2016-05-13T14:42:05-05:00 2015-06-30 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2014-07-01 131740455 HORACE MANN SCHOOL HORA 7184323420 231 WEST 246TH STREET BRONX NY 10471 EDWARD LEVY TREASURER 7184323420 2016-05-13 1 AARON SHAPIRO P01333816 2128674000 2014 2016-08-17 19:52:53Z EDWARD LEVY 231 WEST 246TH STREET BRONX NY 10471 100564236 0 X WWW.HORACEMANN.ORG X 1887 NY THE MISSION OF HORACE MANN SCHOOL IS TO PROVIDE A CONTINUOUS EDUCATION PROGRAM FOR BOYS AND GIRLS FROM NURSERY THROUGH HIGH SCHOOL. 33 33 637 100 0 0 7831191 12653123 76130327 80259520 3370863 3050047 182307 175808 87514688 96138498 9240829 9719547 0 0 51588421 52954858 0 0 2128354 23291980 25706113 84121230 88380518 3393458 7757980 260908470 271056107 117714873 127757937 143193597 143298170 X THE HORACE MANN SCHOOL SEEKS TO EDUCATE AND NURTURE ITS STUDENTS AND HELPS THEM FULFILL THEIR POTENTIAL. THE SCHOOL PROVIDES A CHALLENGING AND RIGOROUS SET OF ACADEMIC AND EXTRACURRICULAR PROGRAMS WITHIN A CARING AND SUPPORTIVE ENVIRONMENT. STUDENTS ARE ENCOURAGED TO TEST AND LEARN ABOUT THEMSELVES, TO DEVELOP A CONCERN FOR OTHERS, AND TO GROW INTELLECTUALLY, PHYSICALLY, SOCIALLY AND EMOTIONALLY. THE SCHOOL SEEKS TO FOSTER A CAPACITY IN EACH INDIVIDUAL FOR CLEAR AND CREATIVE THOUGHT. THE SCHOOL ENCOURAGES STUDENTS TO UNDERSTAND THAT LEARNING IS A LIFELONG ENDEAVOR VALUABLE IN ITSELF. THE HORACE MANN SCHOOL SEEKS A DIVERSE STUDENT BODY AND FOSTERS A RESPECT FOR INDIVIDUAL AND CULTURAL DIFFERENCES.AS A COLLEGE PREPARATORY SCHOOL, HORACE MANN EMPHASIZES LIBERAL ARTS AND PREPARES ITS STUDENTS FOR LEADERSHIP IN VARIETY OF FIELDS AND ENDEAVORS. TO ACCOMPLISH THIS TASK, THE SCHOOL OFFERS PROGRAMS AND ACTIVITIES WHICH ENCOURAGE EXELLENCE AND ALSO MAINTAINS AN OUTSTANDING FACULTY. 0 0 78131266 9719547 80259520 HORACE MANN SCHOOL IS AN EDUCATIONAL INSTITUTION CONDUCTING PROGRAMS AT THE NURSERY, ELEMENTARY, MIDDLE AND HIGH SCHOOL LEVELS.THE STUDENT BODY CONSISTS OF 1,782 STUDENTS. 78131266 1 1 0 0 0 0 1 0 0 1 1 1 0 0 1 1 0 1 1 0 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 151 0 0 637 1 0 0 0 0 0 1 1 0 0 0 0 X 33 33 0 0 0 0 0 0 0 1 1 0 0 0 1 1 1 1 1 1 1 0 X EDWARD L SINCLAIR JR 7184323420 231 WEST 246TH STREET BRONX NY 10471 STEVEN M FRIEDMAN CHAIR 8.00 X X 0 0 0 MICHAEL COLACINO VICE-CHAIR 8.00 X X 0 0 0 CAROLYN OKIN VICE-CHAIR 8.00 X X 0 0 0 EDWARD LEVY TREASURER 8.00 X X 0 0 0 MATTHEW MARK SECRETARY 8.00 X X 0 0 0 TRACEI AKARLILAR TRUSTEE 8.00 X 0 0 0 GLENN AUGUST TRUSTEE 8.00 X 0 0 0 MICHAEL BENNETT TRUSTEE 8.00 X 0 0 0 DANIEL BENTON TRUSTEE 8.00 X 0 0 0 STEVEN C BUSSEY TRUSTEE 8.00 X 0 0 0 CHUL CHUNG TRUSTEE 8.00 X 0 0 0 ELLEN DAVIS TRUSTEE 8.00 X 0 0 0 RONALD DICKERMAN TRUSTEE 8.00 X 0 0 0 LAURENCE S GRAFSTEIN TRUSTEE 8.00 X 0 0 0 LAWRENCE OTIS GRAHAM TRUSTEE 8.00 X 0 0 0 MICHAEL HELLER TRUSTEE 8.00 X 0 0 0 HOWARD P KAGAN TRUSTEE 8.00 X 0 0 0 DOMINIC C KULIK TRUSTEE 8.00 X 0 0 0 JUSTIN D LERER TRUSTEE 8.00 X 0 0 0 HOWARD W LUTNICK TRUSTEE 8.00 X 0 0 0 MONICA M MANDELLI TRUSTEE 8.00 X 0 0 0 ERIC MINDICH TRUSTEE 8.00 X 0 0 0 MANISH MITTAL TRUSTEE 8.00 X 0 0 0 WESLEY MITTMAN LEPATNER TRUSTEE 8.00 X 0 0 0 WILLIAM MONTGOMERY TRUSTEE 8.00 X 0 0 0 ANDREA L OLSHAN TRUSTEE 8.00 X 0 0 0 ROBERT O OWENS TRUSTEE 8.00 X 0 0 0 MICHAEL A PRUZAN TRUSTEE 8.00 X 0 0 0 RICHARD RUBEN TRUSTEE 8.00 X 0 0 0 AMANDA R SALZHAUER TRUSTEE 8.00 X 0 0 0 THOMAS SHAPIRO TRUSTEE 8.00 X 0 0 0 SAMONA JOE TAIT EDD TRUSTEE 8.00 X 0 0 0 CATHERINE GOODSTEIN WALLACE MD TRUSTEE 8.00 X 0 0 0 THOMAS KELLY HEAD OF SCHOOL 60.00 X 773262 0 42891 EDWARD L SINCLAIR JR CFO 50.00 X 368456 0 43002 GLENN SHERRATT DIRECTOR JOHN DORR NATURE 40.00 X 238457 0 30087 JOHN YEAGER DIR. OF MAINT & SECURITY 40.00 X 346151 0 1675 DAVID SCHILLER HEAD OF UPPER DIVISION 40.00 X 229933 0 34621 ROBIN INGRAM HEAD OF MIDDLE DIVISION 40.00 X 223572 0 34360 ROBERT ANNUNZIATA DIR. OF ATHLETICS & SUMMER 40.00 X 207775 0 45682 LISA MOREIRA DIRECTOR OF ADMISSIONS 40.00 X 222866 0 88056 WENDY STEINTHAL HEAD OF LOWER DIVISION 40.00 X 215039 0 32699 MARCIA LEVY HEAD OF NURSERY YEARS 40.00 X 190684 0 42608 MELISSA PARENTO DIRECTOR OF DEVELOPMENT 40.00 X 194524 0 44017 ADAM KENNER DIRECTOR OF TECHNOLOGY 40.00 X 201381 0 45255 GORDON JENSEN DIRECTOR OF FACILITIES MANAGEMENT 40.00 X 171291 0 18546 MITCHELL FRANCIS REGISTRAR 40.00 X 202917 0 46315 DEENA NEUWIRTH ASST HEAD LOWER DV 40.00 X 188265 0 70869 EVA ALAVEZ-LOFTIS FOREIGN LANGUAGE TEACHER 40.00 X 196460 0 19635 CANH OXELSON DIR. COLL. PLACEMENT 40.00 X 257563 0 31154 PATRICIA ZUROSKI DIRECTOR DIVERSITY 40.00 X 194428 0 31153 4623024 0 702625 118 0 1 0 FLIK INTERNATIONAL CORP PO BOX 91337 CHICAGO IL 60693 FOOD SERVICES 3538424 SCHULTE ROTH & ZABEL LLP 919 THIRD AVENUE NEW YORK NY 10022 LEGAL SERVICES 1550580 A&A MAINTENANCE ENTERPRISE 965 MIDLAND AVENUE YONKERS NY 10704 CLEANING SERVICES 756654 SKIDMORE OWINGS & MERRILL LLP 14 WALL STREET NEW YORK NY 10005 ARCHITECT 328582 RIVERA TECHNICS INC 314 WEST 231 STREET RIVERDALE NY 10463 INFORMATION TECHN. 290000 19 101680 222558 1081932 11246953 791931 12653123 TUITION 611600 76832309 76832309 FACILITY IMPR./OTHER FEES 611600 2009597 2009597 SUMMER & OTHER PROGRAMS 611600 762766 762766 OTHER STUDENT FEES 611600 654848 654848 80259520 1604505 1604505 2000 1688 312 312 312 5600044 4154502 1445542 1445542 1445542 445044 222558 269548 175496 175496 96138498 80259520 0 3225855 9719547 9719547 4126426 3421229 444325 260872 35842535 33495300 1727995 619240 2729844 2550945 135435 43464 7689369 7136028 410683 142658 2566684 2373900 138472 54312 1163758 1163758 167920 167920 105760 105760 452443 197820 245947 8676 3551016 2601541 879422 70053 1220543 1220543 4608527 3932759 467392 208376 212189 189372 22817 1460054 143027 743165 573862 1293872 1293872 5832793 5482825 291640 58328 601762 601762 FOOD SERVICE 1688223 1688223 JOHN DORR NATURE LAB 813540 813540 AMORTIZATION OF FINANCI 695439 653713 34772 6954 1838274 1217082 539633 81559 88380518 78131266 8120898 2128354 2858308 596487 14209623 27064087 601036 2404205 690384 562227 60779 67162 1112937 915057 154348185 55715375 100692894 98632810 67948906 64962165 72122149 74885803 611454 966104 260908470 271056107 6641354 8844480 43735941 46460986 38195000 33525000 29142578 38927471 117714873 127757937 X 105132550 100739047 16988233 20882555 21072814 21676568 143193597 143298170 260908470 271056107 X 7757980 -454311 -7199096 X X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 67.00 1 1 0 12.00 1 25106177 603754 433279 581885 264335 25296990 22899331 475321 2671736 620181 320030 25106177 21266497 261717 2225880 520038 334725 22899331 22634519 136742 -788584 465343 250837 21266497 31793408 1346028 2304516 5057979 7751454 22634519 0.85700 0.14300 0 0 7154103 7154103 127053190 47277853 79775337 11039014 5522702 5516312 9101878 2914820 6187058 98632810 STATE OF ISRAEL BONDS 66000 F ALTERNATIVE INVESTMENTS 74819803 F 74885803 ACCRUED EMPLOYEE BENEFITS 34125517 OTHER LIABILITIES 592335 BOND ISSUANCE PREMIUM 4194489 ANNUTIES PAYABLE 15130 38927471 X 86130116 -454311 271236 -183075 86313191 105760 9719547 9825307 96138498 78826447 271236 271236 78555211 105760 9719547 9825307 88380518 PART II, LINE 9: HORACE MANN SCHOOL CARRIES THE VALUE ON THE BALANCE SHEET AT THE APPRAISED VALUE AT THE DATE OF GIFT NET OF EASEMENT. PART V, LINE 4: THE NET INVESTMENT INCOME GENERATED FROM THE INVESTED ENDOWMENT FUNDS IS USED AT THE RATE OF 4.5% PER YEAR TO SUPPORT THE PROGRAMS AND THE FACILITIES OF THE SCHOOL. USES INCLUDE FINANCIAL AID TO ENROLLED STUDENTS, SCHOOL LIBRARIES, MAINTENANCE OF FACILITIES AND FACULTY ENRICHMENT. PART X, LINE 2: THE SCHOOL HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE COMBINED FINANCIAL STATEMENTS. PERIODS ENDING JUNE 30, 2012 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. PART XI, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 269,548. RENTAL EXPENSE 1,688. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 9,719,547. PART XII, LINE 2D - OTHER ADJUSTMENTS: DIRECT COST OF SPECIAL EVENTS 269,548. RENTAL EXPENSE 1,688. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID 9,719,547. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 SUCH POLICIES ARE CLEARLY DISCRIBED IN THE SCHOOL CATALOG OF HORACE MANN SCHOOL. SCHEDULE E, PART I, LINE 6 SCHOOL RECEIVED NEW YORK STATE AID FOR MANDATED SERVICES. BERMUDA INVESTMENTS 3000000 IRELAND INVESTMENTS 3000000 0 0 0 0 0 0 6000000 0 6000000 1 0 1 0 0 0 P/A ANNUAL BENEFIT 512488 222558 289930 118832 46206 ALL SCHOOL OUTFITTING 58083 58083 47787 10 97031 97031 56723 667602 222558 445044 118832 150716 269548 175496 1 FINANCIAL AID FOR QUALIFIED STUDENTS 279 9719547 PART I, LINE 2: HORACE MANN SCHOOL MAKES EVERY EFFORT TO ENSURE THAT EVERY STUDENT WHO WISHES TO ENROLL AND/OR CURRENTLY ATTENDS HAS THE FINANCIAL ABILITY TO DO SO. THE FINANCIAL AID COMMITTEE DETERMINES AWARDS ON THE BASIS OF DEMONSTRATED FINANCIAL NEED. GRANTS CONSIST OF FINANCIAL AID AWARDED TO APPROXIMATELY 279 STUDENTS IN AMOUNTS REPRESENTING PORTIONS OF ANNUAL TUITION AS DETERMINED BY THE ADMINISTRATION OF THE SCHOOL. THE RECIPIENTS HAVE NO RELATIONSHIP TO THE SCHOOL OTHER THAN THEIR STATUS AS STUDENTS. THE AMOUNTS ARE BASED ON THE SCHOOL'S INTERNAL CALCULATIONS AND ADJUSTMENTS OF THE NAIS SCHOOL AND STUDENT SERVICE (SSS) METHODOLOGY. X X 1 1 X X X X X 0 0 0 0 0 0 0 0 0 THOMAS KELLY HEAD OF SCHOOL 773262 0 0 0 0 0 26000 0 16891 0 816153 0 0 0 EDWARD L SINCLAIR JR CFO 368456 0 0 0 0 0 26000 0 17002 0 411458 0 0 0 GLENN SHERRATT DIRECTOR JOHN DORR NATURE 238457 0 0 0 0 0 18471 0 11616 0 268544 0 0 0 JOHN YEAGER DIR. OF MAINT & SECURITY 288814 0 0 0 57337 0 443 0 1232 0 347826 0 0 0 DAVID SCHILLER HEAD OF UPPER DIVISION 229933 0 0 0 0 0 22655 0 11966 0 264554 0 0 0 ROBIN INGRAM HEAD OF MIDDLE DIVISION 223572 0 0 0 0 0 22155 0 12205 0 257932 0 0 0 ROBERT ANNUNZIATA DIR. OF ATHLETICS & SUMMER 207775 0 0 0 0 0 21644 0 24038 0 253457 0 0 0 LISA MOREIRA DIRECTOR OF ADMISSIONS 222866 0 0 0 0 0 20459 0 67597 0 310922 0 0 0 WENDY STEINTHAL HEAD OF LOWER DIVISION 215039 0 0 0 0 0 21143 0 11556 0 247738 0 0 0 MARCIA LEVY HEAD OF NURSERY YEARS 190684 0 0 0 0 0 20128 0 22480 0 233292 0 0 0 MELISSA PARENTO DIRECTOR OF DEVELOPMENT 194524 0 0 0 0 0 19593 0 24424 0 238541 0 0 0 ADAM KENNER DIRECTOR OF TECHNOLOGY 201381 0 0 0 0 0 21230 0 24025 0 246636 0 0 0 GORDON JENSEN DIRECTOR OF FACILITIES MANAGEMENT 171291 0 0 0 0 0 16986 0 1560 0 189837 0 0 0 MITCHELL FRANCIS REGISTRAR 202917 0 0 0 0 0 22064 0 24251 0 249232 0 0 0 DEENA NEUWIRTH ASST HEAD LOWER DV 188265 0 0 0 0 0 17778 0 53091 0 259134 0 0 0 EVA ALAVEZ-LOFTIS FOREIGN LANGUAGE TEACHER 196460 0 0 0 0 0 8204 0 11431 0 216095 0 0 0 CANH OXELSON DIR. COLL. PLACEMENT 257563 0 0 0 0 0 19237 0 11917 0 288717 0 0 0 PATRICIA ZUROSKI DIRECTOR DIVERSITY 194428 0 0 0 0 0 19328 0 11825 0 225581 0 0 0 PART I, LINE 1A THE HOUSING ALLOWANCE IS PROVIDED TO THOMAS KELLEY, HEAD OF SCHOOL AND LISA MOREIRA, DIRECTOR OF ADMISSIONS. HOUSING IS PROVIDED ON CAMPUS AS A CONDITION OF EMPLOYMENT FOR THE CONVENIENCE OF THE EMPLOYER PURSUANT TO CONTRACTUAL PROVISION AND IS NONTAXABLE. SOCIAL CLUB DUES ARE NON-TAXABLE BY VIRTUE OF BEING A WORKING CONDITION FRINGE UNDER IRC SECTION 132. A BUILD NYC RESOURCE CORPORATION 454040561 12008EFC5 2014-11-13 38213326 CURRENTLY REFUND PRIOR ISSUE 0 1 0 A 37259740 38213326 764267 189319 1 0 1 1 A 0 0 0 0 0 0 1 A 0 0 0 1 0 0 0 0 1 A 1 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: BUILD NYC RESOURCE CORPORATION DATE THE REBATE COMPUTATION WAS PERFORMED: 11/13/2014 X 16 590878 SELLING PRICE X AUCTION ITEMS 238 201053 MARKET VALUE 0 0 1 PART I, COLUMN (B): THE ORGANIZATION IS REPORTING THE NUMBER OF CONTRIBUTIONS. PART I, LINE 32B: CONTRIBUTIONS RECEIVED AS SECURITIES ARE SOLD IMMEDIATELY BY BROKER. FORM 990, PART VI, SECTION B, LINE 11 THE ENTIRE FORM 990 WAS REVIEWED BY THE CFO. THE FORM 990 WITH THE EXCEPTION OF SCHEDULE B (SCHEDULE OF CONTRIBUTIONS)WAS REVIEWED AND APPROVED BY THE AUDIT COMMITTEE. A COPY OF FINAL 990 WAS PROVIDED TO THE FULL BOARD PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE ASSISTANT TO THE CFO, IN CONJUNCTION WITH THE AUDIT COMMITTEE, ANNUALLY OBTAINS COPIES OF ALL OF THE SIGNED CONFLICT OF INTEREST POLICIES. IN ADDITION TO THE VOTING BOARD MEMBERS, CONFLICT OF INTEREST AND CONFIDENTIALITY STATEMENTS ARE ALSO ANNUALLY SIGNED BY MEMBERS OF THE ADMINISTRATIVE COUNCIL WHO ARE KEY EMPLOYEES. IF AT ANY TIME DURING HIS OR HER TERM OF SERVICE, A TRUSTEE OR AN OFFICER HAS ANY INTEREST WHICH MAY POSE A CONFLICT OF INTEREST,HE OR SHE SHALL PROMPTLY DISCLOSE THE MATERIAL FACTS OF THAT INTEREST IN WRITING TO THE CHAIR OF THE BOARD AND CHAIR OF THE AUDIT COMMITTEE OF THE BOARD. WHEN ANY MATTER IN WHICH A TRUSTEE OR AN OFFICER HAS AN INTEREST COMES BEFORE THE BOARD OR ANY COMMITTEE OF THE BOARD FOR DECISION OR APPROVAL, THAT INTEREST SHALL BE IMMEDIATELY DISCLOSED TO THE BOARD OR THE COMMITTEE BY THAT TRUSTEE OR OFFICER, AND THE TRUSTEE OR OFFICER SHALL RECUSE HIMSELF/HERSELF FROM ANY DISCUSSION AND/OR VOTE RELATING THERETO. FORM 990, PART VI, SECTION B, LINE 15 DURING THE ANNUAL BUDGET PROCESS, THE EXECUTIVE COMMITTEE ACTING AS THE COMPENSATION COMMITTEE, REVIEWS RELEVANT COMPARABLE COMPENSATION DATA AND FORMALLY MEETS AND APPROVES RECOMMENDED COMPENSATION FOR OFFICERS AND KEY EMPLOYEES. THEY DOCUMENT THIS REVIEW CONTEMPORANEOUSLY. THIS PROCESS WAS LAST PERFORMED IN MAY 2014. FORM 990, PART VI, SECTION C, LINE 19 THE SCHOOL DOES NOT MAKE THESE DOCUMENTS PUBLIC OTHER THAN TO THE BOARD OF TRUSTEES. FORM 990, PART XI, LINE 9: POST RETIREMENT BENEFIT ADJUSTMENT -5,150,096. SETTLEMENT COSTS -1,850,000. BAD DEBT LOSS -206,000. CHANGE IN VALUE OF SPLIT INTEREST AGREEMENT 7,000. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FORM PRIOR YEAR. JOHN DORR NATURE LAB OF HORACE MANN SCHOOL INC 231 W 246TH STREET BRONX NY 10471 066085965 HOLDING COMPANY NY 501(C)(3) PF N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0