2016-07-29T17:57:00-05:00 2015-09-30 271155496 ROBERT LEE & ASSOCIATES LLP 226 AIRPORT PARKWAY SAN JOSE CA 95110 990PF 2014-10-01 941584547 THE VALLEY FOUNDATION VALL 4088556770 226 AIRPORT PARKWAY SUITE 350 SAN JOSE CA 95110 ROBERT LEE SECRETARY 4088556770 2016-07-29 1 SCOTT R SMEAD P01208759 4088556770 2014 2016-12-15 16:53:06Z X 59255926 X 0 X 8301 8301 1670825 1670825 1877965 9717966 1877965 -111579 0 3445512 3557091 62000 0 0 5867 1956 1956 46614 15537 15537 323278 323278 0 73000 0 0 42959 35991 6178 553718 376762 23671 755000 755000 1308718 376762 778671 2136794 3180329 11523130 139047 139047 9805 16421 9805 9805 26963 26963 26963 4858397 0 0 42085107 54399869 54399869 5589514 4674242 4674242 120210 120210 6000 6000 6000 64105532 59255926 59255926 1000000 1560 1000000 1560 X 63105532 59254366 63105532 59254366 64105532 59255926 63105532 2136794 0 65242326 5987960 59254366 PUBLICLY TRADED SECURITIES 9314060 7807408 1506652 1506652 CAPITAL DYNAMICS REAL ESTATE P 32593 -32593 -32593 ENDOWMENT VENTURE PARTNERS V, L.P. P 23885 23885 23885 REDWOOD KAIROS REAL ESTATE VALUE FUND III, LLC P 102306 102306 102306 PORTFOLIO ADVISORS PRIVATE EQUITY FUND III LP P 277715 277715 277715 1877965 0 23194 63138039 0.000367 1058599 60417990 0.017521 120542 53456838 0.002255 4037857 55435030 0.072839 3719063 51989441 0.071535 0.164517 0.032903 64044263 2107248 31803 2139051 778671 63607 0 63607 0 63607 94698 94698 X 31091 31091 0 0 0 0 0 0 0 0 0 0 0 1 1 CA 1 0 0 0 0 1 WWW.VALLEY.ORG THE FOUNDATION 4083584545 226 AIRPORT PARKWAY SUITE 350 SAN JOSE CA 95110 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PHILLIP R BOYCE 226 AIRPORT PARKWAY SUITE 350 SAN JOSE CA 95110 CHAIRMAN 4.00 15500 0 0 DR RICHARD SIEVE 226 AIRPORT PARKWAY SUITE 350 SAN JOSE CA 95110 VICE CHAIRMAN 4.00 15500 0 0 DR HERBERT KAIN 226 AIRPORT PARKWAY SUITE 350 SAN JOSE CA 95110 BOARD MEMBER 4.00 15500 0 0 DANIEL P DOORE 226 AIRPORT PARKWAY SUITE 350 SAN JOSE CA 95110 TREASURER 4.00 3500 0 0 ROBERT LEE 226 AIRPORT PARKWAY SUITE 350 SAN JOSE CA 95110 SECRETARY 4.00 12000 0 0 NONE 0 BEACAN POINT 500 NEWPORT CENTER DRIVE SUITE 125 NEWPORT BEACH CA 92660 INVESTMENT CONSULTING 81408 0 0 58228282 1602518 5188756 65019556 0 0 65019556 975293 64044263 3202213 3202213 63607 63607 3138606 0 3138606 0 3138606 778671 0 778671 0 778671 3138606 0 0 1054354 1054354 778671 0 0 0 778671 0 1054354 1054354 0 0 0 0 0 1305581 0 0 0 X WINCHESTER ORCHESTRA 1831 GUNSTON WAY SAN JOSE CA 95124 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIV 5000 YMCA 1921 THE ALAMEDA 3RD FLOOR SAN JOSE CA 95126 NONE 501(C)(3) GRANT TO PROMOTE THE ORGANIZATION'S CHARITABLE ACTIV 750000 755000 0 14 8301 14 1670825 900099 1877965 ENDOWMENT VENTURE PARTNERS 900099 -3748 LOWE REALESTATE INCOME AND GROWTH 900099 -86 REDWOOD KAIROS REAL ESTATE VALUE FUND III, LLC 900099 -61353 CAPITAL DYNAMICS 900099 -23094 REDWOOD KAIROS REAL ESTATE VALUE FUND IV, LLC 900099 -481 PORTFOLIO ADVISORS PRIVATE EQUITY FUND III LP 900099 -22817 1766386 1679126 0 3445512 0 0 0 0 0 0 0 0 0 0 ACCOUNTING 46614 15537 15537 PURSUANT TO IRC SEC. 4942(H) (2) AND REG. 53.4942 (A)-3 (D) (2), THE VALLEY FOUNDATION HEREBY ELECTS TO TREAT CURRENT YEAR QUALIFYING DISTRIBUTIONS IN EXCESS OF THE IMMEDIATELY PRECEDING TAX YEAR'S UNDISTRIBUTED INCOME AND THE AMOUNT NEEDED TO SATISFY THE CURRENT YEAR DISTRIBUTION REQUIREMENTS AS BEING MADE OUT OF CORPUS. CORPORATE STOCK 54399869 54399869 0 0 0 0 PARTNERSHIPS FMV 4674242 4674242 LEGAL FEES 5867 1956 1956 PREPAID FEDERAL EXCISE TAXES 6000 6000 6000 UNREALIZED GAINS ON INVESTMENTS 5987960 MANAGEMENT FEES 29814 29814 0 MEETING EXPENSES 559 0 0 WEBSITE/SOFTWARE 12355 6177 6178 MISCELLANEOUS 231 0 0 ENDOWMENT VENTURE PARTNERS -3748 -3748 LOWE REALESTATE INCOME AND GROWTH -86 -86 REDWOOD KAIROS REAL ESTATE VALUE FUND III, LLC -61353 -61353 CAPITAL DYNAMICS -23094 -23094 REDWOOD KAIROS REAL ESTATE VALUE FUND IV, LLC -481 -481 PORTFOLIO ADVISORS PRIVATE EQUITY FUND III LP -22817 -22817 MANAGEMENT FEES - KALMAR 44739 44739 0 MANAGEMENT FEES - BEACAN POINT 81408 81408 0 MANAGEMENT FEES - STRALEM & COMPANY 8714 8714 0 MANAGEMENT FEES - ST. JAMES 34480 34480 0 MANAGEMENT FEES - SARATOGA RESEARCH 48656 48656 0 MANAGEMENT FEES - VAUGHAN NELSON 38966 38966 0 MANAGEMENT FEES - FIDUCIARY MANAGEMENT 45809 45809 0 MANAGEMENT FEES - ENTERPRISE TRUST 20506 20506 0 EXCISE TAX EXPENSE 73000 0 0