The tax benefits recognized in the financial statements from such a position are measured based on the largest benefit that has a greater than 50 percent likelihood of being realized upon ultimate settlement. Management has determined that there are no uncertain tax positions during the reporting periods covered by these consolidated financial statements. The Organization's tax filings are generally no longer subject to examination by the Internal Revenue Service for tax years before 2011. Part XI, Line 2d - Other Adjustments: Special Event Expenses 182,565. Part XII, Line 2d - Other Adjustments: Special Event Expenses 182,565. 1 Sub-Saharan Africa 1 2 Program Services Paralegal services 412946 South America 0 0 Program Services Human rights advocacy on issues of sexual orientation and gender identity. 89253 Central America and the Caribbean 0 0 Program Services Human rights advocacy on issues of sexual orientation and gender identity; Security training for LGBT activists. 4753 Europe (Including Iceland & Greenland) 0 0 Program Services Activist participation at UN Human Rights Committee in Geneva. 4227 Sub-Saharan Africa 0 0 Grants and Other Assistance to Organizations 257629 Central America and the Caribbean 0 0 Grants and Other Assistance to Organizations 5000 1 2 0 0 1 2 773808 0 773808 Sub-Saharan Africa Human rights advocacy on issues of sexual orientation and gender identity; paralegal training with local civil society organizations serving sexual minority populations. 257629 Wire Transfer Central America and the Caribbean Human rights advocacy on violence against transgender persons. 5000 Wire Transfer 2 0 0 0 0 0 0 0 Part I, Line 2: Program Directors monitor grant recipients and compile supporting documentation for use of funds, and periodic financial and programmatic reports. Financial and program reports are reviewed by management monthly and program reports are filed with funders as required for each grant. Annual Human RightsAward Luncheon 523145 523145 36879 7822 Candlelight Ball 345483 127953 217530 10000 4450 94806 2 145461 7424 138037 2000 26608 1014089 135377 878712 10000 2000 36879 4450 129236 182565 696147 1 Amrican Bar Association for Justice and Education 321 N Clark Street Chicago IL 60654 366110299 501(c)(3) 110000 Sub award to organization to support paralegal training program in Nigeria Heartland Human Care Services Inc 208 S LaSalle Street Suite 1300 Chicago IL 60604 364053244 501(c)(3) 75000 Program Services Heartland Alliance International Inc 208 S LaSalle Street Suite 1300 Chicago IL 60604 300739799 501(c)(3) 192962 Program Services 3 0 Part I, Line 2: Heartland Alliance requires the organization providing services to submit quarterly reporting. These reports contain a narrative that describes the services provided as well as a financial report comparing expenditures compared to budget. These reports are reviewed and approved by management. X X X X 0 0 0 0 0 0 0 1 0 Sid L Mohn President/CEO 294187 0 11000 0 2286 0 15554 0 8077 0 331104 0 0 0 Brian Registe Chief Financial Officer 174751 0 12000 0 223 0 12238 0 11364 0 210576 0 0 0 Lizabeth G Sode Exec. Dir. of Business Services 159389 0 4000 0 812 0 12081 0 8074 0 184356 0 0 0 Part I, Line 7 Sid L. Mohn, Brian Registe, and Lizabeth G. Sode received discretionary bonuses based on their individual performance which were reviewed and approved by the compensation committee. X 19 843311 FMV X Auction Items 180 53354 FMV 0 0 1 0 Part I, Column (b): Is the number of contributions. Form 990, Part I, Line 1 Heartland Alliance - the leading anti-poverty organization in the Midwest - believes that all of us deserve the opportunity to improve our lives. Each year, we help ensure this opportunity for more than one million people around the world who are homeless, living in poverty, or seeking safety. Our policy efforts strengthen communities; our comprehensive services empower those we serve to rebuild and transform their lives. Because of this 125-year commitment, Heartland Alliance has evolved into an organization that is uniquely: Far-reaching: Each year, in Chicago, the Midwest, and around the world, our services help nearly one million struggling people secure the most basic of human needs - housing and health care, jobs and justice. Holistic: Because the causes of poverty, injustice and lack of opportunity are interrelated and interlocking, our programs are similarly comprehensive and integrated, allowing us to achieve an unusual synergy in meeting our clients' needs. Change driven: In addition to direct service, we partner with lawmakers and organizations to shape public policies that fit the needs of everyone, ensuring that even the most vulnerable can realize a brighter future. Form 990, Part VI, Section B, line 11 The organization's Management Coordination Committee (MCC) serves as the Finance and Audit Committee of the Heartland Alliance Board of Directors. The Committee includes representation from board members of Heartland Alliance, as well as its four subsidiaries. The Committee reviews and approves the Form 990. Every Heartland Alliance board member receives the Form 990 for review and has the opportunity to ask the committee any questions prior to filing. Form 990, Part VI, Section B, line 12c All members of the Heartland Alliance Board of Directors, as well as members of the organization's subsidiary Boards of Directors, annually sign a conflict of interest policy, copies of which are retained in the President's office. In addition, all Heartland Alliance senior management (included in the Heartland Alliance cabinet, approximately 60+ of the top directors of the organization) annually sign the conflict of interest policy. A copy of the Board of Directors policy is posted on a password protected portion of the organization's website, designated for board members. A copy of the policy for management is posted on the organization's intranet. Policy requires disclosure of any situation in which there may be even an appearance of potential conflict of interest. When appropriate, members of the Board of Directors, or senior management, recuse themselves from decision-making if there is any conflict of interest. Relative to board of committee actions, this is reflected in the meeting minutes. The policy is reviewed regularly by the Chief Corporate Compliance Officer of the organization. Additional monitoring is performed by the organization's executive team and the Risk Policy Committee of the Board of Directors. Form 990, Part VI, Section B, line 15 The Compensation Committee of the Heartland Alliance Board of Directors is an independent entity, consisting of the chair and immediate past chair of the Board of Directors. This body conducts the annual performance evaluation of, and determines the compensation for, the organization's President. This body may consult with legal counsel or additional resources in determining fair and competitive compensation for the President of Heartland Alliance. The Executive Compensation Committee also conducts periodic market surveys to assist in establishing the compensation for the President. In addition, the President annually reviews with the Compensation Committee the performance and recommended compensation for the organization's senior executives, including executive directors of the subsidiary entities, and other key members of the executive team. All deliberations and decisions are contemporaneously documented in the minutes. Form 990, Part VI, Section C, line 19 The governing documents, conflict of interest policy and financial statements are available upon request for the same period of disclosure as set forth in IRC Section 6104(d). Form 990, Part IX, line 11g Other Professional Fees: Program service expenses 373,409. Management and general expenses 624,385. Fundraising expenses 63,189. Total expenses 1,060,983. Form 990, Part XI, line 9: Transfers of Net Assets -2,662,052. Heartland Human Care Services Inc 208 S LaSalle Street Suite 1300 Chicago IL 60604 364053244 Social Services Programs IL 501(c)(3) Line 7 Heartland Alliance for Human Needs and Rights 1 Heartland Health Outreach Inc 208 S LaSalle Street Suite 1300 Chicago IL 60604 363775696 Health Care Programs IL 501(c)(3) Line 7 Heartland Alliance for Human Needs and Rights 1 Heartland Housing Inc 208 S LaSalle Street Suite 1300 Chicago IL 60604 363642952 Low-income Housing IL 501(c)(3) Line 9 Heartland Alliance for Human Needs and Rights 1 Heartland Alliance International LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 300739799 Social Services Programs IL 501(c)(3) Line 7 Heartland Alliance for Human Needs and Rights 1 Argyle Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 363827013 Low-income Housing IL 501(c)(3) Line 11a, I Heartland Housing Inc 0 Ellis Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 363993195 Low-income Housing IL 501(c)(3) Line 11a, I Heartland Housing Inc 0 Diversey Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 363945503 Low-income Housing IL 501(c)(3) Line 11a, I Heartland Housing Inc 0 Mayfield Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111300 Low-income Housing IL N/A N/A 0 0 North Avenue Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364407589 Low-income Housing IL N/A N/A 0 0 Leland Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364440042 Low-income Housing IL N/A N/A 0 0 Drexel Jazz Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 320062800 Low-income Housing IL N/A N/A 0 0 1218 W Highland Avenue LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 261456751 Low-income Housing IL N/A N/A 0 0 Fond Du Lac Apartments LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 271343085 Low-income Housing IL N/A N/A 0 0 Hollywood House Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 262124251 Low-income Housing IL N/A N/A 0 0 Roosevelt Square I Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 710953532 Low-income Housing IL N/A N/A 0 0 Roosevelt Square II Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 861133215 Low-income Housing IL N/A N/A 0 0 Highland MM LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 261707959 Low-income Housing IL N/A N/A 0 0 Viceroy Hotel Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 264589189 Low-income Housing IL N/A N/A 0 0 Lathrop Community Partners LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 244602442 Low-income Housing IL N/A N/A 0 0 Halsted Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 461389198 Low-income Housing IL N/A N/A 0 0 Center Buffun LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 900851752 Low-income Housing IL N/A N/A 0 0 Together4Health LLC 17 N State Street Suite 1390 Chicago IL 60602 900901586 Health Home Safety Network IL N/A N/A 0 0 Leland Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364363803 Low-income Housing IL N/A C 0 Mayfield Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111299 Low-income Housing IL N/A C 0 Drexel Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111299 Low-income Housing IL N/A C 0 North Avenue Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364407591 Low-income Housing IL N/A C 0 Heartland ABLA Rental 208 S LaSalle Street Suite 1300 Chicago IL 60604 300209111 Low-income Housing IL N/A C 0 Heartland ABLA Rental II 208 S LaSalle Street Suite 1300 Chicago IL 60604 320154610 Low-income Housing IL N/A C 0 Hollywood Sheridan Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 262124171 Low-income Housing IL N/A C 0 Viceroy GP LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 264588742 Low-income Housing IL N/A C 0 Halsted GP LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 320391528 Low-income Housing IL N/A C 0 0 1 0 1 0 0 0 0 0 1 0 1 0 1 1 1 1 1 1 Heartland Human Care Services Inc B 75000 Cash provided Heartland Alliance International LLC B 192962 Cash provided Heartland Health Outreach Inc D 84048 Cash provided Heartland Alliance International LLC D 112217 Cash provided Heartland Housing Inc J 57921 Cash provided Heartland Alliance International LLC J 83402 Cash provided Heartland Human Care Services Inc P 391190 Cash provided Heartland Health Outreach Inc P 149202 Cash provided Heartland Human Care Services Inc Q 3776677 Cash provided Heartland Health Outreach Inc Q 1309230 Cash provided Heartland Housing Inc Q 219398 Cash provided Heartland Alliance International LLC Q 797462 Cash provided Heartland Human Care Services Inc R 2009693 Cash provided Heartland Health Outreach Inc R 943959 Cash provided Heartland Housing Inc R 207704 Cash provided Heartland Alliance International LLC R 3537505 Cash provided Heartland Human Care Services Inc S 5890970 Cash provided Heartland Health Outreach Inc S 3019912 Cash provided Heartland Housing Inc S 437749 Cash provided Heartland Alliance International LLC S 1810254 Cash provided