2016-07-27T16:24:47-05:00 2015-12-31 131655065 LUTZ AND CARR CPAS LLP 300 EAST 42ND STREET NEW YORK NY 10017 990 2015-01-01 237349380 THE ROYAL OAK FOUNDATION INC ROYA 2124802889 20 WEST 44TH STREET SUITE 606 NEW YORK NY 100366603 MICHAEL BOYD TREASURER 2124802889 2016-07-12 1 MARTIN BERKOWITZ P00154047 2126972299 2015 2016-12-15 16:53:06Z LORRAINE BRITTLE 20 WEST 44TH STREET SUITE 606 NEW YORK NY 100366603 4334544 0 X WWW.ROYAL-OAK.ORG X 1973 NY RAISING FUNDS FOR CONSERVATION OF HISTORIC PROPERTIES INCLUDING HOUSES AND GARDENS IN BRITAIN AND ELSEWHERE, AND SPONSORING EDUCATIONAL PROGRAMS WHICH ADDRESS ISSUES IN CONSERVATION AND PRESERVATION. 30 28 11 35 0 0 2136694 2248967 373401 289702 818534 164119 69878 58789 3398507 2761577 2121503 596280 0 0 786319 749187 0 0 391427 859653 1035194 3767475 2380661 -368968 380916 7073538 6720518 672097 64938 6401441 6655580 THE ROYAL OAK FOUNDATION INSPIRES AMERICANS TO LEARN ABOUT, EXPERIENCE AND SUPPORT PLACES OF GREAT HISTORIC AND NATURAL SIGNIFICANCE IN THE UNITED KINGDOM. 0 0 634831 289702 EDUCATION:SEMINARS, TOURS, LECTURES, AND EDUCATIONAL SOURCES ON PRESERVATION AND HISTORY OF ARCHITECTURE AND DECORATIVE INTERIORS, HOUSES, AND GARDENS. 80 LECTURES AND TOURS WERE HELD IN 2015. 644092 596280 PRESERVATION OF HISTORIC SITES:GRANTS TO SUPPORT PRIORITIES OF THE NATIONAL TRUST AND OTHER PRESERVATION SOCIETIES TO PRESERVE IMPORTANT AND HISTORIC SITES, AND GRANTS TO PRESERVE THE ENVIRONMENT. ALSO INCLUDES FULL AND PARTIAL SCHOLARSHIPS TO THE ATTINGHAM SUMMER SCHOOL PROGRAM WHICH DETERMINES ELIGIBILITY AND SELECTION OF RECIPIENTS. 480854 MEMBERSHIP:PUBLIC RELATIONS PROGRAM TO MAKE THE GENERAL PUBLIC AWARE OF AND EXPERIENCE THE HISTORIC AND NATURAL SPACES IN ENGLAND, WALES AND NORTHERN IRELAND. FREE ENTRY TO OVER 350 PROPERTIES OF THE NATIONAL TRUST OF ENGLAND, WALES AND NORTHERN IRELAND AND OVER 100 PROPERTIES BELONGING TO THE NATIONAL TRUST FOR SCOTLAND, AND REDUCED ADMISSION PRICE FOR U.S. LECTURES AND TOURS. 1759777 1 1 0 0 0 0 0 0 0 1 1 0 0 1 0 0 1 0 0 0 1 1 0 0 1 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 8 0 1 11 1 0 1 UK 0 0 0 1 1 0 0 0 0 X 30 28 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY IL X X X ORGANIZATION 2124802889 20 WEST 44TH STREET SUITE 606 NEW YORK NY 100366603 MRS HENRY J HEINZ II HONORARY CHAIRMAN 1.00 X X 0 0 0 BRUCE COLEMAN PERKINS CHAIRMAN (LEFT JUNE 2015) 3.00 X X 0 0 0 LYNNE RICKABAUGH CHAIRMAN 3.00 X X 0 0 0 SUSAN SAMUELSON VICE-CHAIRMAN 3.00 X X 0 0 0 MICHAEL A BOYD TREASURER 1.00 X X 0 0 0 RENEE NICHOLS TUCEI SECRETARY 1.00 X X 0 0 0 BETSY SHACK BARBANELL DIRECTOR 1.00 X 0 0 0 DAVID BEAL DIRECTOR 1.00 X 0 0 0 STEIN BERRE DIRECTOR 1.00 X 0 0 0 KATHLEEN K BUOYMASTER DIRECTOR 1.00 X 0 0 0 PROF SIR DAVID CANNADINE DIRECTOR 1.00 X 0 0 0 JOHN S CLARK DIRECTOR 1.00 X 0 0 0 TRACY WILLIAMSON DART DIRECTOR 1.00 X 0 0 0 ROBERT C DAUM DIRECTOR 1.00 X 0 0 0 BARBARA EBERLEIN DIRECTOR 1.00 X 0 0 0 ANNE BLACKWELL ERVIN DIRECTOR 1.00 X 0 0 0 ANNE FAIRFAX DIRECTOR 1.00 X 0 0 0 DAME HELEN GHOSH DCB DIRECTOR 1.00 X 0 0 0 ROBIN HUBBARD DIRECTOR (TO JUNE 2015) 1.00 X 0 0 0 PAMELA K HULL DIRECTOR 1.00 X 0 0 0 VALERIE M HUMPHREY DIRECTOR 1.00 X 0 0 0 KATHERINE KANAGA DIRECTOR 1.00 X 0 0 0 THOMAS M KELLY DIRECTOR 1.00 X 0 0 0 ALBERT S MESSINA DIRECTOR 1.00 X 0 0 0 MARILYN ROSS MILES DIRECTOR 1.00 X 0 0 0 EDWARD A MONTGOMERY JR DIRECTOR (EX OFFICIO AND CHAIR OF ADVISORY COUNCIL 1.00 X 0 0 0 MARTHA HAMILTON MORRIS DIRECTOR 1.00 X 0 0 0 ERIC J NILSON DIRECTOR 1.00 X 0 0 0 ERWIN A REZELMAN DIRECTOR 1.00 X 0 0 0 DIANA MORGAN SENIOR DIRECTOR 1.00 X 0 0 0 ELIZABETH DUGGAL TAGHIPOUR DIRECTOR 1.00 X 0 0 0 TIMOTHY PARKER NATIONAL TRUST CHAIRMAN 1.00 X 0 0 0 JOHN L WARDEN DIRECTOR 1.00 X 0 0 0 BRIAN DARRELL WHITE DIRECTOR (TO JUNE 2015) 1.00 X 0 0 0 SEAN E SAWYER EXECUTIVE DIRECTOR (LEFT 05/2015) 45.00 X 56653 0 4605 LORI BRITTLE EXECUTIVE DIRECTOR 45.00 X 35521 0 2293 92174 0 6898 0 0 0 0 0 793195 161883 1293889 148833 2248967 EDUCATIONAL PROGRAMS 611710 289702 289702 289702 114902 114902 37930 37930 1551598 1502381 49217 49217 49217 70586 161883 70586 0 MISCELLANEOUS 900099 20859 20859 20859 2761577 289702 0 222908 36000 36000 8130 8130 552150 552150 193304 81791 43131 68382 428488 316979 8089 103420 6779 5243 25 1511 73991 49140 5662 19189 46625 30073 3777 12775 26137 26137 3055 3055 40665 15242 18949 6474 157808 93572 24486 39750 14798 1559 4745 8494 195608 126167 15844 53597 12612 12612 LECTURES AND TOURS 277832 277832 MEMBER SERVICES 99698 99698 MISSION RELATED MKTG 84045 46381 37664 MISCELLAENOUS 67755 4708 61047 2000 55181 15112 1898 38171 2380661 1759777 229457 391427 863999 507543 7320 1322 99559 346224 13730 11659 36038 25633 400133 277824 222593 122309 5128700 5052053 701599 653775 7073538 6720518 34597 54938 626000 0 11500 10000 672097 64938 X 5591792 5506919 763549 1039803 46100 108858 6401441 6655580 7073538 6720518 380916 -126777 0 X 0 1 X 1 0 X 1881210 1732194 2240752 2136694 2248967 10239817 1881210 1732194 2240752 2136694 2248967 10239817 409513 9830304 149359 157676 224863 169104 152832 853834 4310 5906 12731 17600 20859 61406 11155057 1627074 0.88120 0.86060 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 46100 62758 108858 46100 46100 1.00000 0 0 60770 12155 48615 53627 41523 12104 285736 224146 61590 122309 CHARITABLE REMAINDER TRUSTS RECEIVABLE 543711 SECURITY DEPOSIT 20276 CASH SURRENDER VALUE 35788 CONTRIBUTED WORKS OF ART 54000 653775 2634800 -126777 -126777 2761577 0 2761577 2380661 0 2380661 0 2380661 0 EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES UK EDUCATION AND STUDY TOUR 52754 EUROPE (INCLUDING ICELAND & GREENLAND) - 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ALBANIA, ANDORRA, AUSTRIA, BELGIUM RESEARCH & PUBLICATION 2800 6 4 0 0 0 0 0 0 PART I, LINE 2: IT IS THE POLICY OF THE ROYAL OAK FOUNDATION BOARD OF DIRECTORS TO REQUIRE ORGANIZATIONS SEEKING GRANTS FROM THE FOUNDATION TO DO SO IN WRITING, IDENTIFYING NEED FOR SUCH GRANTS, AND SPECIFYING THE USE TO WHICH THE GRANT WILL BE PUT. A THOROUGH EXAMINATION OF THE PROJECT FOR WHICH THE GRANT IS SOUGHT IS THEN UNDERTAKEN BY THE BOARD'S GRANTS COMMITTEE, AND ANY FURTHER INFORMATION WHICH THE BOARD DEEMS RELEVANT IS OBTAINED FROM THE APPLICANT BEFORE A DECISION IS MADE. IF THE BOARD ULTIMATELY DECIDES TO SUPPORT A PROJECT, A GRANT WILL BE MADE ON CONDITION THAT THE RECIPIENT AGREES TO USE THE GRANT SOLELY FOR THE PURPOSES SET FORTH IN THE TERMS OF THE GRANT AND ON THE FURTHER CONDITION THAT IT AGREES TO RENDER AN ACCOUNTING TO THE FOUNDATION WITHIN A REASONABLE TIME DETAILING HOW THE FUNDS WERE ACTUALLY SPENT. THE RECIPIENT WILL ALSO BE REQUIRED TO AGREE TO RETURN THE GRANT TO THE FOUNDATION IF IT IS UNABLE TO COMPLY WITH THE CONDITIONS SET FORTH THEREIN. THE LAWS OF THE STATE OF NEW YORK AND OF THE UNITED STATES OF AMERICA GOVERN THE GRANT. GALA 232469 161883 70586 15854 41565 13167 232469 161883 70586 15854 41565 13167 70586 0 1 AMERICAN FRIENDS OF THE ATTINGHAM SUMMER SCHOOL 307 SEVENTH AVENUE SUITE 1201 NEW YORK NY 10001 136141870 501(C)(3) 36000 TO PROVIDE SCHOLARSHIPS FOR SUCCESSFUL APPLICANTS TO STUDY IN THE UK. 1 HORAN PRIZE 2 7046 1084 FMV HOUSING PART I, LINE 2: IT IS THE POLICY OF THE ROYAL OAK FOUNDATION BOARD OF DIRECTORS TO REQUIRE ORGANIZATIONS SEEKING GRANTS FROM THE FOUNDATION TO DO SO IN WRITING, IDENTIFYING NEED FOR SUCH GRANTS, AND SPECIFYING THE USE TO WHICH THE GRANT WILL BE PUT. A THOROUGH EXAMINATION OF THE PROJECT FOR WHICH THE GRANT IS SOUGHT IS THEN UNDERTAKEN BY THE BOARD'S GRANTS COMMITTEE, AND ANY FURTHER INFORMATION WHICH THE BOARD DEEMS RELEVANT IS OBTAINED FROM THE APPLICANT BEFORE A DECISION IS MADE. IF THE BOARD ULTIMATELY DECIDES TO SUPPORT A PROJECT, A GRANT WILL BE MADE ON CONDITION THAT THE RECIPIENT AGREES TO USE THE GRANT SOLELY FOR THE PURPOSES SET FORTH IN THE TERMS OF THE GRANT AND ON THE FURTHER CONDITION THAT IT AGREES TO RENDER AN ACCOUNTING TO THE FOUNDATION WITHIN A REASONABLE TIME DETAILING HOW THE FUNDS WERE ACTUALLY SPENT. THE RECIPIENT WILL ALSO BE REQUIRED TO AGREE TO RETURN THE GRANT TO THE FOUNDATION IF IT IS UNABLE TO COMPLY WITH THE CONDITIONS SET FORTH THEREIN. THE LAWS OF THE STATE OF NEW YORK AND OF THE UNITED STATES OF AMERICA GOVERN THE GRANT. X 13534 RETAIL PRICE X 6 132979 FAIR MARKET VALUE X GALA GIFT BAGS & COOKIES 2 2320 RETAIL PRICE 0 1 0 FORM 990, PART VI, SECTION A, LINE 1 EXECUTIVE COMMITTEE COMPOSED OF OFFICERS AND CHAIRMEN OF BOARD COMMITTEES, AND HAS AUTHORITY OF THE BOARD EXCEPT FILLING DIRECTOR VACANCIES, FIXING OF COMPENSATION OF DIRECTORS, AND AMENDING BY-LAWS OR BOARD RESOLUTIONS. FORM 990, PART VI, SECTION B, LINE 11 THE 990 WAS DISTRIBUTED TO THE FULL BOARD FOR REVIEW AND COMMENT BEFORE IT WAS SIGNED AND FILED. FORM 990, PART VI, SECTION B, LINE 12C DIRECTORS ARE REQUIRED TO SIGN A POLICY STATEMENT ANNUALLY TO DISAVOW ANY CONFLICT OF INTEREST. OTHERWISE, IF THE DIRECTOR HAS AN EXISTING, PERCEIVED OR POTENTIAL CONFLICT OF INTEREST, HE OR SHE MUST PROMPTLY DISCLOSE IT TO THE CHAIRMAN. FORM 990, PART VI, SECTION B, LINE 15 THE CHAIRMAN OF THE BOARD DETERMINES THE COMPENSATION FOR THE EXECUTIVE DIRECTOR IN CONSULTATION WITH THE OFFICERS. THE EXECUTIVE DIRECTOR DETERMINES THE COMPENSATION FOR ALL EMPLOYEES. THE ORGANIZATION'S STAFF HAVE ANNUAL PERFORMANCE REVIEWS WITH THEIR SUPERVISORS. SALARY SURVEYS OF OTHER COMPARABLE NY AREA NOT-FOR-PROFIT ORGANIZATIONS ARE REVIEWED AND CONSIDERED WHEN SETTING NEW SALARIES OR CONSIDERING INCREASES FOR ALL STAFF, INCLUDING THE EXECUTIVE DIRECTOR. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ALL GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE UPON REQUEST.