2015-02-16T13:53:18-06:00 2014-06-30 593204548 JAMES MOORE & CO PL 5931 NW 1ST PLACE GAINESVILLE FL 326072063 990 2013-07-01 201226494 UNIVERSITY OF FLORIDA INVESTMENT CORPORATION UNIV 3523921693 4510 NW 6TH PLACE 2ND FLOOR GAINESVILLE FL 326076111 OFFICER COO, VICE PRESIDENT 3523921693 2015-02-16 1 KEN KURDZIEL P00060407 3523781331 2015-02-16 2013 2016-02-25 16:41:14Z EDWARD KELLY 4510 NW 6TH PLACE 2ND FLOOR GAINESVILLE FL 326076111 2528977 0 X WWW.UFICO.UFL.EDU X 2004 FL THE PURPOSE OF THIS CORPORATION IS TO PROMOTE THE EDUCATIONAL PURPOSES OF THE UNIVERSITY OF FLORIDA BY PROVIDING INVESTMENT RESEARCH, ADVICE, COUNSEL AND MANAGEMENT TO AND FOR THE UNIVERSITY OF FLORIDA BOARD OF TRUSTEES, A PUBLIC BODY CORPORATE, AND SUCH AFFILIATED CORPORATIONS AS THE BOARD OF TRUSTEES OF THE UNIVERSITY OF FLORIDA MAY DESIGNATE, PROVIDED THAT SUCH ORGANIZATIONS FURTHER THE EDUCATIONAL PURPOSES OF THE UNIVERSITY OF FLORIDA AND ARE ORGANIZATIONS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS NOW IN FORCE OR HEREAFTER AMENDED. 14 9 13 0 0 0 0 0 2535043 2527042 1979 1935 0 0 2537022 2528977 0 0 0 0 2094036 1881398 0 0 0 470460 548839 2564496 2430237 -27474 98740 1707360 1899778 1171446 1265124 535914 634654 X THE PURPOSE OF THIS CORPORATION IS TO PROMOTE THE EDUCATIONAL PURPOSES OF THE UNIVERSITY OF FLORIDA BY PROVIDING INVESTMENT RESEARCH, ADVICE, COUNSEL AND MANAGEMENT TO AND FOR THE UNIVERSITY OF FLORIDA BOARD OF TRUSTEES, A PUBLIC BODY CORPORATE, AND SUCH AFFILIATED CORPORATIONS AS THE BOARD OF TRUSTEES OF THE UNIVERSITY OF FLORIDA MAY DESIGNATE, PROVIDED THAT SUCH ORGANIZATIONS FURTHER THE EDUCATIONAL PURPOSES OF THE UNIVERSITY OF FLORIDA AND ARE ORGANIZATIONS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986, AS NOW IN FORCE OR HEREAFTER AMENDED. 0 0 2032819 2527042 THE ORGANIZATION PROVIDED INVESTMENT RESEARCH, ADVICE, COUNSEL AND MANAGEMENT TO THE UNIVERSITY OF FLORIDA AND SEVEN OTHER DIRECT SUPPORT ORGANIZATIONS OF THE UNIVERSITY OF FLORIDA. DURING THE YEAR, THE ORGANIZATION MANAGED ASSETS OF $2,629,667,602 FOR THESE ORGANIZATIONS. 2032819 1 0 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 13 1 0 0 0 0 0 0 0 0 0 0 X 14 9 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X JIMMY HUMPHRIES 3522731479 4510 NW 6TH PLACE 2ND FLOOR GAINESVILLE FL 32607 S ANDREW BANKS CHAIRMAN 1.00 X 0 0 0 DAVID T BROWN BOARD MEMBER 1.00 40.00 X 0 215539 28579 ROBERT GIDEL BOARD MEMBER 1.00 X 0 0 0 THOMAS J MITCHELL BOARD MEMBER 1.00 40.00 X 0 374043 37108 ALEX SMITH BOARD MEMBER 1.00 X 0 0 0 REBECCA PATTERSON BOARD MEMBER 1.00 X 0 0 0 WILLIAM ROBINSON BOARD MEMBER 1.00 40.00 X 0 680497 43515 ERIC MANDELBLATT BOARD MEMBER 1.00 X 0 0 0 WINFRED PHILLIPS BOARD MEMBER 1.00 40.00 X 0 793846 55563 DOUG FREE BOARD MEMBER 1.00 X 0 0 0 AL PAREIRA BOARD MEMBER 1.00 X 0 0 0 WARREN TEDDER AUDIT COMMITTEE MEMBER 1.00 X 0 0 0 JAMES HEAVENER BOARD MEMBER 1.00 X 0 0 0 MATT FAJACK BOARD MEMBER 1.00 40.00 X 0 268936 35640 PETER LANDAUER EXECUTIVE VICE PRESIDENT 40.00 X 363593 0 78259 EDWARD KELLY COO, VICE PRESIDENT 40.00 X 247727 0 40508 DOUGLAS WYNKOOP CIO, PRESIDENT UNTIL SEPTEMBER 2013 40.00 X 476396 0 46465 RAKESH DAHIYA HIGHEST COMPENSATED EMPLOY 40.00 X 285675 0 45682 1373391 2332861 411319 4 0 1 0 0 MANAGEMENT FEES 541900 2527042 2527042 2527042 910 910 1025 0 1025 1025 1025 2528977 2527042 0 1935 925030 749853 175177 749251 674326 74925 126621 123633 2988 80496 72446 8050 9774 9774 20500 20500 153989 153989 655 655 13795 12416 1379 156277 140649 15628 97293 97293 7559 7559 31365 31365 20576 20576 MISC OPERATING EXPENSE 30000 30000 MEMBERSHIPS & DUES 3395 3395 SUBSCRIPTIONS 1770 1770 MEALS & ENTERTAINMENT 1528 1528 363 363 2430237 2032819 397418 0 991787 1379747 35141 31762 13577 13577 172524 162274 41615 10250 625240 464442 1707360 1899778 546206 800682 625240 464442 1171446 1265124 X 535914 634654 535914 634654 1707360 1899778 98740 0 X X 0 1 X 1 0 X X X X 0 0 0 UNIVERSITY OF FLORIDA 596002052 2 1 0 1 0 50977 48428 2549 121547 113846 7701 10250 EMPLOYEE RETIRMENT PLAN ASSETS 172748 MANAGEMENT FEE RECEIVABLE 291694 464442 DEFERRED COMPENSATION 291694 DEFERRED COMPENSATION - 457(B) PLAN 172748 464442 X 2527952 0 2527952 1025 1025 2528977 2429212 -1025 -1025 2430237 0 2430237 PART X, LINE 2: MANAGEMENT CONSIDERS THE LIKELIHOOD OF CHANGES BY TAXING AUTHORITIES IN ITS FILED INCOME TAX RETURNS AND RECOGNIZES A LIABILITY FOR OR DISCLOSES POTENTIAL SIGNIFICANT CHANGES THAT MANAGEMENT BELIEVES ARE MORE THAN LIKELY THAN NOT TO OCCUR, INCLUDING CHANGES TO UFICOS STATUS AS A NOT-FOR-PROFIT ENTITY. MANAGEMENT BELIEVES THE ORGANIZATION MET THE REQUIREMENTS TO MAINTAIN ITS TAX-EXEMPT STATUS AND HAS NO INCOME SUBJECT TO UNRELATED BUSINESS INCOME TAX, THEREFORE NO PROVISION FOR INCOME TAXES HAS BEEN PROVIDED IN THESE FINANCIAL STATEMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: GAIN ON SALE OF PROPERTY AND EQUIPMENT 1,025. PART XII, LINE 2D - OTHER ADJUSTMENTS: GAIN ON SALE OF PROPERTY AND EQUIPMENT -1,025. X X X X X 1 0 0 0 0 0 0 1 0 DAVID T BROWN BOARD MEMBER 0 158739 0 50000 0 6800 0 10230 0 18349 0 244118 0 0 THOMAS J MITCHELL BOARD MEMBER 0 330527 0 0 0 43516 0 17249 0 19859 0 411151 0 0 WILLIAM ROBINSON BOARD MEMBER 0 521612 0 150500 0 8385 0 33550 0 9965 0 724012 0 0 WINFRED PHILLIPS BOARD MEMBER 0 387344 0 0 0 406502 0 47293 0 8270 0 849409 0 0 MATT FAJACK BOARD MEMBER 0 256912 0 0 0 12024 0 16512 0 19128 0 304576 0 0 PETER LANDAUER EXECUTIVE VICE PRESIDENT 212500 0 151093 0 0 0 34486 0 43773 0 441852 0 0 0 EDWARD KELLY COO, VICE PRESIDENT 190000 0 57727 0 0 0 25813 0 14695 0 288235 0 0 0 DOUGLAS WYNKOOP CIO, PRESIDENT UNTIL SEPTEMBER 2013 270000 0 76396 0 130000 0 21005 0 25460 0 522861 0 0 0 RAKESH DAHIYA HIGHEST COMPENSATED EMPLOY 212500 0 73175 0 0 0 29767 0 15915 0 331357 0 0 0 PART I, LINE 4A DOUGLAS WYNKOOP RESIGNED FROM HIS POSITION AS CIO ON SEPTEMBER 3, 2013. HE WAS PAID A SEVERANCE OF $200,000 IN EXCHANGE FOR EXECUTING A FULL RELEASE IN FAVOR OF UFICO. PART I, LINE 7 THE ORGANIZATION HAS A DEFERRED COMPENSATION BONUS PLAN WHICH COVERS CERTAIN EMPLOYEES. UNDER THIS PLAN, A DEFERRED BONUS IS PAID WHICH INCLUDES A DISCRETIONARY COMPONENT. FORM 990, PART VI, SECTION B, LINE 11 THE ORGANIZATION'S CHIEF OPERATING OFFICER AND CONTROLLER WILL REVIEW THE FORM 990. ADDITIONALLY, THE AUDIT COMMITTEE OF THE ORGANIZATION WILL RECEIVE, REVIEW AND APPROVE THE FORM 990 AT A MEETING OF THE AUDIT COMMITTEE. THE FORM 990 IS PRESENTED TO THE ENTIRE BOARD FOR APPROVAL. FORM 990, PART VI, SECTION B, LINE 12C ALL EMPLOYEES DISCLOSE QUARTERLY TO THE CHIEF OPERATING OFFICER ANY POTENTIAL CONFLICTS OF INTEREST THROUGH SIGNED STATEMENTS. ALL BOARD MEMBERS DISCLOSE ANNUALLY TO THE CHIEF OPERATING OFFICER ANY POTENTIAL CONFLICTS OF INTEREST THROUGH SIGNED STATEMENTS. THE CHIEF OPERATING OFFICER REVIEWS THESE STATEMENTS AND ADDRESSES THEM APPROPRIATELY. THE CHIEF OPERATING OFFICER REPORTS ANY POTENTIAL CONFLICTS OF INTEREST TO THE CONTROLLER AND CONTROLLER ADDRESSES THEM APPROPRIATELY. FORM 990, PART VI, SECTION B, LINE 15 A COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS APPROVES SALARIES FOR ALL EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 FEDERAL LAW DOES NOT REQUIRE THAT SUCH DOCUMENTS BE MADE PUBLICLY AVAILABLE UNLESS THEY WERE INCLUDED ON A FORM THAT IS PUBLICLY AVAILABLE (SUCH AS FORM 1023 OR 1024). WE DO NOT MAKE OUR GOVERNING DOCUMENTS, POLICIES, OR FINANCIAL STATEMENTS DIRECTLY AVAILABLE TO THE PUBLIC. FORM 990, PART XI, LINE 2C: THE PROCESS FOR THE SELECTION AND SUPERVISION OF THE ORGANIZATION'S INDEPENDENT AUDITOR HAS REMAINED CONSISTENT WITH THE PRIOR YEAR. UFICO LLC 4510 NW 6TH PLACE 2ND FLOOR GAINESVILLE FL 32607 GENERAL PARTNER/MANAGING PARTNER FL N/A UNIVERSITY OF FLORIDA 24 TIGERT HALL GAINESVILLE FL 32611 596002052 UNIVERSITY FL 115 N/A 0 UNIVERSITY OF FLORIDA FOUNDATION INC PO BOX 14425 GAINESVILLE FL 32604 590974739 FUNDRAISING FL 501(C)(3) LINE 7 UNIVERSITY OF FLORIDA 0 UNIVERSITY ATHLETIC ASSOCIATION INC PO BOX 14485 GAINESVILLE FL 32604 596002050 COLLEGIATE ATHLETIC ASSOCIATION FL 501(C)(3) LINE 5 UNIVERSITY OF FLORIDA 0 SHANDS TEACHING HOSPITAL AND CLINICS INC PO BOX 100362 GAINESVILLE FL 32610 591493502 HOSPITAL FL 501(C)(3) LINE 3 UNIVERSITY OF FLORIDA 0 SHANDS HOSPITAL AUXILIARY INC PO BOX 100336 GAINESVILLE FL 32610 593551267 HOSPITAL SUPPORT FL 501(C)(3) LINE 11A, I SOUTHEASTERN HEALTHCARE FOUNDATION 0 UNIVERSITY OF FLORIDA COLLEGE OF NURSING FACULTY PRACTICE ASSOCIATION INC PO BOX 100197 GAINESVILLE FL 32610 593513811 EDUCATIONAL SUPPORT FL 501(C)(3) LINE 11A, I UNIVERSITY OF FLORIDA 0 FLORIDA PROTON THERAPY INSTITUTE INC 2015 JEFFERSON STREET JACKSONVILLE FL 32206 010554709 CANCER TREATMENT AND RESEARCH FL 501(C)(3) LINE 9 UNIVERSITY OF FLORIDA 0 UNIVERSITY OF FLORIDA RESEARCH FOUNDATION INC PO BOX 115500 GAINESVILLE FL 32611 592729133 RESEARCH/DEVELOPMENT FL 501(C)(3) LINE 11A, I UNIVERSITY OF FLORIDA 0 CITRUS RESEARCH AND DEVELOPMENT FOUNDATION INC 700 EXPERIMENT STATION ROAD LAKE ALFRED FL 33850 264825142 RESEARCH FL 501(C)(3) LINE 11D, III-O UNIVERSITY OF FLORIDA 0 FLORIDA PRIVATE INVESTMENTS FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277240 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA LONG TERM POOL FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277090 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA SHORT-TERM FUND LP 4510 NW 6TH PLACE GAINESVILLE FL 32607 270276790 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA GLOBAL EQUITY FUND LLC 4510 NW 6TH PLACE GAINESVILLE FL 32607 270276884 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA GLOBAL FIXED INCOME FUND LLC 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277004 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA HEDGED STRATEGIES FUND LLC 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277727 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 FLORIDA OPPORTUNISTIC FUND LLC 4510 NW 6TH PLACE GAINESVILLE FL 32607 270277160 INVESTMENT FUNDS DE UFICO LLC RELATED 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 UNIVERSITY OF FLORIDA L 500899 FAIR MARKET VALUE