2015-01-12T12:00:31-06:00 2014-06-30 410746749 CLIFTONLARSONALLEN LLP PO BOX 2886 OSHKOSH WI 549032886 990 2013-07-01 396076856 UNIVERSITY OF WISCONSIN OSHKOSH FOUNDATION INC UNIV 9204242178 625 PEARL AVENUE OSHKOSH WI 54901 ARTHUR RATHJEN PRESIDENT 9204242178 2014-12-10 1 KIMBERLY ANDERSON CPA P00188889 9202315890 2014-12-09 2013 2016-03-07 17:11:31Z X ARTHUR RATHJEN 625 PEARL AVENUE OSHKOSH WI 54901 5932673 0 X WWW.UWOSH.EDU/FOUNDATION X 1963 WI TO BE A PROACTIVE LEADER IN HELPING SHAPE AND REFINE THE VISION OF EXCELLENCE OF THE UNIVERSITY OF WISCONSIN-OSHKOSH THROUGH: RAISING THE AWARENESS OF THE NEED FOR PRIVATE SUPPORT FOR EDUCATIONAL PRIORITIES; BUILDING RELATIONSHIPS TO CONNECT COMMUNITY RESOURCES WITH UNIVERSITY NEEDS; MEETING DONOR INTERESTS; EXPANDED RESOURCE DEVELOPMENT PROGRAMS; AND PRUDENT FISCAL RESPONSIBILITY AND ASSET MANAGEMENT IN SUPPORT OF THE UNIVERSITY COMMUNITY WITH SPECIAL EMPHASIS ON THE FACULTY/STUDENT RELATIONSHIP. 21 21 0 0 -755865 -348606 9530144 3885286 0 0 589039 894849 -11278 -666293 10107905 4113842 6108744 9394007 0 0 144410 76732 0 0 85979 783405 804233 7036559 10274972 3071346 -6161130 35563640 30679080 13147198 12331859 22416442 18347221 X TO BE A PROACTIVE LEADER IN HELPING SHAPE AND REFINE THE VISION OF EXCELLENCE OF THE UNIVERSITY OF WISCONSIN - OSHKOSH THROUGH: RAISING THE AWARENESS OF THE NEED FOR PRIVATE SUPPORT FOR EDUCATIONAL PRIORITIES; BUILDING RELATIONSHIPS TO CONNECT COMMUNITY RESOURCES WITH UNIVERSITY NEEDS; MEETING DONOR INTERESTS; EXPANDED RESOURCE DEVELOPMENT PROGRAMS; AND PRUDENT FISCAL RESPONSIBILITY AND ASSET MANAGEMENT IN SUPPORT OF THE UNIVERSITY COMMUNITY WITH SPECIAL EMPHASIS ON THE FACULTY/STUDENT RELATIONSHIP. 0 0 10002414 9394007 89011 DISBURSED PAYMENTS TO AND ON BEHALF OF THE UNIVERSITY OF WISCONSIN-OSHKOSH FOR ADVANCEMENT OF EDUCATIONAL, SCIENTIFIC, AND ATHLETIC PURPOSES. THE NEW UW-OSHKOSH ALUMNI WELCOME CENTER CONSTRUCTION WAS COMPLETED, AND THE BUILDING WAS OPENED FOR OPERATIONS. 10002414 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 0 0 0 1 49 0 1 0 0 0 0 0 0 0 0 0 0 0 X 21 21 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 1 0 WI X ARTHUR RATHJEN 9204242178 625 PEARL AVENUE OSHKOSH WI 54901 TIMOTHY C MULLOY CHAIRMAN 5.00 X X 0 0 0 WILLIAM A RAATHS VICE CHAIRMAN 5.00 X X 0 0 0 DAVID L OMACHINSKI SECRETARY/TREASURER 5.00 X X 0 0 0 THOMAS R KELL IMMEDIATE PAST CHAIRMAN 5.00 X 0 0 0 GREGORY J CLEVEN FINANCE COMMITTEE CHAIR 5.00 X 0 0 0 CRAIG C CULVER MEMBERSHIP COMMITTEE CHAIR 5.00 X 0 0 0 H GENE DRECKTRAH OUTREACH COMMITTEE CHAIR 5.00 X 0 0 0 DAVID L GEURDEN DIRECTOR 1.00 X 0 0 0 JAMES J GRYZWA DIRECTOR 1.00 X 0 0 0 THOMAS R GUYETTE DIRECTOR 1.00 X 0 0 0 NORBERT S HILL JR DIRECTOR 1.00 X 0 0 0 KAROLA JUNGBACKER DIRECTOR 1.00 X 0 0 0 ROBERT J KERRIGAN DIRECTOR 1.00 X 0 0 0 MAUREEN M LASKY DIRECTOR 1.00 X 0 0 0 ALEXA POSNY DIRECTOR 1.00 X 0 0 0 KEVIN RALOFSKY DIRECTOR 1.00 X 0 0 0 WALTER J SCOTT JR DIRECTOR 1.00 X 0 0 0 KELLY D TIGHE DIRECTOR 1.00 X 0 0 0 WAYNE A TREMBLY DIRECTOR 1.00 X 0 0 0 ELIZABETH A WYMAN DIRECTOR 1.00 X 0 0 0 ARTHUR H RATHJEN PRESIDENT 40.00 X 137938 0 54368 137938 0 54368 1 0 1 0 BIOFERM ENERGY SYSTEMS LLC 617 N SEGOE RD MADISON WI 53705 CONSTRUCTION OF BIODIGESTERS 4828762 MIRON CONSTRUCTION CO INC PO BOX 1372 GREEN BAY WI 543051372 GENERAL CONTRACTOR FOR AWCC BUILDING 4410498 ADVANTAGE PURCHASING PO BOX 509 NEENAH WI 549570509 CONTRACTOR MATERIALS FOR AWCC 1789164 3 31311 3853975 466322 3885286 641713 641713 561 0 561 561 561 2071967 1818831 253136 253136 253136 MISCELLANEOUS INCOME 900099 89011 89011 INCOME (LOSS) FROM OSHKOSH INVEST 721110 -348609 -348609 INCOME (LOSS) FROM OI MANAGEMENT 721110 -407256 -407256 -666854 4113842 89011 -755865 895410 8895309 8895309 498698 498698 76732 55372 21360 7226 633 6593 22726 22726 74230 14195 60035 12342 12342 16233 3342 12891 179541 138070 20676 20795 52918 15256 37662 14842 14842 130557 114763 5979 9815 43015 26276 127 16612 114024 114024 15703 7393 8310 SPECIAL EVENTS 104063 80824 18733 4506 DISCRETIONARY 8950 8950 MISCELLANEOUS 7863 2125 5738 10274972 10002414 186579 85979 804976 1772928 100176 100580 9358806 4092512 1562118 2266022 1042077 1208466 11358 11928 626659 75914 1200886 550745 16229309 20006653 5253934 669246 35563640 30679080 1093024 271523 5267338 0 4854451 9397155 1357300 1345464 575085 1317717 13147198 12331859 X -3813171 -6362622 11278571 8889650 14951042 15820193 22416442 18347221 35563640 30679080 X -6161130 1485028 606881 X X 0 1 X 1 0 X 2186769 2211998 4346912 9530144 3885286 22161109 2186769 2211998 4346912 9530144 3885286 22161109 3009183 19151926 360491 352009 461425 358387 642274 2174586 24335695 639732 0.78700 0.76700 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 16657925 926718 2301809 665522 19220930 13115175 2597595 1883074 937919 16657925 13224023 482817 -61217 530448 13115175 10946897 560014 2270484 553372 13224023 9793416 419471 1046620 312610 10946897 0.01000 0.82000 0.17000 1 0 63827 63827 100000 408143 21225 486918 54689 54689 0 550745 FUNDS HELD FOR OTHERS 476008 DUE TO UNIVERSITY 841709 1317717 X PART V, LINE 4: ENDOWED FUNDS ARE USED FOR UNIVERSITY STUDENT SCHOLARSHIPS AND AWARDS, ATHLETICS, ALUMNI ACTIVITIES, PROFESSORSHIPS AND PROGRAMS. PART X, LINE 2: AS A NONPROFIT ORGANIZATION, THE FOUNDATION IS EXEMPT FROM INCOME TAXES UNDER INTERNAL REVENUE CODE SECTION 501(C)(3). THE TAX-EXEMPT STATUS IS BASED UPON THE STATED PURPOSE OF THE OPERATIONS AND SUPPORTING EVIDENCE PRESENTED TO THE INTERNAL REVENUE SERVICE WITH THE APPLICATION FOR TAX-EXEMPT STATUS. SUCH STATUS IS SUBJECT TO RE-EVALUATION SHOULD THERE BE CHANGES IN OPERATION, CHARACTER, OR PURPOSE OF THE FOUNDATION. 1 UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 222000 PROVIDE SCHOLARSHIPS FOR EDUCATION OPPROTUNITIES TO UW OSHKOSH STUDENTS. UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 90503 RENOVATIONS FOR AND OPERATIONS OF THE OSHKOSH SPORTS COMPLEX AND RELATED UW-OSHKOSH ATHLETIC TEAMS. UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 9007 TO PROVIDE AWARDS AND RECOGNITIONS TO DESERVING UW-OSHKOSH STUDENTS AND ALUMNI. UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 50124 SUPPORT THE ACTIVITIES OF VARIOUS UW-OSHKOSH FACULTY AND STUDENT ORGANIZATIONS UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 8085607 BOOK CURRENT YEAR CONSTRUCTION COSTS OF THE ALUMNI WELCOME CENTER DONATION OF THE COMPLETED ALUMNI WELCOME CENTER UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 426000 FMV FOUR TRIPTYCHS BY ARTIST LEON BERKOWITZ AND TWELVE PAINTINGS BY ROBERT SWAIN PAINTINGS FOR UWO ALUMNI WELCOME & CONFERENCE CENTER. UNIVERSITY OF WISCONSIN - OSHKOSH 800 ALGOMA BLVD OSHKOSH WI 54901 391805963 501(C)(3) 12068 BOOK CLOTHING, EQUIPMENT & SUPPLIES CLOTHING DONATED FOR UWO BUSINESS SCHOOL CAREER CLOSET.EQUIPMENT AND SUPPLIES DONATED TO SUPPORT UW OSHKOSH PROGRAMS AND EVENTS. 1 0 SCHOLARSHIPS FOR UNIVERSITY OF WISCONSIN OSHKOSH STUDENTS 539 461483 AWARDS AND RECOGNITION TO OUTSTANDING UNIVERSITY OF WISCONSIN OSHKOSH STUDENTS 95 37215 PART I, LINE 2: THE FOLLOWING STEPS ARE TAKEN BY THE FOUNDATION TO INSURE THAT INDIVIDUALS OR ORGANIZATIONS RECEIVING GRANTS BOTH QUALIFY TO RECEIVE GRANT MONIES AND ARE IN THE FURTHERANCE OF CHARITABLE PROGRAMS: SELECTION COMMITTEES ARE FORMED TO REVIEW THE GRANTING PROCESS. SELECTION COMMITTEES REVIEW GRANT CANDIDATE'S APPLICABLE EDUCATIONAL OR DEMOGRAPHIC BACKGROUND FOR COMPLIANCE TO RESTRICTED FUND EXPENDITURE CRITERIA ESTABLISHED FOR THE PARTICULAR SCHOLARSHIP TO BE GRANTED. ONLY STUDENTS WHO MEET SUCH STRICT CRITERIA MAY RECEIVE GRANTS. ALL GRANT MONIES RELEASED ARE IN THE FORM OF CHECKS, WHICH ARE OFTEN MADE PAYABLE TO THE UNIVERSITY OF WISCONSIN OSHKOSH REGISTRAR AND APPLIED TOWARDS TUITION COSTS. ANY UNCLAIMED GRANTS ARE RETURNED TO THE FOUNDATION. THIS ENSURES THAT ONLY REGISTERED STUDENTS OF THE UNIVERSITY HAVE ACCESS TO THE FINANCIAL ASSISTANCE PROVIDED BY THE FOUNDATION. THE FOUNDATION'S STATED PURPOSE IS TO RELEASE FUNDS FOR THE ADVANCEMENT OF EDUCATIONAL, SCIENTIFIC, AND ATHLETIC PURPOSES. BY THIS DEFINITION, ANY PAYMENT TO A UNIVERSITY OF WISCONSIN OSHKOSH STUDENT AUTOMATICALLY QUALIFIES AS A FURTHERANCE OF THE CHARITABLE PROGRAM OF THE FOUNDATION. X 0 0 0 0 0 0 0 0 0 ARTHUR H RATHJEN PRESIDENT 137938 0 0 0 0 0 0 0 54368 0 192306 0 0 0 PART I, LINE 3 A COMPENSATION COMMITTEE IS USED AS PART OF THE PROCESS OF DETERMINING THE COMPENSATION OF THE ORGANIZATION'S PRESIDENT (CEO). THE STATE OF WISCONSIN DEPARTMENT OF EMPLOYMENT RELATIONS SETS A RANGE THAT MAY BE PAID TO THE ORGANIZATION'S PRESIDENT (CEO). A CITY OF OSHKOSH 396005563 2008-05-28 3300000 THE RENOVATION AND CONSTRUCTION OF THE OSHKOSH SPORTS COMPLEX 0 0 0 B CITY OF OSHKOSH 396005563 2013-01-18 10000000 CONSTRUCTION OF ALUMNI WELCOME CONFERENCE CENTER 0 0 0 A 2402845 3300000 50806 2290642 958552 2009 0 0 1 1 B 1500000 10000000 196388 64578 9739034 2014 0 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 A 0 0 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 0 0 A 0 B 0 X 18 426075 APPRAISAL X 3518 COST X 4 28254 STOCK VALUE X 5 275 COST X TELESCOPE 1 4000 COST X ART SUPPLIES 1 3700 COST X BRICK FOR KIL 1 500 COST 0 0 1 0 PART I, COLUMN (B): SECURITIES, FOOD INVENTORY, AND ART SUPPLIES USE NUMBER OF DONORS. ALL OTHER LINES USE NUMBER OF ITEMS. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS REVIEWED BY THE ACCOUNTANTS AND BOARD SECRETARY BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD OF DIRECTORS ARE REQUIRED TO SIGN THE CONFLICT OF INTEREST POLICY ANNUALLY. FORM 990, PART VI, SECTION B, LINE 15 THE STATE OF WISCONSIN DEPARTMENT OF EMPLOYMENT RELATIONS SETS A RANGE THAT THE EMPLOYEE MAY BE PAID CORRESPONDING TO JOB DESCRIPTION. FORM 990, PART VI, SECTION C, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS, ARE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: BOOK VS TAX INCOME FROM PARTNERSHIP 199,627. BOOK VS TAX INCOME FROM S CORP 407,254. FORM 990, PART XII, LINE 2C DESCRIPTION: THE ORGANIZATION'S OVERSIGHT AND SELECTION PROCESS HAS NOT CHANGED FROM PRIOR YEARS. 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