2016-05-12T14:22:31-05:00 2015-06-30 450250958 EIDE BAILLY LLP 1545 ASSOCIATES DR STE 101 DUBUQUE IA 52002 990 2014-07-01 451740219 Catholic Foundation for the Archdiocese of Dubuque CATH 3192611031 1229 Mt Loretta Ave Dubuque IA 52003 Jeff Henderson President 3192611031 2016-05-12 1 Carmen Krantz P00031958 5635561790 2016-05-12 2014 2016-08-17 19:52:53Z X Jeff Henderson 1229 Mt Loretta Ave Dubuque IA 52003 4272731 0 X www.ourcatholicfoundation.org X 2011 IA Encourage financial stewardship and generosity by providing an avenue for faith-based giving 6 6 2 7 0 0 5032843 3782751 187152 129358 247214 345361 0 0 5467209 4257470 66680 320090 0 0 118907 0 0 0 0 174491 195576 360078 515666 5107131 3741804 19463217 24095724 6759980 7924806 12703237 16170918 X In Christ, The Catholic Foundation for the Archdiocese of Dubuque assists donors to provide for the long-term needs of the Archdiocese of Dubuque. As such, our mission statement is: Endow Lasting Transformation. 0 0 337999 320090 129358 The Catholic Foundation for the Archdiocese of Dubuque was established in 2011 as an independent non-profit organization founded to encourage financial stewardship and generosity by providing an avenue for faith-based giving. The Foundation exists to assist individuals and organizations that wish to provide a lasting financial support to Catholic religious, educational, and charitable organizations that serve the people of the Archdiocese of Dubuque. In Christ, The Catholic Foundation for the Archdiocese of Dubuque assists donors in creating a meaningful and lasting impact through planned giving and charitable fund management to provide for the long-term needs of the Archdiocese of Dubuque.The Foundation offers several options for individuals, corporations and other fundraising entities that wish to assist the Foundation in its mission to financially support parishes, schools and other charitable organizations of the Archdiocese and/or the universal Catholic Church. 337999 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 2 1 0 0 0 0 0 0 0 0 0 0 X 6 6 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 X Jeff Henderson 3192611031 1229 Mt Loretta Ave Dubuque IA 52003 X Paul Sigwarth Chairperson 0.50 X X 0 0 0 Anne Cunningham Secretary 0.50 X X 0 0 0 Matthew Berry Director 0.50 X 0 0 0 Barb Potts Director 0.50 X 0 0 0 Most Rev Michael Jackels Director 0.50 X 0 0 0 Steve Duggan Director 0.50 X 0 0 0 Richard Runde Treasurer (non-voting) 0.50 X 0 0 0 Jeff Henderson President 40.00 X 0 0 0 0 0 0 0 0 0 1 0 3782751 3782751 Administration Fees 561000 128358 128358 Management Fees 541610 1000 1000 129358 360622 360622 15261 -15261 -15261 -15261 4257470 129358 0 345361 X 320090 320090 5000 5000 5925 5925 91216 91216 76275 1275 75000 526 526 7817 7817 300 300 1478 1478 4155 4155 588 588 2168 2168 128 128 515666 337999 177667 0 197801 442336 82900 1036 2936 1363 2161 1573 19180355 23650779 19463217 24095724 4962 4804 335101 335101 6419917 7584901 6759980 7924806 X 12625224 15965859 78013 205059 12703237 16170918 19463217 24095724 X 3741804 -274562 580 -141 X 0 1 X 1 0 X 110000 6565733 5032843 3782751 15491327 100000 123880 187152 129358 540390 210000 6689613 5219995 3912109 16031717 0 0 0 16031717 210 45576 225853 360622 632261 210 45576 225853 360622 632261 210210 6735189 5445848 4272731 16663978 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 2936 1363 1573 1573 Funds held in trust 7584901 7584901 X 259436 -2507 -2507 261943 3995527 3995527 4257470 109404 0 109404 406262 406262 515666 Part X, Line 2: The Foundation is organized as an Iowa non-profit corporation and has been recognized by the Internal Revenue Service as exempt from federal income taxes under Section 501(a) of the Internal Revenue Code as an organization described in Section 501(c)(3), qualifies for the charitable contribution deduction under Section 170(b)(1)(A)(vi) and (viii), and has been determined not to be a private foundation under Sections 509(a)(1) and (3), respectively. The Foundation is annually required to file a Return of Organization Exempt from Income Tax (Form 990) with the IRS. In addition, the Foundation is subject to income tax on net income that is derived from business activities that are unrelated to its exempt purposes. The Foundation has determined it is not subject to unrelated business income tax and has not filed an Exempt Organization Business Income Tax Return (Form 990-T) with the IRS. The Foundation believes that it has appropriate support for any tax positions taken affecting its annual filing requirements, and as such, does not have any uncertain tax positions that are material to the financial statements. The Foundation would recognize future accrued interest and penalties related to unrecognized tax benefits and liabilities in income tax expense if such interest and penalties are incurred. For tax purposes, the activity (i.e., contributions and grants) of agency endowments that are subject to variance power will be reflected as changes in net assets on the Form 990. Part XI, Line 4b - Other Adjustments: Designated funds recorded in revenue as contributions on Form 990 3,654,743. Interest income on designated funds recorded as revenue on Form 990 355,963. Realized gain on designated funds recorded as revenue on Form 990 -15,179. Part XII, Line 4b - Other Adjustments: Designated endowment expenses recorded in functional expenses on Form 990 86,172. Grants recorded in functional expenses on Form 990 320,090. 1 Archdiocese of Dubuque Seminarian Education 1229 Mt Loretta Ave Dubuque IA 52003 420680409 501(c)(3) 195188 Education St Stephen the Witness Catholic Student Center 1019 W 23rd Street Cedar Falls IA 50613 421208336 501(c)(3) 14317 Education Blessed Sacrament Church 650 Stephen Ave Waterloo IA 50701 420681065 38613 Education Holy Spirit Church 2215 Windsor Ave Dubuque IA 52001 420738963 12831 Education St Patrick Church 705 Main St Cedar Falls IA 50613 420703284 10423 Education 5 0 Part I, Line 2: The funds distributed were set up as organization funds, therefore the organizations are the listed beneficiary in the fund agreement. They are required to use the money for a specific purpose and to report back how the funds were used. 0 0 0 0 0 0 0 0 0 Schedule J: Jeff Henderson, President, was compensated by the Archdiocese of Dubuque, an unrelated, tax exempt organization. Jeff Henderson received the following compensation and benefits from the Archdiocese of Dubuque for services to the organization. Salary: $62,500 Pension: 3,125 Life: 642 Form 990, Part VI, Section A, line 1 The Executive Committee consists of a total of three members, the current Chair of the Board of Directors and two additional members. The Executive Committee has the authority to act on behalf of the Board of Directors of the Corporation. Action by the Executive Committee requires the affirmative vote of two-thirds of all duly appointed members. Form 990, Part VI, Section A, line 2 Most. Rev. Michael Jackels and Rick Runde have a business relationship. Form 990, Part VI, Section B, line 11 Each Board of Director is provided a copy of the Form 990 before it is filed. The Form 990 is reviewed by the President and Treasurer. Form 990, Part VI, Section B, line 12c The conflict of interest policy establishes the required Board process for entertaining and voting upon any proposed transaction, compensation, gift or other financial arrangement between the Organization and any "interested person" who has a duality of interest or potential conflict with respect to any such transaction, compensation, gift or other financial arrangement. On an annual basis, each interested person signs an affirmation acknowledging his or her receipt of such policy and agreement to abide by its terms. The completed policies are reviewed and discussed by the Board. Any interested person with a conflict is not allowed to vote on the matter. Form 990, Part VI, Section B, line 15 The President of the organization is compensated by the Archdiocese of Dubuque, an unrelated, tax exempt organization. Form 990, Part VI, Section C, line 19 The Organization's governing documents, conflict of interest policy, and financial statements are available to the public upon request. Form 990, Part IX, line 11g Professional fees: Program service expenses 1,275. Management and general expenses 0. Fundraising expenses 0. Total expenses 1,275. Administration fee: Program service expenses 0. Management and general expenses 75,000. Fundraising expenses 0. Total expenses 75,000. Form 990, Part XI, line 9: Transfers -141.