2016-06-02T22:21:49-05:00 2015-09-30 ERNST & YOUNG US LLP TWO NORTH CENTRAL AVENUE STE 2300 PHOENIX AZ 85004 990 2014-10-01 840412668 UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH % MELISSA D MILLER UNIV 3034978575 PO BOX 3000 BOULDER CO 80307 MELISSA D MILLER VP FIN & ADMIN 2016-06-02 STEVEN T RUTTI P00775456 6023223000 2014 2016-08-17 19:52:53Z Michael Thompson PO BOX 3000 Boulder CO 80307 224561792 false X WWW.UCAR.EDU X 1946 CO See Schedule O 18 18 1594 23 291011 37893 179518301 187109170 26691899 24144116 2637236 5364846 1348234 1472494 210195670 218090626 105878 32314 0 0 141168781 145921362 0 0 0 66735059 64724863 208009718 210678539 2185952 7412087 254062593 247065159 121394828 114254578 132667765 132810581 X See Schedule O false false 35608931 0 4345589 RESEARCH APPLICATIONS LAB - to conduct directed research that contributes to the fundamental understanding of the atmosphere and related physical, biological, and social systems; to support, enhance, and extend the capabilities of the scientific community, to develop and transfer knowledge and technology for the betterment of life on Earth, and to support technology transfer that expands the reach of atmospheric science. 34041185 0 409050 EARTH OBSERVING LAB - to develop and employ new advanced optical spectroscopic technologies, instruments and advanced algorithms for the next generation of ground-based and airborne measurements of various atmospheric trace gases. 28131425 0 256470 COMPUTATIONAL & INFORMATION SYSTEMS LAB - to support and advance the geosciences with world-class computing, data management and research in mathematics and computational science. 89840743 32314 20308518 187622284 true true false true false false false false false true true true false false false false false true false false true false false false false false false false true true true true false false false false false false false false false false false false false true true true true false false true 256 0 true 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THE INVESTMENT INCOME EARNED ON THE DONATIONS IS INTENDED TO FUND THE EXPENSES OF THE FELLOWHSIPS WITH THE PRINCIPAL BALANCE PERMANENTLY INTACT. NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS ARE CLASSIFIED AND REPORTED AS PERMANENTLY RESTRICTED. INVESTMENT EARNINGS ARE REPORTED AS TEMPORARILY RESTRICTED NET ASSETS. Central America and the Caribbean Program services Research/collaboration 142447 East Asia and the Pacific Program services Research/collaboration 599441 Europe (Including Iceland and Greenland) Program services Research/collaboration 1171312 Middle East and North Africa Program services Research/collaboration 18744 North America Program services Research/collaboration 114182 Russia and the Newly Independent States Program services Research/collaboration 13583 South America Program services Research/collaboration 190907 South Asia Program services Research/collaboration 169270 Sub-Saharan Africa Program services Research/collaboration 189182 Central America and the Caribbean Investments 11506939 14116007 14116007 true false true true true false SCHEDULE F, PART I, LINE 3, COLUMN (F) The accrual method of accounting was used to determine the amounts in Column (F). true SCHOLARSHIPS FOR ATMOSPHERIC SCIENCE STUDIES 7 32314 SCHEDULE I, PART I, LINE 2 TO BE CONSIDERED FOR FUNDING, STUDENTS MUST SUBMIT A FUNDING REQUEST AND ALL SUPPORTING DOCUMENTATION. DOCUMENTATION INCLUDES TRANSCRIPTS AND NEEDS DOCUMENTATION AS DEFINED BY THE SCHOOL. EACH GRANT IS MADE OUT TO THE STUDENT'S UNIVERSITY ACCOUNT. THIS ENSURES THAT GRANTS ARE USED TO PAY TUITION, FEES AND OTHER SCHOOL-RELATED COST. X true true X X X X false false false false false false false false false THOMAS BOGDAN TRUSTEE/UCAR PRES(TERMED 7/15) 348000 0 0 0 0 0 26000 0 12404 0 386404 0 0 0 EMILY COBABE-AMMANN UCP DIRECTOR (TERMED 7/15) 202787 0 0 0 0 0 20279 0 680 0 223746 0 0 0 JAMES W HURRELL NCAR Director 280879 0 0 0 0 0 26000 0 17191 0 324070 0 0 0 MARGARET MCCLELLAN CHIEF LEGAL OFFICER 234069 0 0 0 0 0 23407 0 17042 0 274518 0 0 0 MELISSA D MILLER INTERIM VP OF FINANCE & ADMIN 169135 0 0 0 0 0 16913 0 13652 0 199700 0 0 0 KATHRYN SCHMOLL VP, FIN & ADMIN (TERMED 4/15) 258147 0 0 0 0 0 25815 0 6251 0 290213 0 0 0 MICHAEL THOMPSON INTERIM PRESIDENT 227856 0 0 0 0 0 22785 0 1532 0 252173 0 0 0 DAN JAY WILSON DIRECTOR, TREASURY OPS 177433 0 0 0 0 0 17743 0 1365 0 196541 0 0 0 DAVID P EDWARDS ACOM DIRECTOR 206656 0 0 0 0 0 20666 0 16953 0 244275 0 0 0 G BRANT FOOTE SCIENTIST 235433 0 0 0 0 0 23543 0 5866 0 264842 0 0 0 VANDA GRUBISIC DIRECTOR, EOL 208038 0 0 0 0 0 20804 0 16957 0 245799 0 0 0 ALASDAIR KELLIE SCIENTIST 234160 0 0 0 0 0 23416 0 12184 0 269760 0 0 0 SCOTT C RAYDER SENIOR ADVISOR TO PRESIDENT 250000 0 3647 0 0 0 25000 0 17095 0 295742 0 0 0 RICHARD ROTUNNO DIRECTOR, MMM 199333 0 1554 0 0 0 19933 0 12069 0 232889 0 0 0 KEVIN TRENBERTH SCIENTIST 199160 0 0 0 0 0 19916 0 12037 0 231113 0 0 0 RICHARD LOFT SCIENTIST 189890 0 0 0 0 0 18989 0 12037 0 220916 0 0 0 WARREN WASHINGTON SCIENTIST 186989 0 0 0 0 0 18699 0 11659 0 217347 0 0 0 MAURA E HAGAN NCAR DEPUTY DIRector 159265 0 0 0 0 0 15885 0 1313 0 176463 0 0 0 SCHEDULE J, PART I, LINE 1A FIRST- OR BUSINESS-CLASS FARES ARE ALLOWABLE FOR INTERNATIONAL TRAVEL WHEN THE TRIP HAS A ONE-WAY IN-FLIGHT SEGMENT OF 10 HOURS OR MORE, OR WHERE THE TOTAL ELAPSED ONE-WAY IN-FLIGHT TIME IS 15 HOURS OR MORE WITHOUT OVERNIGHT STOPOVERS. A CO EDUCATIONAL AND CULTURAL FACILITIES AUTHORITY 840896727 19645RLK5 2010-05-20 28527506 SEE PART VI false false false B CO EDUCATIONAL AND CULTURAL FACILITIES AUTHORITY 840896727 2011-09-07 8325000 SEE PART VI false false false C CO EDUCATIONAL AND CULTURAL FACILITIES AUTHORITY 840896727 19645RQJ3 2012-05-10 14428350 SEE PART VI false false false D CO EDUCATIONAL AND CULTURAL FACILITIES AUTHORITY 840896727 2013-11-13 31975000 SEE PART VI false false false A 9675000 0 28784801 0 745488 0 392761 0 0 24531637 2960160 154755 2012 true false false B 3505000 0 8325000 0 0 0 50779 0 27190 0 8247031 0 2011 true false true true C 0 0 14574204 0 0 0 227569 0 0 125784 14220851 0 2012 false true true true D 4610000 0 33684416 0 0 0 204796 0 0 3337511 28005000 2137109 2013 true false false A false true true true false 0.00000 0.00000 0.00000 false false false true B 0 C false false true true false 0.00380 0.00380 false false false true D false false true true false 0.01100 0.01100 false false false true A false true false false false false 0 true BAYERISHE BANK 2. true false true B false true false false false false 0 true NATIXIS 0.9 true true true C false true false false false false 0 false 0 false true D false true false false true true DEUSTCHE BANK PNC 20. false false false 0 false true A true B true C true D true . SCHEDULE K, PART I, COLUMN (F) LINE A: PURCHASE LAND AND BUILDING, REFURBISH EXISTING BUILDING, AND PURCHASE EQUIPMENT. REFUNDING OF REMAINING BONDS ISSUED 1/8/1997 AND 2/25/1999. LINE B: REFUND A PORTION OF THE 2002 BONDS ISSUED 12/18/2002. LINE C: ADVANCE REFUND 2002 AND 2003 BONDS. LINE D: REFUND 2003 AND 2011A BONDS AND PROVIDE EQUIPMENT DRAWDOWN BONDS. SCHEDULE K, PART II, LINE 3 WHERE TOTAL GROSS PROCEEDS SHOWN IN PART II, LINE 3 EXCEEDS THE BOND ISSUE PRICE LISTED IN PART I DUE TO INVESTMENT EARNINGS. INVESTMENT EARNINGS ARE AS FOLLOWS: PART I, LINE A: $257,295 PART I, LINE B: $0 PART I, LINE C: $145,854 PART I, LINE D: $5,321 PART II, LINE 3 FOR THE PART I, LINE D BONDS ALSO INCLUDES $1,704,095 IN FUNDS TRANSFERRED FROM 2011 SERIES PROJECT FUND. SCHEDULE K, PART IV, LINE 6 PROCEEDS HELD BEYOND AN AVAILABLE TEMPORARY PERIOD WERE APPROPRIATELY YIELD RESTRICTED. FORM 990, PART I, LINE 1 AND PART III, LINE 1 UNIVERSITY CORPORATION FOR ATMOSPHERIC RESEARCH ("UCAR"), ON BEHALF OF, AND IN COOPERATION WITH ITS UNIVERSITY MEMBERS, IS ENGAGED IN THE MANAGEMENT OF LONG-TERM ATMOSPHERIC AND RELATED RESEARCH AND EDUCATIONAL ACTIVITIES, AND OF SCIENTIFIC FACILITIES, MOSTLY THROUGH THE OPERATION OF THE NATIONAL CENTER FOR ATMOSPHERIC RESEARCH. IT ALSO ASSUMES THE ROLES OF SCIENTIFIC LEADERSHIP AND ADVOCACY ON A NATIONAL AND INTERNATIONAL BASIS AND PROVIDES SERVICES TO THE RESEARCH COMMUNITY SUCH AS VISITOR PROGRAMS, THE DISSEMINATION OF SCIENTIFIC DATA, COMPUTING, RADAR AND AIRCRAFT FACILITIES AND FOSTERING NEW AND IMPROVED RELATIONSHIPS AMONG THE ACADEMIC RESEARCH COMMUNITY AND THE PRIVATE SECTOR. FORM 990, PART III, LINE 4D PERFORMS RESEARCH TO UNDERSTAND THE BEHAVIOR OF THE ATMOSPHERE AND RELATED PHYSICAL, BIOLOGICAL, AND SOCIAL SYSTEMS; PROVIDES INFORMATION TO SUPPORT, ENHANCE, AND EXTEND THE CAPABILITIES OF THE UNIVERSITY COMMUNITY AND THE BROADER SCIENTIFIC COMMUNITY, NATIONALLY AND INTERNATIONALLY; AND FOSTERS THE TRANSFER OF KNOWLEDGE AND TECHNOLOGY FOR THE BETTERMENT OF LIFE ON EARTH. FORM 990, PART VI, LINE 1A PURSUANT TO BYLAWS, THE EXECUTIVE COMMITTEE SHALL CONSIST OF: (A) THE CHAIRPERSON AND VICE CHAIRPERSON OF THE BOARD OF TRUSTEES, THE SECRETARY, AND THE TREASURER, WHO SHALL SERVE AS EX OFFICIO MEMBERS OF THE EXECUTIVE COMMITTEE; AND (B) SUCH NUMBER OF OTHER TRUSTEES, WHO SHALL BE APPOINTED BY THE BOARD OF TRUSTEES, AS THE BOARD OF TRUSTEES MAY DETERMINE FROM TIME TO TIME. IF ANY MEMBER OF THE EXECUTIVE COMMITTEE CEASES TO BE A TRUSTEE, SUCH INDIVIDUAL'S MEMBERSHIP ON THE EXECUTIVE COMMITTEE SHALL ALSO TERMINATE. THE EXECUTIVE COMMITTEE SHALL HAVE AND MAY EXERCISE ALL THE POWERS VESTED IN THE BOARD OF TRUSTEES DURING THE INTERVALS BETWEEN MEETINGS OF THE BOARD OF TRUSTEES TO THE EXTENT PERMITTED BY LAW, UNLESS THE BOARD OF TRUSTEES SHALL OTHERWISE DETERMINE, AND SHALL PERFORM SUCH OTHER DUTIES AS MAY BE DIRECTED FROM TIME TO TIME BY THE BOARD OF TRUSTEES. FORM 990, PART VI, LINE 6 UCAR IS ORGANIZED AS A NON-PROFIT MEMBERSHIP CORPORATION UNDER COLORADO STATUTES PURSUANT TO THE UCAR BYLAWS, ARTICLE 2, SECTION 2. THE CORPORATE MEMBERS OF UCAR ARE UNIVERSITIES, OTHER NONPROFIT INSTITUTIONS OR ORGANIZATIONS, DIVISIONS OR UNITS OF UNIVERSITIES, AND GOVERNMENTAL INSTRUMENTALITIES, WHICH ARE ORGANIZED FOR EDUCATIONAL OR SCIENTIFIC PURPOSES. MEMBERS MUST BE LOCATED IN THE UNITED STATES OF AMERICA, CANADA, OR MEXICO AND MUST MEET CERTAIN OTHER ELIGIBILITY REQUIREMENTS AS OUTLINED IN THE BYLAWS. FORM 990, PART VI, LINE 7A THE MEMBERS HAVE THE RIGHT, THROUGH THEIR MEMBERS REPRESENTATIVES, TO NOMINATE AND ELECT THE BOARD OF TRUSTEES, THROUGH THE MEMBERS NOMINATING COMMITTEE. AT THE ANNUAL MEETING, EACH YEAR, THE MEMBERS ELECT TRUSTEES TO SERVE ON THE BOARD OF TRUSTEES. THERE ARE 20 ELECTED TRUSTEES: 14 INSTITUTIONAL TRUSTEES (FROM MEMBER INSTITUTIONS) AND 6 TRUSTEES-AT-LARGE. THE TRUSTEES SERVE STAGGERED TERMS, SO THE NUMBER OF TRUSTEES ELECTED DEPENDS ON TERM EXPIRATIONS AND VACANCIES, BUT IT IS TYPICALLY 3 TRUSTEES EACH YEAR. FORM 990, PART VI, LINE 7B MEMBERS HAVE A RIGHT TO APPROVE ANY AMENDMENTS TO THE BYLAWS, BY A TWO-THIRDS MAJORITY VOTE. FORM 990, PART VI, LINE 11B THE ORGANIZATION'S TRUSTEES WERE PROVIDED AN ELECTRONIC COPY OF THE FINAL FORM 990 PRIOR TO FILING WITH THE IRS. IN ADDITION, CERTAIN SECTIONS OF THE FORM 990 WERE DISCUSSED WITH THE AUDIT AND FINANCE COMMITTEE OF THE BOARD OF TRUSTEES AND SENIOR OFFICERS OF THE ORGANIZATION DURING REGULARLY HELD MEETINGS. THE ORGANIZATION'S OFFICERS WERE BRIEFED AND DISCUSSED CERTAIN SECTIONS OF THE FORM 990 PRIOR TO FILING. THE VICE PRESIDENT FOR FINANCE AND ADMINISTRATION, THE DIRECTOR OF HUMAN RESOURCES, AND THE GENERAL COUNSEL REVIEWED AND PREPARED PORTIONS OF THE FORM 990 BEFORE IT WAS FILED. THE DIRECTOR OF BUDGET AND FINANCE, THE ACCOUNTING MANAGER AND PROJECT ACCOUNTANT REVIEWED ALL SECTIONS OF THE FORM 990 IN PREPARATION FOR FILING. FORM 990, PART VI, LINE 12C ANNUALLY THE TRUSTEES AND OFFICERS ARE GIVEN AN OVERVIEW OF THE CONFLICT OF INTEREST POLICY, AND SIGN CONFLICT OF INTEREST FORMS. THE ORGANIZATION REQUIRES ALL EMPLOYEES TO COMPLETE A CONFLICT OF INTEREST STATEMENT UPON HIRE AND UPDATE THE STATEMENT AT LEAST ONCE A YEAR. ANNUAL RAISES, IF ANY, WILL NOT BE ALLOWED UNLESS AN EMPLOYEE'S STATEMENT IS COMPLETED AND SUBMITTED. FORM 990, PART VI, LINES 15A & 15B THE UCAR PRESIDENT'S COMPENSATION IS SET ANNUALLY BY THE BOARD OF TRUSTEES. THE PERSONNEL COMMITTEE OF THE BOARD OF TRUSTEES AND THE FULL BOARD OF TRUSTEES, ANNUALLY, AT THE MAY BOARD MEETING, CONSIDER THE COMPENSATION STRUCTURE, INCLUDING COMPARABILITY DATA AND VOTE ON STRUCTURE AND MERIT ADJUSTMENTS FOR ALL EMPLOYEES (INCLUDING TOP MANAGEMENT POSITIONS). COMPENSATION DATA, RECORD KEEPING AND DECISIONS THEREON FOR ALL EMPLOYEES, IS MAINTAINED IN UCAR HUMAN RESOURCES. IN ADDITION, THE SPECIFIC COMPENSATION FOR THE FOLLOWING TOP MANAGEMENT POSITIONS: UCAR PRESIDENT, NCAR DIRECTOR, VP OF FINANCE AND ADMINISTRATION, UCP DIRECTOR, NCAR DEPUTY DIRECTOR, ARE REVIEWED EVERY COUPLE OF YEARS BY A COMPENSATION SPECIALIST WITHIN UCAR HUMAN RESOURCES. THE REVIEW INCLUDES MARKET SURVEY COMPENSATION FOR COMPARABLE POSITIONS AT SIMILARLY SITUATED ORGANIZATIONS. THIS MARKET DATA WAS REVIEWED BY AN EXTERNAL THIRD PARTY ORGANIZATION IN MAY 2013 AND FOUND TO BE APPROPRIATE. FORM 990, PART VI, LINE 19 THE GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS ARE MADE AVAILABLE THROUGH THE ORGANIZATION'S WEB SITE: WWW.UCAR.EDU. FORM 990, PART XI, LINE 9 POSTRETIREMENT BENEFIT-RELATED CHANGES: $(1,738,059) UCAR CHILDCARE LLC PO BOX 3000 BOULDER CO 80307 840412668 CHILDCARE CO 202144 381706 UCAR UNIV CORP FOR ATMOSPHERIC RESEARCH FND PO BOX 3000 BOULDER CO 80307 742439386 SUPPORT UCAR CO 501(c)(3) 11a UCAR true false false true false false false false false false false false false false true true false false false false UNIV CORP FOR ATMOSPHERIC RESEARCH FDN c 127435 CASH