2016-07-26T12:28:07-05:00 2016-06-30 061413357 ELIZABETH A SMITH INC PO BOX 3002 MILFORD CT 06460 990PF 2015-07-01 471439173 THE LOUISE ESTE BRUCE FOUNDATION INC c/o RICHARD J BOWLER ESQ BRUC 9149930936 10 BANK STREET No 650 WHITE PLAINS NY 106061946 RICHARD J BOWLER PRESIDENT, TREASURER 9149930936 2016-07-25 1 ELIZABETH A SMITH P01209615 2038785106 2015 2016-09-27 15:27:22Z X 953451 X X 39 39 29838 29838 52293 584128 52293 82170 82170 0 0 0 13 13 0 11712 11712 0 11725 11725 0 75000 75000 86725 11725 75000 -4555 70445 122000 28673 28673 770670 708648 784848 0 150794 139930 892670 888115 953451 0 0 X 892670 888115 892670 888115 892670 888115 892670 -4555 0 888115 0 888115 12 SHS ACCENTURE PLC CL A P 2015-08-21 2015-10-16 1244 1244 0 0 12 SHS ACCENTURE PLC CL A P 2015-08-22 2016-04-25 1388 1244 144 144 10 SHS ACTIVISION BLIZZARD INC P 2015-10-15 2016-02-08 329 324 5 5 200 SHS AIR PRODUCTS & CHEMICALS D 2015-06-22 2015-08-21 29274 19180 10094 10094 47 SHS AMAZON COM INC D 2015-06-22 2015-08-21 25146 12960 12186 12186 4 SHS AMAZON COM INC D 2015-06-22 2015-10-02 2018 1103 915 915 17 SHS ANHEUSER BUSCH INBEV SPON P 2015-08-21 2016-01-11 2047 1961 86 86 14 SHS ANHEUSER BUSCH INBEV SPON P 2015-08-21 2016-04-07 1763 1615 148 148 330 SHS CARNIVAL CORP D 2015-06-22 2015-08-21 17457 11488 5969 5969 600 SHS COMCAST CORP SPECIAL CL A D 2015-06-22 2015-08-21 36523 23190 13333 13333 50 SHS COSTO WHOLESALE CORP D 2015-06-22 2016-01-11 7930 5539 2391 2391 75 SHS DISNEY WALT CO D 2015-06-22 2016-01-11 7539 4733 2806 2806 100 SHS DISNEY WALT CO D 2015-06-22 2016-06-08 9880 6311 3569 3569 425 SHS DU PRONT E I DE NEMOURS & CO D 2015-06-22 2015-08-21 22916 21459 1457 1457 100 SHS EXELON CORP P 2015-08-25 2016-06-03 3410 3416 -6 -6 40 SHS HALLIBURTON CO P 2015-08-21 2016-06-27 1786 1645 141 141 228 SHS HONEYWELL INTL INC D 2015-06-22 2015-08-21 24111 18047 6064 6064 200 SHS JOHNSON CONTROLS INC D 2015-06-22 2015-08-21 9124 7138 1986 1986 50 SHS JOHNSON CONTROLS INC D 2015-06-22 2015-08-24 2234 1785 449 449 50 SHS JOHNSON CONTROLS INC D 2015-06-22 2015-08-25 2185 1785 400 400 7 SHS JOHNSON & JOHNSON P 2015-08-21 2016-05-24 786 688 98 98 300 SHS KRAFT HEINZ CO D 2015-06-22 2015-08-21 22738 16470 6268 6268 175 SHS LAS VEGAS SANDS CORP D 2015-06-22 2015-08-21 9097 8825 272 272 125 SHS 3M COMPANY D 2015-06-22 2015-08-21 18576 13669 4907 4907 10 SHS MICROSOFT CORP P 2015-09-25 2016-05-11 497 436 61 61 400 SHS MONDELEZ INTL INC CL A D 2015-06-22 2015-08-21 18460 11544 6916 6916 4 SHS PALO ALTO NETWORKS INC P 2015-08-21 2015-09-25 720 703 17 17 210 SHS PEPSICO INC D 2015-06-22 2015-08-21 20935 17030 3905 3905 70 SHS PHILLIPS 66 D 2015-06-22 2015-08-21 5786 4218 1568 1568 38 SHS PHILLIPS 66 D 2015-06-22 2016-02-17 2762 2290 472 472 1 SH PIONEER NATURAL RESOURCES P 2015-08-21 2016-05-06 159 127 32 32 20 SHS SALESFORCE.COM INC P 2015-08-21 2015-10-26 1515 1479 36 36 206 SHS SEMPRA ENERGY D 2015-06-22 2015-08-21 21799 16970 4829 4829 23 SHS SEMPRA ENERGY D 2015-06-22 2016-01-11 2124 1895 229 229 46 SHS SEMPRA ENERGY D 2015-06-22 2016-01-12 4044 3789 255 255 20 SHS T E CONNECTIVITY LTD P 2015-08-21 2015-11-03 1280 1249 31 31 40 SHS ABBOTT LABORATORIES P 2015-08-21 2015-08-27 1750 2014 -264 -264 10 SHS ABBVIE INC P 2015-08-21 2015-08-28 623 694 -71 -71 30 SHS ABBVIE INC P 2015-08-21 2015-10-15 1677 2083 -406 -406 70 SHS ABBVIE INC P 2015-08-21 2016-01-19 3611 4861 -1250 -1250 10 SHS ACCENTURE PLC CL A P 2015-08-21 2016-02-17 934 1037 -103 -103 60 SHS ACTIVISION BLIZZARD INC P 2015-10-15 2016-02-09 1909 1946 -37 -37 20 SHS AFLAC INC P 2015-08-21 2015-09-15 1153 1287 -134 -134 20 SHS AFLAC INC P 2015-08-21 2015-10-22 1218 1287 -69 -69 50 SHS AFLAC INC P 2015-08-21 2015-10-23 3031 3218 -187 -187 10 SHS ALLERGAN PLC P 2015-08-21 2016-01-25 2895 3189 -294 -294 20 SHS ANACOR PHARMACEUTICALS INC P 2015-08-21 2016-06-01 1993 2740 -747 -747 40 SHS ANADARKO PETROLEUM CORP P 2015-08-21 2015-11-17 2356 3040 -684 -684 28 SHS ANALOG DEVICES INC P 2015-10-26 2016-01-11 1447 1733 -286 -286 52 SHS ANALOG DEVICES INC P 2015-10-26 2016-01-12 2634 3218 -584 -584 20 SHS APPLE INC P 2015-08-21 2015-12-17 2224 2326 -102 -102 15 SHS APPLE INC P 2015-08-21 2016-01-08 1546 1744 -198 -198 11 SHS AVAGO TECHNOLOGIES LTD P 2015-08-21 2015-08-24 1329 1382 -53 -53 3 SHS BIOGEN INC P 2015-08-21 2016-01-25 793 951 -158 -158 250 SHS CAMERON INTL CORP D 2015-06-22 2015-08-21 12165 15414 -3249 -3249 50 SHS CATERPILLAR INC P 2015-08-21 2015-09-09 3708 3925 -217 -217 13 SHS CELGENE CORP P 2015-08-21 2015-08-28 1508 1707 -199 -199 9 SHS CELGENE CORP P 2015-08-21 2015-09-24 1070 1182 -112 -112 14 SHS CHEESECAKE FACTORY INC P 2015-08-21 2016-04-21 717 806 -89 -89 32 SHS CHEESECAKE FACTORY INC P 2015-08-21 2016-04-22 1614 1842 -228 -228 24 SHS CHEESECAKE FACTORY INC P 2015-08-21 2016-04-25 1211 1381 -170 -170 85 SHS CHEMOURS CO D 2015-07-02 2015-08-21 913 1150 -237 -237 300 SHS CHEVRON CORP D 2015-06-22 2015-08-21 24933 35331 -10398 -10398 50 SHS CISCO SYSTEMS INC P 2015-08-21 2015-10-26 1419 1436 -17 -17 90 SHS CISCO SYSTEMS INC P 2015-08-21 2015-12-04 2469 2585 -116 -116 40 SHS CONGIZANT TECH SOLUTIONS P 2015-12-04 2016-06-30 2222 2556 -334 -334 50 SHS COMCAST CORP CL A P 2015-08-21 2016-01-12 2759 3030 -271 -271 20 SHS COMCAST CORP CL A P 2015-08-21 2016-01-19 1076 1212 -136 -136 10 SHS COMCAST CORP CLA P 2015-08-21 2016-01-26 543 606 -63 -63 216 SHS CONOCOPHILLIPS D 2015-06-22 2015-08-21 10720 12982 -2262 -2262 30 SHS CVS HEALTH CORP P 2015-08-25 2016-06-01 2910 3101 -191 -191 225 SHS DOVER CORP D 2015-06-22 2015-08-21 14461 14476 -15 -15 290 SHS EATON CORP PLC D 2015-06-22 2015-08-21 17415 17652 -237 -237 10 SHS ELECTRONIC ARTS INC P 2015-08-21 2015-09-25 685 744 -59 -59 20 SHS ELECTRONIC ARTS INC P 2015-08-21 2015-10-15 1296 1488 -192 -192 30 SHS ELECTRONIC ARTS INC P 2015-08-21 2015-12-14 2012 2231 -219 -219 10 SHS ELECTRONIC ARTS INC P 2015-08-21 2016-02-08 599 744 -145 -145 30 SHS ELECTRONIC ARTS INC P 2015-08-21 2016-02-09 1744 2231 -487 -487 200 SHS EMERSON ELECTRIC CO D 2015-06-22 2015-08-21 9996 11036 -1040 -1040 50 SHS F N F GROUP P 2015-08-21 2015-09-15 1791 1968 -177 -177 30 SHS F N F GROUP P 2015-08-21 2015-10-22 1063 1181 -118 -118 30 SHS F N F GROUP P 2015-08-21 2015-10-23 1047 1181 -134 -134 27 SHS F N F GROUP P 2015-08-21 2015-10-26 935 1063 -128 -128 33 SHS F N F GROUP P 2015-08-21 2015-10-27 1136 1299 -163 -163 252 SHS FREEPORT-MCMORAN COPPER & GOLD D 2015-06-22 2015-08-21 2508 6776 -4268 -4268 12 SHS GILEAD SCIENCES INC P 2015-08-21 2015-09-24 1261 1398 -137 -137 33 SHS GILEAD SCIENCES INC P 2015-08-21 2015-09-25 3457 3844 -387 -387 70 SHS HARLEY DAVIDSON INC P 2015-08-21 2016-01-12 3025 4189 -1164 -1164 10 SHS HERSHEY CO P 2015-08-21 2016-01-13 857 923 -66 -66 20 SHS HERSHEY CO P 2015-08-21 2016-01-29 1699 1846 -147 -147 20 SHS HERSHEY CO P 2015-08-21 2016-03-28 1794 1846 -52 -52 6 SHS INTERCONTINENTAL EXCHANGES P 2015-08-21 2015-09-09 1372 1446 -74 -74 20 SHS JOHNSON & JOHNSON P 2015-08-21 2016-01-25 1912 1984 -72 -72 60 SHS KOHLS CORP P 2016-01-12 2016-05-12 2501 3055 -554 -554 20 SHS MALLINCKRODT PLC P 2015-08-21 2015-08-28 1616 1970 -354 -354 30 SHS MERCK & CO INC P 2015-08-21 2015-08-28 1576 1792 -216 -216 150 SHS NATIONAL OILWELL VARCO D 2015-06-22 2015-08-21 5913 9207 -3294 -3294 20 SHS NXP SEMICONDUCTORS NV P 2015-08-21 2015-08-24 1752 1836 -84 -84 30 SHS NXP SEMICONDUCTORS NV P 2015-08-21 2015-09-25 2603 2754 -151 -151 20 SHS P V H CORP P 2015-08-21 2015-11-04 1827 2319 -492 -492 250 SHS PROCTER & GAMBLE CO D 2015-06-22 2015-08-21 18918 19326 -408 -408 10 SHS SALESFORCE.CON INC P 2015-08-21 2015-09-25 713 739 -26 -26 10 SHS SERVICENOW INC P 2015-08-21 2015-09-25 726 773 -47 -47 20 SHS SERVICENOW INC P 2015-08-21 2016-03-22 1217 1546 -329 -329 25 SHS SERVICENOW INC P 2015-08-21 2016-04-04 1533 1932 -399 -399 25 SHS SERVICENOW INC P 2015-08-21 2016-04-05 1519 1932 -413 -413 40 SHS T E CONNECTIVITY LTD P 2015-08-21 2015-10-26 2460 2497 -37 -37 20 SHS T E CONNECTIVITY LTD P 2015-08-21 2015-10-30 1242 1249 -7 -7 125 SHS MEAD JOHNSON NUTRITION CO D 2015-06-22 2015-08-21 10519 9806 713 713 31 SHS PNC FINANCIAL SERVICES P 2015-08-21 2016-01-19 2645 3037 -392 -392 29 SHS PNC FINANCIAL SERVICES P 2015-08-21 2016-01-25 2424 2841 -417 -417 110 SHS MICROSOFT CORP P 2015-09-25 2016-06-28 5697 5133 564 564 52293 0 0 82652 0.000000 0.000000 0.000000 970463 0 704 704 75000 X 704 0 704 0 704 0 704 0 0 0 0 0 0 0 0 0 0 0 1 NY 1 0 0 0 0 0 N/A RICHARD J BOWLER ESQ 9149930936 10 BANK STREET SUITE 650 WHITE PLAINS NY 106061994 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 RICHARD J BOWLER 10 BANK STREET SUITE 650 WHITE PLAINS NY 10606 PRESIDENT, TREASURER, DIRECTOR 5.00 0 0 0 JEANNE E ZUNICH 10 BANK STREET SUITE 650 WHITE PLAINS NY 10606 VICE PRESIDENT, DIRECTOR 0.00 0 0 0 MAGDALEN GAYNOR 10 BANK STREET SUITE 650 WHITE PLAINS NY 10606 SECRETARY, DIRECTOR 0.00 0 0 0 NONE 0 NONE 0 0 893181 92061 0 985242 0 0 985242 14779 970463 48523 48523 704 704 47819 0 47819 0 47819 75000 0 75000 704 74296 47819 4133 0 0 75000 4133 0 0 47819 23048 0 0 23048 0 0 0 0 0 0 0 23048 23048 Richard J Bowler Esq 10 Bank Street Suite 650 White Plains NY 10606 9149930936 bowler.rich89@gmail.com The New York/New Jersey Common Application Form; Include information about organization & purpose of grant No later than June 1 of each fiscal year Qualified charitable organizations for charitable, religious, scientific, or educational purposes CALVERT SCHOOL 105 TUSCANY ROAD BALTIMORE MD 21210 EDUCATION 25000 MISS HALL'S SCHOOL 492 HOLMES ROAD PITTSFIELD MA 01202 EDUCATION 25000 THE POTOMAC SCHOOL 1301 POTOMAC SCHOOL ROAD MCLEAN VA 22101 EDUCATION 25000 75000 0 14 39 14 29838 18 52293 0 82170 0 82170 0 0 0 0 0 0 0 0 0 0 800 SHS AT&T INC 28232 34568 800 SHS COCA COLA CO 32216 36264 600 SHS EXXON MOBIL CORP 53610 56244 1,800 SHS GENERAL ELECTRIC CO 41814 56664 850 SHS GENERAL MILLS INC 40719 60622 650 SHS VERIZON COMMUNICATIONS INC 32851 36296 80 SHS ABBOTT LABORATORIES 4027 3145 32 SHS ACCENTURE PLC CL A 3304 3625 80 SHS ADOBE SYSTEMS INC 7028 7663 35 SHS AETNA INC 3697 4274 18 SHS ALLERGAN PLC 5466 4160 220 SHS ALLY FINANCIAL INC 4791 3755 21 SHS ALPHABET INC CL A 14535 14773 16 SHS AMAZON COM INC 5117 11450 56 SHS AMERICAN TOWER CORP 5672 6362 23 SHS AMGEN INC 3782 3499 104 SHS APPLE INC 12025 9942 580 SHS BANK OF AMERICA CORP 10311 7697 11 SHS BIOGEN INC 3486 2660 22 SHS BIOMARIN PHARMACEUTICAL INC 3061 1712 70 SHS BRISTOL-MYERS SQUIBB CO 4437 5149 61 SHS BROADCOM LTD 7876 9479 90 SHS CAPITAL ONE FINANCIAL CORP 7358 5716 50 SHS CARDINAL HEALTH INC 4211 3900 80 SHS CELANESE CORP SER A 5163 5236 19 SHS CELGENE CORP 2496 1874 51 SHS CHEVRON CORP 5990 5346 170 SHS CITIZENS FINANCIAL GROUP 3731 3397 40 SHS COGNIZANT TECH SOLUTIONS 2394 2290 90 SHS COMCAST CORP CL A 5453 5867 34 SHS CONSTELLATION BRANDS INC 4372 5624 275 SHS COSTCO WHOLESALE CORP 30466 43186 24 SHS CVS HEALTH CORP 2439 2298 350 SHS DISNEY WALT CO 22087 34237 70 SHS DOMINION RESOURCE INC 4797 5455 100 SHS DOW CHEMICAL CO 4521 4971 180 SHS DYNEGY INC 3449 3103 110 SHS EATON CORP PLC 6695 6570 100 SHS EXELON CORP 2997 3636 130 SHS FACEBOOK INC-A 12251 14856 90 SHS HALLIBURTON CO 3702 4076 140 SHS HARTFORD FINANCIAL SERVICES 6885 6213 58 SHS HOME DEPOT INC 7077 7406 72 SHS HONEYWELL INTL INC 5699 8375 80 SHS ILLINOIS TOOL WORKS INC 7205 8333 120 SHS INGERSOLL-RAND PLC 7421 7642 170 SHS INTEL CORP 5607 5576 34 SHS INTERCONTINENTAL EXCHANGES INC 8194 8703 210 SHS INVESCO LTD 7851 5363 53 SHS JOHNSON & JOHNSON 5194 6429 40 SHS LILLY ELI & CO 3271 3150 30 SHS 3M COMPANY 4276 5254 40 SHS MALLINCKRODT PLC 3940 2431 140 SHS MARATHON OIL CORP 2429 2101 90 SHS MARATHON PETROLEUM CORP 3697 3416 70 SHS MERCK & CO INC 4182 4033 80 SHS MICROSOFT CORP 4308 4094 80 SHS MONDELEZ INTL INC CL A 3267 3641 52 SHS MONSTER BEVERAGE CORP 7888 8357 23 SHS NETFLIX COM INC 2596 2104 74 SHS NIKE INC CL B 4259 4085 80 SHS NUCOR CORP 3738 3953 70 SHS NXP SEMICONDUCTORS NV 5112 5484 32 SHS P V H CORP 3711 3015 41 SHS PALO ALTO NETWORKS INC 6961 5028 22 SHS PANERA BREAD CO CL A 4756 4663 90 SHS PEPSICO INC 7299 9535 230 SHS PFIZER INC 8142 8098 90 SHS PHILLIP MORRIS INTL 7531 9155 24 SHS PIONEER NATURAL RESOURCES 3042 3629 90 SHS PROCTER & GAMBLE CO 7008 7620 90 SHS SALESFORCE.COM INC 6655 7147 80 SHS SCHLUMBERGER LTD 6693 6326 230 SHS SCHWAB CHARLES CORP 7815 5821 90 SHS TAIWAN SEMICONDUCTOR MFG CO 2240 2361 100 SHS TIME WARNER INC 7768 7354 70 SHS UNION PACIFIC CORP 6487 6108 60 SHS UNITED TECHNOLOGIES CORP 5939 6153 31 SHS UNIVERSAL HEALTH SERVICES CL B 4303 4157 110 SHS VALERO ENERGY CORP 7328 5610 70 SHS VISA INC CL A 5361 5192 120 SHS VOYA FINANCIAL INC 4416 2971 130 SHS WELLS FARGO & CO 7276 6153 80 SHS YUM! BRANDS INC 6777 6634 36 SHS ZIMMER BIOMET HOLDINGS INC 4415 4334 12,646.222 UTS DREYFUS HIGH YIELD FUND A AT COST 80794 76004 1,034.661 UTS DREYFUS/NEWTON INTL EQUITY A AT COST 20000 18676 4,095.003 UTS DREYFUS OPP FIXED INCOME Y AT COST 50000 45250 BNY MELLON, MARKET VALUE FEE 11650 11650 0 ADR FEE 2 2 0 BANK SERVICE FEE 60 60 0 FOREIGN TAX PAID 13 13 0