2016-08-15T10:19:54-05:00 2015-09-30 111986323 MARCUM LLP CITY PLACE II 185 ASYLUM STREET HARTFORD CT 06103 990 2014-10-01 061491191 TRINITY HEALTH- NEW ENGLAND INC FORMERLY SAINT FRANCIS CARE INC TRIN 8607144000 114 WOODLAND STREET HARTFORD CT 06105 JENNIFER SCHNEIDER VP FINANCE 8607144603 2016-08-12 1 DOUGLAS FARRINGTON P00370668 8607600600 2014 2016-12-15 16:53:06Z JENNIFER SCHNEIDER 114 WOODLAND STREET HARTFORD CT 06105 0 0 X WWW.STFRANCISCARE.ORG X 1995 CT HEALTHCARE 35 22 0 0 0 0 0 0 0 0 0 0 350000 0 350000 0 0 0 0 0 0 0 0 0 0 0 238381 0 238381 350000 -238381 15847219 16562041 0 0 15847219 16562041 THE MISSION OF SAINT FRANCIS CARE, INC. SHALL BE TO BENEFIT, CARRY OUT THE PURPOSES OF, AND UPHOLD, PROMOTE AND FURTHER THE WELFARE, PROGRAMS AND ACTIVITIES OF SAINT FRANCIS HOSPITAL AND MEDICAL CENTER AND OTHER SUBSIDIARIES. 0 0 238381 SUPPPORTS HEALTHCARE ORGANIZATIONS AFFILIATED WITH THE ROMAN CATHOLIC CHURCH WITHIN THE CONFINES OF THE AREA ADMINISTERED BY THE ARCHDIOCESE OF HARTFORD. 238381 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 X 35 22 1 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X X DONNA GILBERT 8607149632 114 WOODLAND STREET MS 5-103-58 HARTFORD CT 06105 REV THOMAS J BARRY JCL CHAIRMAN 1.00 1.00 X X 0 0 0 CHRISTOPHER M DADLEZ PRESIDENT & CEO, EX OFFICI 2.00 63.00 X X 0 2894865 1021627 L JEFFREY BALDWIN DIRECTOR 1.00 1.00 X 0 0 0 BARBARA J CALDERONE BSN JD SECRETARY 1.00 1.00 X X 0 0 0 SURENDRA K CHAWLA MD DIRECTOR 1.00 1.00 X 0 0 0 ROBERT M ELLIS DIRECTOR 2.00 4.00 X 0 0 0 P ANTHONY GIORGIO PHD DIRECTOR 1.00 2.00 X 0 0 0 WALTER HARRISON PHD DIRECTOR 1.00 1.00 X 0 0 0 JEFFREY S HOFFMAN DIRECTOR 1.00 1.00 X 0 0 0 PETER G KELLY JD DIRECTOR 1.00 2.00 X 0 0 0 KARL J KRAPEK DIRECTOR 1.00 2.00 X 0 0 0 SISTER DOLORES LAHR CSJ DIRECTOR 1.00 1.00 X 0 0 0 JOYCE D MANDELL DIRECTOR 1.00 1.00 X 0 0 0 JOHN J MARA MD DIRECTOR 1.00 1.00 X 0 0 0 REV MSGR JOHN J MCCARTHY DIRECTOR 1.00 1.00 X 0 0 0 DANIEL P O'CONNELL DIRECTOR/CHAIRMAN 2.00 2.00 X X 0 0 0 KEVIN J O'CONNOR DIRECTOR/VICE-CHAIRMAN 1.00 1.00 X X 0 0 0 CURTIS D ROBINSON DIRECTOR 2.00 2.00 X 0 0 0 JOHN W RODGERS MD DIRECTOR 1.00 1.00 X 0 0 0 DR GALO A RODRIGUEZ MPH DIRECTOR 1.00 1.00 X 0 0 0 JEAN-PIERRE VAN ROOY DIRECTOR 1.00 1.00 X 0 0 0 ANDREW A SADANOWICZ DIRECTOR 1.00 1.00 X 0 0 0 SUSAN J SAPPINGTON DIRECTOR 1.00 1.00 X 0 0 0 HENRY S SCHERER JR DIRECTOR 1.00 4.00 X 0 0 0 PHILIP J SCHULZ DIRECTOR 2.00 2.00 X 0 0 0 JOHN D PAPANDREA MD DIRECTOR 1.00 1.00 X 0 0 0 GEN R JOHN M WATKINS DIRECTOR 1.00 1.00 X 0 0 0 STEVEN T RUBY MD DIRECTOR/DEPT CHAIRMAN, EX 1.00 58.00 X X 0 683168 45003 ADRIENNE W COCHRANE JD DIRECTOR 1.00 1.00 X 0 0 0 ANDREW J PINKES DIRECTOR 1.00 1.00 X 0 0 0 TIMOTHY L PRETE DIRECTOR 1.00 1.00 X 0 0 0 JOSEPH J SPALLUTO DIRECTOR 1.00 1.00 X 0 0 0 PATRICK KINNEY DIRECTOR 1.00 1.00 X 0 0 0 SHERI A LEMIEUX ASSISTANT SECRETARY 1.00 55.00 X X 0 133537 19122 MURTHAPPA N PRAKASH MD DIRECTOR 2.00 1.00 X 0 21833 0 PAUL F MITCHELL DMD FORMER DIRECTOR 0.00 57.00 X 0 266484 55218 JOHN N GIAMALIS FORMER DIRECTOR 0.00 63.00 X 0 724755 54761 E MERRITT MCDONOUGH JR FORMER DIRECTOR 0.00 57.00 X 0 521116 56879 0 5245758 1252610 0 1 1 0 0 0 0 0 0 X 238381 238381 238381 238381 0 0 14847219 15800422 1000000 761619 15847219 16562041 0 0 X 15847219 16562041 15847219 16562041 15847219 16562041 X -238381 -51903 1005106 X X 0 1 X 1 0 X X 5 SAINT FRANCIS HOSPITAL & MEDICAL CENTER 060646813 3 1 0 0 ASYLUM HILL FAMILY MEDICINE CENTER 061450170 3 1 0 0 MOUNT SINAI REHABILITATION HOSPITAL 061422973 3 1 0 0 SAINT FRANCIS MEDICAL GROUP INC 061450168 3 1 0 0 SAINT FRANCIS EMERGENCY MEDICAL GROUP INC 451994612 3 1 0 0 5 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 INVESTMENT IN MOUNT SINAI REHABILITATION HOSPITAL 13252138 C INVESTMENT IN SAINT FRANCIS MEDICAL GROUP, INC. 1595081 C INVESTMENT IN SAINT FRANCIS PHYSICIAN HOSPITAL ORGANIZATION 953203 C 15800422 1 1 0 0 0 0 0 0 0 CHRISTOPHER M DADLEZ PRESIDENT & CEO, EX OFFICI 0 886803 0 696000 0 1312062 0 946067 0 75560 0 3916492 0 1312062 STEVEN T RUBY MD DIRECTOR/DEPT CHAIRMAN, EX 0 668168 0 15000 0 0 0 13464 0 31539 0 728171 0 0 SHERI A LEMIEUX ASSISTANT SECRETARY 0 133537 0 0 0 0 0 0 0 19122 0 152659 0 0 PAUL F MITCHELL DMD FORMER DIRECTOR 0 266484 0 0 0 0 0 20400 0 34818 0 321702 0 0 JOHN N GIAMALIS FORMER DIRECTOR 0 677070 0 0 0 47685 0 28024 0 26737 0 779516 0 0 E MERRITT MCDONOUGH JR FORMER DIRECTOR 0 424216 0 0 0 96900 0 28503 0 28376 0 577995 0 0 PART I, LINES 4A-B JOHN GIAMALIS RECEIVED A SEVERANCE PAYMENT OF $47,685. E. MERRITT MCDONOUGH, JR. RECEIVED A SEVERANCE PAYMENT OF $96,900. CHRISTOPHER DADLEZ PARTICIPATED IN A SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN DURING THE YEAR WITH AN ESTIMATED BENEFIT OF $927,000. PART I, LINE 3: SAINT FRANCIS CARE, INC. RELIED ON SAINT FRANCIS HOSPITAL TO ESTABLISH THE COMPENSATION OF ITS CEO USING THE FOLLOWING: - COMPENSATION COMMITTEE - INDEPENDENT COMPENSATION CONSULTANT - WRITTEN EMPLOYMENT CONTRACT - COMPENSATION SURVEY OR STUDY - APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE FORM 990, PART VI, SECTION A, LINE 2 P. ANTHONY GIORGIO, PHD (DIRECTOR) AND KARL KRAPEK (DIRECTOR) ARE BOTH 50% PARTNERS IN KEYSTONE CONSULTING, LLC, A RESIDENTIAL AND COMMERCIAL REAL ESTATE DEVELOPER, DORSET CROSSING LLC AND 103 WOODLAND, LLC (COMMERCIAL AND RENTAL REAL ESTATE). SAINT FRANCIS CARE HAS NO TRANSACTIONS WITH THIS LLC. SAINT FRANCIS HOSPITAL & MEDICAL CENTER, INC. RENTS SPACE AT OUR SIMSBURY ACCESS CENTER AND OUR HARTFORD INFORMATION TECHNOLOGY AND FINANCE CENTER LOCATION FROM THESE LLCS. FORM 990, PART VI, SECTION A, LINE 2 PHILIP SCHULZ (DIRECTOR) RECEIVES A FIXED PENSION PAYMENT FROM PRICEWATERHOUSE COOPERS, A PORTION OF WHICH IS UNFUNDED. PWC PERFORMS CONSULTING SERVICES FOR SAINT FRANCIS HOSPITAL & MEDICAL CENTER. ALL TRANSACTIONS ARE PERFORMED AT ARM'S LENGTH AND FAIR MARKET TERMS. FORM 990, PART VI, SECTION B, LINE 11 THE FINANCE COMMITTEE OF TRINITY HEALTH-NEW ENGLAND,INC. (FORMERLY KNOWN AS SAINT FRANCIS CARE, INC.) HAS THE RESPONSIBILITY FOR OVERSEEING THE REVIEW OF THE FORM 990 INCLUDING ENSURING APPROPRIATE DIRECTORS AND MANAGEMENT PERSONNEL HAVE REVIEWED, ANY ISSUES ARE COMMUNICATED TO THE COMMITTEE AND FORM 990S ARE AVAILABLE TO THE BOARD OF DIRECTORS. THE FORM 990 IS AVAILABLE ON THE BOARD'S INTERNAL SECURE WEB PORTAL. FORM 990, PART VI, SECTION B, LINE 12C THE POLICY INCLUDES AN OBLIGATION OF EACH BOARD MEMBER TO ANNUALLY DISCLOSE ALL MATERIAL FACTS AND RELATIONSHIPS AND REFRAIN FROM VOTING ON ANY MATTER WHEN THERE IS A CONFLICT OF INTEREST. THE GOVERNANCE AND NOMINATIONS COMMITTEE REVIEWS THE RESULTS OF THESE SUBMISSIONS ANNUALLY FOR COMPLIANCE WITH GOVERNANCE POLICIES. FORM 990, PART VI, SECTION B, LINE 15 REFER TO PART III OF SCHEDULE J FOR THE PROCESS. FORM 990, PART VI, SECTION C, LINE 19 A LINK ON THE SAINT FRANCIS WEBSITE HAS BEEN ESTABLISHED FOR INDIVIDUALS TO REQUEST GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, FORM 990 AND FINANCIAL STATEMENTS. FORM 990, PART IX, LINE 11G CONSULTING FEES: PROGRAM SERVICE EXPENSES 238,381. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 238,381. FORM 990, PART XI, LINE 9: TRANSFER FROM SFH&MC 14,005,106. TRANSFER FROM MOUNT SINAI REHABILITATION HOSPITAL 10,000,000. TRANSFER TO SAINT FRANCIS MEDICAL GROUP -23,000,000. FORM 990, PART XI, LINE 2C THE BOARD OF DIRECTORS HAS DELEGATED ITS OVERSIGHT RESPONSIBILITY OF THE AUDIT OF THE ORGANIZATION'S FINANCIAL STATEMENTS TO THE SAINT FRANCIS HOSPITAL AND MEDICAL CENTER AUDIT & CORPORATE COMPLIANCE COMMITTEE. 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