2015-02-12T10:20:08-06:00 2014-06-30 113266576 GRASSI & CO CPA'S PC 50 JERICHO QUADRANGLE JERICHO NY 11753 990 2013-07-01 133277408 ALZHEIMER'S ASSOCIATION NEW YORK CITY CHAPTER ALZH 6467442900 360 LEXINGTON AVENUE 4TH FL NEW YORK NY 10017 LOU-ELLEN BARKAN PRESIDENT AND CEO 6467442900 2015-02-10 1 DAVID ROTTKAMP P01303468 5162563500 2013 2016-03-07 17:11:31Z LOU-ELLEN BARKAN 360 LEXINGTON AVE 4TH FL NEW YORK NY 10017 10466412 0 X HTTP://WWW.ALZ.ORG/NYC/ X 1985 NY THE MISSION OF THE ALZHEIMER'S ASSOCIATION, NEW YORK CITY CHAPTER IS TO ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF RESEARCH; TO PROVIDE AND ENHANCE CARE AND SUPPORT FOR ALL AFFECTED; AND TO REDUCE THE RISK OF DEMENTIA THROUGH THE PROMOTION OF BRAIN HEALTH. 27 27 65 1277 14902 3702 6103017 6663831 223588 213429 252051 104733 -75384 -35993 6503272 6946000 343601 258357 0 0 4381916 4629343 36000 36000 1264815 3846285 3821853 8607802 8745553 -2104530 -1799553 12909242 11096131 3080190 2963638 9829052 8132493 X THE MISSION OF THE ALZHEIMER'S ASSOCIATION, NEW YORK CITY CHAPTER IS TO ELIMINATE ALZHEIMER'S DISEASE THROUGH THE ADVANCEMENT OF RESEARCH; TO PROVIDE AND ENHANCE CARE AND SUPPORT FOR ALL AFFECTED; AND TO REDUCE THE RISK OF DEMENTIA THROUGH THE PROMOTION OF BRAIN HEALTH. 0 0 1310935 79430 96121 WORKSHOPS/CONFERENCES/SEMINARS - PROVIDES A VARIETY OF EDUCATIONAL SEMINARS OFFERED IN COMMUNITIES. 549936 0 0 INFORMATION AND REFERRAL: PROVIDES SUPPORT AND INFORMATION ABOUT ALZHEIMER'S DISEASE AND RELATED DEMENTIAS, PROGRAMS AND SERVICES PROVIDED BY THE ASSOCIATION, AND COMMUNITY RESOURCES AS THEY RELATE TO ALZHEIMER'S DISEASE AND RELATED DISORDERS THROUGH A 24/7 TOLL FREE HELPLINE AS WELL AS THE WEBSITE. 832600 2820 53848 CARE CONSULTATION: IMPROVES THE AFFECTED INDIVIDUAL AND THEIR CAREGIVER'S QUALITY OF LIFE AND DECREASES THE STRESSFUL IMPACT OF ALZHEIMER'S AND DEMENTIA. CARE CONSULTANTS IDENTIFY AREAS OF NEED AND PROVIDE ASSISTANCE AND PSYCHOSOCIAL SUPPORT THROUGH EDUCATION ABOUT THE DISEASE AND SYMPTOM MANAGEMENT, PROBLEM SOLVING, PLANNING FOR FUTURE NEEDS, AND LINKAGES WITH RESOURCES, PARTICULARLY DURING TRANSITIONAL OR CRISIS SITUATIONS. 3661202 176107 63460 1)SUPPORT GROUPS: PROVIDES SUPPORT GROUPS FOR CAREGIVERS AND PERSONS WITH THE DISEASE OFFERED IN A VARIETY OF LOCATIONS TO MEET THE NEEDS OF DIVERSE COMMUNITIES.2)SAFETY SERVICES: PROVIDES NATIONWIDE PROGRAMS, SUCH AS ALZHEIMER'S ASSOCIATION MEDIC ALERT AND SAFE RETURN AND ALZHEIMER'S ASSOCIATION COMFORT ZONE, WHICH ADDRESS THE SAFETY NEEDS OF PERSONS WITH THE DISEASE AND THEIR CAREGIVERS.3)EARLY STAGE PROGRAMMING: ADDRESSES THE UNIQUE NEEDS OF INDIVIDUALS IN THE EARLY STAGES OF ALZHEIMER'S OR A RELATED DEMENTIA. CHAPTER'S ADDRESS EARLY STAGE NEEDS THROUGH EDUCATION PROGRAMS, SUPPORT GROUPS AND ENGAGEMENT OPPORTUNITIES DESIGNED TO HELP INDIVIDUALS AND FAMILIES COPE WITH THE DIAGNOSIS AND EMPOWER THEM TO MAKE DECISIONS REGARDING THEIR FUTURE AND MAKE THE MOST OF LIFE FOLLOWING THEIR DIAGNOSIS.4)RESEARCH5)ALL OTHER PROGRAM SERVICES: A)PHYSICIAN OUTREACH; MARKETING & COMMUNICATION B)RESIDENTIAL CARE; PALLIATIVE CARE C)VOLUNTEER & LEADERSHIP; PUBLIC POLICY D)SPECIAL ASSISTANCE FUND 3661202 176107 63460 6354673 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 60 0 1 65 1 1 1 0 0 0 0 1 1 0 0 0 0 X 27 27 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X X STEPHEN MAGGIO 6467442903 360 LEXINGTON AVENUE 4TH FL NEW YORK NY 10017 JEFFREY N JONES DIRECTOR 1.30 X 0 0 0 BEN JENKINS CO-CHAIRMAN 1.00 X X 0 0 0 STEPHEN P CASPER CO-CHAIRMAN 1.10 X X 0 0 0 PAULINE YEUNG-HA SECRETARY 0.30 X X 0 0 0 ARI F COHEN TREASURER 0.30 X X 0 0 0 WILLIAM M BRACHFELD DIRECTOR 0.10 X 0 0 0 JAMES CRAIGE DIRECTOR 0.30 X 0 0 0 DAN FINKE DIRECTOR 0.20 X 0 0 0 MARIANNE DZIUBA FIORE DIRECTOR 0.60 X 0 0 0 LORI OSCHER FRIEDMAN DIRECTOR 0.70 X 0 0 0 MATTHEW FURMAN DIRECTOR 0.30 X 0 0 0 DAVID GEITHNER DIRECTOR 0.30 X 0 0 0 JOHN H GERNON DIRECTOR 0.20 X 0 0 0 NATHAN HALEGUA DIRECTOR 0.40 X 0 0 0 SIMON KOOYMAN DIRECTOR 0.20 X 0 0 0 JOHN LATHAM DIRECTOR 0.80 X 0 0 0 J FRANCIS LAVELLE DIRECTOR 0.20 X 0 0 0 ELVERA BISIGNANO MCGUIRE DIRECTOR 0.10 X 0 0 0 ABRAHAM PODOLSKY DIRECTOR 0.10 X 0 0 0 ELAINE THOMAS DIRECTOR 0.40 X 0 0 0 MARK ZURACK DIRECTOR 0.20 X 0 0 0 LINDA LAGORGA DIRECTOR 0.20 X 0 0 0 GLEN VETROMILE DIRECTOR 0.80 X 0 0 0 STEVE BOXER DIRECTOR 0.00 X 0 0 0 SHARON KILMER DIRECTOR 0.30 X 0 0 0 KRISTYN NOETH DIRECTOR 0.70 X 0 0 0 CRAIG MEDWICK DIRECTOR 0.20 X 0 0 0 LOU-ELLEN BARKAN PRESIDENT & CEO 43.00 X 260546 0 44251 STEPHEN A MAGGIO VICE PRESIDENT & CFO 41.00 X 133468 0 17864 JED A LEVINE EXECUTIVE VP, DIRECTOR OF 47.00 X 173269 0 23169 CAROL BERNE SENIOR VICE PRESIDENT OF D 45.00 X 175465 0 19273 PEGGY CHU CHIEF ADMINISTRATIVE OFFIC 47.00 X 108169 0 22249 850917 0 126806 5 0 1 0 0 2069011 4594820 30949 6663831 WORKSHOPS/CONFERENCES/SEMINARS 624100 96121 96121 CARE CONSULTATION 624100 53848 53848 SAFETY SERVICES 624100 35247 35247 SUPPORT GROUPS 624100 22024 22024 6189 6189 213429 72565 72565 3246857 3214689 32168 32168 32168 368555 2069011 305723 62832 62832 REVENUE EARNED ON SHARED FUNDRAIS 900099 1545726 1545726 LESS: NATIONAL'S PORTION OF SHARE 900099 -1684810 -1684810 40259 14902 25357 -98825 6946000 213429 14902 53838 5760 5760 252597 252597 767696 385580 172603 209513 2906943 2028287 487874 390782 149499 97805 26871 24823 507766 332192 91265 84309 297439 194590 53462 49387 34150 34150 36000 36000 463970 422400 22514 19056 900456 622488 29617 248351 1339027 1078387 132330 128310 96680 67637 15309 13734 224682 222798 1884 458338 373808 42427 42103 30388 20538 5025 4825 RESEARCH PAYMENTS TO NA 172631 172631 MISCELLANEOUS 49568 29142 7762 12664 STAFF DEVELOPMENT 34459 30529 2972 958 CLIENT SERVICES 17504 17504 8745553 6354673 1126065 1264815 X 1089993 385059 0 704934 500 500 1301586 1515171 398713 967316 36689 12614 42213 37141 181506 182411 5106916 1897380 3604589 3209536 4227978 2819995 2836325 2029069 279143 322378 12909242 11096131 405219 409698 72000 96575 2602971 2457365 3080190 2963638 X 8302351 5626873 1265711 2244578 260990 261042 9829052 8132493 12909242 11096131 -1799553 102994 0 X X 0 1 X 1 0 X 3763909 11773793 7905719 6103017 6663831 36210269 3763909 11773793 7905719 6103017 6663831 36210269 36210269 152440 114363 117734 191547 72565 648649 44700 54250 14902 113852 323460 337433 347765 393912 1402570 38375340 971163 0.94360 0.94650 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: SPECIAL EVENT REVENUE - 2010 AMOUNT: $ 323,460. 2011 AMOUNT: $ 306,446. 2012 AMOUNT: $ 323,065. 2013 AMOUNT: $ 368,555. OTHER INCOME - 2011 AMOUNT: $ 30,987. 2012 AMOUNT: $ 24,700. 2013 AMOUNT: $ 25,357. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1 0 1 2999 0 0 1 177866 0 1 2064 182929 0 PART II-B, LINE 1: PAID LOBBYIST APPROACHES VARIOUS NYC COUNCILMEMBERS. EACH YEAR, CHAPTER'S STAFF AND VOLUNTEERS ATTEND PUBLIC POLICY FORUM IN WASHINGTON AND ON LOBBY DAY, A TEAM OF CHAPER'S STAFF AND VOLUNTEERS GO TO ALBANY TO LOBBY ON BEHALF OF THE ALZHEIMER'S ASSOCIATION. IN ADDITION, THE CHAPTER IS A MEMBER OF THE COALITION OF NYS ALZHEIMER'S CHAPTERS, INC., WHO CONDUCTS PUBLIC POLICY AND GRANT ACTIVITIES WITHIN NEW YORK STATE. 260990 52 261042 260946 44 260990 260808 138 260946 260545 263 260808 260267 278 260545 1.00000 0 0 4122588 1350707 2771881 984328 546673 437655 3209536 CERTIFICATES OF DEPOSIT 2029069 F 2029069 DUE TO ALZHEIMER'S ASSOCIATION - NATIONAL OFFICE 697440 ANNUITY PAYMENT OBLIGATIONS 29773 DEFERRED RENT 1730152 2457365 X 7048994 102994 102994 6946000 0 6946000 8745553 0 8745553 0 8745553 PART V, LINE 4: THE CHAPTER'S ENDOWMENT CONSISTS OF FOUR INDIVIDUAL DONOR-RESTRICTED ENDOWMENT FUNDS ESTABLISHED TO CREATE AND PROMOTE COMPREHENSIVE AND HUMANE CARE AND TREATMENT FOR PERSONS WITH ALZHEIMER'S DISEASE AND RELATED DISORDERS, AND TO PROVIDE SUPPORT FOR THEIR FAMILIES AND PROFESSIONAL CAREGIVERS. PART X, LINE 2: THE ORGANIZATION ADOPTED PROVISIONS PERTAINING TO UNCERTAIN TAX PROVISIONS AND HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. X X X X X X 1 KLO EVENTS LLC 1910 FOX HOLLOW LANE EASTON PA 18040 ALL FUND RAISING SVS-OCTOBER 2013 & 2014 WALK 0 1146398 36000 1110298 1146398 36000 1110298 NY GALA 1156528 884299 272229 124150 MARATHON 610373 606918 3455 59750 12 670665 577794 92871 121823 2437566 2069011 368555 305723 305723 62832 SCHEDULE G, PART I, LINE 2B, COLUMN (V) PAYMENTS TO KLO EVENTS WERE FOR PROFESSIONAL FUNDRAISING SERVICES ONLY AND DID NOT INCLUDE PAYMENT OF OTHER FUNDRAISING EXPENSES. 1 SAFE RETURN 1882 118835 FAIR MARKET VALUE FINANCIAL ASSISTANCE 222 79430 FAIR MARKET VALUE TRAINING STIPENDS 71 54332 FAIR MARKET VALUE FORM 990, SCHEDULE I, PART III ALL FINANCIAL ASSISTANCE, INCLUDING GRANTS AND STIPENDS, ARE REVIEWED ON A REGULAR BASIS. PAYMENTS ARE REVIEWED AND APPROVED BY THE RESPONSIBLE MANAGER(S) TO ENSURE PROPER JUSTIFICATION. THERE ARE NO INDIVIDUAL GRANTS OVER $5,000. X X X X 0 0 0 0 0 0 0 0 0 LOU-ELLEN BARKAN PRESIDENT & CEO 260546 0 0 0 0 0 13956 0 30295 0 304797 0 0 0 STEPHEN A MAGGIO VICE PRESIDENT & CFO 133468 0 0 0 0 0 6853 0 11011 0 151332 0 0 0 JED A LEVINE EXECUTIVE VP, DIRECTOR OF 173269 0 0 0 0 0 8936 0 14233 0 196438 0 0 0 CAROL BERNE SENIOR VICE PRESIDENT OF D 165465 0 10000 0 0 0 8379 0 10894 0 194738 0 0 0 X 17 4152 SELLING PRICE X 5 26797 MARKET VALUE 0 0 1 1 PART I, LINE 32B: THE ORGANIZATION USES "CAR PROGRAM, INC." TO PROCESS AND SELL VEHICLE DONATIONS. FORM 990, PART VI, SECTION A, LINE 2 ARI COHEN (DIRECTOR) AND JOHN LATHAM (DIRECTOR) HAVE A BUSINESS RELATIONSHIP. FORM 990, PART VI, SECTION A, LINE 4 THE CHAPTER REVISED ITS BYLAWS IN OCTOBER 2014 IN COMPLIANCE WITH THE NEW YORK STATE NONPROFIT REVITALIZATION ACT OF 2013. FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF FORM 990 IS DISTRIBUTED TO THE AUDIT COMMITTEE APPROXIMATELY 14 DAYS PRIOR TO THE FILING DATE FOR THEIR REVIEW AND COMMENT. THE AMENDED DRAFT IS THEN SENT TO THE FULL BOARD APPROXIMATELY 7 DAYS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C ALL BOARD MEMBER PROSPECTS MUST SIGN THE CONFLICT OF INTEREST POLICY, BEFORE THEY ARE INVITED TO JOIN THE BOARD. ADDITIONALLY, ALL CURRENT OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO SIGN THE POLICY EACH YEAR. THEY ARE ALSO REQUIRED TO DISCLOSE IMMEDIATELY ANY INTERESTS THAT COULD GIVE RISE TO CONFLICTS, SHOULD THESE OCCUR DURING THE YEAR. FORM 990, PART VI, SECTION B, LINE 15 BOARD MEMBERS WERE ASKED TO PROVIDE WRITTEN COMMENT ON THE CEO'S PERFORMANCE. THE BOARD'S COMPENSATION COMMITTEE AND THE BOARD'S CO-CHAIRS REVIEWED THE RESULTS AND ALSO REVIEWED THE DATA RELATING TO SALARIES OF CEOS OF OTHER SIMILARLY SITUATED NON-PROFIT ORGANIZATIONS. BASED ON THE FEEDBACK AND MARKET DATA, THE COMPENSATION COMMITTEE AND BOARD CO-CHAIRS DECIDED ON RECOMMENDED COMPENSATION AMOUNT FOR THE CEO FOR THE UPCOMING FISCAL YEAR. THE FULL BOARD ADOPTED THE RECOMMENDATION AFTER DISCUSSION IN AN EXECUTIVE SESSION OF THE BOARD ON JUNE 18. THE SALARIES OF KEY MANAGEMENT EMPLOYEES WERE DETERMINED THROUGH DISCUSSIONS AMONG THE CEO, THE BOARD'S CO-CHAIRS AND THE COMPENSATION COMMITTEE. FORM 990, PART VI, SECTION C, LINE 19 THE CHAPTER'S AUDITED FINANCIAL STATEMENTS ARE MADE AVAILABLE TO THE PUBLIC ON THE CHAPTER'S WEBSITE. THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED SINCE THE PRIOR YEAR. ALZHEIMER'S DISEASE & RELATED DISORDERS ASSOCIATION INC 225 NORTH MICHIGAN AVE 17TH FL CHICAGO IL 60601 133039601 UTILIZE SERVICES OF THE NATIONAL ORGANIZATION IL 501(C)(3) LINE 9 NO 0 COALITION OF NEW YORK STATE ALZHEIMER'S CHAPTERS INC 435 E HENRIETTA RD ROCHESTER NY 14620 134076596 PUBLIC POLICY ACTIVITIES NY 501(C)(3) LINE 7 NO 0 0 0 1 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 ALZHEIMER'S DISEASE & RELATED DISORDERS ASSOCIATION INC L 1684810 FAIR MARKET VALUE ALZHEIMER'S DISEASE & RELATED DISORDERS ASSOCIATION INC M 1545726 FAIR MARKET VALUE