2016-08-05T09:22:04-05:00 2015-09-30 521855942 TATE AND TRYON 2021 L STREET NW SUITE 400 WASHINGTON DC 20036 990 2014-10-01 521318977 UNION STATION REDEVELOPMENT CORPORATION UNIO 2022220271 10 G STREET NE NO 504 WASHINGTON DC 20002 BEVERLEY SWAIM-STALEY PRESIDENT & CEO 2022220271 2016-08-03 1 FREDERICK LONGWOOD P00439715 2022932200 2014 2016-09-27 15:27:22Z BEVERLEY SWAIM-STALEY 10 G STREET NE NO 504 WASHINGTON DC 20002 16600740 0 X WWW.USRCDC.COM X 1983 DC MANAGEMENT OF THE RENOVATED AND REDEVELOPED FACILITIES OF WASHINGTON, DC'S UNION STATION THROUGH THE FEDERAL RAILROAD ADMINISTRATION. 5 5 14 0 0 0 1734032 1526219 14716993 14879107 192723 141236 16000 54178 16659748 16600740 0 0 0 0 1060581 1139487 0 0 0 7657805 6531939 8718386 7671426 7941362 8929314 111807164 127639214 33297053 35733227 78510111 91905987 X USRC'S OVERSIGHT RESPONSIBILITIES FOR THE ENTIRE STATION COMPLEX, AS CHARGED BY ITS BOARD OF DIRECTORS, CONSIST OF:MANAGING THE STATION DEVELOPMENT LEASEMANAGING THE GARAGE LEASEENSURING PROPER MAINTENANCE OF THE UNIQUE HISTORICAL FEATURES OF UNION STATIONOVERSEEING AND MANAGING ALL CAPITAL IMPROVEMENTS FOR THE GARAGEPROTECTING THE FEDERAL GOVERNMENT'S INTEREST IN THE PROPERTY 0 0 5580309 14879107 MANAGEMENT OF THE REDEVELOPED UNION STATION FACILITY UNDER THE PROVISIONS OF PUBLIC LAW 97-125, RELATED TO MAINTENANCE AND PRESERVATION OF THE STATION COMPLEX, LOCATED IN WASHINGTON, DC. ON JULY 22, 2004, USRC WAS RECLASSIFIED AS A CHARITABLE ORGANIZATION EXEMPT UNDER IRC SECTION 501(C)(3). 5580309 1 1 0 0 0 0 0 0 0 0 1 0 0 1 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 14 1 0 0 0 0 0 0 0 0 X 5 5 0 0 0 0 0 0 0 1 0 1 0 1 1 1 1 1 1 0 0 0 X TATE & TRYON 2022932200 805 15TH ST NW WASHINGTON DC 20005 VICTOR MENDEZ CHAIRMAN 2.00 X 0 0 0 STEPHEN GARDNER VICE CHAIRMAN 2.00 X 0 0 0 EMEKA MONEME DIRECTOR 2.00 X 0 0 0 LEIF DORMSJO DIRECTOR 2.00 X 0 0 0 MELISSA PORTER DIRECTOR 2.00 X 0 0 0 SCOTT VELDMAN TREASURER 2.00 X 0 0 0 MARIALUISA GALLOZZI CORPORATE SECRETARY 2.00 X 0 0 0 BEVERLEY K SWAIM-STALEY PRESIDENT & CEO 40.00 X 262150 0 14700 NZINGA BAKER VICE PRESIDENT AND DIRECTOR, FINANCE & ADMINISTRAT 40.00 X 127095 0 29549 389245 0 44249 2 0 1 0 KONE INC 4420 LOTTSFORD VISTA ROAD LANHAM MD 20706 ESCALATOR/ELEVATOR SERVICE & CONSTRUCTIO 2101207 RAND CONSTRUCTION CORPORATION 1029 NORTH ROYAL STREET ALEXANDRIA VA 22314 ESCALATOR PAVILION CONSTRUCITON WORK 1697131 STRUCTURAL PRESERVATION SYSTEMS 6955 SAN TOMAS ROAD ELKRIDGE MA 21075 CONCRETE REPAIR 1485414 ARCHITECT OF THE CAPITOL THE CAPITOL BUILDING WASHINGTON DC 20515 WATER USAGE 1086499 UNION STATION INVESTCO LLC 2 WEST/40 MASSACHUSETTS AVE NE WASHINGTON DC 20002 GARAGE ELECTRIC 914242 10 1526219 1526219 PARKING GARAGE RENT 532000 8821553 8821553 USI SHOPS/OFFICE RENT 532000 6057554 6057554 14879107 141236 141236 MISCELLANEOUS INCOME 900099 54178 54178 54178 16600740 14879107 0 195414 437004 437004 486630 486630 97404 97404 54742 54742 63707 63707 256953 256953 76213 76213 319705 319705 20717 20717 36863 36863 188965 188965 1074967 1074967 1841657 1841657 128557 123347 5210 UNION STATION 2ND CENTU 1088346 1088346 POSSESSORY INTEREST TAX 664053 664053 CAPITAL MAINTENANCE FUN 436779 436779 MAINTENANCE & REPAIRS 196130 196130 202034 155030 47004 7671426 5580309 2091117 0 12277353 9832610 3418256 6728118 1668175 2166635 10588105 6554724 120434 113108 79710316 18957985 45032240 60752331 11503184 11504780 27199417 29986908 111807164 127639214 3063280 5896836 32016 31322 27558461 26742057 2643296 3063012 33297053 35733227 X 78231851 91740127 278260 165860 78510111 91905987 111807164 127639214 X 8929314 -716399 5182960 X X 0 1 X 1 1 1 X X X 1 UNITED STATES OF AMERICA 000000000 6 1 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 X PART IV, SECTION E, LINE 1C USRC WAS FORMED PURSUANT TO THE UNION STATION REDEVELOPMENT ACT OF 1981 (PUB. L. 97-125, 95 STAT. 1667) TO ASSIST THE FEDERAL GOVERNMENT IN REHABILITATING AND REDEVELOPING THE UNION STATION COMPLEX IN WASHINGTON DC AND THE SURROUNDING AREA. IT IS A PARTY TO A COOPERATIVE AGREEMENT WITH THE FEDERAL RAILROAD ADMINISTRATION AND THE NATIONAL RAILROAD PASSENGER CORPORATION. IT SUBMITS BUDGETS AND FINANCIAL REPORTS TO THOSE ORGANIZATIONS ANNUALLY, AND BOTH HAVE RIGHTS TO REVIEW AUDIT ITS OPERATIONAL COSTS. THE U.S. SECRETARY OF TRANSPORTATION, THE PRESIDENT OF THE NATIONAL RAILROAD PASSENGER CORPORATION AND THE FEDERAL RAILROAD ADMINISTRATOR COMPRISE A MAJORITY OF USRC'S BOARD OF DIRECTORS. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 78173913 17525408 60648505 1536403 1432577 103826 60752331 DEPOSITS 463881 BOA DEFERRED COMMITEMENT FEES 42500 FUNDS HELD FOR CAPITAL MAINTENANCE 602749 DEFERRED RENT 28877778 29986908 SWAP CONTRACT 2460263 FUNDS HELD FOR CAPITAL MAINTENANCE 602749 3063012 X 15884341 -716399 -716399 16600740 0 16600740 7671425 0 7671425 0 7671425 PART X, LINE 2: MANAGEMENT HAS EVALUATED ITS TAX POSITIONS AND IS NOT AWARE OF ANY ACTIVITIES THAT WOULD JEOPARDIZE ITS TAX-EXEMPT STATUS. FOR THE YEAR ENDED SEPTEMBER 30, 2015, USRC HAS DETERMINED THAT NO SIGNIFICANT UNCERTAIN TAX POSITIONS QUALIFY FOR EITHER RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PART XI, LINE 2D - OTHER ADJUSTMENTS: UNREALIZED LOSS ON INTEREST RATE SWAP -716,399. X 0 0 0 0 0 0 0 0 0 BEVERLEY K SWAIM-STALEY PRESIDENT & CEO 245000 0 17150 0 0 0 14700 0 1560 0 278410 0 0 0 NZINGA BAKER VICE PRESIDENT AND DIRECTOR, FINANCE 127095 0 0 0 0 0 6438 0 25061 0 158594 0 0 0 FORM 990, PART VI SECTION A, LINE 9 MR. VICTOR MENDEZ, CHAIRMAN DEPUTY SECRETARY U.S. DEPARTMENT OF TRANSPORTATION OFFICE OF THE SECRETARY 1200 NEW JERSEY AVE, SE WASHINGTON, DC 20590 VICTOR.MENDEZ@DOT.GOV 202-366-2222 MR. STEPHEN GARDNER, VICE CHAIRMAN VICE PRESIDENT, NEC IID NATIONAL RAILROAD PASSENGER CORPORATION 60 MASSACHUSETTS AVENUE, NE WASHINGTON, DC 20002 STEPHEN.GARDNER@AMTRAK.COM 215-349-1467 MR. LEIF DORMSJO DIRECTOR DISTRICT DEPARTMENT OF TRANSPORTATION 55 M ST SE SUITE 400 WASHINGTON, DC 20003 LEIF.DORMSJO@DC.GOV (202) 671-4097 MR. EMEKA MONEME DEPUTY EXECUTIVE DIRECTOR FEDERAL CITY COUNCIL 1156 15TH STREET, NW SUITE 600 WASHINGTON, DC 20005-2706 EMONEME@FEDERALCITYCOUNCIL.ORG (202) 223-4560 MS. MELISSA PORTER OFFICE OF THE CHIEF COUNSEL U.S. DEPARTMENT OF TRANSPORTATION 1200 NEW JERSEY AVE, SE WASHINGTON, DC 20590 MELISSA.PORTER@DOT.GOV MS. BEVERLEY SWAIM-STALEY (09/12) PRESIDENT AND CEO UNION STATION REDEVELOPMENT CORPORATION 10 G STREET, N.E., SUITE 504 WASHINGTON, DC 20002 BSWAIMSTALEY@USRCDC.COM MS. NZINGA BAKER (10/07) VICE PRESIDENT UNION STATION REDEVELOPMENT CORPORATION 10 G STREET, N.E., SUITE 504 WASHINGTON, DC 20002 NBAKER@USRCDC.COM MR. SCOTT VELDMAN (03/12) TREASURER NATIONAL RAILROAD PASSENGER CORPORATION 60 MASSACHUSETTS AVENUE, N.E. WASHINGTON, DC 20002 SCOTT.VELDMAN@AMTRAK.COM MS. MARIALUISA GALLOZZI CORPORATE SECRETARY COVINGTON & BURLING 1201 PENNSYLVANIA AVENUE, N.W. WASHINGTON, DC 20006 MGALLOZZI@COV.COM FORM 990, PART VI, SECTION A, LINE 8B THERE ARE NO COMMITTEES WITH THE AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 THE 990 IS REVIEWED BY THE VICE PRESIDENT AND THE PRESIDENT OF USRC. FORM 990, PART VI, SECTION B, LINE 12C THE ETHICS OFFICER PROVIDES THE ETHICS POLICY TO ALL BOARD MEMBERS AND HAS THE REPRESENTATIVES AND THEIR DESIGNEES COMPLETE AND RETURN AN ANNUAL CONFLICT OF INTEREST STATEMENT. ALSO, EACH EMPLOYEE IS PROVIDED THE CONFLICT OF INTEREST POLICY ON THEIR FIRST DAY OF EMPLOYMENT AND IS REQUIRED TO SIGN AND COMPLETE A CONFLICT OF INTEREST STATEMENT. ALL EMPLOYEES ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST STATEMENT ON AN ANNUAL BASIS. BOARD MEMBERS AND EMPLOYEES ARE REQUIRED TO SUBMIT A CONFLICT OF INTEREST DISCLOSURE STATEMENT AT ANY TIME A POTENTIAL CONFLICT ARISES. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART XI, LINE 9: PRIOR PERIOD ADJUSTMENT 5,182,960. FORM 990, PART XII, LINE 2C THE AUDIT OVERSIGHT PROCESS HAS REMAINED UNCHANGED FROM THE PRIOR YEAR.