2016-05-16T14:07:37-05:00 2015-06-30 161131146 BONADIO & CO LLP 171 SULLYS TRAIL SUITE 201 PITTSFORD NY 14534 990 2014-07-01 201260597 NBPA-NBA SUPPLEMENTAL BENEFIT PLAN NBPA 2018651500 100 PLAZA DRIVE SECAUCUS NJ 07094 ROBERT CRIQUI GARY ARRICK TRUSTEES 2018651500 2016-05-16 1 DAWN M MINEMIER CPA P01339753 5853811000 2014 2016-08-17 19:52:53Z R CRIQUI G ARRICK 100 PLAZA DRIVE SECAUCUS NJ 07094 69453998 0 X N/A X 2004 NY THE PLAN PROVIDES SUPPLEMENTAL BENEFITS COVERING HEALTH RELATED COSTS TO (CONTINUED ON SCHEDULE O) (CONTINUATION OF LINE 1) ELIGIBLE NBA PLAYERS, THEIR SPOUSES AND ELIGIBLE DEPENDENTS. 6 6 0 0 0 0 0 0 14389665 13254387 2925333 12053576 0 0 17314998 25307963 0 0 3567289 3130496 0 0 0 0 0 577014 683146 4144303 3813642 13170695 21494321 215499186 233658785 235236 195609 215263950 233463176 X THE PLAN PROVIDES SUPPLEMENTAL BENEFITS COVERING HEALTH RELATED COSTS QUALIFIED UNDER INTERNAL REVENUE SERVICE RULES THAT ARE NOT COVERED BY THE PRIMARY INSURANCE CARRIERS OF ELIGIBLE CURRENT AND FORMER PROFESSIONAL BASKETBALL PLAYERS OF THE (CONTINUED ON SCHEDULE O) (CONTINUATION OF LINE 1) NATIONAL BASKETBALL ASSOCIATION (NBA) PLAYERS, THEIR SPOUSES AND ELIGIBLE DEPENDENTS. 0 0 THE PLAN PROVIDES ELIGIBLE ACTIVE AND RETIRED NBA PLAYERS, THEIR SPOUSES AND ELIGIBLE DEPENDENTS WITH SUPPLEMENTAL BENEFITS TO COVER QUALIFIED MEDICAL EXPENSES OTHERWISE NOT COVERED BY THE PLAYERS' PRIMARY MEDICAL INSURANCE CARRIERS AND TO HELP PAY FOR QUALIFIED MEDICAL EXPENSES UPON RETIREMENT OF THE PLAYERS. 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 X 6 6 1 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 X POMCO 3154329171 2425 JAMES STREET SYRACUSE NY 13206 X ROBERT CRIQUI TRUSTEE 1.00 X 0 0 0 DANIEL RUBE TRUSTEE 1.00 X 0 0 0 RICHARD DELORENZO TRUSTEE 1.00 X 0 0 0 RONALD KLEMPNER TRUSTEE 1.00 X 0 0 0 THERESA CLARK MESSER TRUSTEE - UNTIL 4/6/2015 1.00 X 0 0 0 GARY ARRICK TRUSTEE - AS OF 4/6/2015 1.00 X 0 0 0 DOMONIQUE FOXWORTH TRUSTEE - AS OF 4/6/2015 1.00 X 0 0 0 0 0 0 0 0 0 0 WELLINGTON TRUST COMPANY NA 280 CONGRESS STREET BOSTON MA 02210 INVESTMENT MANAGEMENT 206214 GALLIARD CAPITAL MANAGEMENT INC 800 LASALLE AVENUE MINNEAPOLIS MN 55402 INVESTMENT MANAGEMENT 147810 WELLS FARGO BANK 12 E 49TH STREET NEW YORK NY 10017 CUSTODIAL 107503 3 NBA TEAMS CONTRIBUTIONS 624100 13254387 13254387 13254387 3274690 3274690 52924921 44146035 8778886 8778886 8778886 25307963 13254387 0 12053576 3130496 3750 650290 29106 3813642 478663 1145622 10483508 3695484 75086352 89216891 129001778 138801198 448885 799590 215499186 233658785 235236 195609 235236 195609 X 215263950 233463176 215263950 233463176 215499186 233658785 21494321 -3295095 0 X 0 1 X 1 0 0 RUSSELL 3000 (R) INDEX NL CTF4 83236419 F WTC-CTF INTERNATIONAL RESEARCH EQUITY PORTFOLIO 31307634 F WTC-CTF OPPORTUNISTIC INVESTMENT ALLOCATION 24257145 F 138801198 X 22012868 -3295095 -3295095 25307963 0 25307963 3163352 0 3163352 650290 650290 3813642 PART X, LINE 2: IN GENERAL, FOR EMPLOYEE BENEFIT PLANS, THEIR TAX-EXEMPT STATUS ITSELF IS DEEMED TO BE AN UNCERTAINTY, SINCE EVENTS COULD POTENTIALLY OCCUR TO JEOPARDIZE THEIR TAX-EXEMPT STATUS. AS OF JUNE 30, 2015 AND 2014, THE PLAN DOES NOT HAVE A LIABILITY FOR UNRECOGNIZED TAX BENEFITS. THE PLAN FILES THE RETURN OF EXEMPT ORGANIZATION FROM INCOME TAX (FORM 990) AND THE ANNUAL RETURN/REPORT OF EMPLOYEE BENEFIT PLAN (FORM 5500) IN THE U.S. FEDERAL JURISDICTION. FORM 990, PART VI, SECTION A, LINE 2 BECAUSE THE PLAN IS JOINTLY OPERATED AND ADMINISTERED BY THE NATIONAL BASKETBALL PLAYERS ASSOCIATION (NBPA) AND THE NBA, (I) THE NBPA TRUSTEES ARE IN A "BUSINESS RELATIONSHIP" WITH EACH OTHER BY VIRTUE OF GARY ARRICK BEING THE CHIEF FINANCIAL OFFICER OF THE NBPA AND RON KLEMPNER BEING AN EMPLOYEE OF THE NBPA AND (II) THE NBA TRUSTEES ARE IN A "BUSINESS RELATIONSHIP" WITH EACH OTHER BY VIRTUE OF ALL BEING OFFICERS OF THE NBA. FORM 990, PART VI, SECTION A, LINE 7A THE NBA HAS THE RIGHT TO APPOINT AND REMOVE THREE NBA TRUSTEES, AND THE NBPA HAS THE RIGHT TO APPOINT AND REMOVE THREE NBPA TRUSTEES, EACH PURSUANT TO THE TRUST AGREEMENT ESTABLISHING THE PLAN. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED AND COMMENTED ON BY PLAN COUNSEL AND THE TRUSTEES. FORM 990, PART VI, SECTION B, LINE 12C EACH TRUSTEE ANNUALLY SIGNS A STATEMENT THAT AFFIRMS SUCH PERSON'S UNDERSTANDING OF THE FUND'S CONFLICT OF INTEREST POLICY; THIS CONFLICT OF INTEREST POLICY WAS PREVIOUSLY AGREED TO BY THE TRUSTEES. PRIOR TO THE SIGNING OF THE MOST RECENT STATEMENT, PLAN COUNSEL ADVISED THE TRUSTEES THAT THEY ARE NOT AWARE OF ANY CONFLICTS OF INTEREST OR POTENTIAL CONFLICTS OF INTEREST THAT INVOLVE THE TRUSTEES. THE TRUSTEES ARE REQUIRED TO DISCLOSE ANY CONFLICT OR POSSIBLE CONFLICT IN ACCORDANCE WITH THE TERMS OF THE CONFLICT OF INTEREST POLICY, AND ARE OTHERWISE PRECLUDED FROM ACTING AS A TRUSTEE WITH RESPECT TO ANY MATTER THAT WOULD POSE A CONFLICT OR POSSIBLE CONFLICT WITH THE CONFLICT OF INTEREST POLICY. TO ENSURE THE FUND OPERATES IN A MANNER CONSISTENT WITH ITS TAX EXEMPT STATUS AND DOES NOT ENGAGE IN ACTIVITIES THAT COULD JEOPARDIZE ITS TAX EXEMPT STATUS, PERIODIC REVIEWS ARE CONDUCTED. FORM 990, PART VI, SECTION C, LINE 19 NO DOCUMENTS ARE AVAILABLE TO THE PUBLIC. CHICAGO PROFESSIONAL SPORTS LIMITED PARTNERSHIP DALLAS BASKETBALL LIMITED DENVER NUGGETS LIMITED PARTNERSHIP ROCKET BALL LTD LA CLIPPERS LLC MIAMI HEAT LIMITED PARTNERSHIP MINNESOTA TIMBERWOLVES BASKETBALL LIMITED PARTNERSHIP NEW ORLEANS PELICANS NBA LLC MSG HOLDINGS LP ORLANDO MAGIC LTD PHILADELPHIA 76ERS LP SACRAMENTO KINGS LIMITED PARTNERSHIP LP WASHINGTON BULLETS LP ATL INVESTCO LLC BANNER SEVENTEEN LLC BROOKLYN BASEKETBALL HOLDINGS LLC HORNETS BASKETBALL LLC CAVALIERS OPERATING COMPANY LLC GSW SPORTS LLC PACERS BASKETBALL LLC MEMPHIS BASKETBALL LLC MILWAUKEE BUCKS LLC PROFESSIONAL BASEKETBALL CLUB LLC SUNS LEGACY PARTNERS LLC SAN ANTONIO SPURS LLC DETROIT PISTONS BASKETBALL COMPANY THE LOS ANGELES LAKERS INC TRAIL BLAZERS INC JAZZ BASKETBALL INVESTORS INC MAPLE LEAF SPORTS & ENTERTAINMENT LTD 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0