2015-02-05T14:39:33-06:00 2014-06-30 521511275 RAFFA PC 1899 L STREET NW SUITE 900 WASHINGTON DC 20036 990 2013-07-01 520781390 AFRICAN WILDLIFE FOUNDATION INC AFRI 2029393333 1400 16TH STREET NW NO 120 WASHINGTON DC 200362249 JEFF CHRISFIELD CHIEF OPERATING OFFICER 2029393333 2015-02-05 1 FRANK H SMITH P00639053 2028225000 2015-02-05 2013 2016-02-25 16:41:14Z PATRICK BERGIN 1400 16TH STREET NW NO 120 WASHINGTON DC 200362249 42796449 0 X WWW.AWF.ORG X 1961 DC AWF WORKS TO ENSURE THE WILDLIFE AND WILD LANDS OF AFRICA WILL ENDURE FOREVER. 34 33 48 33 0 0 21999183 26722612 152091 609718 1592665 1188759 231462 236557 23975401 28757646 2743905 3673984 0 0 8180459 9292323 215728 362082 2184178 9425000 10212844 20565092 23541233 3410309 5216413 36706549 44743327 4413465 5748747 32293084 38994580 THE AFRICAN WILDLIFE FOUNDATION INC.(AWF), TOGETHER WITH THE PEOPLE OF AFRICA, WORKS TO ENSURE THE WILDLIFE AND WILD LANDS OF AFRICA WILL ENDURE FOREVER. 0 0 17758487 3673984 147708 CONSERVATION PROGRAMS: AWF PLAYS A MAJOR ROLE IN ENSURING THE CONTINUED EXISTENCE OF SOME OF AFRICA'S MOST RARE AND TREASURED SPECIES SUCH AS ELEPHANTS, MOUNTAIN GORILLAS, RHINOCEROS, LIONS, AND CHEETAHS. AT THE CORE OF AWF'S WORK IS THE BELIEF THAT INVESTING IN TRAINING AND RESOURCES FOR AFRICAN INDIVIDUALS AND INSTITUTIONS IS CRITICAL TO ACHIEVING CONSERVATION SUCCESS. THIS APPROACH HAS HELPED AWF SIGNIFICANTLY INCREASE UNDERSTANDING OF AFRICA'S ECOSYSTEMS, APPLY THIS CORE KNOWLEDGE TO REAL-LIFE CONSERVATION EFFORTS AND ULTIMATELY BRING MORE LAND UNDER IMPROVED CONSERVATION MANAGEMENT AND PROTECT MORE WILDLIFE POPULATIONS ACROSS THE AFRICAN CONTINENT.(SEE SCHEDULE O FOR CONTINUATION) 2230730 475611 EDUCATION & OUTREACH PROGRAMS: THROUGH ITS PROGRAMS, AWF EDUCATES A WIDE VARIETY OF AUDIENCES ABOUT HOW SUSTAINABLE CONSERVATION IN AFRICA MEANS UNDERSTANDING HOW PEOPLE AND WILDLIFE LIVE TOGETHER, AS WELL AS HOW THEY CLASH. AWF ALSO BRINGS TO LIGHT HOW THE WELL BEING OF LOCAL PEOPLE AFFECTS CONSERVATION EFFORTS.AWF'S MISSION COULD NOT BE ACCOMPLISHED ALONE, AND THEREFORE IT WORKS WITH PARTNERS AND SUPPORTERS AROUND THE WORLD TO MOBILIZE RESOURCES AND UNITE PEOPLE WHO ARE PASSIONATE ABOUT AFRICAN CONSERVATION. 19989217 1 1 0 0 0 1 0 0 0 1 1 0 0 0 1 1 0 1 0 1 1 1 1 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 X 18 0 1 48 1 0 1 TZ SF CG ZA UK MZ MP KE UV UG 0 0 0 0 0 0 0 0 X 34 33 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 AK AL AR AZ CA CO CT FL GA HI IL KS KY LA ME MD MA MI MN MS MO NH NJ NM NY NC ND OH OR OK PA RI SC TN UT VA WA WV WI X X JEFF CHRISFIELD 2029393333 1400 16TH STREET NW SUITE 120 WASHINGTON DC 200362249 MR DAVID E THOMSON CHAIR 4.00 X X 0 0 0 HE BENJAMIN W MKAPA VICE- CHAIR 2.00 X X 0 0 0 DR MYMA BELO-OSAGIE SECRETARY 2.00 X X 0 0 0 MS MARLEEN GROEN TREASURER 3.00 X X 0 0 0 MR ROBIN BERKELEY OBE TRUSTEE 1.00 X 0 0 0 MR PAYSON COLEMAN TRUSTEE 3.00 X 0 0 0 MS LYNN DOLNICK TRUSTEE 3.00 X 0 0 0 MS LISA FIRESTONE TRUSTEE 1.00 X 0 0 0 DR HELEN GICHOHI TRUSTEE 1.00 X 0 0 0 MR LARRY GREEN TRUSTEE 2.00 X 0 0 0 MS HEATHER STURT HAAGA TRUSTEE 3.00 X 0 0 0 MS MONA HAMILTON TRUSTEE 1.00 X 0 0 0 MS CHRISTINE F HEMRICK TRUSTEE 4.00 X 0 0 0 MR WILLIAM E JAMES TRUSTEE 1.00 X 0 0 0 MS ADRIAN M JAY TRUSTEE 2.00 X 0 0 0 HON KRISTINA M JOHNSON PHD TRUSTEE 1.00 X 0 0 0 DR STEPHEN JUELSGAARD TRUSTEE 2.00 X 0 0 0 MR RAHIM A KHAN TRUSTEE 1.00 X 0 0 0 MR ROBERT E KING TRUSTEE 3.00 X 0 0 0 MS DENISE KOOPMANS TRUSTEE 1.00 X 0 0 0 MS KRISTA KRIEGER TRUSTEE 2.00 X 0 0 0 MS SHANA LAURSEN TRUSTEE 2.00 X 0 0 0 MR CHRISTOPHER LEE TRUSTEE 3.00 X 0 0 0 MS VICTORIA LESLIE TRUSTEE 1.00 X 0 0 0 HE FESTUS G MOGAE TRUSTEE 2.00 X 0 0 0 HE RAZAN K AL MUBARAK TRUSTEE 1.00 X 0 0 0 MR WILFRED MURUNGI TRUSTEE 1.00 X 0 0 0 MS KRISTINA PERSSON TRUSTEE (UNTIL 10/2013) 1.00 X 0 0 0 MR STUART SCOTT TRUSTEE 3.00 X 0 0 0 MS AGGIE SKIRBALL TRUSTEE 1.00 X 0 0 0 MS VERONICA VAREKOVA TRUSTEE 1.00 X 0 0 0 MR WARREN WALKER TRUSTEE 2.00 X 0 0 0 MR CHARLES R WALL TRUSTEE 2.00 X 0 0 0 MS MARIA WILHELM TRUSTEE 3.00 X 0 0 0 PATRICK BERGIN CHIEF EXECUTIVE OFFICER 40.00 X X 249536 0 61449 JEFF CHRISFIELD CHIEF OPERATING OFFICER 40.00 X 178954 0 31479 CRAIG SHOLLEY VP OF PHILANTHROPY/MARKETING 40.00 X 170568 0 27996 DAUDI SUMBA VP OF PROGRAM DESIGN AND GOVERNMENT RELATIONS 40.00 X 167190 0 21687 KATHLEEN FITZGERALD VP OF CONSERVATION STRATEGY 40.00 X 138448 0 44541 KADDU SEBUNYA CHIEF OF PARTY-USAID UGANDA PROGRAM 40.00 X 135396 0 58392 TYRENE HARALSON DIRECTOR OF FINANCE 40.00 X 113500 0 26264 JOHN BUTLER DIRECTOR OF MARKETING & MEMBERSHIP 40.00 X 106764 0 21815 BRIAN MCBREARITY DIRECTOR OF ENTERPRISE 40.00 X 106150 0 25114 KURT REDENBO DIRECTOR OF FOUNDATION & CORPORATION 40.00 X 105132 0 27969 1471638 0 346706 13 0 1 0 PRODUCTION SOLUTIONS INC 1953 GALLOWS ROAD 600 VIENNA VA 22182 PRINTING AND MAILSHOP 459737 SANKY COMMUNICATIONS INC 599 11TH AVENUE 6TH FLOOR NEW YORK NY 10036 ONLINE FUNDRAISING 341033 CONSERVATION CAPITAL CONSULTING NEW CAVENDISH STREET LONDON UK DEVELOPMENT & STRATEGIC MGMT 200282 MASS DESIGN GROUP 334 BOYLSTON STREET SUITE 400 BOSTON MA 02116 DESIGN/CONSTRUCTION SERVICES 198826 ABCO CONSTRUCTION LIMITED PO BOX 1039-00502 NAIROBI KE DESIGN/CONSTRUCTION SERVICES 173586 5 11339854 15382758 1564449 26722612 SAFARI INCOME 900099 475611 475611 PROGRAM INCOME 900099 134107 134107 609718 703401 13601 689800 193474 193474 14524161 14038803 485358 485358 485358 MAILING LIST RENTAL 900099 22284 22284 INSURANCE SETTLEMENT 900009 13960 13960 OTHER INCOME 900099 4129 4129 2710 2710 43083 28757646 623319 0 1411715 1127467 1127467 2546517 2546517 1120640 919390 119292 81958 5264310 4134478 361314 768518 575125 448104 41792 85229 2065010 1636801 150865 277344 267238 211198 19989 36051 71784 54488 10708 6588 118389 21882 96507 362082 362082 241390 241390 1645898 1626788 19110 29955 17446 12509 1049703 860720 124697 64286 444833 285483 89721 69629 597412 325795 271617 1341829 1194369 17311 130149 1531957 1456330 75627 30907 11225 13366 6316 419615 283398 134213 2004 18092 7401 10091 600 DIRECT MAILING COSTS 805852 376146 213 429493 FIELD EQUIPMENT 790682 790672 0 10 VEHICLE OPERATIONS 406834 406289 545 CONSTRUCTION 336855 336855 330857 909975 -354903 -224215 23541233 19989217 1367838 2184178 X 1021005 405769 0 615236 2794946 2633387 4206694 1360847 5372938 8408982 159425 457012 741548 856294 250382 354257 542621 6006590 1848051 4389190 4158539 18595768 26429801 -710379 -1056029 802162 701491 36706549 44743327 1470599 1762532 1910151 2786095 596961 766000 435754 434120 4413465 5748747 X 23895112 26435761 6125657 9446504 2272315 3112315 32293084 38994580 36706549 44743327 5216413 1485083 0 X 0 1 X 1 1 1 X 20418220 24614325 19132189 21999183 26722612 112886529 20418220 24614325 19132189 21999183 26722612 112886529 6766956 106119573 504472 1039029 865510 851922 919159 4180092 5577 10190 11618 20675 20799 68859 117135480 1901724 0.90600 0.94290 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2009 AMOUNT: $ 5,577. 2010 AMOUNT: $ 10,190. 2011 AMOUNT: $ 11,618. 2012 AMOUNT: $ 0. 2013 AMOUNT: $ 4,129. AFRICA REV HOLDINGS - 2012 AMOUNT: $ 1,675. 2013 AMOUNT: $ 0. MERCHANDISE SALES - 2012 AMOUNT: $ 19,000. 2013 AMOUNT: $ 2,710. INSURANCE SETTLEMENT CLAIM - 2013 AMOUNT: $ 13,960. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 1 1137333 1 1 22168845 2818826 2754271 1127830 26614112 19788812 1382884 1179053 181904 22168845 15239993 4569518 424401 445100 19788812 12423622 1641519 1571398 396546 15239993 11375778 859647 188197 12423622 0.87270 0.11690 0.01040 0 0 961961 961961 2229746 162987 2066759 448489 236643 211846 1126824 775531 351293 1239570 672890 566680 4158539 DEFERRED RENT AND LEASE INCENTIVES 187421 ANNUITIES PAYABLE 84431 DEFINED COMPENSATION LIABILITY 162268 434120 X PART V, LINE 4: THE BOARD OF TRUSTEES HAS ADOPTED A SPENDING POLICY TO USE UP TO SEVEN PERCENT OF THE BEGINNING INVESTED MARKET VALUE OF THE BOARD-DESIGNATED ENDOWMENT IN CURRENT YEAR OPERATIONS, OR A LOWER AMOUNT AS AGREED THROUGH AWF'S ANNUAL BUDGETING PROCESS. THIS SPENDING POLICY TAKES INTO ACCOUNT THE BOARD OF TRUSTEE'S POLICY TO ADD UNRESTRICTED LEGACY GIFTS TO THE BOARD-DESIGNATED ENDOWMENT. AWF GENERALLY EXPECTS UNRESTRICTED LEGACY GIFTS TO MEET OR EXCEED THE REQUIRED ANNUAL SPENDING PAYOUT FROM THE BOARD-RESTRICTED ENDOWMENT, RESULTING IN NET POSITIVE CASH FLOWS TO THE FUND ON AN ANNUAL BASIS. COUPLED WITH AWF'S STATED RETURN OBJECTIVE, THE BOARD-DESIGNATED ENDOWMENT FUND IS EXPECTED TO ACHIEVE REAL GROWTH NET OF INFLATION OVER THE LONG-RUN. PART X, LINE 2: AWF PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEAR ENDED JUNE 30, 2014 AND DETERMINED THAT THERE WERE NO MATTERS THAT WOULD REQUIRE RECOGNITION OR DISCLOSURE IN THESE CONSOLIDATED FINANCIAL STATEMENTS OR WHICH MAY HAVE AN EFFECT ON THE TAX-EXEMPT STATUS OF AWF, INC. 1 SUB-SAHARAN AFRICA 0 139 EMPLOYEES 5869250 SUB-SAHARAN AFRICA 0 0 GRANTMAKING 2546517 SUB-SAHARAN AFRICA 0 0 PROGRAM SERVICES CONSERVATION PROGRAMS, EDUCATION & OUTREACH 10929427 SUB-SAHARAN AFRICA 17 0 MAINTAINING OFFICES 451724 EUROPE (INCLUDING ICELAND & GREENLAND) 1 2 EMPLOYEES 286701 18 141 0 0 18 141 20083619 0 20083619 SUB-SAHARAN AFRICA HEALTHY VILLAGE PROJECT IN MBANDAKA, DRC 12000 WIRE/EFT SUB-SAHARAN AFRICA DEVELOPMENT OF PARTICIPATORY AGROFORESTRY FOR SUSTAINABLE LAND USE 12000 WIRE/EFT SUB-SAHARAN AFRICA HABITAT LOSS-LIVELIHOODS-AGROFORESTRY 12000 WIRE/EFT SUB-SAHARAN AFRICA DEVELOPMENT OF VULNERABILITY & ADAPTATION FRAMEWORK FOR DRY LAND/SAVANNA ECOSYSTEM PROCESSES AND SERVICES 10700 WIRE/EFT SUB-SAHARAN AFRICA REPAIR AND REHABILITATION OF BOREHOLE AND WATER PUMPS 39918 WIRE/EFT SUB-SAHARAN AFRICA ANTI POACHING SUPPORT 5246 WIRE/EFT SUB-SAHARAN AFRICA DEVELOPMENT OF A STRATEGIC ENVIRONMENTAL ASSESSMENT (SEA) FOR AMBOSELI ECOSYSTEM 17115 WIRE/EFT SUB-SAHARAN AFRICA DEVELOPMENT SUPPORT OF FISH PONDS 7000 WIRE/EFT SUB-SAHARAN AFRICA WILDLIFE MONITORING OPERATIONS, CONFLICT MEDIATION & ENTERPRISE DEVELOPMENT IN THE BURUNGE WILDLIFE MANAGEMENT AREA 27447 WIRE/EFT SUB-SAHARAN AFRICA WILDLIFE MONITORING, ANTI-POACHING OPERATIONS AND SECURE HUNTING CONCESSION IN THE MAKAME WILDLIFE MANAGEMENT AREA(MWMA) 18561 WIRE/EFT SUB-SAHARAN AFRICA ENHANCING WILDLIFE MONITORING AND ANTI-POACHING OPERATIONS IN THE AMBOSELI ECOSYSTEM. 202960 WIRE/EFT SUB-SAHARAN AFRICA DEVELOPMENT OF AGRI-BUSINESS 15000 WIRE/EFT SUB-SAHARAN AFRICA DISSEMINATION OF BROODSTOCK, EDUCATION AND TRAINING IN FARMING TECHNIQUES AND ANIMAL HEALTH IN DJOLU 12000 WIRE/EFT SUB-SAHARAN AFRICA CONDUCT SOCIO-ECONOMIC SURVEY IN KILIMANJARO & SAMBURU TO GENERATE MONITORING INDICATORS FOR THESE LANDSCAPES 84012 WIRE/EFT SUB-SAHARAN AFRICA ENHANCING LIVELIHOOD THROUGH MOBILIZATION, FORMATION AND TRAINING OF VILLAGE COMMUNITY BANKS (VICOBA) 11296 WIRE/EFT SUB-SAHARAN AFRICA ELEPHANT ANTI-POACHING OPERATIONS AND SUPPORT 22667 WIRE/EFT SUB-SAHARAN AFRICA DEVELOPMENT OF FISH PONDS 7000 WIRE/EFT SUB-SAHARAN AFRICA ENGINEERING DESIGN FOR INFRASTRUCTURE AND CARRYING CAPACITY 18842 WIRE/EFT SUB-SAHARAN AFRICA COUNTER-POACHING WORK OF WILDLIFE RESERVE RANGERS IN FARO NP 9533 WIRE/EFT SUB-SAHARAN AFRICA COMMUNITY BASED TOURISM ENTERPRISE SUPPORT 14666 WIRE/EFT SUB-SAHARAN AFRICA COMMUNITY HEALTH CENTER CONSTRUCTION 22000 WIRE/EFT SUB-SAHARAN AFRICA ANTI-POACHING AWARENESS FOR RHINO HORN IN ASIA (SINGAPORE) 40000 WIRE/EFT SUB-SAHARAN AFRICA FISHERIES DEVELOPMENT IN THE LANDSCAPE MLW 24000 WIRE/EFT SUB-SAHARAN AFRICA MANYARA RANCH ANTI-POACHING AND SECURITY 124242 WIRE/EFT SUB-SAHARAN AFRICA PROTECTING MOUNTAIN GORILLAS AND THEIR HABITAT THROUGH CONSTRUCTION OF 20 HOUSEHOLD RAINWATER HARVESTING TANKS IN NYABIHU DISTRICT/RWANDA 20000 WIRE/EFT SUB-SAHARAN AFRICA AGRICULTURAL IMPROVEMENT IN CONGO 49684 WIRE/EFT SUB-SAHARAN AFRICA SUPPORT KOLO HILLS FOREST PATROLS PLAN AND OPERATIONALIZATION 7601 WIRE/EFT SUB-SAHARAN AFRICA ASSIST MERU DISTRICT PLANNING OFFICE DEVELOP LAND USE PLANS FOR NEIGHBOURING VILLAGES 5196 WIRE/EFT SUB-SAHARAN AFRICA ENVIRONMENTAL LAW SUPPORT 75122 WIRE/EFT SUB-SAHARAN AFRICA MULTIDISCIPLINARY APPROACH TO PROTECT ELEPHANTS IN THE MAKGADIGADI REGION OF BOTSWANA. 52000 WIRE/EFT SUB-SAHARAN AFRICA SUPPORTING THE DEVELOPMENT AND USE OF PROPERTY RIGHTS-BASED MECHANISMS SUCH AS CONSERVATION LEASES, ENVIRONMENTAL EASEMENTS, CONSERVANCIES 9816 WIRE/EFT SUB-SAHARAN AFRICA SUPPORT TO LOITOKTOK LIVESTOCK AND AGRIBIZ TRADE FAIR 6928 WIRE/EFT SUB-SAHARAN AFRICA DEVELOPMENT OF A STRATEGIC FOCUS FOR THE SUPPORT OF THE CONSERVANCY MOVEMENT IN KENYA 24706 WIRE/EFT SUB-SAHARAN AFRICA PROTECTED AREA INFRASTRUCTURE, CAPACITY BUILDING AND CONSERVATION LAND GRANT 125289 WIRE/EFT SUB-SAHARAN AFRICA MARA REGIONAL LION RESEARCH CONSERVATION PROJECT 25000 WIRE/EFT SUB-SAHARAN AFRICA RHINO CONSERVATION SUPPORT - KZN 26065 WIRE/EFT SUB-SAHARAN AFRICA IMPROVE WATER SPRINGS AND WATER HARVEST ACTIVITIES 15000 WIRE/EFT SUB-SAHARAN AFRICA SAVE VALLEY CONSERVANCY RHINO ANTI-POACHING SUPPORT 52250 WIRE/EFT SUB-SAHARAN AFRICA RAISING AWARENESS AND EDUCATION ON HIV/AIDS/STDS 6120 WIRE/EFT SUB-SAHARAN AFRICA ENHANCE RADIO COMMUNICATION NETWORK TO SUPPORT PATROLS AND FACILITATE AN OUTREACH PROGRAM AMONG KEY GROUPS IN KUKU & ROMBO GROUP RANCHES UNDER THE REDD+ PROJECT 15156 WIRE/EFT SUB-SAHARAN AFRICA BUILDING VIABLE NATURAL RESOURCE CONSERVATION THROUGH STRONG COMMUNITY LEADERSHIP AND GOVERNANCE 64613 WIRE/EFT SUB-SAHARAN AFRICA COMMUNITY SUPPORT TOWARDS CONSERVATION OF WILD DOGS AND OTHER SPECIES IN KIRIMUN GROUP RANCH 13962 WIRE/EFT SUB-SAHARAN AFRICA SUPPORT FOR NYANGAMBE WILDLIFE PROJECT CONSERVATION OPERATIONS 9850 WIRE/EFT SUB-SAHARAN AFRICA IMPLEMENT MARINGA LAPORI WAMBA GIS 12335 WIRE/EFT SUB-SAHARAN AFRICA SUPPORT TO NIOKOLO-KOBA FOR CONSERVATION OF CHIMPS AND ELEPHANTS 10000 WIRE/EFT SUB-SAHARAN AFRICA WILDLIFE MONITORING, ANTI-POACHING OPERATIONS IN THE RANDILEN WILDLIFE MANAGEMENT AREA (RWMA) 30725 WIRE/EFT SUB-SAHARAN AFRICA IMPLEMENTING SUSTAINABLE NATURAL RESOURCES THROUGH AFRICAN WOMEN INVOLVEMENT 33306 WIRE/EFT SUB-SAHARAN AFRICA PROCESSING OF NTFPS AND AGRICULTURAL PRODUCTS 13000 WIRE/EFT SUB-SAHARAN AFRICA BUILDING VIABLE NATURAL RESOURCE CONSERVATION THROUGH STRONG COMMUNITY LEADERSHIP AND GOVERNANCE 5623 WIRE/EFT SUB-SAHARAN AFRICA MAKERE UNIVERSITY STUDENTS SUPPORT 9300 WIRE/EFT SUB-SAHARAN AFRICA ENVIRONMENTAL EDUCATION PROJECT 7600 WIRE/EFT SUB-SAHARAN AFRICA WILDLIFE MONITORING AND ANTI-POACHING OPERATIONS AT OLTIYANI CONSERVANCY 15855 WIRE/EFT SUB-SAHARAN AFRICA SUPPORTING THE WORK OF SAVE THE RHINO TRUST'S SOUTHERN TEAM IN PROTECTING NAMIBIA'S BLACK RHINO (DICEROS BICORNIS BICORNIS) 21080 WIRE/EFT SUB-SAHARAN AFRICA SUSTAINABLE CONSERVATION APPROACHES IN PRIORITY ECOSYSTEMS 27793 WIRE/EFT SUB-SAHARAN AFRICA TRAINING, DEVELOPMENT AND IMPLEMENTATION OF CYBERTRACKER DRIVEN ECOLOGICAL MONITORING ANTI-POACHING 42424 WIRE/EFT SUB-SAHARAN AFRICA WILDLIFE SCOUTS SUPPORT 9584 WIRE/EFT SUB-SAHARAN AFRICA GRANT TO EWASO LIONS PROJECT-PREDATOR 7392 WIRE/EFT SUB-SAHARAN AFRICA SOIL CONSERVATION AND LAND USE PLANNING ACTIVITIES-KARATU DISTRICT 6886 WIRE/EFT SUB-SAHARAN AFRICA SUPPORT LIVELIHOOD GROUPS DEVELOP CONSTITUTION, LEADERS CAPACITY BUILDING, REVISE BUSINESS PLAN AND REGISTRATION 15545 WIRE/EFT SUB-SAHARAN AFRICA DEVELOPMENT OF MICRO LIVESTOCK ENTERPRISE IN BEFALE 6120 WIRE/EFT SUB-SAHARAN AFRICA ZAMBIA WILDLIFE SCOUTS TRAINING FEES 17654 WIRE/EFT SUB-SAHARAN AFRICA ECONOMIC ASSESSMENT OF LAIKIPIA NP CONSERVATION AND DEVELOPMENT 8000 WIRE/EFT SUB-SAHARAN AFRICA CARRY OUT BIOLOGICAL ASSESSMENT IN MAKAME WMA 7205 WIRE/EFT SUB-SAHARAN AFRICA PROMOTE TOURISM FOR COMMUNITY BENEFITS 21019 WIRE/EFT SUB-SAHARAN AFRICA DEVELOPMENT OF MICRO LIVESTOCK ENTERPRISE IN BEFALE 8000 WIRE/EFT SUB-SAHARAN AFRICA SUPPORT DEVELOPMENT OF STRATEGIC PLAN FOR WILDLIFE CLUBS OF KENYA 2013-2018 8513 WIRE/EFT SUB-SAHARAN AFRICA PRODUCTION OF LEGAL MANUAL FOR WILDLIFE CRIME INTRODUCTION 5811 WIRE/EFT SUB-SAHARAN AFRICA LEGAL AND ECONOMIC ASSESSMENT OF LAIKIPIA NP CONSERVATION AND DEVELOPMENT 46683 WIRE/EFT SUB-SAHARAN AFRICA COMMUNITY TOURISM INCOME DISTRIBUTION 7010 WIRE/EFT SUB-SAHARAN AFRICA COMMUNITY GUIDES TRAINING 10412 WIRE/EFT SUB-SAHARAN AFRICA PARTNER SUPPORT 76177 WIRE/EFT SUB-SAHARAN AFRICA COMMUNITY FISH FARM SUPPORT 13201 WIRE/EFT SUB-SAHARAN AFRICA MANYARA RANCH SUPPORT- VEHICLES 8855 WIRE/EFT SUB-SAHARAN AFRICA MANYARA RANCH SUPPORT -BUILDINGS 14327 WIRE/EFT SUB-SAHARAN AFRICA MANYARA RANCH SUPPORT -ICT 15437 WIRE/EFT SUB-SAHARAN AFRICA COMMUNITY LAND LEASES 69873 WIRE/EFT SUB-SAHARAN AFRICA COMMUNITY LAND LEASES 24539 WIRE/EFT SUB-SAHARAN AFRICA COMMUNITY LAND LEASES 22967 WIRE/EFT SUB-SAHARAN AFRICA MANYARA RANCH SUPPORT -SALARIES 5785 WIRE/EFT SUB-SAHARAN AFRICA COMMUNITY LAND LEASES 16716 WIRE/EFT SUB-SAHARAN AFRICA COMMUNITY LAND LEASES 30097 WIRE/EFT SUB-SAHARAN AFRICA MANYARA RANCH SUPPORT -INCOME DISTRIBUTION 7010 WIRE/EFT SUB-SAHARAN AFRICA COMMUNITY LAND LEASES 17090 WIRE/EFT SUB-SAHARAN AFRICA PARTNER SUPPORT- KIDEPO NATIONAL PARK 9645 WIRE/EFT SUB-SAHARAN AFRICA TRAINING OF EMWA SCOUTS ON ANTIPOACHING 6922 WIRE/EFT SUB-SAHARAN AFRICA MANYARA RANCH SUPPORT -FUEL SUPPLIES 6881 WIRE/EFT SUB-SAHARAN AFRICA COMMUNITY SCOUTS ANTIPOACHING SUPPORT 9749 WIRE/EFT SUB-SAHARAN AFRICA MANYARA RANCH SUPPORT -SALARIES 22181 WIRE/EFT SUB-SAHARAN AFRICA MANYARA RANCH SUPPORT -SALARIES 8668 WIRE/EFT SUB-SAHARAN AFRICA WILDLIFE CLUBS SPONSORSHIP 7500 WIRE/EFT SUB-SAHARAN AFRICA COMMUNITY CARBON REVENUE TRIAL PAYMENTS TO JUHI 62304 WIRE/EFT SUB-SAHARAN AFRICA PARTNER SUPPORT 7922 WIRE/EFT 85 7 EDUCATION EASEMENTS SUB-SAHARAN AFRICA 76 14682 EFT/CHECK COURSE ON CLIMATE CHANGE SUB-SAHARAN AFRICA 3 5956 EFT/CHECK RESEARCH GRANT SUB-SAHARAN AFRICA 1 10364 EFT/CHECK 0 0 1 0 0 0 PART I, LINE 2: AWF OCCASIONALLY WORKS WITH SUB-RECIPIENTS. IN SUCH CASES, ONLY KNOWN, VETTED ORGANIZATIONS ARE CHOSEN THAT CAN DEMONSTRATE AN ABILITY TO ACCOMPLISH THE PROGRAM OBJECTIVES. SUB-RECIPIENTS ARE OFTEN INCLUDED BY NAME IN GRANT PROPOSALS. SUB-RECIPIENTS ARE GENERALLY PROVIDED WITH ADVANCES, AND REQUIRED TO REPORT QUARTERLY. BOTH FINANCIAL AND PROGRAMMATIC REPORTS ARE REQUIRED TO BE SUBMITTED TO THE RELATED HL IMPLEMENTATION TEAMS (GENERALLY HL DIRECTOR). THE HEARTLAND FINANCE AND ADMINISTRATION OFFICER REVIEWS SUB-RECIPIENT FINANCIAL REPORTS AND FORWARD TO THE GRANT FINANCIAL MANAGER FOR A FURTHER QUALITY CONTROL. ONLY UPON THE GRANTS FINANCIAL MANAGER'S REVIEW ARE FURTHER PAYMENTS OR ADVANCES PROVIDED. GENERALLY, LARGE SUB-RECIPIENTS ARE PAID THROUGH DC, AND THUS RECEIVE THE ADDED SCRUTINY OF THE ACCOUNTING MANAGER, DIRECTOR OF FINANCE, AND/OR COO PRIOR TO DISTRIBUTION. X X X X X X 1 SANKY COMMUNICATIONS INC 599 11TH AVENUE 6TH FLOOR NEW YORK NY 10036 MANAGEMENT OF DIRECT MAIL PROGRAM 0 1842214 362082 1480132 1842214 362082 1480132 AL AK AZ AR CA CO CT DE FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY DC 1 UNIVERSITY OF MARYLAND 4101 CHESAPEAKE BOULEVARD COLLEGE PARK MD 20742 526002033 501(C)(3) 69378 SPATIAL MODELING FOR LANDSCAPE ZONING WILDAID 744 MONTGOMERY STREET SUITE 300 SAN FRANCISCO CA 94111 203644441 501(C)(3) 443283 WILDAID RHINO HORN CAMPAIGN JANE GOODALL INSTITUTE 1595 SPRING HILL ROAD VIENNA VA 22182 942474731 501(C)(3) 439678 UGANDA NATIONAL PARK CAPACITY BUILDING WILDLIFE WORKS CARBON LLC 242 REDWOOD HIGHWAY - FRONTAGE ROAD MILL VALLEY CA 94941 264138826 N/A 175128 WILDAID RHINO HORN CAMPAIGN 3 1 PART I, LINE 2: AWF OCCASIONALLY WORKS WITH SUB-RECIPIENTS. IN SUCH CASES, ONLY KNOWN, VETTED ORGANIZATIONS ARE CHOSEN THAT CAN DEMONSTRATE AN ABILITY TO ACCOMPLISH THE PROGRAM OBJECTIVES. BOTH FINANCIAL AND PROGRAMMATIC REPORTS ARE REQUIRED TO BE SUBMITTED TO THE RELATED LANDSCAPE IMPLEMENTATION TEAMS (GENERALLY LANDSCAPE DIRECTOR). THE FIELD FINANCE AND ADMINISTRATION OFFICER REVIEWS SUB-RECIPIENT FINANCIAL REPORTS AND FORWARDS THEM TO THE GRANT FINANCIAL MANAGER FOR A FURTHER QUALITY CONTROL. ONLY UPON THE GRANTS FINANCIAL MANAGER'S REVIEW ARE FURTHER PAYMENTS OR ADVANCES PROVIDED. GENERALLY, LARGE SUB-RECIPIENTS ARE PAID THROUGH DC, AND THUS RECEIVE THE ADDED SCRUTINY OF THE ACCOUNTING MANAGER, DIRECTOR OF FINANCE, AND/OR COO BEFORE DISTRIBUTION. X X X X X 0 0 0 0 0 0 0 0 0 PATRICK BERGIN CHIEF EXECUTIVE OFFICER 249536 0 0 0 0 0 42454 0 18995 0 310985 0 0 0 JEFF CHRISFIELD CHIEF OPERATING OFFICER 178954 0 0 0 0 0 17895 0 13584 0 210433 0 0 0 CRAIG SHOLLEY VP OF PHILANTHROPY/MARKETING 170568 0 0 0 0 0 17057 0 10939 0 198564 0 0 0 DAUDI SUMBA VP OF PROGRAM DESIGN AND GOVERNMENT 167190 0 0 0 0 0 16719 0 4968 0 188877 0 0 0 KATHLEEN FITZGERALD VP OF CONSERVATION STRATEGY 138448 0 0 0 0 0 13845 0 30696 0 182989 0 0 0 KADDU SEBUNYA CHIEF OF PARTY-USAID UGANDA PROGRAM 135396 0 0 0 0 0 13540 0 44852 0 193788 0 0 0 X 1 18708 FAIR MARKET VALUE X 41 1484096 FAIR MARKET VALUE X SOFTWARE 1 61645 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 DATA AND INFORMATION FOR THE FEDERAL FORM 990 ARE COMPILED BY THE FINANCE DEPARTMENT AND REVIEWED BY THE DIRECTOR OF FINANCE. UPON RECEIPT OF THE FEDERAL FORM 990 FROM AWF TAX ACCOUNTANTS, THE COMPLETED RETURN UNDERGOES A SECOND LEVEL OF REVIEW BY THE COO. CHANGES ARE COMMUNICATED TO THE TAX ACCOUNTANTS AS NECESSARY AND APPROPRIATE. THE FINAL DRAFT IS REVIEWED BY THE COO AND THE CEO BEFORE BEING PRESENTED TO THE AUDIT COMMITTEE. THEREAFTER, A COPY OF THE RETURN IS PROVIDED TO THE FULL BOARD OF TRUSTEES BEFORE FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 12C TRUSTEES AND OFFICERS RECEIVE AND SIGN A CONFLICT OF INTEREST POLICY STATEMENT UPON ELECTION TO THE BOARD OF TRUSTEES, WITH NEW FORMS COMPLETED AT LEAST ANNUALLY. IF A TRUSTEE FEELS SHE/HE MAY HAVE A POTENTIAL CONFLICT OF INTEREST WITH AWF, THESE CONCERNS ARE BROUGHT TO THE ATTENTION OF THE BOARD OF TRUSTEES' CHAIR AND/OR AUDIT COMMITTEE OF THE BOARD OF TRUSTEES' FOR DELIBERATION. ALL STAFF MEMBERS ARE REQUIRED TO SIGN A CONFLICT OF INTEREST POLICY UPON HIRING AND WITH EACH NEW CONTRACT AMENDMENT. STAFF CONCERNS REGARDING CONFLICTS OF INTEREST ARE BROUGHT TO THE HUMAN RESOURCES DEPARTMENT FOR RESEARCH WITH REVIEW BY THE CHIEF OPERATING OFFICER OR DIRECTOR OF FINANCE AND OTHER MEMBERS OF EXECUTIVE MANAGEMENT AS NECESSARY. WITH REGARD TO CONTRACT REVIEW, STAFF THAT REVIEW PURCHASES AND CONTRACTS ARE TRAINED TO QUESTION POTENTIAL CONFLICTS OF INTEREST. LOCAL FINANCE OFFICES REVIEW TRANSACTIONS UP TO $1,000, WITH ADDITIONAL SCRUTINY GIVEN TO LARGER CONTRACTS. ANY POTENTIAL CONFLICTS OF INTEREST ARE FORWARDED TO THE COO FOR REVIEW. FORM 990, PART VI, SECTION B, LINE 15 A STUDY OF COMPENSATION FOR OFFICERS AND KEY EMPLOYEES IS CONDUCTED ANNUALLY. FOR ALL OFFICERS AND KEY STAFF LOCATED WITHIN THE UNITED STATES, INFORMATION FROM COMPARABLE ORGANIZATIONS IS COLLECTED THROUGH PUBLICLY AVAILABLE FEDERAL 990 FORMS. FOR KEY EMPLOYEES LOCATED OUTSIDE THE UNITED STATES, COMPENSATION STUDIES ARE OBTAINED AS NECESSARY TO PROVIDE COMPARABLE DATA. COMPENSATION DATA IS SUMMARIZED IN A REPORT AND APPROVED FIRST BY THE BOARD COMPENSATION COMMITTEE, AND THEN BY THE FULL BOARD OF TRUSTEES EACH JANUARY. THE BOARD OF TRUSTEES SETS THE COMPENSATION FOR AWF'S CHIEF EXECUTIVE OFFICER, AND PROVIDES GUIDELINES FOR THE CEO TO SET OTHER EXECUTIVE SALARIES. FORM 990, PART VI, SECTION C, LINE 19 AWF'S GOVERNING DOCUMENTS, POLICIES, FINANCIAL STATEMENTS AND FEDERAL FORM 990 ARE AVAILABLE TO THE PUBLIC UPON REQUEST. ADDITIONALLY, COPIES OF THE FEDERAL FORM 990 AND ANNUAL REPORTS ARE MAINTAINED ON THE WEBSITE. FORM 990, PART III, LINE 4A AWF CONTINUES TO PIONEER THE USE OF COMMUNITY CONSERVATION ENTERPRISES, PROVIDE CRITICAL ASSISTANCE TO NATIONAL PARKS AND RESERVES, AND PROMOTE INTERNATIONAL COOPERATION TO PROTECT IMPORTANT SITES AND POPULATIONS THAT STRETCH ACROSS NATIONAL BOUNDARIES--DEMONSTRATING THAT WILDLIFE AND PEOPLE CAN THRIVE SIDE BY SIDE. AWF'S WORK CAN BE CATEGORIZED INTO FOUR CORE AREAS: LAND AND HABITAT CONSERVATION, WILDLIFE PROTECTION, PEOPLE: ENTERPRISE, PEOPLE: EDUCATION. AWF IS ALSO ACTIVE IN CLIMATE CHANGE ACTIVITIES AND IN POLICY DISCUSSIONS. BELOW IS A BRIEF DESCRIPTION OF AWF'S PERSPECTIVE ON EACH CATEGORY AND KEY ACHIEVEMENTS WITHIN THE LAST FISCAL YEAR. A. LAND AND HABITAT CONSERVATION: AWF'S UNIQUE LARGE-LANDSCAPE APPROACH TO CONSERVATION FOCUSES ON IDENTIFYING AFRICA'S GREAT WILD SPACES, PIECING TOGETHER PARKS, PRIVATE LANDS, AND COMMUNITY LANDS, WHICH CAN BE SECURED AS A HOME FOR WILDLIFE. HISTORICALLY, AWF WORKED TO ESTABLISH NATIONAL PARKS AND WILDLIFE RESERVES, AND TO HELP LOCAL PEOPLE ESTABLISH COMMUNITY CONSERVANCIES. AWF IS NOW SUPPORTING THE MANAGEMENT OF PARKS AND EXPLORING NEW PRIVATE LAND CONSERVATION APPROACHES, INCLUDING LIMITED LAND ACQUISITION AND NEW TYPES OF CONSERVATION LEASES, TO PROTECT CRITICAL WILDLIFE HABITAT. I. AWF TOOK OVER MANAGEMENT OF ITS FLAGSHIP MANYARA RANCH CONSERVANCY, AFTER AGREEMENTS WITH THE GOVERNING BOARD AND LOCAL COMMUNITIES THAT AWF MIGHT BE BEST EQUIPPED TO PROVIDE THE APPROPRIATE PROTECTIONS OF THIS CRITICAL WILDLIFE CORRIDOR IN TANZANIA. POACHING HAS DECLINED SIGNIFICANTLY AND AWF IS WORKING WITH AN ANTI-POACHING TEAM AND A TOURISM OPERATOR TO IMPROVE COMMUNICATIONS AND ENSURE SMOOTH OPERATIONS. II. IN SOUTHERN AFRICA, THE GENERAL MANAGEMENT PLAN OF HWANGE NATIONAL PARK EXPIRED, AND THE ZIMBABWE PARKS AND WILDLIFE MANAGEMENT AUTHORITY HAS BEEN STRUGGLING TO MAINTAIN TOURISM REVENUE TO ITS PARKS. AWF DEVELOPED A COMMERCIAL REVENUE PLAN FOR THE AUTHORITY AND IS IN THE MIDST OF CREATING A NEW MANAGEMENT PLAN FOR HWANGE. III. IN EAST AFRICA, AWF IS WORKING WITH THE ETHIOPIA WILDLIFE CONSERVATION AUTHORITY (EWCA) TO ASSIST WITH BETTER CONSERVATION PLANNING AND MANAGEMENT FOR SIMIENS MOUNTAINS NATIONAL PARK. AWF CONDUCTED A TOURISM PLAN FOR SIMIENS AND IS WORKING WITH EWCA TO IMPLEMENT. AWF IS HOPING TO ALSO DEVELOP A GRAZING STRATEGY TO MINIMIZE THE GRAZING THREAT TO THE PARK. B. WILDLIFE PROTECTION: EVEN WHERE LAND AND HABITAT HAVE BEEN SECURED, CERTAIN SPECIES FACE UNIQUE THREATS AND REQUIRE A TARGETED CONSERVATION APPROACH. POPULATIONS OF RARE AND ENDANGERED SPECIES, SUCH AS THE RHINOCEROS, GORILLA, AND ALL OF THE GREAT CATS, HAVE BEEN DIMINISHED DUE TO DISEASE AND CONFLICT WITH HUMANS BUT ALSO DUE TO THE RESURGENCE IN GLOBAL ILLEGAL WILDLIFE TRAFFICKING. AWF USES A NUMBER OF METHODS TO MONITOR AND PROTECT KEY POPULATIONS AND ENSURE THESE SPECIES SURVIVE AND THRIVE IN THEIR NATIVE HABITAT, DESPITE EXISTING TRAFFICKING THREATS. THROUGH THE NEWLY LAUNCHED EMERGENCY RESPONSE FUND, AWF IS WORKING ON PROJECTS ACROSS THREE THEMATIC AREAS: STOP THE KILLING, STOP THE TRAFFICKNIG AND STOP THE DEMAND. I. UNDER "STOP THE KILLING," AWF IS CONTINUING WORK INITIALLY BEGUN UNDER OUR SPECIES PROTECTION GRANTS, WHICH HAVE DISTRIBUTED CLOSE TO $1.5 MILLION TO PARTNERS IN WEST, CENTRAL, EAST AND SOUTHERN AFRICA TO PROTECT 20 DISTINCT POPULATIONS OF ELEPHANT, RHINO, CARNIVORES AND GREAT APES. AS AN EXAMPLE, AWF RECENTLY SIGNED AN MOU WITH A SOUTH AFRICAN NGO, EZEMVELOU KWAZULU-NATAL, TO PROVIDE INCREASED RHINO PROTECTIONS ACROSS THE ENTIRE SOUTH AFRICAN PROVINCE OF KWAZULU-NATAL. II. UNDER "STOP THE TRAFFICKING," AWF HAS CONDUCTED A NUMBER OF EDUCATIONAL WORKSHOPS IN KENYA FOR MAGISTRATES, CUSTOMS OFFICIALS, THE KENYARA REVENUE AUTHORITY AND OTHERS ON THE COUNTRY'S 2013 WILDLIFE LAW TO ENSURE THERE IS COMPLETE UNDERSTANDING OF THE STILL-NEW WILDLIFE LAW AND ENSURE THAT POACHERS THAT ARE ARRESTED RECEIVE SUITABLE CONSEQUENCES AT THE JUDICIAL LEVEL. AWF S ALSO WORKING WITH NGO PARTNERS IN KINSHASA, DEMOCRATIC REPUBLIC OF CONGO, TO TRAIN MAGISTRATES AND LOCAL AND TRADITIONAL AUTHORITIES ON THAT COUNTRY'S WILDLIFE LAWS AND TO CONDUCT JOINT MARKET INSPECTIONS TO IDENTIFY SPECIFIC TRAFFICKING ROUTES FOR BONOBO ORGANS AND ELEPHANT IVORY. III. UNDER "STOP THE DEMAND," AWF RECENTLY BEGAN ITS THIRD YEAR OF A PARTNERSHIP WITH NGO WILDAID, TO CONDUCT A DEMAND-RECUTION PUBLIC AWARENESS CAMPAIGN FOR ELEPHANT IVORY AND RHINO HORN IN ASIA. THE CAMPAIGN USES ASIAN CELEBRITIES TO URGE ASIANS TO USE IVORY AND RHINO HORN, WHICH HAS LED TO A RESURGENCE IN ELEPHANT AND RHINO POACHING IN AFRICA. CELEBRITIES WHO HAVE BEEN INVOLVED IN THE CAMPAIGN SO FAR INCLUDE YAO MING, JACKIE CHAN, DAVID BECKHAM, THE DUKE OF CAMBRIDGE, AND OTHERS. THE CAMPAIGN, WHICH STARTED IN CHINA, EXPANDED TO VIETNAM IN 2013 AND EARLY 2014. C. PEOPLE: ENTERPRISE: AWF BELIEVES THAT AFRICA'S WILDLIFE AND WILD LANDS CAN ONLY BE TRULY SECURE WHEN CONSERVATION OPERATIONS HAVE A SOUND FINANCIAL BASIS, AND WHEN ECONOMIC INCENTIVES EXIST FOR LOCAL PEOPLE TO HELP CONSERVE NATURAL SYSTEMS. OVER THE PAST SEVERAL YEARS, AWF HAS WORKED WITH PRIVATE SECTOR PARTNERS TO CREATE CUTTING-EDGE EXAMPLES OF CONSERVATION TOURISM PRODUCTS THAT INCLUDE EQUITY HOLDINGS AND OTHER INCENTIVES FOR LOCAL PEOPLE TO CONSERVE WILDLIFE AND ITS HABITAT. AWF IS CURRENTLY EXPANDING ITS EMPHASIS ON AGRICULTURE, LIVESTOCK, AND FISHERIES AS SMALL BUSINESSES THAT SUPPORT HUMAN NEEDS WHILE REDUCING RELIANCE ON THE EXPLOITATION OF WILDLIFE RESOURCES. I. IN THE CONGO LANDSCAPE, AWF'S CONGO SHIPPING PROJECT HAS BEEN MAKING BARGE TRIPS BETWEEN THE DISTANT EQUATEUR PROVINCE AND KINSHASA, DEMOCRATIC REPUBLIC OF CONGO. FARMERS PAY A NOMINAL FEE TO SHIP THEIR CROPS AND OTHER GOODS VIA THE BARGE TO URBAN MARKETS, WHERE PRICES AND SALES OPPORTUNITIES ARE GREATER. THE LATEST TRIP, WHICH JUST CONCLUDED, TRANSPORTED 650 TONS OF CROPS FROM THE REMOTE PROVINCE INTO KINSHASA. II. AFTER SEVERAL YEARS OF OPERATING AN ENTERPRISE PROGRAM AS PART OF OUR CONSERVATION EFFORTS, AWF A FEW MONTHS AGO BEGAN WORKING WITH A CONSULTANT TO DETERMINE WHAT THE CONSERVATION AND SOCIOECONOMIC IMPACTS HAVE BEEN OF THESE ENTERPRISES AND TO ENSURE THAT OUR CONSERVATION EFFORTS UNDER THIS PROGRAM ARE WORKING. THE CONSULTANT IS ASSESSING COMMUNITY OPINIONS AND RESULTS AROUND TWO LODGES ESTABLISHED BY AWF ON BEHALF OF THE COMMUNITY: NGOMA LODGE IN BOTSWANA AND SABYINYO SILVERBACK LODGE IN RWANDA. D. PEOPLE: EDUCATION: AWF WAS FOUNDED ON THE BELIEF THAT CONSERVATION EFFORTS MUST ULTIMATELY REST IN THE HANDS OF THE PEOPLE OF AFRICA WHO, WITH EDUCATIONAL SUPPORT, WILL CONSTRUCT A VIABLE PLATFORM TO CONSERVE THE CONTINENT'S WILDLIFE HERITAGE. OVER THE PAST DECADES, AWF HAS SPONSORED HUNDREDS OF YOUNG AFRICAN CONSERVATIONISTS TO STUDY WILDLIFE MANAGEMENT AND TO ACQUIRE HIGHER DEGREES IN CONSERVATION-RELATED FIELDS. BEYOND FORMAL EDUCATION, AWF WORKS TO TRAIN LOCAL PEOPLE AND BUILD THE CAPACITY OF AFRICAN INSTITUTIONS TO PROTECT AND MANAGE WILDLIFE. I. AWF CONTINUED ITS CONSERVATION MANAGEMENT TRAINING PROGRAM, WELCOMING ITS SECOND--AND, LATER, THIRD--CLASS OF CONSERVATION MANAGEMENT TRAINEES, A HIGH-LEVEL AFRICAN MANAGEMENT AND MENTORING PROGRAM FOR MASTER'S GRADUATES WHO HAVE AN INTEREST IN DEVELOPING THEIR PRACTICAL CONSERVATION KNOWLEDGE. TWO CANDIDATES, ONE FROM SOUTH AFRICA AND ONE FROM ZIMBABWE, BEGAN WITH THE PROGRAM IN AUGUST 2013 AND WERE IMMERSED IN AWF'S PROGRAMS, POLICIES AND PROJECT WORK, FIRST AT AWF HEADQUARTERS IN NAIROBI, KENYA, AND LATER IN OUR LANDSCAPES. ONE OF OUR TRAINEES IS STATIONED PRIMARILY AT OUR NAIROBI HEADQUARTERS, ASSISTING WITH OUR SPECIES PROGRAM WORK, AND ANOTHER OF OUR TRAINEES IS CURRENTLY STATIONED IN MBEYA, TANZANIA, HELPING TO LAUNCH A NEW OFFICE THERE. THE THIRD CLASS OF CONSERVATION MANAGEMENT TRAINEES, THIS TIME CONSISTING OF SIX CANDIDATES, FROM KENYA, CAMEROON AND NIGERIA, BEGAN WITH THE PROGRAM IN JULY 2014. II. AWF COMPLETED A NEW CONSERVATION SCHOOL, ILIMA, IN THE DEMOCRATIC REPUBLIC OF CONGO, WITH CLASSES STARTING AT THE BRAND-NEW SCHOOL IN SEPTEMBER 2014. AWF WILL BE COMPLETING TEACHER HOUSING THERE AND IS LOOKING INTO OPTIONS FOR CONSERVATION EDUCATION AND OTHER STUDENT AND TEACHER SUPPORT. MEANWHILE, PLANS ARE BEING DRAWN UP FOR A NEW SCHOOL IN ETHIOPIA IN THE SIMIEN MOUNTAINS. FINALLY, RENOVATIONS WILL START SOON WITH AWF'S FLAGSHIP CONSERVATION SCHOOLS, MANYARA RANCH SCHOOL IN TANZANIA AND LUPANI PRIMARY SCHOOL IN ZAMBIA. FORM 990, PART III, LINE 4A: E. CLIMATE CHANGE AND POLICY WORK: AWF AND ITS PARTNERS ACROSS AFRICA'S LANDSCAPES CAN BE SUCCESSFUL ONLY IF RELEVANT POLICIES, LAWS, REGULATIONS, AND FINANCING MECHANISMS ARE SUPPORTIVE OF CONSERVATION AND RELATED ACHIEVEMENTS. AWF WORKS WITH INDIVIDUAL AFRICAN GOVERNMENTS, PARK AGENCIES, REGIONAL BODIES, AND INTERNATIONAL FUNDING AGENCIES TO HELP DEVELOP AND PROMOTE POLICIES THAT CREATE A ROBUST ENVIRONMENT FOR CONSERVATION AND SUSTAINABLE MODELS OF ECONOMIC DEVELOPMENT. AWF HAS ARTICULATED A SPECIFIC AGENDA, WHICH IS REVISITED EACH YEAR, OF THE MOST ESSENTIAL POLICY POSITIONS THAT WE URGE GOVERNMENTS TO ADOPT TO ENSURE THAT WILDLIFE SURVIVES WHILE CONTRIBUTING TO A PROSPEROUS FUTURE FOR AFRICA. I. AWF CONDUCTED A BIODIVERSITY ASSESSMENT OF ITS REDD PROJECT IN TANZANIA. THE 10-DAY ASSESSMENT, WHICH INCLUDED PARTICIPATION FROM LOCAL FOREST SCOUTS, IS PART OF AWF'S EFFORTS TO OBTAIN REDD+ VALIDATION OF THE KOLO HILLS FORESTS IN TANZANIA, WHICH WOULD THEN ALLOW COMMUNITIES TO MAKE AN INCOME FROM CARBON SALES. AWF IS ALSO WORKING ON REDD PROJECTS IN KENYA AND THE DEMOCRATIC REPUBLIC OF CONGO, AND HAS DONE SOME CLIMATE CHANGE RELATED ASSESSMENTS OF HERBIVORE MOVEMENT IN NORTHERN TANZANIA. II. AWF PARTICIPATED IN LOCAL, NATIONAL, REGIONAL AND INTERNATIONAL CONFERENCES: AWF CONTINUED TO MAINTAIN ITS PRESENCE ON THE WORLD STAGE, ATTENDING A NUMBER OF KEY INTERNATIONAL CONFERENCES AND PARTICIPATING IN SEVERAL LOCAL, NATIONAL AND REGIONAL WORKSHOPS AND SEMINARS AS WELL. IN PARTICULAR, AWF CEO PATRICK BERGIN IN 2013 WAS APPOINTED BY THE U.S. DEPARTMENT OF THE INTERIOR TO THE ADVISORY COUNCIL FOR WILDLIFE TRAFFICKING, WHICH MET A NUMBER OF TIMES THIS PAST YEAR AND PROPOSED WAYS TO IMPLEMENT THE UNITED STATES' NATIONAL STRATEGY FOR COMBATING WILDLIFE TRAFFICKING. III. AWF IS WORKING WITH THE ASPEN INSTITUTE TO CONDUCT A SERIES OF WORKSHOPS AMONGST TRACK II AFRICAN AND CHINESE BUSINESS EXECUTIVES. THE CHINA-AFRICA DIALOG WILL CULMINATE IN A JOINT WORKSHOP NEXT YEAR AMONGST BOTH THE AFRICAN AND CHINESE PARTICIPANTS TO EXCHANGE IDEAS OF HOW TO SUSTAINABLY ADDRESS AFRICA'S ECONOMIC AND INFRASTRUCTURE DEVELOPMENT. 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