2015-02-16T17:18:10-06:00 2014-06-30 952972229 DANIELLS PHILLIPS VAUGHAN & BOCK 300 NEW STINE ROAD BAKERSFIELD CA 93309 990 2013-07-01 952274560 UNITED WAY OF KERN COUNTY UNIT 6618341820 5405 STOCKDALE HIGHWAY SUITE 200 NO 200 BAKERSFIELD CA 93309 DELLA D HODSON PRESIDENT 6618341820 2015-02-13 1 PATRICK W PAGGI CPA P01223476 6618347411 2013 2016-02-25 16:41:14Z DELLA D HODSON 5405 STOCKDALE HIGHWAY SUITE 200 NO 200 BAKERSFIELD CA 93309 2360018 0 X WWW.UWKERN.ORG X 1963 CA THE MISSION OF THE UNITED WAY OF KERN COUNTY IS TO "MOBILIZE DONORS, ADVOCATES AND VOLUNTEERS TO IMPROVE LIVES IN KERN COUNTY." THE ORGANIZATION ACCOMPLISHES THIS BY RAISING AND INVESTING FINANCIAL RESOURCES IN PROGRAMS THAT ADVANCE THE COMMON GOOD; COLLABORATING WITH OTHER ORGANIZATIONS TO LEVERAGE RESOURCES AROUND CRITICAL COMMUNITY ISSUES; ENGAGING VOLUNTEERS IN SERVICE; AND ADVOCATING FOR PUBLIC POLICIES THAT FURTHER ITS OBJECTIVES. 15 15 0 300 0 0 1929175 2147727 46184 121200 93 14258 47680 -9417 2023132 2273768 673507 848246 0 0 0 0 0 0 297089 1526284 1542991 2199791 2391237 -176659 -117469 1801275 1518654 618530 418219 1182745 1100435 X THE MISSION OF THE UNITED WAY OF KERN COUNTY IS TO "MOBILIZE DONORS, ADVOCATES AND VOLUNTEERS TO IMPROVE LIVES IN KERN COUNTY." THE ORGANIZATION ACCOMPLISHES THIS BY RAISING AND INVESTING FINANCIAL RESOURCES IN PROGRAMS THAT ADVANCE THE COMMON GOOD; COLLABORATING WITH OTHER ORGANIZATIONS TO LEVERAGE RESOURCES AROUND CRITICAL COMMUNITY ISSUES; ENGAGING VOLUNTEERS IN SERVICE; AND ADVOCATING FOR PUBLIC POLICIES THAT FURTHER ITS OBJECTIVES. 0 0 980207 601376 13449 DONOR DESIGNATIONS AND COMMUNITY INVESTMENT GRANT-MAKING: UWKC REINVESTS DONOR FUNDS IN THE COMMUNITY THROUGH AN ANNUAL GRANT-MAKING PROCESS. THIS VOLUNTEER-LED PROCESS INCLUDES REVIEW OF WRITTEN APPLICATIONS AND FINANCIAL RECORDS; ON-SITE VISITS; INTERVIEWS WITH LEADERS OF THE APPLICANT ORGANIZATIONS; AND REVIEW OF PROGRAM OUTCOMES. THE OBJECTIVE IS TO SUPPORT COMMUNITY BASED PROGRAMS THAT REDUCE HOMELESSNESS AND HUNGER, IMPROVE EDUCATIONAL OUTCOMES, AND PROVIDE OTHER SERVICES TO THE COMMUNITY. 12 FUNDED PROGRAMS SERVED ABOUT 400,000 IN FY 12/14, BASED ON OUTCOMES REPORTS FROM AGENCIES. DONOR DESIGNATIONS WERE $378,831 FOR FY 13/14. 237247 215370 71790 FISH ASSET BUILDING PROGRAM:IN THE 2013-2014 YEAR, UWKC HELPED 36 LOW-INCOME FAMILIES BUY HOMES, START BUSINESSES, OR ADVANCE THEIR EDUCATION THROUGH FISH (FINANCIAL INDEPENDENCE STARTS HERE)PROGRAM. FAMILIES LEARN FINANCIAL SKILLS AND BEGIN A SAVINGS PROGRAM. UPON COMPLETION THEIR SAVINGS ARE MATCHED 2:1. SINCE INCEPTION NEARLY 60 FAMILIES WERE ASSISTED BY THE PROGRAM. 144923 31500 10667 HOMELESS COLLABORATIVE PROJECT MANAGEMENT:UWKC IS THE LEAD AGENCY FOR THE KERN COUNTY HOMELESS COLLABORATIVE, A GROUP OF 24 PUBLIC, PRIVATE AND NONPROFIT ORGANIZATIONS WORKING TO REDUCE HOMELESSNESS IN KERN COUNTY. UWKC ACTS AS THE COLLABORATIVE'S FISCAL SPONSOR AND EMPLOYS A FULL-TIME PROJECT MANAGER AND A DATA ANALYST TO OVERSEE AND FACILITATE THE WORK OF THE COLLABORATIVE AND ITS MANY STANDING AND AD HOC COMMITTEES. WITH UWKC SUPPORT, THE COLLABORATIVE SUBMITS AN ANNUAL APPLICATION FOR FEDERAL FUNDING, WHICH BRINGS $3 MILLION TO $5 MILLION PER YEAR TO KERN COUNTY AGENCIES SERVING THE HOMELESS; CONDUCTS AN ANNUAL POINT-IN-TIME COUNT OF THE HOMELESS; CONDUCTS HOMELESS OUTREACH EVENTS; AND CONTINUALLY EDUCATES THE COMMUNITY ON THE ISSUE OF HOMELESSNESS. 598571 25294 ALL OTHER PROGRAM SERVICES. 598571 25294 1960948 1 1 0 1 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 8 0 1 0 0 0 0 0 0 0 0 0 X 15 15 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X THE ORGANIZATION 6618341820 5405 STOCKDALE HIGHWAY BAKERSFIELD CA 93309 X JORDAN KAUFMAN CHAIR 2.00 X X 0 0 0 SHIRLEY JEAN GORDON VICE CHAIR 2.00 X X 0 0 0 DANIELLE DAVIS SECRETARY 2.00 X X 0 0 0 NICOLETTE CROSS CPA TREASURER 2.00 X X 0 0 0 GUARDIE E BANISTER JR BOARD MEMBER 1.00 X 0 0 0 PAUL CAMPANARIO BOARD MEMBER 1.00 X 0 0 0 NORA DOMINGUEZ BOARD MEMBER 1.00 X 0 0 0 TERESA FORD BOARD MEMBER 1.00 X 0 0 0 CHRISTINE FRAZIER BOARD MEMBER 1.00 X 0 0 0 DONNA GONZALES BOARD MEMBER 1.00 X 0 0 0 DAVID HALLETT BOARD MEMBER 1.00 X 0 0 0 ROBIN MANGARIN SCOTT BOARD MEMBER 1.00 X 0 0 0 HORACE MITCHELL BOARD MEMBER 1.00 X 0 0 0 DEBBIE MORENO BOARD MEMBER 1.00 X 0 0 0 ERNIE PHOENIX BOARD MEMBER 1.00 X 0 0 0 DELLA HODSON PRESIDENT 40.00 X 0 0 74450 0 0 74450 0 0 0 0 0 1696745 163250 190305 97427 2147727 IDA CLIENT CONTRIBUTIO 624100 71790 71790 COMMUNITY CONFERENCE 624200 14810 14810 ADMINISTRATIVE FEES 624100 13449 13449 HOMELESS COLLABORATIVE 624200 10667 10667 FEMA ADMINISTRATIVE FE 624200 10484 10484 121200 80 80 73348 59170 14178 14178 14178 17663 163250 27080 -9417 -9417 2273768 121200 0 4841 632876 632876 215370 215370 15856 9513 3013 3330 24462 15771 4128 4563 113600 68160 21584 23856 9824 7804 839 1181 16674 10004 3168 3502 15063 11194 1838 2031 7819 4691 1486 1642 CONTRACT PERSONNEL SERV 545455 351769 41111 152575 DONOR DESIGNATIONS 347332 347332 CONTRACT SERVICES 343716 214418 45011 84287 SPECIAL EVENTS 28886 28886 74304 43160 11022 20122 2391237 1960948 133200 297089 137839 152736 354147 314695 583233 543335 15281 15281 18980 18480 180968 160758 35274 20210 656521 453917 1801275 1518654 60632 63675 214086 30745 343812 323799 618530 418219 X 1182745 1100435 1182745 1100435 1801275 1518654 -117469 35159 0 X 0 0 0 X 1940149 1909501 1865052 1946374 2210409 9871485 1940149 1909501 1865052 1946374 2210409 9871485 9871485 23176 8068 2085 1009 80 34418 2933 13536 37285 47680 101434 10007337 421115 0.98640 0.98060 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 0 0 0 1 0 0 0 0 PART II-B, LINE 1: THE UNITED WAY OF KERN COUNTY PROVIDES ITS SUPPORTORS WITH INFORMATION ON LEGISLATION RELATED TO PRESERVING TAX BENEFITS FOR CHARITABLE GIVING, AND FOR LOW-COST HEALTH INSURANCE FOR CHILDREN. THE ORGANIZATION URGES SUPPORT OF THESE INITIATIVES AND ENCOURAGES INDIVIDUALS TO EXPRESS THEIR OPINIONS TO THEIR LEGISLATORS. STAFF AND VOLUNTEERS ALSO MAKE DIRECT CONTACT WITH LEGISLATORS ON THESE ISSUES TO ASK FOR SUPPORT. 4931 4931 0 176037 155827 20210 20210 WELLS FARGO 453917 F 453917 DUE TO AGENCY ALLOCATIONS 249500 DUE TO DESIGNATED AGENCIES 74299 323799 X 1957176 35159 35159 1922017 351751 351751 2273768 2039486 27080 27080 2012406 378831 378831 2391237 PART X, LINE 2: THE ORGANIZATION ADOPTED THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES, WHICH ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, THE ORGANIZATION MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE-LIKELY-THAN-NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50% LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THE GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ALSO ADDRESSES DE-RECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES ON INCOME TAXES, AND ACCOUNTING IN INTERIM PERIODS. MANAGEMENT EVALUATED THE ORGANIZATION'S TAX POSITIONS AND CONCLUDED THAT THEY HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. WITH FEW EXCEPTIONS, THE ORGANIZATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY THE U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR YEARS BEFORE 2009 PART XI, LINE 4B - OTHER ADJUSTMENTS: DONOR DESIGNATED PLEDGES 378,831. SPECIAL EVENT EXPENSE -27,080. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSE 27,080. PART XII, LINE 4B - OTHER ADJUSTMENTS: DONOR DESIGNATED PLEDGES 378,831. 50TH GALA EVENT 180913 163250 17663 11828 802 2626 11824 180913 163250 17663 11828 802 2626 11824 27080 -9417 1 CAPK - FOOD BANK 300 19TH STREET BAKERSFIELD CA 93301 952402760 501(C)(3) 25000 CHARITABLE/EDUCATIONAL ALLIANCE AGAINST FAMILY VIOLENCE 1921 19TH STREET BAKERSFIELD CA 93301 953604240 501(C)(3) 45362 CHARITABLE/EDUCATIONAL THE NEEDSCENTER 110 ASHER AVENUE TAFT CA 93268 770006310 501(C)(3) 9500 CHARITABLE/EDUCATIONAL BETHANY SERVICESBAKERSFIELD HOMELESS CENTER 1600 EAST TRUXTUN AVENUE BAKERSFIELD CA 93305 952858936 501(C)(3) 95500 HOMEFIRST GRANT/CHARITABLE/EDUCATIONAL COMMUNITY ACTION PARTNERSHIP OF KERN - 211 300 19TH STREET BAKERSFIELD CA 93301 952402760 501(C)(3) 90000 CHARITABLE/EDUCATIONAL READY TO START FOUNDATION 2000 24TH STREET 100 BAKERSFIELD CA 93301 270134759 501(C)(3) 50000 CHARITABLE/EDUCATIONAL KERN COUNTY SUPERINTENDENT OF SCHOOLS EDUCATION FOUNDATION 1300 17TH STREET BAKERSFIELD CA 93301 770383293 501(C)(3) 21000 CHARITABLE/EDUCATIONAL CAPK - FOOD POLICY COUNCIL 300 19TH STREET BAKERSFIELD CA 93301 952402760 501(C)(3) 12500 CHARITABLE/EDUCATIONAL FLOOD BAKERSFIELD MINISTRIES 1201 24TH STREET BAKERSFIELD CA 93301 262780103 501(C)(3) 31000 CI GRANT/HOMEFIRST GRANT/CHARITABLE/EDUCATIONAL ALPHA HOUSE PO BOX 712 BAKERSFIELD CA 93302 770366593 501(C)(3) 12000 CHARITABLE/EDUCATIONAL KERN HIGH SCHOOL DISTRICT ED FOUNDATION 5801 SUNDALE AVENUE BAKERSFIELD CA 93309 770235452 501(C)(3) 56250 CHARITABLE/EDUCATIONAL THE HOPE CENTER 3311 MANOR STREET BAKERSFIELD CA 93308 412040373 501(C)(3) 5000 CHARITABLE/EDUCATIONAL THE MISSION AT KERN COUNTY PO BOX 2222 BAKERSFIELD CA 93389 951870705 501(C)(3) 35000 CHARITABLE/EDUCATIONAL MCFARLAND FAMILY RESOURCE CENTER 410 E PERKINS AVENUE MCFARLAND CA 93250 953401486 501(C)(3) 15000 CHARITABLE/EDUCATIONAL MAOF 2001 28TH STREET BAKERSFIELD CA 93301 952594166 501(C)(3) 22500 CHARITABLE/EDUCATIONAL CSUB FOUNDATION 9001 STOCKDALE HIGHWAY BAKERSFIELD CA 93311 952643086 501(C)(3) 3888 CHARITABLE/EDUCATIONAL GARDEN PATHWAYS INC 1616 29TH STREET BAKERSFIELD CA 93301 770442212 501(C)(3) 10000 CHARITABLE/EDUCATIONAL HOUSING & OPPORTUNITY FOUNDATION OF KERN 601 24TH STREET FRNT BAKERSFIELD CA 93301 454059806 501(C)(3) 4500 CHARITABLE/EDUCATIONAL 18 MATCHING GRANTS TO CLIENTS IN ASSET BUILDING PROGRAM. 36 215370 PART I, LINE 2: APPLICATION PROCESS INCLUDES VOLUNTEER-LED REVIEW OF FINANCIAL DATA, ON-SITE VISITS AND INTERVIEWS WITH KEY PERSONNEL. AFTER AWARD, GRANTEES ARE REQUIRED TO SUBMIT PROGRESS REPORTS AT 6-MONTH INTERVALS. FORM 990, PART VI, SECTION B, LINE 11 THE ENTIRE 990 FILING INCLUDING SCHEDULES AND ATTACHMENTS WAS DELIVERED ELECTRONICALLY TO ALL MEMBERS OF THE GOVERNING BOARD AS PART OF THE BACKGROUND MATERIAL FOR THE JANUARY BOARD MEETING. TIME WAS ALLOTTED ON THE MEETING AGENDA FOR THE PRESIDENT TO REVIEW SIGNIFICANT ELEMENTS OF THE 990 AND RESPOND TO ANY QUESTIONS. FORM 990, PART VI, SECTION B, LINE 12C ALL EMPLOYEES, OFFICERS, AND BOARD MEMBERS ANNUALLY SIGN CONFLICT OF INTEREST DISCLOSURE FORMS, WHICH ARE REVIEWED BY MANAGEMENT. ANY CONFLICTS ARE REVIEWED BY THE PRESIDENT AND BOARD LEADERSHIP TO DETERMINE WHAT, IF ANY, STEPS SHOULD BE TAKEN TO MANAGE THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 COMPENSATION FOR THE PRESIDENT WAS ORIGINALLY PROPOSED BY THE SEARCH COMMITTEE OF THE GOVERNING BOARD AFTER A REVIEW OF COMPARABLE SALARY DATA FROM UNITED WAY, LOCAL NONPROFITS, AND LOCAL PRIVATE SECTOR SOURCES. THE RECOMMENDATION WAS APPROVED BY THE FULL BOARD AS PART OF THE HIRING PROCESS. CURRENT COMPENSATION WAS REVIEWED AS PART OF THE PRESIDENT'S PERFORMANCE EVALUATION AND APPROVED BY THE FULL BOARD. COMPENSATION OF OTHER KEY EMPLOYEES IS PERIODICALLY REVIEWED BY THE PRESIDENT IN CONSULTATION WITH THE STANDING PERSONNEL COMMITTEE OF THE GOVERNING BOARD USING SIMILAR COMPARABILITY DATA. COMPENSATION FOR ALL EMPLOYEES IS SUBJECT TO REVIEW AS PART OF THE ANNUAL BUDGETING PROCESS. ADDITIONALLY, MONTHLY FINANCIAL REPORTS TO THE BOARD INCLUDE LINE ITEM REPORTING OF COMPENSATION TO DATE. FORM 990, PART VI, SECTION C, LINE 19 AUDITED FINANCIAL STATEMENTS AND FORM 990 ARE POSTED ON THE ORGANIZATION'S WEBSITE. FOR GOVERNING DOCUMENTS AND CONFLICT OF INTEREST AND ETHICS POLICIES, COPIES ARE PROVIDED UPON REQUEST. FORM 990, PART V, LINE 2A NUMBER OF EMPLOYEES REPORTED ON FORM W-3 THE UNITED WAY MAINTAINS A CONTRACT WITH A PAYROLL MANAGEMENT COMPANY. ALL FEDERAL AND STATE PAYROLL REPORTING IS FILED UNDER THE EIN OF THE PAYROLL MANAGEMENT COMPANY.