2016-04-18T13:09:00-05:00 2015-06-30 131517563 LOEB & TROPER LLP 655 THIRD AVENUE 12TH FLOOR NEW YORK NY 10017 990 2014-07-01 131740499 THE WINDWARD SCHOOL WIND 9149496968 40 WEST RED OAK LANE WHITE PLAINS NY 10604 JOHN J RUSSELL HEAD OF SCHOOL 9149496968 2016-04-07 1 AARON SHAPIRO P01333816 2128674000 2014 2016-08-17 19:52:53Z JOHN J RUSSELL 40 WEST RED OAK LANE WHITE PLAINS NY 10604 89833084 0 X WWW.THEWINDWARDSCHOOL.ORG X 1926 NY THE WINDWARD SCHOOL IS DEDICATED TO FULFILLING ITS MISSION OF PROVIDING A PROVEN EDUCATIONAL PROGRAM FOR APPROXIMATELY 570 STUDENTS WITH LANGUAGE-BASED LEARNING DISABILITIES IN FIRST THROUGH NINTH GRADE. STUDENTS ARE OF AVERAGE TO SUPERIOR INTELLIGENCE WHO HAVE BEEN UNABLE TO ACHIEVE ACADEMIC SUCCESS IN TRADITIONAL CLASSROOM SETTINGS. AT WINDWARD, STUDENTS RECEIVE THE SPECIALIZED INSTRUCTION NEEDED IN ORDER TO CLOSE THE GAP BETWEEN INTELLECTUAL POTENTIAL AND ACADEMIC PERFORMANCE. THE PROGRAM IS DESIGNED TO ENABLE STUDENTS TO EXPERIENCE SUCCESS, HELP THEM UNDERSTAND THE NATURE OF THEIR LEARNING DIFFERENCES, PROVIDE THEM WITH THE SKILLS AND STRATEGIES TO OVERCOME THEIR ACADEMIC DIFFICULTIES, AND ENABLE THEM TO RETURN TO MAINSTREAM SETTINGS. 24 24 268 98 0 0 8580727 6277154 28473422 29846186 204470 3058478 -82960 94380 37175659 39276198 2882619 2998354 0 0 20223264 21344981 0 0 1024950 5814863 6280127 28920746 30623462 8254913 8652736 93302374 103690451 28783780 33255419 64518594 70435032 SEE SCHEDULE O 0 0 24779287 2998354 29563224 EDUCATION- THE SCHOOL EDUCATED APROXIMATLY 570 STUDENTS ON TWO CAMPUSES WHO ALL STRUGGLE WITH LANGUAGE-BASED LEARNING DISABILITIES. THE CHILDREN ALL HAVE AVERAGE TO ABOVE-AVERAGE INTELLIGENCE AND ARE TAUGHT WITH A SCIENTIFICALLY-PROVEN TEACHING METHODOLOGY. STUDENTS STAY AT WINDWARD FOR AN AVERAGE OF FOUR YEARS AND THEN RETURN TO MAINSTREAM INDEPENDENT AND PUBLIC SCHOOLS AFTER WHICH 99% ATTEND COLLEGE. 641328 282962 WINDWARD TEACHER TRAINING INSTITUTE THE WINDWARD TEACHER TRAINING INSTITUTE (WTTI) SERVES APPROXIMATELY 1,500 PARTICIPANTS BY OFFERING COURSES, WORKSHOPS, PARENT SEMINARS AND LECTURES. WTTI IS NATIONALLY ACCREDITED TO GRANT CERTIFICATION IN MULTISENSORY STRUCTURED READING. SINCE 1988 THE WTTI HAS SERVED AS A RESOURCE FOR EDUCATORS, PROFESSIONALS AND PARENTS SEEKING TO ENHANCE THEIR KNOWLEDGE AND EXPERTISE IN THE AREA OF CHILD DEVELOPMENT, LEARNING THEORY AND PEDAGOGY. 25420615 1 1 0 0 0 0 0 0 0 1 1 0 0 0 0 1 1 0 1 0 0 0 0 0 1 0 0 0 1 1 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 1 41 0 268 1 0 0 0 0 0 1 1 0 0 0 0 X 24 24 0 0 0 0 0 0 0 1 0 0 0 1 1 1 1 1 1 1 0 0 NY X STEPHEN LITTELL 9149496968 40 WEST RED OAK LANE WHITE PLAINS NY 10604 THOMAS E FLANAGAN PRESIDENT 4.00 X X 0 0 0 TIMOTHY M JONES VICE PRESIDENT 3.00 X X 0 0 0 MICHAEL R SALZER VICE PRESIDENT 3.00 X X 0 0 0 MARK A ELLMAN TREASURER 3.00 X X 0 0 0 SUSAN C SALICE SECRETARY 3.00 X X 0 0 0 ELLEN BOWMAN TRUSTEE 2.00 X 0 0 0 FREDRICK CHAPEY JR TRUSTEE 2.00 X 0 0 0 THOMAS J COLEMAN TRUSTEE 2.00 X 0 0 0 AMY JO DOWD TRUSTEE 2.00 X 0 0 0 LORI K GARBIN TRUSTEE 2.00 X 0 0 0 MARK GOLDBERG TRUSTEE 2.00 X 0 0 0 ARTHUR A GOSNELL TRUSTEE 2.00 X 0 0 0 JOHN K HALVEY TRUSTEE 2.00 X 0 0 0 CRAIG M HATKOFF TRUSTEE 2.00 X 0 0 0 MITCHELL J KATZ TRUSTEE 2.00 X 0 0 0 GREGORY D KENNEDY TRUSTEE 2.00 X 0 0 0 STACY S KUHN TRUSTEE 2.00 X 0 0 0 CHRISTINE LASALA TRUSTEE 2.00 X 0 0 0 DR MICHAEL V MCGILL TRUSTEE 2.00 X 0 0 0 KATIE ROBINSON TRUSTEE 2.00 X 0 0 0 ERIC SCHWARTZ TRUSTEE 2.00 X 0 0 0 ANN F SULLIVAN TRUSTEE 2.00 X 0 0 0 ROBERT J SWEENEY TRUSTEE 2.00 X 0 0 0 LOU SWITZER TRUSTEE 2.00 X 0 0 0 JOHN J RUSSELL HEAD OF SCHOOL 40.00 X 479126 0 26000 STEPHEN R LITTELL CFO/ASSISTANT HEAD 40.00 X 268767 0 35332 MAUREEN SWEENEY ASST HEAD/DIR OF ADM 40.00 X 189309 0 28182 ELIZABETH DUFFY DIR OF LANGUAGE ARTS 40.00 X 192246 0 18121 DAPHNE DADDINO HEAD OF MS 40.00 X 175598 0 26682 SANDRA SCHWARZ DIR OF TTI 40.00 X 215331 0 20300 JONATHAN ROSENSHINE ASSOCIATE HEAD OF SCHOOL 40.00 X 190499 0 20300 1710876 0 174917 28 0 1 0 PETER GISOLFI ASSOCIATES 566 WARBURTON AVENUE HASTINGSONHUDSON NY 10706 ARCHITECTURE 113672 1 109928 227063 62220 5877943 573967 6277154 STUDENT TUITION AND FEES 611600 29563224 29563224 TEACHER TRAINING INSTITUTE 611710 282962 282962 29846186 99011 99011 53445436 50485969 2959467 2959467 2959467 44050 227063 70917 -26867 -26867 STUDENT ACTIVITIES 900099 26508 26508 CLUB YEARBOOK INCOME 900099 24900 24900 69839 69839 121247 39276198 29846186 0 3152858 2998354 2998354 816634 232035 558817 25782 16243280 13658242 2036136 548902 1172236 991585 144722 35929 1733611 1423158 257712 52741 1379220 1132229 205030 41961 96195 96195 34205 34205 47355 47355 377806 371224 2537 4045 63011 37901 25110 1431300 890581 325751 214968 39572 21388 17665 519 1690127 1597092 54270 38765 1678 1678 30402 9081 21321 200821 189767 6448 4606 1474496 1393331 47346 33819 115291 115291 LIBRARY AND EXTRACURRIC 407397 407397 BAD DEBT 198143 198143 AMORTIZATION OF FINANCI 69392 65572 2228 1592 2936 2936 30623462 25420615 4177897 1024950 22628440 15197091 8083359 42968392 6903936 7273039 304981 754596 4165755 4313758 48182792 15688107 29017772 32494685 11582806 9857043 758282 688890 93302374 103690451 948323 3310538 12155656 14265080 15679801 15679801 28783780 33255419 X 47179323 53411403 11816117 11203629 5523154 5820000 64518594 70435032 93302374 103690451 8652736 -2736298 0 X X 0 1 X 1 0 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6459318 296846 106682 333403 6529443 5789347 250154 721794 301977 6459318 5271830 140071 648042 270596 5789347 4850090 738955 -118304 198911 5271830 4330270 63704 671130 215014 4850090 0.89130 0.10870 0 0 1591206 1591206 42129211 12223658 29905553 4295419 3464449 830970 166956 166956 32494685 X 33491256 -2736298 -2736298 36227554 50290 2998354 3048644 39276198 27574818 0 27574818 50290 2998354 3048644 30623462 PART V, LINE 4: THE SCHOOL'S PERMANENTLY RESTRICTED NET ASSETS CONSIST OF ENDOWMENT FUND ASSETS TO BE HELD IN PERPETUITY. THE INCOME FROM THE ASSETS CAN BE USED TO SUPPORT THE SCHOOL'S GENERAL PURPOSES, SCHOLARSHIPS, PROFESSIONAL DEVELOPMENT, FACULTY AND STAFF, AND SCHWARTZ LECTURES. PART X, LINE 2: THE SCHOOL HAS DETERMINED THAT THERE ARE NO MATERIAL UNCERTAIN TAX POSITIONS THAT REQUIRE RECOGNITION OR DISCLOSURE IN THE FINANCIAL STATEMENTS. PERIODS ENDING JUNE 30, 2012 AND SUBSEQUENT REMAIN SUBJECT TO EXAMINATION BY APPLICABLE TAXING AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID TO STUDENTS 2,998,354. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID TO STUDENTS 2,998,354. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 SCHEDULE E, PART I, LINE 3 NONDISCRIMINATION POLICY IS PUBLISHED JOINTLY WITH THE FAIRCHESTER GROUP OF INDEPENDENT SCHOOLS ONCE PER YEAR IN THE NEWSPAPER. IT IS ALSO PUBLISHED REGULARLY IN SCHOOL PUBLICATIONS. GOLF OUTING 271113 227063 44050 40947 7226 22744 271113 227063 44050 40947 7226 22744 70917 -26867 1 FINANCIAL AID FOR STUDENTS 112 2998354 PART I, LINE 2: THE ONLY GRANTS OR ASSISTANCE GIVEN BY THE ORGANIZATION ARE FOR FINANCIAL AID TO STUDENTS. ALL GRANTS OR ASSISTANCE ARE ISSUED BASED ON FINANCIAL NEED AND ARE PROCESSED, MONITORED AND CONTINUOUSLY REVIEWED BY A FINANCIAL AID COMMITTEE. FINANCIAL AID FOR ONE YEAR IS NOT CARRIED INTO THE NEXT SCHOOL YEAR; AT THE BEGINNING OF EACH NEW SCHOOL YEAR, NEW FINANCIAL AID REQUESTS ARE PROCESSED BY THE FINANCIAL AID COMMITTEE. X X X 1 1 X X X X X 0 0 0 0 0 0 0 1 0 JOHN J RUSSELL HEAD OF SCHOOL 431135 0 0 0 47991 0 26000 0 0 0 505126 0 0 0 STEPHEN R LITTELL CFO/ASSISTANT HEAD 255719 0 10000 0 3048 0 26000 0 9332 0 304099 0 0 0 MAUREEN SWEENEY ASST HEAD/DIR OF ADM 185885 0 0 0 3424 0 18850 0 9332 0 217491 0 0 0 ELIZABETH DUFFY DIR OF LANGUAGE ARTS 181208 0 10000 0 1038 0 18121 0 0 0 210367 0 0 0 DAPHNE DADDINO HEAD OF MS 171716 0 2000 0 1882 0 17350 0 9332 0 202280 0 0 0 SANDRA SCHWARZ DIR OF TTI 203000 0 10000 0 2331 0 20300 0 0 0 235631 0 0 0 JONATHAN ROSENSHINE ASSOCIATE HEAD OF SCHOOL 190316 0 0 0 183 0 20300 0 0 0 210799 0 0 0 PART I, LINE 1A JOHN RUSSELL, HEAD OF SCHOOL, RECEIVES THE FOLLOWING BENEFITS: TRAVEL FOR COMPANION, SOCIAL CLUB DUES, AND HOUSING ALLOWANCE. TRAVEL FOR COMPANION AND SOCIAL CLUB DUES WERE TREATED AS NONTAXABLE COMPENSATION TO THE RECIPIENT. THE HOUSING ALLOWANCE WAS TREATED AS TAXABLE COMPENSATION TO THE RECIPIENT. PART I, LINE 7 EXECUTIVE BONUSES ARE DETERMINED BY THE EXECUTIVE COMMITTEE AND APPROVED BY THE BOARD. ALL OTHER EMPLOYEES BONUSES ARE DETERMINED BY THE HEADMASTER. THEY ARE BASED ON MERIT. X 13 573967 COST 0 1 0 PART I, COLUMN (B): THE NUMBER IN COLUMN B IS REFERRING TO THE NUMBER OF CONTRIBUTORS FORM 990, PART III, LINE 1 WINDWARD IS A COEDUCATIONAL, INDEPENDENT DAY SCHOOL DEDICATED TO PROVIDING AN EXCELLENT INSTRUCTIONAL PROGRAM FOR CHILDREN WITH LANGUAGE-BASED LEARNING DISABILITIES. THE MULTISENSORY CURRICULUM IS DESIGNED FOR STUDENTS OF AVERAGE TO SUPERIOR INTELLIGENCE WHO CAN BENEFIT FROM THE UNIQUE EDUCATIONAL EXPERIENCE PROVIDED. THROUGH DIRECT INSTRUCTION IN SMALL CLASS SETTINGS, A TRAINED STAFF ASSISTS STUDENTS TO IMPROVE THEIR LANGUAGE SKILLS. ACADEMIC SUCCESS, COMBINED WITH OPPORTUNITIES FOR SOCIAL AND EMOTIONAL GROWTH WITHIN AN INTENTIONALLY DIVERSE AND INCLUSIVE SETTING, ENABLES STUDENTS TO UNDERSTAND THEIR LEARNING STYLES,BUILD CONFIDENCE AND DEVELOP SELF-ADVOCACY SKILLS. WINWARD IS COMMITTED TO HELPING STUDENTS ACHIEVE THEIR FULL POTENTIAL IN PREPARATION FOR A SUCCESSFUL RETURN TO MAINSTREAM EDUCATIONAL ENVIRONMENT. TO MEET THESE GOALS,THE SCHOOL PROVIDES ONGOING TRAINING TO ITS FACULTY BASED ON THE MOST CURRENT RESEARCH, AND ALSO SHARES ITS EXPERTISE WITH THE PARENT BODY AND OTHER EDUCATORS. FORM 990, PART VI, SECTION A, LINE 8B THE WINDWARD SCHOOL DOES NOT HAVE ANY COMMITTEES THAT ACT INDEPENDENTLY. FORM 990, PART VI, SECTION B, LINE 11 A COPY OF THE 990 WAS PROVIDED TO EACH MEMBER OF THE GOVERNING BODY BY EITHER E-MAIL OR HARD COPY. THE 990 WAS NOT FILED UNTIL EACH MEMBER A)HAD CONFIRMED THAT THEY HAD REVIEWED THE 990 AND B) HAD RECEIVED ANSWERS FOR ANY QUESTIONS, IF ANY, THEY MAY HAVE HAD REGARDING ANYTHING CONTAINED IN THE 990. FORM 990, PART VI, SECTION B, LINE 12C THERE IS A WRITTEN CONFLICT OF INTEREST POLICY THAT IS REVIEWED AND SIGNED BY EACH TRUSTEE, OFFICER, AND KEY EMPLOYEE. EXISTING OR POTENTIAL CONFLICTS OF INTEREST ARE REPORTED TO THE BOARD. TRUSTEES OR OFFICERS WHO HAVE DECLARED OR WHO HAVE BEEN FOUND TO HAVE A CONFLICT OF INTEREST MUST REFRAIN FROM PARTICIPATING IN THE CONSIDERATION OF A PROPOSED TRANSACTION, UNLESS FOR SPECIAL REASONS THE BOARD REQUESTS INFORMATION OR INTERPRETATIONS. FORM 990, PART VI, SECTION B, LINE 15A SALARY INCREASES AND/OR BONUSES FOR THE HEAD OF SCHOOL ARE APPROVED BY THE BOARD. SALARY INCREASES AND BONUSES FOR ALL OTHER EMPLOYEES ARE DETERMINED BY THE HEAD OF SCHOOL AT THE END OF THE SCHOOL YEAR BASED ON MERIT. SALARIES WERE BASED ON A REVIEW DONE IN JUNE 2014, AND SUBSEQUENTLY ANOTHER REVIEW WAS COMPLETED IN JUNE 2015. FORM 990, PART VI, SECTION C, LINE 19 AUDITED FINANCIAL STATEMENTS & FOOTNOTES ARE SUBMITTED TO THE EMMA WEBSITE FOR PUBLIC VIEWING - GOVERNING DOCUMENTS & CONFLICT OF INTEREST POLICY ARE NOT SUBMITTED, HOWEVER OTHER GOVERNING DOCUMENTS, POLICIES, ETC. ARE AVAILABLE TO THE PUBLIC UPON REQUEST FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED FROM PRIOR YEAR. 205 EAST 92ND STREET HOLDING LLC 40 WEST RED OAK LANE WHITE PLAINS NY 10604 INACTIVE NY 0 0 205 EAST 92ND STREET MEZZ LLC 40 WEST RED OAK LANE WHITE PLAINS NY 10604 INACTIVE NY 0 0 205 EAST 92ND OWNERS LLC 40 WEST RED OAK LANE WHITE PLAINS NY 10604 INACTIVE NY 0 0