2015-03-06T17:51:39-06:00 2014-06-30 952302617 SINGERLEWAK LLP 10960 WILSHIRE BLVD STE 700 LOS ANGELES CA 900243783 990 2013-07-01 951644589 HENRY E HUNTINGTON LIBRARY AND ART GALLERY HENR 6264052150 1151 OXFORD ROAD SAN MARINO CA 911081218 COREEN A RODGERS VP FOR FINANCIAL AFFAIRS 6264052150 2015-03-04 1 LIOR TEMKIN P00748170 3104773924 2015-03-04 2013 2016-02-25 16:41:14Z STEVEN KOBLIK 1151 OXFORD ROAD SAN MARINO CA 911081218 202277268 0 X WWW.HUNTINGTON.ORG X 1919 CA BUILDING ON HENRY E. HUNTINGTON'S LEGACY OF RENOWNED COLLECTIONS AND BOTANICAL GARDENS THAT ENRICH THE VISITOR, THE HUNTINGTON TODAY ENCOURAGES RESEARCH AND PROMOTES EDUCATION IN THE ARTS, HUMANITIES, AND BOTANICAL SCIENCES THROUGH THE GROWTH AND PRESERVATION OF ITS COLLECTIONS, THROUGH THE DEVELOPMENT AND SUPPORT OF A COMMUNITY OF SCHOLARS, AND THROUGH THE DISPLAY AND INTERPRETATION OF ITS EXTRAORDINARY RESOURCES TO THE PUBLIC. 5 5 522 1363 -539141 -600651 68967085 42833535 7305934 6773540 22757890 39466944 1549271 977280 100580180 90051299 1728971 1848511 0 0 23011110 23878110 0 0 3541742 28858732 35346000 53598813 61072621 46981367 28978678 623625714 686920752 12761793 24689158 610863921 662231594 X SEE SCHEDULE O 0 0 18186708 1848511 691138 SEE SCHEDULE O 14217595 253217 SEE SCHEDULE O 13426274 216867 SEE SCHEDULE O 5915868 6639160 THE HUNTINGTON LIBRARY, ART COLLECTIONS, AND BOTANICAL GARDENS IS A COLLECTIONS-BASED RESEARCH AND EDUCATIONAL INSTITUTION SERVING SCHOLARS AND THE GENERAL PUBLIC.EACH YEAR, THE HUNTINGTON:* PROVIDES MORE THAN 1,700 SCHOLARS WITH RESEARCH ACCESS TO A WORLD-CLASS COLLECTION OF RARE BOOKS, MANUSCRIPTS, PHOTOGRAPHS, MAPS, PAINTINGS, PRINTS, SCULPTURES, DECORATIVE ARTS, AND RELATED MATERIALS;* AWARDS APPROXIMATELY $1.8 MILLION IN FELLOWSHIPS TO SCHOLARS FOR ADVANCED HUMANITIES RESEARCH THROUGH A PEER-REVIEW PROCESS;* EDUCATES THOUSANDS OF SCHOOL CHILDREN AND THEIR TEACHERS IN ART, HISTORY, LITERATURE, AND BOTANICAL SCIENCE THROUGH SPECIAL TOURS AND PROGRAMS;* ORGANIZES SPECIAL EXHIBITIONS TO ENHANCE THE VISITOR EXPERIENCE, INTERPRET THE COLLECTIONS, AND FACILITATE LEARNING; AND* HOSTS MORE THAN 600,000 VISITORS.THE HUNTINGTON HAS A MEMBERSHIP TOTALING MORE THAN 33,000, A VOLUNTEER CORPS OF MORE THAN 1,300, AND A FULL- AND PART-TIME STAFF OF ABOUT 522. IT IS AN INDEPENDENT NON-PROFIT ORGANIZATION, SUPPORTED BY GIFTS AND GRANTS FROM INDIVIDUALS, CORPORATIONS, FOUNDATIONS, AND GOVERNMENT AGENCIES AND BY A PRIVATE ENDOWMENT. 5915868 6639160 51746445 1 1 0 0 0 0 0 1 0 1 1 0 0 0 1 1 1 0 0 0 1 0 1 0 1 0 0 0 1 1 0 0 0 0 0 0 1 0 1 1 0 0 0 1 0 0 0 1 395 0 1 522 1 1 1 0 0 0 0 1 1 0 0 0 0 X 5 5 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X COREEN A RODGERS 6264052150 1151 OXFORD ROAD SAN MARINO CA 911081218 PAUL G HAAGA JR TRUSTEE 10.00 X 0 0 0 ANNE F ROTHENBERG TRUSTEE 10.00 X 0 0 0 LOREN R ROTHSCHILD TRUSTEE 10.00 X 0 0 0 GENEVA H THORNTON TRUSTEE 10.00 X 0 0 0 STEWART R SMITH CHAIRMAN 10.00 X X 0 0 0 JAMES FOLSOM DIRECTOR OF THE BOTANICAL 40.00 X 178348 0 18668 STEVE HINDLE DIRECTOR OF RESEARCH 40.00 X 205210 0 37880 STEVEN KOBLIK PRESIDENT 40.00 X 437204 0 45338 KEVIN SALATINO DIRECTOR OF THE ART COLLECTIONS 40.00 X 214279 0 15597 RANDY SHULMAN VICE PRESIDENT FOR ADVANCEMENT 40.00 X 196204 0 26129 LAURIE SOWD VICE PRESIDENT FOR OPERATIONS 40.00 X 151317 0 24166 ALISON D SOWDEN THRU 042014 VICE PRESIDENT FOR FINANCIAL AFFAIRS 40.00 X 244177 0 45081 DAVID ZEIDBERG DIRECTOR OF THE LIBRARY 40.00 X 226096 0 28570 ROBERT CARTER DIRECTOR OF HUMAN RESOURCES 38.00 X 144362 0 15230 DEBORAH JOHNSTON CONTROLLER 38.00 X 132637 0 34882 MARY MOSER ASSOCIATE VICE PRESIDENT FOR ADVANCE 38.00 X 116534 0 23686 LAURA STALKER ASSOCIATE DIRECTOR OF THE LIBRARY 38.00 X 108562 0 23158 SUSAN TURNER-LOWE VICE PRESIDENT FOR COMMUNICATIONS 38.00 X 140663 0 25772 2495593 0 364157 13 0 1 0 MATT CONSTRUCTION CORP 9814 NORWALK BLVD100 SANTA FE SPRINGS CA 90670 CONSTRUCTION 9557834 VALLEY CREST LANDSCAPE DEVELOPMENT FILE 57515 LOS ANGELES CA 90074 CONSTRUCTION 1598782 ARCHITECTURAL RESOURCES GROUP INCPIER 9 THE EMBARCADERO107 SAN FRANCISCO CA 94111 ARCHITECTURAL 1195212 FORREST HOPKINS 29935 MAYPATH ROAD LITTLEROCK CA 93543 LANDSCAPE MAINTENANCE 457579 LOFTON CONTRACTING INC 18639 PARTHENIA ST NORTHRIDGE CA 91324 EXHIBIT DESIGN 262884 10 556342 224094 42053099 9802361 42833535 ADMISSION 900099 4915870 4915870 FOOD SERVICES 900099 661807 661807 RENTAL INCOME 900099 431469 431469 FEES INCLUDING TOURS 900099 367170 367170 PROGRAMS 900099 213685 213685 183539 39552 6000 137987 6773540 5797085 -605829 6402914 43459 43459 144051445 352420 110734006 0 33317439 352420 33669859 33669859 61650 556342 222395 -160745 -160745 2357098 1269568 1087530 1026842 60688 MORTGAGE INT INCOME 900099 7036 7036 7036 90051299 6994588 -539141 40762317 1624462 1624462 224049 224049 2160711 1169481 763063 228167 93603 93603 15767759 13424090 796930 1546739 1335626 1115950 98863 120813 3171348 2649744 234743 286861 1349063 1127177 99858 122028 42490 5475 31920 5095 144090 144090 2706381 2706381 677154 596687 53231 27236 41027 41004 23 2977806 2286578 288757 402471 55260 44598 8764 1898 1440 1440 2597529 2315505 229359 52665 576936 533573 18949 24414 443733 276716 123883 43134 7536735 7432796 46042 57897 ACQUISITIONS & COLLECTI 12695779 12695779 EXHIBITS, PROGRAMS & EV 2584558 2103024 4808 476726 MAINTENANCE & REPAIR 1886034 1808555 39634 37845 PRINTING & PUBLICATIONS 379048 269762 1556 107730 61072621 51746445 5784434 3541742 3742090 95521085 60523610 23168681 20769191 123449 264618 119587 470958 492344 609412 476108 228818088 81826414 116397444 146991674 364410754 433068706 22804344 20592411 623625714 686920752 4293422 9556711 2660000 1330000 5808371 13802447 12761793 24689158 X 282224095 339043414 204353203 196185709 124286623 127002471 610863921 662231594 623625714 686920752 28978678 22387264 1731 0 X 0 1 X 1 0 X 30744577 177823530 24811038 68967085 42833535 345179765 30744577 177823530 24811038 68967085 42833535 345179765 148216566 196963199 4951062 7618359 6589716 11590963 6453409 37203509 3517005 500000 4017005 386400279 45121781 0.50970 0.48840 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: INSURANCE PROCEEDS - 2011 AMOUNT: $ 3,517,005. 2012 AMOUNT: $ 500,000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 9802361 X X X X 1 433843648 7594689 62096667 20277128 2760381 480551495 400510301 1921353 51312656 17926025 1974637 433843648 432976175 2545872 -9640175 23568759 1802812 400510301 260747530 133804647 52120120 11976255 1719867 432976175 235058317 8346075 28125736 9410477 1372121 260747530 0.40000 0.26000 0.34000 0 0 2082008 2082008 114022090 46852721 67169369 44811904 21522053 23289851 16048542 13451640 2596902 51853544 51853544 146991674 ASSET RETIREMENT OBLIGATION 377749 OBLIGATIONS UNDER UNITRUST 5424698 CONTINGENT CONTRIBUTION 8000000 13802447 X 107256500 22387264 1731 1491963 23880958 83375542 2706381 3969376 6675757 90051299 55888827 1491963 1491963 54396864 2706381 3969376 6675757 61072621 PART III, LINE 1A: BASED ON THE HUNTINGTON ELECTION UNDER FASB 116, THE COLLECTIONS, WHICH WERE ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE HUNTINGTON'S INCEPTION, ARE NOT RECOGNIZED AS ASSETS ON THE STATEMENT OF FINANCIAL POSITION. THE COLLECTIONS ARE HELD FOR PUBLIC EDUCATION OR RESEARCH IN FURTHERANCE OF PUBLIC SERVICE RATHER THAN FINANCIAL GAIN. HOWEVER, THE HUNTINGTON, FOR PURPOSES OF THE INFORMATION RETURN (990 AND RELATED) REPORTED THE COLLECTIONS ACQUIRED THROUGH CONTRIBUTIONS AS INCOME REVENUES, AND OFFSET BY EXPENSES. THE AMOUNT IS SHOWN AS A RECONCILING ITEM BETWEEN THE GAAP FINANCIALS AND THE INFORMATION RETURN FINANCIALS. COLLECTIONS ITEMS ARE EXPENSED WHEN PURCHASED. CONTRIBUTED COLLECTIONS ITEMS ARE NOT REFLECTED ON THE FINANCIAL STATEMENTS. THE ESTIMATED FAIR VALUE OF CONTRIBUTED COLLECTIONS ITEMS AMOUNTED TO $3,980,992 AND $1,670,747 FOR THE YEARS ENDED JUNE 30, 2014 AND 2013, RESPECTIVELY. THE HUNTINGTON CONTINUALLY REVIEWS ITS COLLECTIONS AND MAY DEACCESSION OR ACQUIRE ADDITIONAL ITEMS. PROCEEDS FROM DEACCESSIONS ARE CLASSIFIED AS UNRESTRICTED, EXCEPT WHEN DONOR RESTRICTIONS APPLY. THE COLLECTIONS ARE SUBJECT TO A POLICY THAT REQUIRES PROCEEDS FROM DEACCESSIONING TO BE USED TO ACQUIRE OTHER ITEMS FOR COLLECTIONS. DURING FISCAL YEAR 2014 CERTAIN ITEMS OF ART WERE DEACCESSIONED AT AUCTION. THEY HAD A VALUE OF APPROXIMATELY $348,000. THE PROCEEDS ARE RESTRICTED FOR FUTURE ACQUISITIONS OF ART. PART III, LINE 4: THE HUNTINGTON LIBRARY, ART COLLECTIONS, AND BOTANICAL GARDENS IS A COLLECTIONS-BASED RESEARCH AND EDUCATIONAL INSTITUTION SERVING SCHOLARS AND THE GENERAL PUBLIC. THE LIBRARY'S COLLECTION CONSISTS OF RARE BOOKS AND MANUSCRIPTS IN THE FIELDS OF BRITISH AND AMERICAN HISTORY AND LITERATURE. IT ALSO INCLUDES COLLECTION OF MATERIALS THAT SPAN THE FULL RANGE OF AMERICAN WESTERN SETTLEMENT, INCLUDING THE OVERLAND PIONEER EXPERIENCE, THE GOLD RUSH, AND THE DEVELOPMENT OF SOUTHERN CALIFORNIA. THE HUNTINGTON ART COLLECTIONS FOCUS ON TWO DISTINCT AREAS-EUROPEAN ART FROM THE 15TH TO THE EARLY 20TH CENTURY, AND AMERICAN ART FROM THE LATE 17TH TO THE MID-20TH CENTURY. THE BOTANICAL GARDENS COVER 120 ACRES, MORE THAN A DOZEN SPECIALIZED GARDENS ARE ARRANGED WITHIN A PARK-LIKE LANDSCAPE OF ROLLING LAWNS. EACH YEAR, THE HUNTINGTON: 1) PROVIDES MORE THAN 1,700 SCHOLARS WITH RESEARCH ACCESS TO A WORLD-CLASS COLLECTION OF RARE BOOKS, MANUSCRIPTS, PHOTOGRAPHS, MAPS, PAINTINGS, PRINTS, SCULPTURES, DECORATIVE ARTS, AND RELATED MATERIALS; 2) AWARDS APPROXIMATELY $1.8 MILLION IN FELLOWSHIPS TO SCHOLARS FOR ADVANCED HUMANITIES RESEARCH THROUGH A PEER-REVIEW PROCESS; 3) EDUCATES THOUSANDS OF SCHOOL CHILDREN AND THEIR TEACHERS IN ART, HISTORY, LITERATURE, AND BOTANICAL SCIENCE THROUGH SPECIAL TOURS AND PROGRAMS; 4) ORGANIZES SPECIAL EXHIBITIONS TO ENHANCE THE VISITOR EXPERIENCE, INTERPRET THE COLLECTIONS, AND FACILITATE LEARNING; AND 5) HOSTS MORE THAN 600,000 VISITORS. PART V, LINE 4: THE ENDOWMENT FUNDS ARE FUNDS KEPT IN PERPETUITY, THE SPENDING RATE FROM THE FUNDS, IF NOT RESTRICTED BY THE DONOR, ARE USED TO SUPPORT THE OPERATIONS OF THE HUNTINGTON. RESTRICTED ENDOWMENT FUNDS PRIMARILY SUPPORT THE SPECIFIC PROGRAMS, OR ACQUISITIONS. PART X, LINE 2: THE HUNTINGTON OPERATES AS A NOT-FOR-PROFIT ORGANIZATION AND HAS BEEN RECOGNIZED BY THE INTERNAL REVENUE SERVICE AS AN ORGANIZATION EXEMPT FROM INCOME TAXATION PURSUANT TO INTERNAL REVENUE CODE SECTION 501(C)(3) ON ITS INCOME OTHER THAN UNRELATED BUSINESS INCOME AND HAS ALSO BEEN RECOGNIZED BY THE FRANCHISE TAX BOARD AS EXEMPT FROM STATE FRANCHISE OR INCOME TAX PURSUANT TO CALIFORNIA REVENUE AND TAXATION CODE SECTION 23701(D) ON ITS INCOME OTHER THAN UNRELATED BUSINESS INCOME. AS REQUIRED BY GAAP, THE HUNTINGTON HAS IDENTIFIED AND EVALUATED ITS SIGNIFICANT TAX POSITIONS FOR WHICH THE STATUTE OF LIMITATIONS REMAIN OPEN AND HAS DETERMINED THAT THERE IS NO MATERIAL UNRECOGNIZED BENEFIT OR LIABILITY TO BE RECORDED. THE OPEN TAX YEARS ARE THE YEARS ENDED JUNE 30, 2010 THROUGH JUNE 30, 2013 FOR FEDERAL TAX PURPOSES AND THE YEARS ENDED JUNE 30, 2009 THROUGH JUNE 30, 2013 FOR CALIFORNIA TAX PURPOSES. THERE HAVE BEEN NO MATERIAL CHANGES IN UNRECOGNIZED BENEFITS AS OF JUNE 30, 2013 OR JUNE 30, 2014, NOR ARE ANY MATERIAL CHANGES ANTICIPATED IN THE TWELVE MONTHS FOLLOWING JUNE 30, 2014. THERE HAVE BEEN NO RELATED TAX PENALTIES OR INTEREST, WHICH WOULD BE CLASSIFIED AS A TAX EXPENSE IN THE STATEMENT OF ACTIVITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 1,269,568. DIRECT EXPENSES 222,395. PART XI, LINE 4B - OTHER ADJUSTMENTS: NON-CASH GIFTS 3,969,376. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 1,269,568. DIRECT EXPENSES 222,395. PART XII, LINE 4B - OTHER ADJUSTMENTS: NON-CASH GIFTS 3,969,376. 0 THE CARIBBEAN 0 0 INVESTMENTS 112388609 EUROPE 0 0 INVESTMENTS 414434 0 0 0 0 0 0 112803043 0 112803043 SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION EAST ASIA & THE PACIFIC 4 12000 CHECK NONE NONE SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION EUROPE/ ICELAND/ GREENLAND 30 176049 CHECK NONE NONE SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION NORTH AMERICA 7 36000 CHECK NONE NONE 1 0 1 1 1 0 HUNTINGTON BALL 617992 556342 61650 65310 13300 143785 617992 556342 61650 65310 13300 143785 222395 -160745 1 SUPPORT SCHOLARS USING THE LIBRARY'S COLLECTION 130 1624462 PART I, LINE 2: THE HUNTINGTON ASSEMBLES EXTERNAL PEER REVIEW COMMITTEES, GENERALLY FULL PROFESSORS FROM RESEARCH UNIVERSITIES, TO AWARD ITS FELLOWSHIPS. ALL OF THE COMMITTEES' PANELISTS MUST HAVE A DISTINGUISHED HISTORY OF SCHOLARLY ACHIEVEMENT AND CONTRIBUTIONS TO THEIR FIELD. THE COMMITTEE THAT SELECTS THE DIBNER HISTORY OF SCIENCE FELLOWS CONSISTS OF FIVE HISTORIANS OF SCIENCE. EACH OF THE OTHER THREE COMMITTEES HAS REPRESENTATIVES FROM EACH OF THE FOLLOWING FIELDS: AMERICAN HISTORY, AMERICAN LITERATURE, BRITISH HISTORY, BRITISH LITERATURE, AND ART HISTORY. WE LOOK FOR CANDIDATES WHO HAVE A BROAD OVERVIEW OF THEIR FIELD AND WHO ARE NOT COMMITTED TO A NARROW AGENDA OF SCHOLARSHIP. THE APPLICATIONS ARE ASSESSED, DISCUSSED BY THE APPROPRIATE COMMITTEE, AND A FINAL LIST IS ASSEMBLED BASED ON THE SCORES AND DISCUSSIONS. AT THE END OF THE AWARD PERIOD THE FELLOW IS REQUESTED TO PROVIDE A WRITTEN STATEMENT OF PROGRESS ON THEIR RESEARCH MADE DURING THE AWARD PERIOD TO THE HUNTINGTON'S DIRECTOR OF RESEARCH. THEY ARE ALSO REQUESTED TO KEEP THE HUNTINGTON INFORMED OF THE PUBLISHED RESULTS; A COPY OF THE BOOK IS REQUESTED BUT NOT REQUIRED. X X X X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 JAMES FOLSOM DIRECTOR OF THE BOTANICAL 178348 0 0 0 0 0 17664 0 1004 0 197016 0 0 0 STEVE HINDLE DIRECTOR OF RESEARCH 205210 0 0 0 0 0 20723 0 17157 0 243090 0 0 0 STEVEN KOBLIK PRESIDENT 437204 0 0 0 0 0 25500 0 19838 0 482542 0 0 0 KEVIN SALATINO DIRECTOR OF THE ART COLLECTIONS 214279 0 0 0 0 0 5131 0 10466 0 229876 0 0 0 RANDY SHULMAN VICE PRESIDENT FOR ADVANCEMENT 196204 0 0 0 0 0 19687 0 6442 0 222333 0 0 0 LAURIE SOWD VICE PRESIDENT FOR OPERATIONS 151317 0 0 0 0 0 15379 0 8787 0 175483 0 0 0 ALISON D SOWDEN THRU 042014 VICE PRESIDENT FOR FINANCIAL AFFAIRS 244177 0 0 0 0 0 25023 0 20058 0 289258 0 0 0 DAVID ZEIDBERG DIRECTOR OF THE LIBRARY 226096 0 0 0 0 0 17445 0 11125 0 254666 0 0 0 ROBERT CARTER DIRECTOR OF HUMAN RESOURCES 144362 0 0 0 0 0 14350 0 880 0 159592 0 0 0 DEBORAH JOHNSTON CONTROLLER 132637 0 0 0 0 0 13962 0 20920 0 167519 0 0 0 SUSAN TURNER-LOWE VICE PRESIDENT FOR COMMUNICATIONS 140663 0 0 0 0 0 14418 0 11354 0 166435 0 0 0 PART 1, LINE 1A - RELEVANT INFORMATION REGARDING COMPENSATION BENEFITS PER THE EMPLOYMENT CONTRACT FOR THE PRESIDENT, AND EMPLOYMENT LETTER FOR THE DIRECTOR OF THE BOTANICAL GARDENS, RESIDENCE ON-CAMPUS IS A CONDITION OF THEIR EMPLOYMENT AND HOUSING IS PROVIDED FOR THE CONVENIENCE OF THE EMPLOYER. THE RESIDENCE FACILITIES ARE MAINTAINED BY HUNTINGTON STAFF, OR OUTSIDE VENDORS, WHICH ARE PAID FOR BY THE HUNTINGTON. IN CONNECTION WITH THE PRESIDENT'S SERVICES TO THE HUNTINGTON, THE PRESIDENT'S SPOUSE, MAY ON OCCASION, TRAVEL FOR BUSINESS PURPOSES WITH HIM IN CONNECTION WITH FUNDRAISING AND DONOR CULTIVATION EVENTS ON BEHALF OF THE HUNTINGTON. THIS TRAVEL IS PREAPPROVED BY THE CHAIR OF THE BOARD OF TRUSTEES. GROSS-UP PAYMENTS ARE RELATED TO THE PRESIDENT'S CLUB DUES, LIFE INSURANCE, AND AUTO USAGE, AND ARE PROVIDED PER THE INDIVIDUAL'S EMPLOYMENT CONTRACT. OTHER GROSS-UP PAYMENTS ARE RELATED TO THE DIRECTOR OF THE LIBRARY, AND DIRECTOR OF THE ART COLLECTIONS OFF CAMPUS HOUSING AS PER THEIR EMPLOYMENT LETTER. COMPENSATION, AS APPLICABLE, IS INCLUDED IN THE INDIVIDUAL'S FORM W-2. KERSTIN KOBLIK PRESIDENT'S SPOUSE 36024 EMPLOYEE 0 MONA SHULMAN VP'S SPOUSE 57579 EMPLOYEE 0 PART IV, LINE 1 AND 2 KERSTIN KOBLIK IS STEVE KOBLIK'S SPOUSE, PRESIDENT. MONA SHULMAN IS RANDY SHULMAN'S SPOUSE, VICE PRESIDENT FOR ADVANCEMENT. X 24 1077409 APPRAISAL X 69 5832985 FMV X RARE BOOKS 2 1401071 APPRAISAL X PRINTS/EPHEME 2 417000 APPRAISAL X TRANSPT CONTA 1 316548 APPRAISAL X PLANTS/PENJIN 62 261804 APPRAISAL X PHOTOGRAPHS 1 254730 APPRAISAL X MANUSCRIPTS 2 127500 APPRAISAL X AIRFARES 1 59800 APPRAISAL X CATERING 15 32307 APPRAISAL X REFERENCE BOO 1 9000 APPRAISAL X SUBSCRIPTIONS 1 5976 APPRAISAL X ADVERTISEMENT 1 5958 APPRAISAL X GENERAL BOOKS 273 273 IN-HOUSE ESTIMATE 19 0 1 1 PART I, LINE 32B: THE HUNTINGTON USES BROKER TO SELL STOCK GIFTS. FORM 990, PART III, LINE I, DESCRIPTION OF ORGANIZATION MISSION: BUILDING ON HENRY E. HUNTINGTON'S LEGACY OF RENOWNED COLLECTIONS AND BOTANICAL GARDENS THAT ENRICH THE VISITOR, THE HUNTINGTON TODAY ENCOURAGES RESEARCH AND PROMOTES EDUCATION IN THE ARTS, HUMANITIES, AND BOTANICAL SCIENCES THROUGH THE GROWTH AND PRESERVATION OF ITS COLLECTIONS, THROUGH THE DEVELOPMENT AND SUPPORT OF A COMMUNITY OF SCHOLARS, AND THROUGH THE DISPLAY AND INTERPRETATION OF ITS EXTRAORDINARY RESOURCES TO THE PUBLIC. THE COLLECTIONS THE HUNTINGTON HAS ASSEMBLED PRIMARY MATERIALS, ART OBJECTS, AND LIVING COLLECTIONS WHICH REFLECT THE DEVELOPMENT OF WESTERN CULTURE, FROM THE NINTH CENTURY TO THE PRESENT. THESE COLLECTIONS EMBODY THE DIVERSE AND INTERWOVEN CONTRIBUTIONS OF MANY CULTURES, PEOPLES, AND NATIONS. THE HUNTINGTON'S HOLDINGS OF RARE BOOKS, MANUSCRIPTS, ART OBJECTS, AND BOTANICAL SPECIMENS SPEAK TO OUR CONTEMPORARY AUDIENCES BECAUSE THEY REVEAL THE COMPLEXITY OF THE HUMAN EXPERIENCE. STEWARDSHIP WITH ITS OUTSTANDING COLLECTIONS IN THE ARTS, HUMANITIES, AND BOTANICAL SCIENCES, THE HUNTINGTON HAS THE RESPONSIBILITY TO PRESERVE AND PROTECT FOR POSTERITY MR. HUNTINGTON'S LEGACY AND TO INSURE ITS GROWTH AND FINANCIAL HEALTH. STEWARDSHIP EXTENDS AS WELL TO THE BUILDINGS, GROUNDS, AND INFRASTRUCTURE OF THE INSTITUTION, NOT ONLY BECAUSE THEY PROTECT THE COLLECTIONS AND FACILITATE THEIR USE, BUT BECAUSE MR. HUNTINGTON'S ESTATE IS AN IMPORTANT HISTORICAL DOCUMENT OF GREAT SIGNIFICANCE TO THE PUBLIC AND TO THE UNDERSTANDING OF THE HISTORY OF SOUTHERN CALIFORNIA. THE HUNTINGTON'S COMMUNITIES THE HUNTINGTON IS A HUB FOR COMMUNITIES WHOSE BOUNDARIES EXTEND FROM LOCAL TO THE INTERNATIONAL. AS A LOCAL INSTITUTION, IT SERVES SCHOOLCHILDREN, FAMILIES, AND SCHOLARS WITH A BROAD ARRAY OF PROGRAMS CENTERED IN THE COLLECTIONS. TO THE NATIONAL AND INTERNATIONAL COMMUNITIES, THE HUNTINGTON SERVES AS A HAVEN FOR INDEPENDENT SCHOLARSHIP AND AS A REPOSITORY FOR A BROAD FUND OF KNOWLEDGE REPRESENTED IN THE COLLECTIONS. ONE OF THE HUNTINGTON'S GREAT STRENGTHS, HOWEVER, IS THE RECIPROCAL NATURE OF ITS RELATIONSHIP WITH ITS COMMUNITIES. VOLUNTEERS PROVIDE LEADERSHIP, STEWARDSHIP, AND RESOURCES. SCHOLARS BRING THEIR OWN INTELLECTUAL DEPTH AND DIVERSE INTERPRETATIONS TO THE COLLECTIONS. STAFF SUPPLIES EXPERTISE AND ENERGY. AND VISITORS BRING CURIOSITY, EXPECTATIONS, AND EXPERIENCES WHICH CHALLENGE THE HUNTINGTON TO THE GREATER FULFILLMENT OF ITS MISSION. FORM 990, PART III, LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS - THE LIBRARY: THE HUNTINGTON LIBRARY IS ONE OF THE WORLD'S GREAT INDEPENDENT RESEARCH LIBRARIES CONCENTRATED IN THE FIELDS OF BRITISH AND AMERICAN HISTORY, LITERATURE, AND ART AND IN THE HISTORY OF SCIENCE STRETCHING IN TIME FROM THE 11TH CENTURY TO THE PRESENT. AMONG THE COLLECTIONS: 7 MILLION MANUSCRIPTS; 420,000 RARE BOOKS; 275,000 REFERENCE BOOKS; 1.3 MILLION PHOTOGRAPHS, PRINTS, AND EPHEMERA. THE MAIN LIBRARY EXHIBITION HALL SHOWCASES SOME OF THE MOST OUTSTANDING RARE BOOKS AND MANUSCRIPTS IN THE COLLECTION. IT REOPENED IN FALL 2013 AFTER EXTENSIVE RENOVATION AND REINSTALLATION WITH A NEW AND DELIGHTFUL DISPLAY OF LIBRARY TREASURES. THE WEST HALL OF THE LIBRARY PRESENTS TEMPORARY EXHIBITIONS. THE DIBNER HALL OF THE HISTORY OF SCIENCE IS A PERMANENT EXHIBITION ON THE HISTORY OF SCIENCE, FOCUSING ON ASTRONOMY, NATURAL HISTORY, MEDICINE, AND LIGHT. THE 90,000-SQUARE-FOOT MUNGER RESEARCH CENTER PROVIDES STORAGE CAPACITY FOR FURTHER COLLECTIONS DEVELOPMENT, WORK SPACE FOR SCHOLARS AND STAFF, AND FACILITIES FOR CONSERVATION, PRESERVATION, EXHIBITION PREPARATION, DIGITAL IMAGING, AND PHOTOGRAPHY. THE LIBRARY IS OPEN TO SCHOLARS, KNOWN AS READERS, 303 DAYS OF THE YEAR, WITH AN AVERAGE OF 78 SCHOLARS VISITS DAILY. EXHIBITS DURING THE YEAR INCLUDED: * ALBRECHT DURER: MASTER OF THE BLACK LINE * TOPOGRAPHY TO TOURISM: BRITISH LANDSCAPE PRINTS AND DRAWINGS FROM THE HUNTINGTON'S ART COLLECTIONS * SEDUCTION IN STONE: JEAN-ANTOINE HOUDON'S BUST OF MADAME DE VERMENOUX * CROSSING THE ALPS: ARTISTIC EXCHANGE AND THE PRINTED IMAGE IN RENAISSANCE EUROPE FORM 990, PART III, LINE 4B, PROGRAM SERVICE ACCOMPLISHMENTS - ART: THE HUNTINGTON ART COLLECTIONS FOCUS ON EUROPEAN ART FROM THE 15TH TO THE EARLY 20TH CENTURY AND AMERICAN ART FROM THE LATE 17TH TO THE MID-20TH CENTURY. THE HOLDINGS CONTINUE TO GROW BY GIFT AND PURCHASE. THE EUROPEAN ART COLLECTIONS INCLUDE ABOUT 420 PAINTINGS, APPROXIMATELY 370 WORKS OF SCULPTURE, MORE THAN 2,500 DECORATIVE ART OBJECTS, AND 20,000 PRINTS AND DRAWINGS. THE AMERICAN ART HOLDINGS NOW NUMBER ABOUT 250 PAINTINGS, 70 WORKS OF SCULPTURE, 1,000 DECORATIVE ART OBJECTS, 8,700 PRINTS AND DRAWINGS, AND 1,800 PHOTOGRAPHS. ACCESS TO THE PUBLIC OF ABOUT 600,000 VISITORS IS PROVIDED THROUGH PERMANENT INSTALLATIONS AND SPECIAL EXHIBITIONS, PUBLICATIONS AND RESEARCH. THE EUROPEAN COLLECTIONS ARE DISPLAYED IN THE HUNTINGTON ART GALLERY, THE ORIGINAL HUNTINGTON RESIDENCE. AMERICAN ART IS ON VIEW IN THE VIRGINIA STEELE SCOTT GALLERIES OF AMERICAN ART WHICH INCLUDES THE ORIGINAL 1984 STRUCTURE AND A 2005 ADDITION, THE LOIS AND ROBERT F. ERBURU GALLERY. SPECIAL EXHIBITIONS ARE PRESENTED IN THE MARYLOU AND GEORGE BOONE GALLELRY. SMALLER, FOCUSED EXHIBITIONS ARE PRESENTED IN THE WORKS ON PAPER ROOM IN THE HUNTINGTON ART GALLERY AND IN THE SUSAN AND STEPHEN CHANDLER WING OF THE SCOTT GALLERIES. THE HUNTINGTON ALSO REGULARLY LOANS ART OBJECTS FOR SPECIAL EXHIBITIONS AT MUSEUMS NATIONALLY AND INTERNATIONALLY. EXHIBITS DURING THE YEAR INCLUDED: * SARGENT CLAUDE JOHNSON: A MASTERPIECE RESTORED * FACE TO FACE: FLANDERS, FLORENCE, AND RENAISSANCE PAINTING * REVISITING THE COTTAGE DOOR: GAINSBOROUGH'S MASTERPIECE IN FOCUS FORM 990, PART III, LINE 4C, PROGRAM SERVICE ACCOMPLISHMENTS - BOTANICAL: ENCOMPASSING APPROXIMATELY 120 ACRES OF THE 207-ACRE GROUNDS, THE BOTANICAL GARDENS CONTAIN MORE THAN A DOZEN PRINCIPAL GARDEN AREAS. HIGHLIGHTS * LIU FANG YUAN, THE GARDEN OF FLOWING FRAGRANCE, REFLECTING THE TRADITIONAL STYLE OF SCHOLAR GARDENS IN SUZHOU, CHINA, AND FEATURING A 1.5-ACRE LAKE, A COMPLEX OF PAVILIONS,A TEAHOUSE AND TEA SHOP, STONE BRIDGES AND WATERFALLS SET AGAINST A WOODED BACKDROP OF MATURE OAKS AND PINES. THIS INITIAL PHASE OF THE GARDEN COVERS ABOUT 3.5 ACRES OF A PLANNED 12-ACRE SITE. PARTS OF PHASE II HAVE BEEN COMPLETED, AND PLANS AND PREPARATIONS ARE UNDERWAY FOR THE REMAINDER OF THE PROJECT. * THE DESERT GARDEN, ONE OF THE LARGEST OUTDOOR COLLECTIONS OF MATURE CACTI AND SUCCULENTS IN THE WORLD. * THE JAPANESE GARDEN, WITH TRADITIONAL JAPANESE PLANTS, A DRUM BRIDGE, A JAPANESE HOUSE, A WALLED ZEN GARDEN, AN EXPANDED BONSAI COURT, AND A TEAHOUSE AND TEA GARDEN. * THE FRANCES LASKER BRODY BOTANICAL CENTER, FEATURING: * THE HELEN AND PETER BING CHILDREN'S GARDEN, INTRODUCING YOUNGSTERS TO THE WONDERS OF THE NATURAL WORLD THROUGH INTERACTIVE SCULPTURAL ELEMENTS. * THE ROSE HILLS FOUNDATION CONSERVATORY FOR BOTANICAL SCIENCE AND THE ASSOCIATED FOUNDATIONS TEACHING GREENHOUSE, PROVIDING HANDS-ON BOTANICAL SCIENCE OPPORTUNITIES FOR CHILDREN AND FAMILIES. * ADJACENT BOTANICAL CENTER HOUSES LABORATORIES AND CLASSROOMS, PROVIDE LEARNING OPPORTUNITIES IN PLANT SCIENCES AND GARDENING. * THE RANCH, A DEMONSTRATION GARDEN FOR HOLDING WORKSHOPS AND CLASSES ON A RANGE OF TOPICS FOCUSED ON SUSTAINABLE URBAN AGRICULTURE. * ADDITIONAL GARDEN AREAS ARE DEVOTED TO ROSES AND CAMELLIAS, EACH COLLECTION HAVING MORE THAN 1,400 DIFFERENT CULTIVARS. THE CAMELLIA COLLECTION IS CONSIDERED ONE OF THE MOST COMPREHENSIVE IN THE WORLD. * THE HERB, JUNGLE, AUSTRALIAN, SUBTROPICAL, AND PALM GARDENS ARE AMONG OTHER IMPORTANT BOTANICAL ATTRACTIONS. EACH YEAR, THE HUNTINGTON HOSTS BOTANICAL SHOWS, CONFERENCES, LECTURES, AND PLANT SALES THAT FOCUS ON SPECIFIC THEMES; MORE THAN 175 CACTUS AND SUCCULENT ENTHUSIASTS ATTENDED THE ANNUAL DESERT GARDEN FORUM; 70 PARTICIPANTS ATTENDED THE ANNUAL GREAT ROSARIANS OF THE WORLD SYMPOSIUM; 140 PEOPLE ATTENDED THE ANNUAL SUCCULENT PLANTS SYMPOSIUM. THE NORTH AMERICAN CLIVIA SOCIETY SHOW, SOUTHERN CALIFORNIA CAMELLIA SHOW, CALIFORNIA BONSAI SOCIETY SHOW, AISEKI KAI VIEWING STONES SHOW, AND THE CACTUS & SUCCULENT SOCIETY OF AMERICA ANNUAL SHOW ARE HOSTED BY THE HUNTINGTON EACH YEAR AND ARE OPEN TO THE PUBLIC AND ATTENDED BY HUNDREDS OF VISITORS. THE GARDENS ALSO HOSTED MULTIPLE WORKSHOPS INTENDED TO EDUCATE THE PUBLIC AND SPECIALTY PLANT GROWERS ON MANAGEMENT OF TREE PESTS, THE POLYPHAGOUS SHOT-HOLE BORER IN PARTICULAR. THIS YEAR THE GARDENS INITIATED A MUCH STRONGER PROGRAM IN CONSERVATION AND RESEARCH FOCUSING ON PLANT VARIATION, CRYOPRESERVATION AND PROPAGATION, AS WELL AS PRODUCTIVITY IN URBAN SETTINGS. FORM 990, PART VI, SECTION A, LINE 2 THE HUNTINGTON GOVERNING BODY IS A FIVE MEMBER BOARD OF TRUSTEES. WE ALSO HAVE A BOARD OF OVERSEERS THAT WORK WITH EACH PROGRAM AREA IN MAKING RECOMMENDATIONS TO THE TRUSTEES. SOME OF THE TRUSTEES HAVE A FAMILY RELATIONSHIP WITH SOME OF THE OVERSEERS. THE HUNTINGTON'S PRESIDENT IS A BOARD MEMBER OF A NOT-FOR-PROFIT THAT HAS BEEN ESTABLISHED BY AN OVERSEER. SOME OF THE TRUSTEES AND OVERSEERS WORK FOR ORGANIZATIONS THAT PROVIDE GOODS AND SERVICES TO THE HUNTINGTON. ALL RELATIONSHIPS ARE REVIEWED BY THE AUDIT COMMITTEE ANNUALLY, AND ANY POTENTIAL CONFLICTS OF INTEREST HAVE BEEN ADDRESSED. FORM 990, PART VI, SECTION B, LINE 11 PRIOR TO THE FILING, THE ENTIRE DRAFT 990 WAS SENT TO ALL TRUSTEES. COMMENTS AND CORRECTIONS WERE STRONGLY ENCOURAGED, AND THE FORM WAS REVIEWED AND DISCUSSED IN A MEETING OF THE AUDIT COMMITTEE. IN ADDITION, AN OUTSIDE CPA FIRM, SINGERLEWAK, REVIEWED THE FORM AND WENT OVER THE FORM IN DETAIL WITH THE CONTROLLER. FORM 990, PART VI, SECTION B, LINE 12C CONFLICTS OF INTEREST STATEMENTS ARE REQUESTED ANNUALLY FROM ALL TRUSTEES, OVERSEERS AND NON-BOARD MEMBERS' CHAIRS OF ACTIVE COMMITTEES AS WELL AS EMPLOYEES. ANY CONFLICTS OR POTENTIAL CONFLICTS ARE REPORTED TO THE AUDIT COMMITTEE. THE AUDIT COMMITTEE MAKES A DECISION ON HOW EACH CONFLICT SHOULD BE HANDLED, INCLUDING ABSTAINING FROM VOTING ON CERTAIN MATTERS. FORM 990, PART VI, SECTION B, LINE 15 IN REVIEWING AND APPROVING THE COMPENSATION FOR THE PRESIDENT AND CFO, THE HUNTINGTON'S BOARD OF TRUSTEES (REFERRED TO AS THE "APPROVAL BODY" BELOW), USES THE FOLLOWING PROCESS: 1. IMPARTIAL DECISION MAKERS: THE COMPENSATION ARRANGEMENT MUST BE APPROVED IN ADVANCE (BEFORE ANY PAYMENT IS MADE) BY THE APPROVAL BODY OF THE HUNTINGTON COMPOSED ENTIRELY OF INDIVIDUALS WHO DO NOT HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT (EXAMPLE: NEITHER THE EXECUTIVE WHOSE COMPENSATION IS BEING DETERMINED NOR ANY OF HIS/HER FAMILY MEMBERS MAY BE PRESENT DURING THE DISCUSSION/DEBATE OR PARTICIPATE IN THE VOTE). 2. COMPARABILITY DATA: WHEN THE APPROVAL BODY IS CONSIDERING COMPENSATION TO COVERED INDIVIDUALS, IT MUST RELY ON COMPARABILITY DATA THAT DEMONSTRATES THE FAIR MARKET VALUE OF THE COMPENSATION IN QUESTION. FOR EXAMPLE, WHEN CRAFTING COMPENSATION PACKAGES, THE APPROVAL BODY MUST SECURE DATA THAT DOCUMENTS COMPENSATION LEVELS FOR SIMILARLY QUALIFIED INDIVIDUALS IN LIKE POSITIONS AT LIKE ORGANIZATIONS. THIS DATA MAY INCLUDE THE FOLLOWING: A) EXPERT COMPENSATION STUDIES BY INDEPENDENT FIRMS; B) WRITTEN JOB OFFERS FOR POSITIONS AT SIMILAR ORGANIZATIONS; C) DOCUMENTED TELEPHONE CALLS ABOUT SIMILAR POSITIONS AT BOTH NON-PROFIT AND FOR-PROFIT ORGANIZATIONS; AND D) INFORMATION OBTAINED FROM THE IRS FORM 990 FILINGS OF SIMILAR ORGANIZATIONS. 3. CONCURRENT DOCUMENTATION: THE APPROVAL BODY MUST DOCUMENT HOW IT REACHED ITS DECISIONS, INCLUDING THE DATA ON WHICH IT RELIED. TO QUALIFY AS CONCURRENT DOCUMENTATION, WRITTEN OR ELECTRONIC RECORDS OF THE APPROVAL BODY (SUCH AS MEETING MINUTES) MUST NOTE: A) THE TERMS OF THE COMPENSATION AND THE DATE IT WAS APPROVED; B) THE MEMBERS OF THE APPROVAL BODY WHO WERE PRESENT DURING THE DEBATE ON THE COMPENSATION THAT WAS APPROVED AND THOSE WHO VOTED ON IT; C) THE COMPARABILITY DATA OBTAINED AND RELIED UPON AND HOW THE DATA WAS OBTAINED; AND D) ANY ACTIONS TAKEN WITH RESPECT TO CONSIDERATION OF THE COMPENSATION BY ANYONE WHO IS OTHERWISE A MEMBER OF THE APPROVAL BODY BUT WHO HAD A CONFLICT OF INTEREST WITH RESPECT TO THE DECISION ON THE COMPENSATION. ALL OTHER OFFICERS AND KEY EMPLOYEES HAVE THEIR COMPENSATION REVIEWED ANNUALLY BY THE APPROVAL BODY, WHICH MAY OR MAY NOT INCLUDE COMPARABILITY DATA. FORM 990, PART VI, SECTION C, LINE 18 THE ORGANIZATION'S FORM 990 CAN ALSO BE VIEWED BY THE PUBLIC ON WWW.GUIDESTAR.COM FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FINANCIAL STATEMENTS, AND FORM 990 ARE AVAILABLE TO THE PUBLIC UPON REQUEST. CHARITABLE REMAINDER TRUSTS (19) FUNDRAISING CA N/A T 0 CHARITABLE REMAINDER TRUSTS (19) - CONTINUATION FUNDRAISING NM N/A T 0 CHARITABLE REMAINDER TRUSTS (19) - CONTINUATION FUNDRAISING OR N/A T 0 CHARITABLE REMAINDER TRUSTS (19) - CONTINUATION FUNDRAISING WA N/A T 0 POOLED INCOME FUND (1) FUNDRAISING WA N/A T 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0