2016-08-10T09:56:06-05:00 2015-12-31 521855942 Tate and Tryon 2021 L Street NW Suite 400 Washington DC 20036 990 2015-01-01 530259837 Small Business Investor Alliance Inc SMAL 2026285055 1100 h STREET NW No 1200 WASHINGTON DC 20005 Brett T Palmer President 2026285055 2016-08-10 1 Jeffrey Quigley P01964001 2022932200 2015 2016-12-15 16:53:06Z SBIA Brett T Palmer 1100 h STREET NW No 1200 WASHINGTON DC 20005 3032257 0 X WWW.SBIA.ORG X 1958 DE PROMOTE, THROUGH COOPERATIVE EFFORT, FUNDS INVESTING IN DOMESTIC SMALL BUSINESS. 32 31 12 31 388500 221294 0 0 2602106 2707448 5 809 106700 324000 2708811 3032257 0 0 0 0 869459 1048981 0 0 0 1631296 2109972 2500755 3158953 208056 -126696 1758799 1941599 635378 944874 1123421 996725 Promote, through cooperative effort, funds investing in domestic small business. 0 0 PROVIDED A FORUM FOR SMALL BUSINESS investors to communicate with their government regarding impediments to investing and economic growth. PROMOTED EDUCATION AND information on topics related to small business investing. PROVIDED MEETING PLANNING AND PRODUCTION TO FACILITATE NETWORKING AND EDUCATION FOR MEMBERS. 0 0 0 1 0 0 0 0 0 1 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 19 0 1 12 1 1 1 0 0 0 1 1 0 X 32 31 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 0 1 1 1 0 X The Association 2026285055 1100 H Street NW Suite 610 Washington DC 20005 JD White Chair 2.00 0.00 X X 0 0 0 Jeri Harman Chair-elect 2.00 2.00 X X 0 0 0 Carolyn Galiette Vice Chair 2.00 2.00 X X 0 0 0 Curtis Hartman Secretary 2.00 2.00 X X 0 0 0 Faraz Abbasi Treasurer 2.00 0.00 X X 0 0 0 Michael Blackburn Immed. Past Chair 2.00 0.00 X X 0 0 0 Charles McCusker Immed. Past Chair (Thru 10/15) 2.00 0.00 X X 0 0 0 Brett Palmer president 18.75 18.75 X X 234366 234366 38550 Marilyn Adler Board of Governors 2.00 0.00 X 0 0 0 Tom Aronson Board of Governors 2.00 0.00 X 0 0 0 Tom Danis Board of Governors 2.00 0.00 X 0 0 0 Rodger Davis Board of Governors 2.00 0.00 X 0 0 0 Doug England Board of Governors 2.00 0.00 X 0 0 0 Greg Foy Board of Governors 2.00 0.00 X 0 0 0 Trevoir Gregg Board of Governors 2.00 0.00 X 0 0 0 Lars Hens Board of Governors 2.00 0.00 X 0 0 0 Brett Hickey Board of Governors 2.00 0.00 X 0 0 0 Steve Hobman Board of Governors 2.00 0.00 X 0 0 0 Matt HoganBruen Board of Governors 2.00 0.00 X 0 0 0 Jeffrey Holland Board of Governors 2.00 0.00 X 0 0 0 Peter Huff Board of Governors 2.00 0.00 X 0 0 0 Carl Jenkins Board of Governors 2.00 0.00 X 0 0 0 michael kell Board of Governors 2.00 0.00 X 0 0 0 Carl Kopfinger Board of Governors 2.00 0.00 X 0 0 0 allen Moseley Board of Governors 2.00 0.00 X 0 0 0 Michael Painter Board of Governors 2.00 0.00 X 0 0 0 Tim Rafalovich Board of Governors 2.00 0.00 X 0 0 0 JEFFREY STEVENSON Board of Governors 2.00 0.00 X 0 0 0 brad triebsch Board of Governors 2.00 0.00 X 0 0 0 Jeffrey walters Board of Governors 2.00 0.00 X 0 0 0 Peter Washington Board of Governors 2.00 0.00 X 0 0 0 Spalding White Jr Board of Governors 2.00 0.00 X 0 0 0 JONATHAN WILSON Board of Governors 2.00 0.00 X 0 0 0 Joe Alala Board of Governors (Thru 10/15) 2.00 0.00 X 0 0 0 Francis Cazayoux Board of Governors (Thru 10/15) 2.00 0.00 X 0 0 0 Gayle Hughes Board of Governors (Thru 10/15) 2.00 0.00 X 0 0 0 David Morris Board of Governors (Thru 10/15) 2.00 0.00 X 0 0 0 JAMES RICH Board of Governors (Thru 10/15) 2.00 0.00 X 0 0 0 Kacy Rozelle Board of Governors (Thru 10/15) 2.00 0.00 X 0 0 0 chris walters Sr Dir, Govt /Reg Affairs 37.50 0.00 X 175262 0 22688 Lisa Slaydon Sr Dir, Mkt/Events 37.50 0.00 X 118008 0 9824 527636 234366 71062 3 0 1 0 Holland & Knight 800 17th Street NW suite 1100 washington DC 20006 legal services 141775 1 MEETINGS and Events 900099 1401397 1401397 Membership dues 900099 1217551 1217551 Advertising 541800 88500 88500 2707448 809 809 20000 0 20000 20000 20000 4000 0 4000 4000 SBIC Funding Corp 561000 300000 300000 300000 3032257 2618948 388500 24809 X 453127 476973 22648 34227 62006 201 70772 120000 390997 7710 101374 47936 130934 113360 832645 5986 15748 UBI 77453 Dues and subscriptions 72718 bank charges 48427 miscellaneous 26503 47208 3158953 141 141 873129 1058097 41287 19779 175231 167990 230516 192809 11910 37707 657101 657885 1758799 1941599 71844 242805 563534 643268 0 58801 635378 944874 X 1123421 996725 1123421 996725 1758799 1941599 -126696 0 X X 0 1 X 1 0 SBIA PAC 1100 H Street NW 610 Washington DC 20005 0 175175 0 0 1 1217686 261072 -389367 -128295 304422 -432717 230516 192809 37707 37707 Money Market Funds 657885 F 657885 Deferred Rent 58801 58801 3032257 0 3032257 0 3032257 3158953 0 3158953 0 3158953 X X X X X 0 0 0 Brett Palmer president 216750 216750 17466 17466 150 150 5300 5300 14640 14640 254306 254306 0 0 chris walters Sr Dir, Govt /Reg Affairs 160014 0 15000 0 248 0 7001 0 16558 0 198821 0 0 0 Form 990, Part VI, Section A, line 6 The Alliance shall have three classes of members: voting members, associate voting members and non-voting members. Form 990, Part VI, Section A, line 7a At the annual meeting, the members shall elect the Board of Governors. Form 990, Part VI, Section B, line 11 The organization assembles required information and reviews the 990 return alongside the financial statements in a special meeting of the audit committee. Form 990, Part VI, Section B, line 12c Board members are required to disclose any conflicts of interest annually at the board meeting. Form 990, Part VI, Section B, line 15 THE CEO'S COMPENSATION IS REVIEWED ANNUALLY BY THE COMPENSATION COMMITTEE. THE COMPENSATION COMMITTEE USES INDUSTRY SALARY STUDIES FOR COMPARISON. Form 990, Part VI, Section C, line 19 The organization makes its governing documents and financial statements available to the public by request only. Form 990, Part IX, line 11g Consultants 390,997. Form 990, Part XII, Line 2c: THE AUDIT OVERSIGHT PROCESS HAS REMAINED UNCHANGED FROM THE PRIOR YEAR. SBIA Political Action Committee 1100 H Street NW 1200 Washington DC 20005 Provide contributions for worthy candidates running for federal office. DC 527 Small Business Investor Alliance 0 SBIC Funding Corporation 1100 H Street NW 1200 Washington DC 20005 521471376 Provide funding for small business investment companies DC N/A C 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 1 0 SBIC Funding Corporation Q 300000 FMV