2015-02-12T12:57:15-06:00 2014-06-30 390859910 BAKER TILLY VIRCHOW KRAUSE LLP 1650 MARKET STREET SUITE 4500 PHILADELPHIA PA 19103 990 2013-07-01 223265546 SERV FOUNDATION INC SERV 6094060100 20 SCOTCH ROAD THIRD FLOOR EWING NJ 08628 CAREN C JESSEMAN CFO 6094060100 2015-01-26 1 JULIUS GREEN CPA P00350393 2159720701 2013 2016-03-07 17:11:31Z CAREN C JESSEMAN 20 SCOTCH ROAD THIRD FLOOR EWING NJ 08628 1709390 0 X WWW.SERVBHS.ORG X 1993 NJ TO RAISE FUNDS IN SUPPORT OF THE SERV PROGRAMS, WHICH OPERATE THROUGH RELATED AFFILIATES. 4 3 0 3 11140 0 21768 92435 0 0 510664 542147 29717 34963 562149 669545 21481 47440 0 0 20690 20004 0 0 24591 52853 68649 95024 136093 467125 533452 4269572 4782871 15897 1959 4253675 4780912 X TO RAISE FUNDS FOR SUPPORT OF THE SERV PROGRAMS, WHICH OPERATE THROUGH THEIR AFFILIATES (SERV CENTERS OF NJ INC AND SERV ACHIEVEMENT CENTERS INC.) THESE PROGRAMS PROVIDE SOCIAL, EDUCATIONAL, RESIDENTIAL OR VOCATIONAL SERVICES TO INDIVIDUALS WITH EMOTIONAL OR MENTAL DISTURBANCE. 0 0 87759 47440 SERV FOUNDATION RAISES MONEY TO PROVIDE SCHOLARSHIPS TO CONSUMERS OFRELATED COMPANIES FOR THE PURPOSE OF ATTENDING COLLEGE, ACCREDITEDTECHNICAL OR SPECIALTY SCHOOLS. TWELVE CONSUMERS RECEIVED SCHOLARSHIPASSISTANCE DURING FISCAL YEAR 2014. SERV FOUNDATION ALSO HOLDS ARECOVERY CONFERENCE EACH YEAR. THE CONFERENCE IS OPEN TO CONSUMERS OFTHE SERV RELATED COMPANIES. THE CONFERENCE INCLUDES SPEAKERS ONVARIOUS TOPICS SUCH AS FINANCIAL LITERACY, NUTRITION, SMOKINGCESSATION, AND VARIOUS MENTAL HEALTH ISSUES. NEARLY 300 CONSUMERSATTENDED THE CONFERENCE IN 2014. 87759 1 1 0 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 1 1 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 1 0 1 X 10 0 1 0 1 1 0 0 0 0 1 1 0 0 0 0 X 4 3 0 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 NJ X PAUL MILLER CONTROLLER 6094060100 20 SCOTCH ROAD 3RD FLOOR EWING NJ 08628 GARY VAN NOSTRAND PRESIDENT/CEO 2.00 38.00 X X 0 238141 23735 WARD BAUMAN SECRETARY 5.00 X X 0 0 0 TED GOLFINOPOULOS PAST CHAIRPERSON 5.00 X 0 0 0 ANDRE CALDINI CHAIRPERSON 5.00 X X 0 0 0 KEITH HAMILTON VICE PRESIDENT 2.00 38.00 X 0 138729 20689 CAREN JESSEMAN CFO 2.00 38.00 X 0 140195 13124 0 517065 57548 0 0 1 0 0 7395 85040 32626 92435 285766 11140 274626 24127 23589 538 538 538 1229305 972924 256381 256381 256381 49967 7395 28472 21495 21495 27790 14860 12930 12930 669545 0 11140 565970 33116 33116 14324 14324 15947 13874 2073 437 380 57 2235 1944 291 1385 1205 180 2280 2280 360 313 47 3930 3930 19500 19500 3432 2986 446 1947 301 1646 11066 9628 1438 100 87 13 19041 3831 15210 MISCELLENAUOUS EXPENSES 3744 3257 487 DUES & SUBSCRIPTIONS 2889 2513 376 STAFF DEVELOPMENT 360 313 47 136093 87759 23743 24591 19676 187643 5000 336973 552417 162 676652 145686 543751 530966 1718127 1999042 1175671 1383295 475374 124346 4269572 4782871 15897 1959 15897 1959 X 4253675 4775912 5000 4253675 4780912 4269572 4782871 533452 -6215 0 X 0 1 X 1 0 X 39118 22362 57047 21768 92435 232730 39118 22362 57047 21768 92435 232730 21165 211565 51175 76069 94811 88727 309893 620675 853405 0.24790 0.25720 X THE GOVERNMENTAL AND PUBLIC SUPPORT NORMALLY RECEIVED BY THE FOUNDATION EQUALS AT LEAST 10% OF THE TOTAL SUPPORT NORMALLY RECEIVED BY THE ORGANIZATION. THE ORGANIZATION IS ORGANIZED AND OPERATED TO ATTRACT NEW AND ADDITIONAL PUBLIC OR GOVERNMENTAL SUPPORT ON A CONTINUOUS BASIS. THE ORGANIZATION SATISFIES THIS REQUIREMENT BY MAINTAINING A CONTINUOUS AND BONA FIDE PROGRAM FOR SOLICIATION OF FUNDS. THE SCOPE OF THE ORGANIZATION'S FUNDRAISING ACTIVITIES ARE REASONABLE IN LIGHT OF ITS CHARITABLE ACTIVITIES. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 187907 187907 479093 136569 342524 5652 5117 535 4000 4000 0 530966 INVESTMENT IN AHM 1383295 F 1383295 X 684026 -6215 -6215 690241 -20696 -20696 669545 156789 20696 20696 136093 0 136093 PART X, LINE 2: THE FOUNDATION ACCOUNTS FOR UNCERTAINTY IN INCOME TAXES USING A RECOGNITION THRESHOLD OF MORE-LIKELY-THAN-NOT TO BE SUSTAINED UPON EXAMINATION BY THE APPROPRIATE TAXING AUTHORITY. MEASUREMENT OF THE TAX UNCERTAINTY OCCURS IF THE RECOGNITION THRESHOLD HAS BEEN MET. MANAGEMENT DETERMINED THERE WERE NO TAX UNCERTAINTIES THAT MET THE RECOGNITION THRESHOLD IN 2014 AND 2013. THE FOUNDATION'S FEDERAL EXEMPT ORGANIZATION RETURNS ARE NO LONGER SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE FOR YEARS ENDED PRIOR TO JUNE 30, 2011. PART XI, LINE 4B - OTHER ADJUSTMENTS: RENTAL EXPENSES -23,589. GAMING EXPENSES INCLUDED IN TOTAL EXPENSES -965. FUNDRAISING EXPENSES INCLUDED IN TOTAL EXPENSES 3,858. PART XII, LINE 2D - OTHER ADJUSTMENTS: RENTAL EXPENSES 23,589. GAMING EXPENSES INCLUDED IN TOTAL EXPENSES 965. FUNDRAISING EXPENSES INCLUDED IN TOTAL EXPENSES -3,858. X X X 0 NJ VOLLEY FOR SERV 57362 7395 49967 12709 300 15463 57362 7395 49967 12709 300 15463 28472 21495 27790 13895 965 1 0.05000 27790 13895 965 14860 12930 NJ 1 0 1 0 0.30000 0.70000 PAUL MILLER CONTROLLER 20 SCOTCH ROAD EWING NJ 08628 0 0 1 SERV CENTERS OF NJ 20 SCOTCH RD EWING NJ 08628 222090976 501 (C)(3) 33116 CASH TO FINANCE NEW KITCHEN IMPROVEMENTS AT GROUP HOME 1 SCHOLARSHIP 12 14324 PART I, LINE 2: THREE TIMES A YEAR (SPRING, SUMMER AND FALL), THE SERV FOUNDATION PRESENTS SCHOLARSHIPS TO ADULT SERV CONSUMERS WHO WANT TO ATTEND OR RETURN TO SCHOOL, WHETHER IT BE A 2- OR 4-YEAR COLLEGE, VOCATIONAL, TECHNICAL, OR SPECIALTY SCHOOL, OR AN ADULT SCHOOL. THE APPLICANTS MUST HAVE EXHAUSTED ALL OTHER FORMS OF EDUCATIONAL FUNDING BEFORE SEEKING HELP FROM THE SERV FOUNDATION. ALL OF THOSE SELECTED FOR SCHOLARSHIPS THROUGHOUT THE PROGRAM'S EXISTENCE HAVE WORKED HARD TO BECOME PSYCHIATRICALLY STABLE AND SHOW POTENTIAL TO COMPLETE THEIR INTENDED COURSE OF STUDY. APPLICANTS, WHO HAVE BEEN WITH SERV FOR AT LEAST THREE (3) MONTHS AND HAVE SUCCESSFULLY GRADUATED THROUGH THE CONTINUUM OF CARE, SUBMIT A REQUEST FORM TO THEIR RESIDENTIAL PROGRAM MANAGERS AT SERV BY A DEADLINE SET BY THE FOUNDATION. THE FUNDS REQUESTED CAN INCLUDE TUITION COSTS, BOOK FEES AND/OR PUBLIC TRANSPORTATION EXPENSES. ALL FORMS ARE THEN SUBMITTED BY DEADLINE TO THE DIRECTORS OF SERV CENTERS (MENTAL HEALTH) AND SERV ACHIEVEMENT CENTERS (DEVELOPMENTAL DISABILITIES) FOR REVIEW. IF APPROVED, THE DIRECTORS FORWARD THE APPLICATIONS ALONG WITH ESSAYS WRITTEN BY THE APPLICANTS BY A DEADLINE TO THE FOUNDATION'S SCHOLARSHIP FUND COMMITTEE. THE FOUNDATION'S BOARD OF DIRECTORS REVIEWS THE APPLICATIONS AND MAY CONTACT THE DIRECTORS FOR ANY ADDITIONAL INFORMATION. THE BOARD THEN MAKES THE FINAL DECISION AND THE APPLICANTS ARE NOTIFIED BY LETTER. A CHECK FOR THE APPROVED AMOUNT IS SENT TO THE APPLICANT, RATHER THAN TO THE SCHOOL, TO PROTECT THE ANONYMITY OF THE STUDENTS' AFFILIATION WITH A BEHAVIORAL HEALTH AGENCY. SCHOLARSHIP RECIPIENTS MUST SEND RECEIPTS FOR PAID COURSEWORK AND BOOKS TO THE SCHOLARSHIP COMMITTEE AT THE CORPORATE OFFICE. ANY FUNDS NOT USED BY THE RECIPIENT (BECAUSE OF A DROPPED COURSE OR ANOTHER REASON) MUST BE RETURNED TO THE SERV FOUNDATION BY CHECK OR MONEY ORDER IMMEDIATELY. AT THE END OF THE SEMESTER, CLINICAL STAFF WHO RECOMMENDED THE AWARD RECIPIENTS MUST FORWARD A COPY OF THE STUDENTS' TRANSCRIPTS, ALONG WITH A "SCHOLARSHIP RECIPIENT FOLLOW-UP QUESTIONNAIRE" COMPLETED BY THE STUDENT, TO THE SCHOLARSHIP FUND COMMITTEE AT THE CORPORATE OFFICE. THE QUESTIONNAIRE ASKS FOR THE FINAL GRADE FOR THE COURSE, CURRENT GRADE-POINT AVERAGE (GPA), CREDITS ACCUMULATED TOWARD DEGREE, AND WHETHER THEY INTEND TO CONTINUE THEIR STUDIES THE NEXT SEMESTER. THE CORPORATE OFFICE RECORDS ALL INFORMATION ABOUT THE STUDENT AND HIS/HER EDUCATIONAL TRACK IN A DATABASE AND ANALYZES THE OUTCOME. SINCE WE BEGAN KEEPING TRACK OF GRADE POINT AVERAGES IN THE FALL 2009 SEMESTER, THE MEDIAN GPA IS 3.177. GRANTS TO ORGANIZATIONS FOR THE YEAR ENDED 6/30/2014 WERE TO A RELATED ENTITY GOVERNED BY THE SAME PARENT. 0 0 0 0 0 0 0 0 0 GARY VAN NOSTRAND PRESIDENT/CEO 0 143076 0 95065 0 0 0 20500 0 3235 0 261876 0 0 KEITH HAMILTON VICE PRESIDENT 0 103729 0 35000 0 0 0 13889 0 6800 0 159418 0 0 CAREN JESSEMAN CFO 0 105195 0 35000 0 0 0 13124 0 0 0 153319 0 0 PART I, LINE 3 A RELATED ENTITY DETERMINES THE CEO'S COMPENSATION VIA WRITTEN EMPLOYMENT CONTRACT, COMPENSATION SURVEY, AND APPROVAL BY THE BOARD. X 1 32626 STOCK MARKET PRICE 0 0 1 0 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS. FORM 990, PART V, LINE 1 FORMS 1099 ARE FILED ON BEHALF OF THE ORGANIZATION BY A RELATED ENTITY. FORM 990, PART V, LINE 2 THE ORGANIZATION HAS NO DEDICATED EMPLOYEES. THE SALARIES SHOWN ON LINE 7 OF PART IX, STATEMENT OF FUNCTIONAL EXPENSES, ARE AN ALLOCATION OF EMPLOYEE HOURS FROM INDIVIDUALS WHO ARE EMPLOYED BY OTHER ENTITIES WITHIN THE GROUP. FORM 990, PART VI, SECTION A, LINE 6 THE SOLE MEMBER OF THE CORPORATION IS SERV BEHAVIORAL HEALTH SYSTEM, INC. FORM 990, PART VI, SECTION A, LINE 7A SERV BEHAVIORAL HEALTH SYSTEM INC, THE SOLE MEMBER OF THE ORGANIZATION, ACTING THROUGH ITS BOARD OF DIRECTORS HAS THE SOLE POWER TO APPROVE THE DIRECTORS OF THE ORGANIZATION AND THE SOLE POWER TO REMOVE OFFICERS AND DIRECTORS WITH AND WITHOUT CAUSE. FORM 990, PART VI, SECTION A, LINE 7B SERV BEHAVIORAL HEALTH SYSTEMS INC, THE SOLE MEMBER OF THE ORGANIZATION, ACTING THROUGH ITS BOARD OF DIRECTORS HAS THE POWER TO DO THE FOLLOWING: APPROVE THE SELECTION OF THE CHIEF OPERATING OFFICER; AMEND THE CERTIFICATE OF INCORPORATION AND THE BY-LAWS; DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF THE ORGANIZATION; APPROVE THE ANNUAL AND ANY CAPITAL BUDGET; MERGE, CONSOLIDATE, DISSOLVE OR OTHERWISE CHANGE THE CORPORATE STRUCTURE OF THE ORGANIZATION; APPROVE ALL EXPENDITURES EXCEEDING $50,000 NOT INCLUDED IN THE APROVED BUDGET; SELECT THE ATTORNEY AND APPROVE THE CERTIFIED PUBLIC ACCOUNTANT FOR THE ORGANIZATION; APPROVE THE PURCHASE, SALE, EXCHANGE, CONVEYANCE OR LEASE FOR A TERM IN EXCESS OF THREE YEARS OF REAL ASSETS, THE BORROWING OF MONEY, THE ISSUANCE OF NOTES OR BONDS OR THE REPAYMENT THEREOF WITH INTEREST, AND THE GRANTING OF SUCH PLEDGES, MORTGAGES, OR OTHER SECURITY INTERESTS WITH RESPECT TO PROPERTY AS SHALL BE REQUIRED THEREIN UPON SUCH TERMS AND CONDITIONS AS SHALL HAVE BEEN RECOMMENDED BY THE BOARD OF DIRECTORS; REQUIRE THE CERTIFIED AUDIT OF CORPORATE FUNDS AT ANY TIME; AND AUTHORIZE ANY FUND DRIVE OR SOLICITATION OFFERS. FORM 990, PART VI, SECTION B, LINE 11 THE CHIEF FINANCIAL OFFICER WILL PERFORM AN INITIAL REVIEW. ONCE THE CFO APPROVES THE DRAFT, THE 990 IS E-MAILED TO THE FINANCE COMMITTEE AND BOARD OF DIRECTORS FOR REVIEW PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS A COMPLIANCE OFFICER WHO CONSISTENTLY MONITORS AND ENFORCES COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY. THE POLICY COVERS EMPLOYEES, CONTRACTORS AND BOARD MEMBERS. BOARD MEMBERS ARE REQUIRED TO FILL OUT ANNUAL CONFLICT OF INTEREST QUESTIONAIRES. ANY CONFLICTS ARE DETERMINED BY THE COMPLIANCE OFFICER AND THE COMPLIANCE COMMITTEE. IF A CONFLICT IS DISCOVERED, A CONFLICT MANAGEMENT PLAN IS PUT IN PLACE TO MANAGE THE CONFLICT. IF BOARD MEMBERS AND OFFICERS HAVE ANY CONFLICTS THEY ABSTAIN FROM ANY BOARD VOTES OR DECISIONS WHICH INVOLVE THE CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD ANNUALLY MEETS TO DETERMINE AND APPROVE COMPENSATION. COMPENSATION SURVEYS ARE USED TO SHOW COMPARABLE RATES IN THE AREAS SURROUNDING THE ORGANIZATION AND THEN PRESENTED TO THE BOARD. THIS PROCESS COVERS THE CEO OF THE ORGANIZATION AND DISCUSSIONS RELATING TO THE PROCESS ARE DOCUMENTED IN THE BOARD MINUTES. COMPENSATION DECISIONS FOR OTHER OFFICERS, KEY EMPLOYEES AND HIGHLY COMPENSATED EMPLOYEES ARE MADE AT MANAGEMENT'S DISCRETION. MANAGEMENT FOLLOWS A SIMILAR PROCESS TO ENSURE THAT THE COMPENSATION FOR KEY EMPLOYEES AND HIGHLY COMPENSATED EMPLOYEES ARE WITHIN FAIR MARKET RANGE FOR THE INDUSTRY. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. SERV BEHAVIORAL HEALTH SYSTEM INC 20 SCOTCH ROAD THIRD FLOOR EWING NJ 08628 223560510 THE ORGANIZATION IS A HOLDING COMPANY FOR SERV CENTERS AND OTHER RELATED ORG NJ 501(C)(3) LINE 7 N/A 0 SERV CENTERS OF NEW JERSEY INC 20 SCOTCH ROAD THIRD FLOOR EWING NJ 08628 222090976 OFFERS SOCIAL, EDUCATIONAL, RESIDENTAL, AND VOCATIONAL SERVICES NJ 501(C)(3) LINE 7 SERV BEHAVIORAL HEALTH SYSTEM INC 0 SERV PROPERTIES AND MANAGEMENT INC 20 SCOTCH ROAD THIRD FLOOR EWING NJ 08628 223265548 REAL ESTATE MANAGEMENT COMPANY FOR RELATED ORGANIZATIONS NJ 501(C)(2) LINE 7 SERV BEHAVIORAL HEALTH SYSTEM INC 0 SERV CENTERS HOUSING CORPORATION INC 20 SCOTCH ROAD THIRD FLOOR EWING NJ 08628 222284195 PROVIDES HOUSING FOR USE BY SEVERELY MENTALLY DISABLED PERSONS NJ 501(C)(3) LINE 7 SERV BEHAVIORAL HEALTH SYSTEM INC 0 SERV ACHIEVEMENT CENTERS INC 20 SCOTCH ROAD THIRD FLOOR EWING NJ 08628 222775481 PROVIDE HIGH QUALITY OF CARE AND REHABILITATION FOR PEOPLE WITH DISABILITIES NJ 501(C)(3) LINE 7 SERV BEHAVIORAL HEALTH SYSTEM INC 0 CIFA II INC 20 SCOTCH ROAD THIRD FLOOR EWING NJ 08628 223198050 GROUP HOME FOR THE DEVELOPMENTALLY DISABLED LOCATED IN PRINCETON NJ NJ 501(C)(3) LINE 7 SERV BEHAVIORAL HEALTH SYSTEM INC 0 CIFA III INC 20 SCOTCH ROAD THIRD FLOOR EWING NJ 08628 223436040 GROUP HOME FOR THE DEVELOPMENTALLY DISABLED LOCATED IN LAWRENCEVILLE NJ NJ 501(C)(3) LINE 11B, II SERV BEHAVIORAL HEALTH SYSTEM INC 0 CIFA FOUNDATION INC 20 SCOTCH ROAD THIRD FLOOR EWING NJ 08628 223264933 TO PROVIDE FINANCIAL ASSISTANCE AND SUPPORT TO RELATED ORGANIZATIONS NJ 501(C)(3) LINE 11B, II SERV BEHAVIORAL HEALTH SYSTEM INC 0 258 CUMBERLAND AVENUE INC 20 SCOTCH ROAD THIRD FLOOR EWING NJ 08628 223271130 GROUP HOME FOR THE DEVELOPMENTALLY DISABLED. NJ 501(C)(3) LINE 7 SERV BEHAVIORAL HEALTH SYSTEM INC 0 ADVANCED HEALTH MANAGEMENT LLC 20 SCOTCH ROAD THIRD FLOOR EWING NJ 08628 233470979 MANAGEMENT SERVICES NJ SERV FOUNDATION MANAGEMENT SERVICES 17790 3027134 0 11140 1 1.00000 0 1 0 1 0 0 0 0 0 1 1 1 0 1 1 1 1 0 0 SERV PROPERTIES & MANAGEMENT D 170655 FAIR VALUE