2016-07-27T12:51:52-05:00 2015-09-30 420714325 RSM US LLP 9737 WASHINGTONIAN BLVD 400 GAITHERSBURG MD 208787340 990 2014-10-01 203568840 UNITED CEREBRAL PALSY INC UNIT 2027760406 1825 K STREET NW SUITE 600 NO 600 WASHINGTON DC 20006 RICHARD FORKOSH INTERIM CEO 2027760406 2016-07-27 1 WILLIAM E TURCO CPA P00369217 3012963600 2014 2016-12-15 16:53:06Z RICHARD FORKOSH 1825 K STREET NW SUITE 600 NO 600 WASHINGTON DC 20006 3784467 0 X WWW.UCP.ORG X 2005 DC TO ADVANCE THE INDEPENDENCE, PRODUCTIVITY AND FULL CITIZENSHIP OF PEOPLE WITH DISABILITIES THROUGH AN AFFILIATE NETWORK. 16 16 18 100 0 0 1567233 1105342 2338060 2265533 228672 241492 78031 129016 4211996 3741383 64935 14199 0 0 2344362 2311381 55874 138702 728143 2449195 2003909 4914366 4468191 -702370 -726808 12736775 10899933 3663137 3482080 9073638 7417853 X TO ADVANCE THE INDEPENDENCE, PRODUCTIVITY AND FULL CITIZENSHIP OF PEOPLE WITH DISABILITIES THROUGH AN AFFILIATE NETWORK. 0 0 1036144 14199 2156763 SUPPORT TO AFFILIATES:APPROXIMATELY 80 LOCAL SERVICE PROVIDERS, OR UCP AFFILIATES, REACHED MORE THAN 176,000 INDIVIDUALS AND THEIR FAMILIES IN THE U.S., AUSTRALIA AND CANADA. AFFILIATES' SERVICES INCLUDE HOUSING, THERAPY, ASSISTIVE TECHNOLOGY, TRAINING EARLY INTERVENTION PROGRAMS, INDIVIDUAL AND FAMILY SUPPORT, SOCIAL AND RECREATION PROGRAMS, COMMUNITY LIVING, STATE AND LOCAL REFERRALS, EMPLOYMENT ASSISTANCE AND ADVOCACY. UCP NATIONAL SUPPORTED THE AFFILIATE NETWORK THROUGH FUNDRAISING, MARKETING AND COMMUNICATIONS, BEST PRACTICES AND PROGRAMMATIC SUPPORT. IN ADDITION, UCP NATIONAL FACILITATED A NATIONAL ANNUAL MEETING, REGIONAL MEETINGS AND AIDED IN STRATEGIC PLANNING, GOVERNANCE, EXECUTIVE RECRUITING, MERGERS AND ACQUISITIONS AND OPERATIONAL EFFICIENCIES. 483160 PUBLIC EDUCATION:UCP PROVIDES SUPPORT AND SERVICES TO MORE THAN 176,000 PEOPLE WITH DISABILITIES EVERY DAY, ONE PERSON AT A TIME, ONE FAMILY AT A TIME, MEETING THE UNIQUE NEEDS THAT EACH POSSESSES. THROUGH AN AFFILIATE NETWORK, UCP PROVIDES SUCH DIVERSE PROGRAMS AS CHILDCARE, SUPPORTED LIVING, EDUCATION, HEALTH, EMPLOYMENT AND RECREATIONAL ACTIVITIES. UCP SUPPORTS PUBLIC EDUCATION AND OUTREACH PROGRAMS, PROVIDING INFORMATION, RESOURCES AND SOCIAL NETWORKING RESOURCES TO PARENTS, CAREGIVERS AND PEOPLE WITH DISABILITIES AROUND THE GLOBE. THROUGH PUBLIC EDUCATION, PROGRAMS LIKE MY CHILD WITHOUT LIMITS AND BRAVE KIDS, UCP ENSURES THAT FAMILIES HAVE THE INFORMATION THEY NEED TO LIVE A LIFE WITHOUT LIMITS. VARIOUS E-NEWS MAGAZINES PROVIDE UP-TO-DATE INFORMATION AND RESOURCES ON A VARIETY OF DISABILITY ISSUES. UCP CONTINUED ITS LIFE WITHOUT LIMITS INITIATIVE, CREATING AN INCUBATOR FOR NEW PROGRAMS AND INITIATIVES TO ALLOW PEOPLE WITH DISABILITIES TO BE INCLUDED AS FULL CITIZENS IN SOCIETY. 327188 39520 PUBLIC POLICY:UCP CONTINUED TO ADVOCATE ON BEHALF OF INDIVIDUALS WITH DISABILITIES AND THEIR FAMILIES, ADVANCING FEDERAL DISABILITY PUBLIC POLICY. UCP IMPACTED NATIONAL PUBLIC POLICY FOR PEOPLE WITH DISABILITIES BY EDUCATING CONGRESS AND THE ADMINISTRATION ON LAWS AND PENDING BILLS THAT IMPACT THE DISABILITIES COMMUNITY. IT ALSO CONTINUED TO PLAY AN ACTIVE ROLE IN SHAPING PENDING FEDERAL REGULATIONS THAT IMPACT THE DISABILITIES COMMUNITY. UCP'S PUBLIC POLICY EFFORTS PROVIDE ROBUST ADVOCACY AT THE STATE AND FEDERAL LEVELS. THROUGH AN ANNUAL CASE FOR INCLUSION, UCP CONDUCTS A 50 STATE ANALYSIS OF MEDICAID SERVICES FOR PEOPLE WITH INTELLECTUAL AND DEVELOPMENTAL DISABILITIES, CREATING A BENCHMARK FOR STATEWIDE SERVICES AND AN IMPORTANT POLICY EDUCATION TOOL. 279604 LIFE WITHOUT LIMITS:LIFE WITHOUT LIMITS (LWL) IS A NATIONAL INITIATIVE LAUNCHED BY UCP TO EMPOWER PEOPLE WITH DISABILITIES TO ENVISION AND BUILD A BETTER FUTURE FOR THEMSELVES, THEIR COMMUNITIES AND THE WORLD AT LARGE. LWL SHINES A SPOTLIGHT ON KEY ISSUES IMPACTING PEOPLE WITH DISABILITIES AND USES THIS INFORMATION TO ADVOCATE FOR DYNAMIC CHANGES IN SOCIETY THAT ADVANCE THE CIVIL RIGHTS MOVEMENT FOR PEOPLE WITH DISABILITIES. IT IS ABOUT IMPROVING THE LIVES OF PEOPLE WITH DISABILITIES BY HARNESSING THE LATEST INNOVATIONS IN TECHNOLOGY TO INCREASE THEIR ACCESS TO THE WIDER WORLD AND MARKETPLACE. IT IS ALSO A PLACE TO CREATE A FORUM FOR INCREASED LEARNING THAT STRENGTHENS SERVICE PROVIDERS, ADVOCATES, MEDICAL RESEARCHERS AND SELF-ADVOCATES CREATING BROAD CHANGES IN THE WAY THAT SOCIETY INTERACTS WITH PEOPLE WITH DISABILITIES. 169265 NON-FEDERAL (BELLOWS):ASSISTIVE TECHNOLOGY OFTEN PLAYS A VITAL ROLE IN THE LIVES OF PEOPLE WITH DISABILITIES. ASSISTIVE TECHNOLOGY IS ANY ITEM, PIECE OF EQUIPMENT, OR PRODUCT THAT IS USED TO INCREASE, MAINTAIN, OR IMPROVE THE FUNCTIONAL CAPABILITIES OF INDIVIDUALS WITH DISABILITIES. WE OFFER FINANCIAL ASSISTANCE THROUGH OUR NON-FEDERAL GRANT PROGRAM, WHICH HELPS PROVIDE ASSISTIVE TECHNOLOGY EQUIPMENT TO INDIVIDUALS WITH DISABILITIES. USE OF THIS PROGRAM IS AVAILABLE ONLY THROUGH UCP AFFILIATES. 448869 2295361 1 1 0 1 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 1 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 23 0 1 18 1 0 0 0 0 0 1 1 0 0 0 0 X 16 16 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 AK AL AR AZ CA CO CT DC DE FL GA IA ID IL IN KS KY LA MA MD ME MI MS MN MO MT NC ND NE NJ NH NM NV NY OH OK OR PA RI SC SD TN TX UT VA VT WA WI WV WY X X RICHARD FORKOSH 2027760406 1825 K STREET NW SUITE 600 NO 600 WASHINGTON DC 20006 GLORIA JOHNSON-CUSACK CHAIR 1.00 X X 0 0 0 ERIC HESPENHEIDE VICE CHAIR 1.00 X X 0 0 0 MELVIN CHIP HURLEY TREASURER/SECRETARY 1.00 X X 0 0 0 WOODY CONNETTEE PAST CHAIR 1.00 X 0 0 0 LINDA MAGUIRE TRUSTEE 1.00 X 0 0 0 IAN RIDLON TRUSTEE 1.00 X 0 0 0 CHRISTOBEL SELECKY TRUSTEE 1.00 X 0 0 0 MICHAEL BURKE JR TRUSTEE 1.00 X 0 0 0 ROB WHITE TRUSTEE 1.00 X 0 0 0 PABLO CHAVEZ TRUSTEE 1.00 X 0 0 0 RICK FORKOSH TRUSTEE 1.00 X 0 0 0 RUTH GULLERUD TRUSTEE 1.00 X 0 0 0 SETH HARRIS TRUSTEE 1.00 X 0 0 0 OUIDA SPENCER TRUSTEE 1.00 X 0 0 0 MARK LEZOTTE TRUSTEE 1.00 X 0 0 0 CHERYL HINES TRUSTEE 1.00 X 0 0 0 STEPHEN BENNETT PRESIDENT/CEO 37.50 X 477882 0 35330 TANNEKA JONES DIRECTOR OF FINANCE 37.50 X 106911 0 17505 CHRISTOPHER THOMSON GENERAL COUNSEL/COO 37.50 X 181323 0 20297 ANITA PORCO VP OF AFFILIATE NETWORK 37.50 X 169268 0 20579 RUBEN GONZALES CHIEF DEVELOPMENT OFFICER 37.50 X 156791 0 11152 MARK IRLANDEZ DIRECTOR OF TECHNOLOGY 37.50 X 124765 0 10850 KEVIN STURTEVANT CHIEF DEVELOPMENT OFFICER 37.50 X 109900 0 2004 1326840 0 117717 7 0 1 0 FOLEY HOAG LLP 155 SEAPORT BLVD BOSTON MA 022102600 PUBLIC POLICY CONSULTANT 253000 MASLANSKY LUNTZ PARTNERS LLP 2000 L ST NW 300 WASHINGTON DC 20036 LANGUAGE PROJECT CONSULTING 191986 2 105468 999874 1105342 MEMBERSHIP FEES 900099 2156763 2156763 ANNUAL CONFERENCE 900099 108770 39520 69250 2265533 241492 241492 75828 0 75828 75828 75828 61442 105468 43084 18358 18358 OTHER REVENUE 900099 34830 34830 34830 3741383 2196283 0 439758 14199 14199 1120309 597302 323555 199452 965310 514107 279372 171831 38756 20944 10899 6913 33764 18245 9496 6023 153242 82813 43095 27334 20828 20828 41000 41000 138702 138702 84841 84841 400808 270024 126855 3929 42064 9367 9636 23061 564602 225841 225841 112920 84320 29748 43615 10957 86518 82100 4418 37872 37872 375232 375232 112547 45019 45019 22509 OTHER EXPENSES 112025 98 111634 293 MEMBERSHIP DUES & SUPPO 39103 8173 26711 4219 BAD DEBTS 2149 2149 4468191 2295361 1444687 728143 X 500 500 636588 703801 746952 149203 19444 54127 37162 1161778 511193 757525 650585 5084794 5025273 5108370 4019578 328475 313831 12736775 10899933 808199 792526 100781 33288 1745093 1746157 1009064 910109 3663137 3482080 X 1779424 763892 2614717 1984916 4679497 4669045 9073638 7417853 12736775 10899933 X -726808 -914333 -14644 X X 0 1 X 1 0 X 4917524 4197520 3945013 3574993 3154086 19789136 4917524 4197520 3945013 3574993 3154086 19789136 2105222 17683914 306769 252799 281007 308156 317320 1466051 43584 45059 9461 10930 34830 143864 21399051 912361 0.82640 0.85680 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2010 AMOUNT: $ 43,584. 2011 AMOUNT: $ 45,059. 2012 AMOUNT: $ 9,461. 2013 AMOUNT: $ 10,930. 2014 AMOUNT: $ 34,830. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 20000 1000 21000 4447191 4468191 373410 93353 0 0 432395 416924 395718 373410 1618447 2427671 15000 5000 21000 41000 108099 104231 98930 93353 404613 606920 5000 5000 20000 30000 10659686 -746169 397202 9516315 10131565 977161 449040 10659686 9493196 1355610 657577 59664 10131565 8503931 293366 1407777 636675 75203 9493196 9032064 252644 -95317 634932 50528 8503931 0.32520 0.49060 0.18420 1 0 1161778 511193 650585 650585 81,138.409-METROPOLITAN W. TOT RET BD 878729 F 37,291.242-TOUCHSTONE SANDS CAP SEL 632459 F 43,013.122-OAKMARK INTERNATL I 917900 F 76,219.775-TOUCHSTONE ULT SH DUR FX 947157 F 72,041.793-VIRTUS INSIGHT EMERG MKTS 643333 F 4019578 DUE TO AFFILIATES 5286 DEFERRED RENT 904823 910109 X 2870134 -914333 -914333 3784467 -43084 -43084 3741383 4511275 43084 43084 4468191 0 4468191 PART V, LINE 4: PERMANENTLY RESTRICTED NET ASSETS AT SEPTEMBER 30, 2015, CONSIST OF THE BELLOWS ENDOWMENT DETAILED ABOVE, AS WELL AS CHARITABLE ANNUITY TRUST INTERESTS. EARNINGS ON THE BELLOWS ENDOWMENT FUND ARE TEMPORARILY RESTRICTED FOR PROGRAM PURPOSES AS SPECIFIED BY THE DONOR. UCP IS THE BENEFICIARY OF THE INCOME OF TWO CHARITABLE ANNUITY TRUSTS THAT IT DOES NOT ADMINISTER. THE INVESTMENTS OF EACH TRUST ARE ADMINISTERED BY A TRUSTEE WHO IS INDEPENDENT OF UCP, AND DISTRIBUTIONS ARE MADE TO UCP IN ACCORDANCE WITH THE TRUST AGREEMENT FOR EACH TRUST. THESE TRUSTS ARE INVESTED IN CASH AND CASH EQUIVALENTS, FIXED INCOME FUNDS, MUTUAL FUNDS, AND EQUITIES. UCP RECORDS ITS INTEREST IN THESE TRUSTS AT FAIR MARKET VALUE WITHIN PERMANENTLY RESTRICTED NET ASSETS. ANNUALLY, UCP BUDGETS FOR 5% OF THE BOARD DESIGNATED ENDOWMENT FUNDS TO BE SPENT IN THE FOLLOWING YEAR. THROUGHOUT THE YEAR, QUARTERLY, 5% OF THE INVESTMENT BALANCE IS TRANSFERRED TO OPERATIONS FOR UTILIZATION. PART X, LINE 2: UCP IS A NON-PROFIT VOLUNTARY HEALTH AND WELFARE AGENCY EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE (THE IRC). IT HAS BEEN CLASSIFIED AS A PUBLICLY SUPPORTED CHARITABLE ORGANIZATION UNDER SECTION 509(A)(1) OF THE IRC AND QUALIFIES FOR THE MAXIMUM CHARITABLE CONTRIBUTION DEDUCTION ALLOWABLE TO DONORS. INCOME, WHICH IS NOT RELATED TO EXEMPT PURPOSES, LESS APPLICABLE DEDUCTIONS, IS SUBJECT TO FEDERAL AND STATE CORPORATE INCOME TAXES. UCP DID NOT HAVE ANY NET UNRELATED BUSINESS INCOME FOR THE YEAR ENDED SEPTEMBER 30, 2015. MANAGEMENT HAS EVALUATED UCP'S TAX POSITIONS AND HAS CONCLUDED THAT UCP HAS TAKEN NO CERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENTS TO THE FINANCIAL STATEMENTS. PART XI, LINE 4B - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES REPORTED ON LINE 8B -43,084. PART XII, LINE 2D - OTHER ADJUSTMENTS: FUNDRAISING EXPENSES REPORTED ON LINE 8B 43,084. X X X 1 LEWIS ADVERTISING 325 EAST OLIVER STREET BALTIMORE MD 21202 DIRECT MAIL GIFT LABELS, APPEALS, SOLICITATION CARDS 0 202120 134269 67851 202120 134269 67851 AL AK AZ AR CA CO CT DE DC FL GA IA ID IL KS KY LA MA MD ME MI MS MN MO MT NC ND NE NJ NH NM NV NY OH OK IN OR PA RI SC SD TN TX UT VA VT WA WI WV WY STEPTEMBER 166910 105468 61442 43084 166910 105468 61442 43084 43084 18358 1 EASTER SEALS UCP NC & VA 5171 GLENWOOD AVE 400 RALEIGH NC 27612 560670676 501(C)(3) 9163 BELLOW GRANT - PURCHASE ASSISTIVE TECHNOLOGY UCP OF STANISLAUS AND TUOLUMNE COUNTIES 4265 SPYRES WAY 2 MODESTO CA 95356 942556951 501(C)(3) 5036 BELLOW GRANT - PURCHASE ASSISTIVE TECHNOLOGY 2 PART I, LINE 2: THE APPLICATION ITSELF DETAILS WHAT THE FUNDS CAN BE USED FOR. EACH AFFILIATE MAKES SURE TO INCLUDE DETAILS ON THE ITEM(S), THAT WILL BE PURCHASED WITH THE BELLOWS GRANT MONEY. X X X 0 0 0 0 0 0 0 0 0 STEPHEN BENNETT PRESIDENT/CEO 477882 0 0 0 0 0 13000 0 31873 0 522755 0 0 0 CHRISTOPHER THOMSON GENERAL COUNSEL/COO 181323 0 0 0 0 0 9364 0 13971 0 204658 0 0 0 ANITA PORCO VP OF AFFILIATE NETWORK 169268 0 0 0 0 0 8161 0 15681 0 193110 0 0 0 RUBEN GONZALES CHIEF DEVELOPMENT OFFICER 156791 0 0 0 0 0 6892 0 5236 0 168919 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 UCP'S MEMBERSHIP IS COMPOSED OF DOMESTIC 501(C)(3) CHARITABLE NONPROFITS WHICH PROVIDE SERVICES TO AND ADVOCACY ON BEHALF OF PEOPLE WITH DISABILITIES AND THEIR FAMILIES. FORM 990, PART VI, SECTION A, LINE 7A A NOMINATING COMMITTEE ASSESSES THE NEEDS OF THE UCP BOARD AND VETS CANDIDATES FOR THE BOARD OF TRUSTEES. THE NOMINATING COMMITTEE RECOMMENDS A SLATE OF CANDIDATES TO THE MEMBERS OF THE CORPORATION ANNUALLY. FLOOR NOMINATIONS ARE TAKEN AT THE ANNUAL MEETING. THE MEMBERS THEN VOTE ON THE SLATE OF CANDIDATES FOR THE BOARD. FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERS OF THE ORGANIZATION VOTE ON CHANGES TO THE ORGANIZATIONAL DOCUMENTS OF UCP, INCLUDING ITS ARTICLES OF INCORPORATION OR BYLAWS; ELECTION OF TRUSTEES BY THE BOARD TO SERVE A VACANT SEAT ON THE BOARD; ELECTION OF MEMBERS OF THE NOMINATING COMMITTEE; AND ELECTION OF MEMBERS OF THE PROFESSIONAL COUNCIL. FORM 990, PART VI, SECTION B, LINE 11 UCP'S AUDITED FINANCIAL STATEMENTS UPON WHICH THE FINANCIAL INFORMATION IN THE 990 IS BASED WAS REVIEWED AND ACCEPTED BY THE AUDIT COMMITTEE AND THE BOARD. UCP'S 990 WILL BE REVIEWED BY THE FINANCE COMMITTEE AND PROVIDED TO THE BOARD BEFORE BEING SIGNED BY THE PRESIDENT AND CEO. FORM 990, PART VI, SECTION B, LINE 12C UCP'S BOARD CHAIR ANNUALLY REQUESTS CONFLICT OF INTEREST DISCLOSURE STATEMENTS FROM BOARD MEMBERS AND SENIOR MANAGEMENT EMPLOYEES, WHICH ARE SUBMITTED TO UCP'S GENERAL COUNSEL. OTHER INDIVIDUALS MAY ALSO SUBMIT TO THE GENERAL COUNSEL INFORMATION REGARDING POTENTIAL CONFLICTS OF WHICH THEY ARE AWARE. UCP'S GENERAL COUNSEL REVIEWS ANY POTENTIAL CONFLICT DISCLOSURES AND REPORTS TO THE BOARD CHAIR OR OTHER RELEVANT BOARD LEADER IF THE BOARD CHAIR IS CONFLICTED. IF AN APPARENT CONFLICT IS PRESENT, THE BOARD CHAIR OR OTHER BOARD LEADER WILL SEEK RECUSAL OF THE INDIVIDUAL WITH A CONFLICT. THE POLICY REQUIRES THAT ALL BOARD MEMBERS AND SENIOR MANAGEMENT EMPLOYEES SUBMIT UPDATED DISCLOSURE STATEMENTS TO THE GENERAL COUNSEL AND/OR THE BOARD CHAIR UPON A CHANGE IN MATERIAL CIRCUMSTANCES WHICH MAY PRESENT THE APPEARANCE OF A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15A AN EXECUTIVE SALARY COMMITTEE OF THE BOARD CONDUCTS A SALARY AND BENEFITS REVIEW AND APPROVAL. THE COMMITTEE CONSULTS SURVEYS OF COMPARABLE SALARIES AND BENEFITS PROVIDED TO INDIVIDUALS IN SIMILAR POSITIONS WITHIN SIMILAR GEOGRAPHICAL AREAS. THE COMMITTEE ALSO REVIEWS COMPARABLE SALARIES AND BENEFITS AT OTHER 501(C)(3) NONPROFIT CORPORATIONS AVAILABLE VIA IRS 990S. THE COMMITTEE CONSIDERS INDIVIDUAL PERFORMANCE FACTORS, COMPARABLE SALARIES, AND POSITION DESCRIPTIONS IN APPROVING SALARIES AND BENEFITS. THE COMMITTEE'S RECOMMENDATION IS THEN SUBMITTED TO THE BOARD FOR APPROVAL. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. THE FINANCIAL STATEMENTS ARE POSTED TO OUR WEBSITE FOR PUBLIC VIEWING AND PRINTING, IF NEEDED. FORM 990, PART XI, LINE 9: CHANGE IN BENEFICIAL INTERESTS IN TRUSTS HELD BY THIRD PARTIES -14,644. FORM 990, PART XII, LINE 2C THE PROCESS FOR OVERSEEING THE AUDIT OF THE FINANCIAL STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT THAT AUDITED THE FINANCIAL STATEMENTS HAS BEEN CONSISTENT WITH PRIOR YEARS.