2016-04-08T19:19:47-05:00 2015-05-31 861065772 DELOITTE TAX LLP 555 MISSION STREET SAN FRANCISCO CA 94105 990 2014-06-01 941156628 UNIVERSITY OF SAN FRANCISCO UNIV 4154226522 2130 FULTON STREET SAN FRANCISCO CA 941171080 CHARLES CROSS VICE PRESIDENT 4154226522 2016-04-06 1 JOAN S MCMAHON P00966494 4157834000 2014 2016-08-17 19:52:53Z FR FITZGERALD SJ 2130 FULTON STREET SAN FRANCISCO CA 941171080 485320766 0 X WWW.USFCA.EDU X 1930 CA OUR MISSION IS TO PROMOTE LEARNING IN THE JESUIT CATHOLIC TRADITION. THE UNIVERSITY OFFERS UNDERGRADUATE, GRADUATE AND PROFESSIONAL STUDENTS THE KNOWLEDGE AND SKILLS NEEDED TO SUCCEED, AND THE VALUES AND SENSITIVITY NECESSARY TO BE MEN AND WOMEN FOR OTHERS. 42 42 5518 181 1911164 0 18233544 29932352 390406578 409929109 14950285 16732807 -134510 -12219 423455897 456582049 76884958 85689631 0 0 203880111 220415687 0 0 9561772 118931346 121836424 399696415 427941742 23759482 28640307 904475519 938007639 279343688 274272295 625131831 663735344 X THE UNIVERSITY OF SAN FRANCISCO IS A PRIVATE JESUIT UNIVERSITY THAT PROVIDES HIGHER EDUCATION WITH A GLOBAL PERSPECTIVE TO EDUCATE LEADERS WHO WILL FASHION A MORE HUMANE AND JUST WORLD. THE UNIVERSITY PROVIDES HOUSING AND OTHER AUXILIARY SERVICES FOR ITS STUDENTS; THESE SERVICES ARE DIRECTLY RELATED TO THE EXEMPT PURPOSE OF THE UNIVERSITY. 0 0 169061512 85689631 4484032 STUDENT SERVICES AND LIBRARIES:INCLUDES ACTIVITIES OF WHICH THE PRIMARY PURPOSE IS TO CONTRIBUTE TO THE STUDENTS' EMOTIONAL AND PHYSICAL WELL BEING AND TO HIS/HER INTELLECTUAL, CULTURAL, SOCIAL DEVELOPMENT, AND INTERCOLLEGIATE ATHLETIC PROGRAMS 166653708 371002380 EDUCATION: THE UNIVERSITY PROVIDES ACADEMIC PROGRAMS, ASSOCIATED RESEARCH, AND SERVICES DEDICATED TO SCHOLARSHIP AND THE JESUIT CATHOLIC TRADITION TO APPROXIMATELY 12,014 STUDENTS AND 2,912 FACULTY AND STAFF MEMBERS. 31825342 34440832 AUXILIARY SERVICES: INCLUDES EXPENDITURES FOR THE SELF SUPPORTING ACTIVITIES OF THE UNIVERSITY SUCH AS THE OPERATION OF RESIDENCE HALLS, DINING SERVICES, AND STUDENT HEALTH SERVICES. 2716667 1865 SPONSORED RESEARCH INCLUDES EXPENDITURES FOR RESEARCH AND TRAINING. 2716667 1865 370257229 1 1 0 1 0 0 0 1 0 1 1 0 0 1 1 1 0 1 1 1 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 1 0 0 1 0 1 0 0 0 1 0 1 0 0 0 1 622 0 1 5518 1 1 1 1 CH RP TH 0 0 0 1 1 0 0 0 0 X 42 42 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X X CHARLES CROSS 4154226522 2130 FULTON STREET SAN FRANCISCO CA 94117 MR MALLOY CHAIR 5.00 X X 0 0 0 MS HAMEL VICE CHAIR 5.00 X X 0 0 0 REV FITZGERALD SJ PRESIDENT (BEGINNING 8/1/14) 40.00 X X 0 0 0 REV PRIVETT SJ PRESIDENT (THROUGH 7/31/14) 40.00 X X 0 0 0 MR AGGER BOARD MEMBER 5.00 X 0 0 0 REV ARCEO SJ BOARD MEMBER 5.00 X 0 0 0 MR BARRY BOARD MEMBER 5.00 X 0 0 0 MR BLAINE BOARD MEMBER 5.00 X 0 0 0 REV BURKE SJ BOARD MEMBER 5.00 X 0 0 0 REV CARROLL SJ BOARD MEMBER 5.00 X 0 0 0 MR CONWAY BOARD MEMBER 5.00 X 0 0 0 REV CORDER SJ BOARD MEMBER 5.00 X 0 0 0 MR DEWALT BOARD MEMBER 5.00 X 0 0 0 MR DOLL BOARD MEMBER 5.00 X 0 0 0 MS FALK GOLDMAN BOARD MEMBER 5.00 X 0 0 0 MR HAMILL BOARD MEMBER 5.00 X 0 0 0 MS JARRETT SKAFF BOARD MEMBER 5.00 X 0 0 0 DR KLETTER BOARD MEMBER 5.00 X 0 0 0 MR KOCHIS BOARD MEMBER 5.00 X 0 0 0 REV KOEPLIN SJ BOARD MEMBER 5.00 X 0 0 0 REV LABRIE SJ BOARD MEMBER 5.00 X 0 0 0 REV MCGARRY SJ BOARD MEMBER 5.00 X 0 0 0 MS MCKEEVER DONAHUE BOARD MEMBER 5.00 X 0 0 0 MS MONROE BOARD MEMBER 5.00 X 0 0 0 REV MOYNAHAN SJ BOARD MEMBER 5.00 X 0 0 0 MR NICOLAI BOARD MEMBER 5.00 X 0 0 0 MR NOONAN BOARD MEMBER 5.00 X 0 0 0 MS ORTIZ MORFIT BOARD MEMBER 5.00 X 0 0 0 REV PABST SJ BOARD MEMBER 5.00 X 0 0 0 MR PASHA III BOARD MEMBER 5.00 X 0 0 0 MRS PASHA BOARD MEMBER 5.00 X 0 0 0 MR PITTO BOARD MEMBER 5.00 X 0 0 0 MR L PORTER BOARD MEMBER 5.00 X 0 0 0 MR T PORTER BOARD MEMBER 5.00 X 0 0 0 REV PRIETTO SJ BOARD MEMBER 5.00 X 0 0 0 MR REVETRIA BOARD MEMBER 5.00 X 0 0 0 MR ROSE BOARD MEMBER 5.00 X 0 0 0 MR SALQUIST BOARD MEMBER 5.00 X 0 0 0 REV SIEBERT SJ BOARD MEMBER 5.00 X 0 0 0 MR SMITH BOARD MEMBER 5.00 X 0 0 0 REV SUNDBORG SJ BOARD MEMBER 5.00 X 0 0 0 DR TEMPERO BOARD MEMBER 5.00 X 0 0 0 MS WALL HANSON BOARD MEMBER 5.00 X 0 0 0 MS WHELAN BOARD MEMBER 5.00 X 0 0 0 MR WHITE BOARD MEMBER 5.00 X 0 0 0 MR YEPEZ BOARD MEMBER 5.00 X 0 0 0 MR BAWA VP INFORMATION TECHNOLOGY 40.00 X 256395 0 65710 MR CROSS VP BUSINESS & FINANCE 40.00 X 405626 0 57250 MS DAVIS GENERAL COUNSEL 40.00 X 353627 0 70076 MR MACMILLAN VP COMMUNICATIONS & MARKETING 40.00 X 246255 0 54701 DR NEL VP INTERNATIONAL RELATIONS 40.00 X 529834 0 52582 DR TURPIN PROVOST & ACADEMIC VP 40.00 X 372106 0 36989 MR WILCH VP DEVELOPMENT 40.00 X 257229 0 66137 DR CAMPERI DEAN, ARTS & SCIENCES 40.00 X 249159 0 69608 DR HAMRICK VICE PROVOST 40.00 X 271023 0 31937 MR LONDON ASSOCIATE VP FACILITIES MANAGEMENT 40.00 X 288056 0 57629 DR WEBBER DEAN, SCHOOL OF MANAGEMENT 40.00 X 214476 0 43943 MR MICON PROF, FORMER ASSOC.DEAN, LAW SCHOOL 40.00 X 399489 0 31131 MR SHATZ PROFESSOR, LAW SCHOOL 40.00 X 343269 0 44511 MR SIDWELL DIRECTOR OF ATHLETICS 40.00 X 278901 0 60146 MR TRASVINA DEAN, LAW SCHOOL 40.00 X 308800 0 44135 MR WALTERS BASKETBALL COACH 40.00 X 496449 0 68860 HON BRAND PROFESSOR, FORMER DEAN, LAW SCHOOL 40.00 X 193013 0 48547 MR DUFFY PROFESSOR,FORMER DEAN,SCHOOL OF MGMT 40.00 X 253187 0 19035 DR KARAMAN FORMER VICE PROVOST, BUDGET 40.00 X 128270 0 13703 MR LEON AVP, FORMER ACTING VP IT 40.00 X 153124 0 43036 5998288 0 979666 485 1 1 0 ABLE BUILDING MAINTENANCE COMPANY 868 FOLSOM STREET SAN FRANCISCO CA 94107 BUILDING MAINTENANCE 6050437 CAHILL CONTRACTORS INC 425 CALIFORNIA STREET SAN FRANCISCO CA 94104 CONSTRUCTION 4038453 TURNER CONSTRUCTION COMPANY 75 HAWTHORNE STREET STE 2000 SAN FRANCISCO CA 94105 CONSTRUCTION 2445081 EMBANET-COMPASS KNOWLEDGE GROUP 105 GORDON BAKER RDSTE 300 TORONTO CA M2H 3P8 ONLINE LEARNING SERVICES 2205680 GIAMPOLINI & COMPANY 1445 BUSH STREET SAN FRANCISCO CA 94109 CONTRACTOR 1233990 32 405567 3267806 26258979 407420 29932352 TUITION AND FEES 611600 367423677 367423677 HOUSING AND AUXILIARY 611600 40379678 40379678 FITNESS CENTER DUES 713940 2125754 1977487 148267 409929109 3887071 -66323 3953394 199858 199858 38294716 2949433 24215167 4183246 14079549 -1233813 12845736 12845736 128227 405567 340304 -212077 -212077 456582049 407803355 1911164 16935178 85689631 85689631 4050347 1159601 2589791 300955 851914 513782 338132 139829238 116621419 18470259 4737560 13087274 10886227 1654506 546541 51756816 43052240 6543146 2161430 10840098 9016986 1370416 452696 1029484 90045 939439 960840 88683 865660 6497 451614 101093 350521 50000 50000 334874 334874 15900457 13092990 2464970 342497 3371269 2739288 604858 27123 7942293 5469881 2472412 2881167 663952 2215525 1690 20937453 20937453 11967059 10860011 692025 415023 1331207 1004475 293329 33403 8232210 6876136 1356074 21532406 19363986 2168420 1734295 56917 1677378 GENERAL EXPENSES 20251701 20251701 SUBSCRIPTION AND DUES 2283825 1303493 449217 531115 HONORARIA AND AWARDS 442728 333868 104610 4250 VEHICLE EXPENSES 201542 83371 117179 992 427941742 370257229 48122741 9561772 131529689 96653451 16544362 22959596 6640148 2475217 663000 510000 23224346 16756352 8227009 8607293 647662764 200198460 449306512 447464304 139417701 184905086 128922752 157676340 904475519 938007639 44344007 49257150 32361854 26003409 151208195 146935321 24500000 23000000 26929632 29076415 279343688 274272295 X 386372179 401026456 101064564 114723659 137695088 147985229 625131831 663735344 904475519 938007639 28640307 9963206 0 X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 50000 50000 0 PART II-B, LINE 1: THE UNIVERSITY OF SAN FRANCISCO CONTRACTS WITH PLATINUM ADVISORS, LLC TO PROVIDE CONSULTING SERVICES. IN ITS CAPACITY AS A CONSULTANT, PLATINUM ADVISORS ASSISTS THE UNIVERSITY IN PURSUING ITS BUSINESS AND GOVERNMENT AFFAIRS OBJECTIVES BY PLANNING FOR ORGANIZATIONAL AND INSTITUTIONAL DEVELOPMENT AND FUNDING OBJECTIVES, DEVELOPING AND IMPLEMENTING STRATEGIC PLANS, AND EXPANDING ITS GOVERNMENT OUTREACH ACTIVITIES. 0 0 X X X X 0 274225000 24608000 22719000 5717508 4220492 311614000 235069000 18450000 29712000 5502569 3503431 274225000 198436000 10119000 33910000 4175896 3220104 235069000 211260000 3016000 -7100000 4483299 3202701 1054000 198436000 180183000 2868000 35593000 3713612 2664388 1006000 211260000 0.26000 0.44000 0.30000 0 0 25103820 31606199 56710019 456560251 142409214 314151037 134392494 57789246 76603248 447464304 INVESTMENTS 157676340 157676340 FEDERAL STUDENT LOANS REFUNDABLE 11250679 INTEREST RATE SWAP AGREEMENTS 16662850 LIABILITY UNDER SPLIT INTEREST AGREEMENT 1162886 29076415 X 381195000 9963206 -930 9962276 371232724 85349325 85349325 456582049 342592000 -416 -416 342592416 85349326 85349326 427941742 PART III, LINE 1A: THE UNIVERSITY'S COLLECTIONS ARE MADE UP OF RARE BOOKS, ARTWORKS, AND ARTIFACTS OF HISTORICAL SIGNIFICANCE THAT ARE HELD FOR EDUCATIONAL, RESEARCH, AND CURATORIAL PURPOSES. THE COLLECTIONS, WHICH HAVE BEEN ACQUIRED THROUGH PURCHASES AND CONTRIBUTIONS SINCE THE UNIVERSITY'S INCEPTION, WERE PREVIOUSLY RECOGNIZED AS ASSETS IN THE UNIVERSITY'S STATEMENTS OF FINANCIAL POSITION; AS OF THE UNIVERSITY'S FISCAL YEAR ENDED MAY 31, 2015, THE UNIVERSITY HAS ELECTED UNDER SFAS 116 (ASC 958) NOT TO REPORT THE COLLECTIONS IN THE UNIVERSITY'S STATEMENTS OF FINANCIAL POSITION. PART III, LINE 4: THE UNIVERSITY OF SAN FRANCISCO MAINTAINS AND SERVICES A COLLECTION OF RARE BOOKS, ARTWORKS, AND ARTIFACTS OF HISTORICAL SIGNIFICANCE, WHICH ARE MADE AVAILABLE TO THE UNIVERSITY COMMUNITY, ITS AFFILIATES, ACADEMIC SCHOLARS AND THE GENERAL PUBLIC. THE COLLECTIONS ARE USED TO ENHANCE TEACHING, SUPPORT RESEARCH, AND PROVIDE PUBLIC SERVICE. PART V, LINE 4: THE ENDOWMENT FUND IS USED TO PROVIDE A RELATIVELY PREDICTABLE, STABLE AND CONSISTENT INVESTMENT RETURNS SUFFICIENT TO FUND A VARIETY OF OPERATIONAL NEEDS, INCLUDING SCHOLARSHIPS AND FELLOWSHIPS, FACULTY CHAIRS, ACADEMIC PROGRAMS, LIBRARIES, OTHER ENDOWMENT PROGRAMS, AND GENERAL OPERATIONS. PART X, LINE 2: THE UNIVERSITY DOES NOT MAINTAIN ANY UNCERTAIN TAX POSITIONS; ACCORDINGLY, THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS DID NOT INCLUDE A FOOTNOTE FOR ASC 740 (FORMERLY FIN 48). PART XI, LINE 2D - OTHER ADJUSTMENTS: ROUNDING -930. PART XI, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID TO STUDENTS 85,689,630. FUNDRAISING DIRECT EXPENSES -340,305. PART XII, LINE 2D - OTHER ADJUSTMENTS: ROUNDING -416. PART XII, LINE 4B - OTHER ADJUSTMENTS: FINANCIAL AID TO STUDENTS 85,689,631. FUNDRAISING DIRECT EXPENSES -340,305. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY OF SAN FRANCISCO PUBLICIZES ITS RACIALLY NON DISCRIMINATORY POLICY THROUGH PRINT AND BROADCAST MEDIA TO THE GENERAL PUBLIC BOTH ON AND OFF CAMPUS THROUGHOUT THE YEAR. THIS POLICY IS ALSO MADE AVAILABLE ON THE UNIVERSITY'S WEBSITE AT WWW.USFCA.EDU AND IN THE UNIVERSITY'S GENERAL CATALOG. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES TITLE FOUR FUNDING AS WELL AS GRANTS FROM VARIOUS GOVERNMENT AGENCIES. EAST ASIA AND THE PACIFIC 3 68 PROGRAM SERVICES INSTRUCTION AND RECRUITING 3550954 CENTRAL AMERICA AND THE CARIBBEAN INVESTMENTS 17826627 3 68 0 0 3 68 21377581 0 21377581 1 0 1 1 1 0 PART I: THE ACCOUNTING METHOD USED IS THE ACCRUAL METHOD OF ACCOUNTING. PART I, LINE 3: CENTRAL AMERICA AND THE CARIBBEAN: ACCRUAL EAST ASIA AND THE PACIFIC: ACCRUAL CALIFORNIA PRIZE DINNER 270954 233697 37257 10000 38 63171 40715 31118 USF SWANSON GOLF 128321 51702 76619 3534 44074 34708 8461 2 134519 120168 14351 12458 8146 21976 529 61376 533794 405567 128227 10000 16030 115391 97399 529 100955 340304 -212077 1 FSEOG PROGRAM 184 682000 FEDERAL WORK-STUDY PROGRAM 497 957000 PELL GRANTS 1827 7660000 TEACH GRANTS 11 140000 USF FINANCIAL AID 5196 76250631 PART I, LINE 2: THE UNIVERSITY OF SAN FRANCISCO OFFERS STUDENT FINANCIAL AID IN THE FORM OF SCHOLARSHIPS, GRANTS, LOANS, AND EMPLOYMENT OPPORTUNITIES. FINANCIAL AID IS PROVIDED BY: THE UNIVERSITY OF SAN FRANCISCO; FEDERAL AND STATE GOVERNMENTS; SOCIAL, FRATERNAL, PROFESSIONAL, AND COMMUNITY ORGANIZATIONS; EMPLOYERS, BOTH PRESENT AND PROSPECTIVE; AND FRIENDS AND GRADUATES OF THE UNIVERSITY OF SAN FRANCISCO. GRANTS AND SCHOLARSHIPS CAN BE USED TO PAY FOR TUITION AND FEES,ROOM AND BOARD, TRANSPORTATION AND PERSONAL EXPENSES; GRANTS AND SCHOLARSHIPS ARE AWARDED TO STUDENTS WHO DEMONSTRATE ELIGIBILITY BY SUBMITTING A FEDERAL FINANCIAL AID APPLICATION, COMPETE IN INTERCOLLEGIATE ATHLETICS, ARE ACADEMICALLY ELIGIBLE, OR ARE READY TO COMMIT THEIR TIME AND SKILLS AFTER GRADUATION TO THE U.S. ARMED FORCES. X X X 1 1 X X X X X X 0 0 0 0 0 0 0 0 0 MR BAWA VP INFORMATION TECHNOLOGY 255803 0 0 0 592 0 28860 0 36850 0 322105 0 0 0 MR CROSS VP BUSINESS & FINANCE 397368 0 0 0 8258 0 28860 0 28390 0 462876 0 0 0 MS DAVIS GENERAL COUNSEL 330224 0 15000 0 8403 0 28860 0 41216 0 423703 0 0 0 MR MACMILLAN VP COMMUNICATIONS & MARKETING 223427 0 10000 0 12828 0 25317 0 29384 0 300956 0 0 0 DR NEL VP INTERNATIONAL RELATIONS 308866 0 0 0 220968 0 25305 0 27277 0 582416 0 0 0 DR TURPIN PROVOST & ACADEMIC VP 359748 0 0 0 12358 0 28860 0 8129 0 409095 0 0 0 MR WILCH VP DEVELOPMENT 241786 0 0 0 15443 0 27892 0 38245 0 323366 0 0 0 DR CAMPERI DEAN, ARTS & SCIENCES 248577 0 0 0 582 0 28860 0 40748 0 318767 0 0 0 DR HAMRICK VICE PROVOST 270882 0 0 0 141 0 21796 0 10141 0 302960 0 0 0 MR LONDON ASSOCIATE VP FACILITIES MANAGEMENT 278341 0 0 0 9715 0 28860 0 28769 0 345685 0 0 0 DR WEBBER DEAN, SCHOOL OF MANAGEMENT 212803 0 0 0 1673 0 23890 0 20053 0 258419 0 0 0 MR MICON PROF, FORMER ASSOC.DEAN, LAW SCHOOL 393220 0 0 0 6269 0 20625 0 10506 0 430620 0 0 0 MR SHATZ PROFESSOR, LAW SCHOOL 341807 0 0 0 1462 0 18695 0 25816 0 387780 0 0 0 MR SIDWELL DIRECTOR OF ATHLETICS 221956 0 4000 0 52945 0 24828 0 35318 0 339047 0 0 0 MR TRASVINA DEAN, LAW SCHOOL 297529 0 0 0 11271 0 28860 0 15275 0 352935 0 0 0 MR WALTERS BASKETBALL COACH 428887 0 57500 0 10062 0 28860 0 40000 0 565309 0 0 0 HON BRAND PROFESSOR, FORMER DEAN, LAW SCHOOL 190778 0 0 0 2235 0 21183 0 27364 0 241560 0 0 0 MR DUFFY PROFESSOR,FORMER DEAN,SCHOOL OF MGMT 252141 0 0 0 1046 0 10138 0 8897 0 272222 0 0 0 DR KARAMAN FORMER VICE PROVOST, BUDGET 128270 0 0 0 0 0 7385 0 6318 0 141973 0 0 0 MR LEON AVP, FORMER ACTING VP IT 152995 0 0 0 129 0 16660 0 26376 0 196160 0 0 0 PART I, LINE 1A FIRST-CLASS OR CHARTER TRAVEL: ABSENT PRIOR APPROVAL BY THE UNIVERSITY PRESIDENT, THE UNIVERSITY'S WRITTEN TRAVEL AND ENTERTAINMENT POLICY DOES NOT PERMIT FIRST CLASS TRAVEL FOR BUSINESS TRIPS. THE VP FOR INTERNATIONAL RELATIONS RECEIVED APPROVAL FROM THE UNIVERSITY PRESIDENT TO FLY FIRST CLASS FOR A LIMITED NUMBER OF INTERNATIONAL BUSINESS TRIPS; NO OTHER TRUSTEE, OFFICER, KEY EMPLOYEE OR HIGHEST COMPENSATED EMPLOYEE INCURRED FIRST CLASS TRAVEL EXPENSES WHICH WERE PAID FOR BY THE UNIVERSITY. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE: A HOUSING ALLOWANCE IS BEING PROVIDED TO THE VP FOR INTERNATIONAL RELATIONS IN CONNECTION WITH HIS ASSIGNMENT IN A FOREIGN COUNTY ON BEHALF OF THE UNIVERSITY IN ORDER TO ACCOUNT FOR A HIGHER COST OF LIVING IN THE FOREIGN COUNTRY. THIS AMOUNT WAS REPORTED AS TAXABLE INCOME ON THE INDIVIDUAL'S FORM W-2 AND IS INCLUDED ON SCHEDULE J,PART II, COLUMN B(III). TAX INDEMNIFICATION AND GROSS-UP PAYMENTS: THE VP FOR INTERNATIONAL RELATIONS IS ON ASSIGNMENT IN A FOREIGN COUNTRY ON BEHALF OF THE UNIVERSITY. PURSUANT TO A TAX EQUALIZATION AGREEMENT, THIS INDIVIDUAL IS RESPONSIBLE FOR HIS TAX LIABILITY AS IF HE HAD REMAINED WORKING IN THE U.S. ANY ADDITIONAL TAXES RESULTING FROM HIS FOREIGN ASSIGNMENT ARE BEING PAID BY THE UNIVERSITY AND GROSSED-UP. THIS AMOUNT WAS REPORTED AS TAXABLE INCOME ON THE INDIVIDUAL'S FORM W-2 AND IS INCLUDED ON SCHEDULE J, PART II, COLUMN B(III). A CA EDUC FAC AUTH 946001347 1301757W6 2005-08-18 27500000 CAPITAL EXPENDITURES 0 0 0 B CA EDUC FAC AUTH 521705592 130178YZ3 2011-02-16 80100322 CUR RFND OF BONDS & CAP EXP 0 0 0 C CA EDUC FAC AUTH 946001347 130175A85 2003-05-28 40000000 CAPITAL EXPENDITURES 0 0 0 A 27500000 483770 111844 26904386 0 1 1 1 B 74279360 80100322 820962 5000000 1 0 1 1 C 40000000 571075 76727 29838379 9513819 1 0 1 1 A 0 0 0 0 0 0 1 B 0 0 0 0 0 0 1 C 0 0 0 0 0 0 1 A 0 0 0 0 1 1 B OF A 30.100000000000 0 0 1 AIG 2.000000000000 1 0 0 B 0 0 1 0 0 0 0 0 1 C 0 0 0 0 1 1 B OF A 29.400000000000 0 0 0 0 1 A 1 B 1 C 1 SCHEDULE K SUPPLENTAL INFORMATION THE ISSUE PRICE OF THE BONDS ISSUED ON AUGUST 18, 2005 DIFFERS FROM THE ISSUE PRICE PROVIDED ON FORM 8038, SINCE THE SERIES AND BONDS WERE REFUNDED BY THE FEBRUARY 16, 2011 BOND ISSUE. PART IV , LINE 1 DISCLOSURE: THE UNIVERSITY HAS DETERMINED THAT NONE OF THE BOND ISSUES SHOWN IN LINES A, B, C OF PART I (COLUMNS AND A, B, C OF THIS PART IV) HAS GENERATED AN ARBITRAGE REBATE LIABILITY, FOR WHICH A FORM 8038-T WOULD OTHERWISE BE REQUIRED TO BE FILED. PART IV , LINE 2C REBATE COMPUTATIONS WERE LAST PERFORMED FOR CUSIP 130175A85 ON MAY 16, 2015, AND FOR CUSIP 1301757W6 ON AUGUST 18, 2015. REX WALTERS EMPLOYEE MORTGAGE X 510000 510000 0 1 1 510000 ROBERT ELIAS FAMILY MEMBER OF OFFICER 173708 EMPLOYMENT 0 ALEXANDRA AMATI-CAMPERI FAMILY MEMBER OF KEY EMPLOYEE 146165 EMPLOYMENT 0 DENNIS MILLER FAMILY MEMBER OF OFFICER 107600 EMPLOYMENT 0 PART IV : THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES IS RESPONSIBLE FOR ALL MATTERS OF EXECUTIVE COMPENSATION. THE COMPENSATION COMMITTEE IS COMPRISED SOLELY OF INDEPENDENT TRUSTEES, NONE OF WHOM HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT; THE COMPENSATION COMMITTEE IS ACCOUNTABLE FOR SETTING REASONABLE COMPENSATION PACKAGES FOR OFFICERS AND KEY EMPLOYEES (INCLUDING THE UNIVERSITY PRESIDENT). BECAUSE THE INDIVIDUALS LISTED IN SCHEDULE L, PART IV ARE FAMILY MEMBERS OF DISQUALIFIED INDIVIDUALS (DEFINED UNDER SECTION 4958 OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED), THE COMPENSATION COMMITTEE IS ALSO ACCOUNTABLE FOR SETTING THE REASONABLE COMPENSATION PACKAGES FOR THESE INDIVIDUALS. THE COMPENSATION COMMITTEE DEVELOPS, CONSISTENT WITH THE UNIVERSITY'S VISION, MISSION, AND VALUES, THE ANNUAL PERFORMANCE GOALS AND CRITERIA TO BE USED IN DETERMINING MERIT INCREASES AND VARIABLE COMPENSATION CRITERIA FOR THESE INDIVIDUALS. THE COMPENSATION COMMITTEE (IN COORDINATION WITH THE UNIVERSITY'S HUMAN RESOURCES DEPARTMENT) ALSO REVIEWS COMPARABLE COMPENSATION AND BENEFITS INFORMATION TO ANALYZE AND PROVIDE BENCHMARKING DATA FOR THE TOTAL COMPENSATION AND BENEFITS PACKAGES OF THESE INDIVIDUALS. APPROPRIATE COMPARABILITY DATA IS OBTAINED FROM INDEPENDENT EXPERTS, INCLUDING TOTAL ECONOMIC BENEFITS PAID BY SIMILARLY SITUATED ORGANIZATIONS (BOTH TAXABLE AND TAX-EXEMPT) FOR SIMILAR JOB RESPONSIBILITIES. KEY DELIBERATIONS OF THE COMPENSATION COMMITTEE ARE CONTEMPORANEOUSLY DOCUMENTED IN MINUTES WHICH ARE APPROVED AT THE NEXT COMPENSATION COMMITTEE MEETING. X 32 407420 MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 2 MR. PASHA III, A FORMER MEMBER OF THE UNIVERSITY'S BOARD OF TRUSTEES,PASSED AWAY DURING THE YEAR. HIS WIDOW, MRS. PASHA, WAS ASKED TO SERVE OUT THE REMAINDER OF HIS TERM. FORM 990, PART VI, SECTION A, LINE 4 THE UNIVERSITY REVISED SECTION 4.3(C) OF ITS BYLAWS TO PROVIDE THAT IN ELECTING TRUSTEES, THE BOARD OF TRUSTEES SHALL ASSURE THAT A MINIMUM OF SEVEN (7) TRUSTEES, INCLUDING THE RECTOR OF THE JESUIT COMMUNITY, ARE MEMBERS OF THE SOCIETY OF JESUS; PROVIDED, HOWEVER, THAT NO ACTION TAKEN BY THE BOARD OF TRUSTEES SHALL BE INVALIDATED BECAUSE, THROUGH RESIGNATION OR OTHERWISE, FEWER THAN SEVEN (7) TRUSTEES ARE MEMBERS OF THE SOCIETY OF JESUS. SUCH PROVISION PREVIOUSLY PROVIDED THAT A MINIMUM OF THIRTEEN (13) TRUSTEES BE MEMBERS OF THE SOCIETY OF JESUS. FORM 990, PART VI, SECTION B, LINE 11 THE DIRECTOR OF INTERNAL AUDIT AND TAX COMPLIANCE (WHO REPORTS TO THE UNIVERSITY PRESIDENT AND AUDIT COMMITTEE OF THE BOARD OF TRUSTEES) IS RESPONSIBLE FOR OVERSEEING ALL TAX COMPLIANCE MATTERS FOR THE UNIVERSITY OF SAN FRANCISCO, INCLUDING THE PREPARATION OF THE UNIVERSITY'S FORM 990; ACCORDINGLY, UNDER HIS DIRECTION (AND WITH THE ASSISTANCE OF THE UNIVERSITY'S EXTERNAL TAX ADVISORS AT DELOITTE TAX LLP) THE UNIVERSITY'S FORM 990 IS PREPARED BY THE TAX ANALYST IN THE UNIVERSITY'S OFFICE OF INTERNAL AUDIT AND TAX COMPLIANCE. THEREAFTER, THE UNIVERSITY'S FORM 990 IS REVIEWED BY THE TAX ANALYST'S SUPERVISOR, THE ASSOCIATE DIRECTOR OF TAX COMPLIANCE. NEXT, THE UNIVERSITY'S VICE PRESIDENT FOR BUSINESS AND FINANCE AND DIRECTOR OF INTERNAL AUDIT AND TAX COMPLIANCE CONCURRENTLY REVIEW THE UNIVERSITY'S FORM 990 WITH THE UNIVERSITY'S EXTERNAL TAX ADVISORS (DELOITTE TAX LLP) WHO REVIEW IT ONE FINAL TIME BEFORE THE RETURN IS PROVIDED TO THE UNIVERSITY'S AUDIT COMMITTEE OF ITS BOARD OF TRUSTEES, WHICH HAS BEEN DELEGATED APPROPRIATE AUTHORITY TO REVIEW THE RETURN ON BEHALF OF THE UNIVERSITY'S BOARD OF TRUSTEES. SUBSEQUENT TO ITS REVIEW, THE AUDIT COMMITTEE REPORTS BACK TO THE FULL BOARD OF TRUSTEES REGARDING ITS OVERSIGHT OF FORM 990, AND THE FINAL DRAFT OF THE UNIVERSITY'S FORM 990 (INCLUDING ALL REQUIRED SCHEDULES THERETO) IS PROVIDED TO THE ENTIRE BOARD OF TRUSTEES SO IT IS ABLE TO MAKE ANY APPROPRIATE INQUIRIES REGARDING THE DATA CONTAINED IN THE UNIVERSITY'S FORM 990 BEFORE THE RETURN IS FILED. FORM 990, PART VI, SECTION B, LINE 12C UNDER THE TERMS OF ITS CHARTER, THE AUDIT COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES IS CHARGED WITH MONITORING PROPOSED OR ONGOING TRANSACTIONS FOR CONFLICTS OF INTEREST AND ADDRESSING ANY POTENTIAL OR ACTUAL CONFLICTS. PURSUANT TO THE UNIVERSITY'S CONFLICT OF INTEREST POLICY, AN ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE, AIMED AT DETERMINING ANY FAMILY AND BUSINESS RELATIONSHIPS AND TRANSACTIONS OR OTHER TRANSACTIONS THAT MAY POSE A POTENTIAL CONFLICT, IS DISTRIBUTED TO ALL NECESSARY PARTIES (I.E., BOARD MEMBERS, OFFICERS AND EXECUTIVE LEADERSHIP, AND KEY EMPLOYEES). COVERED PERSONS ARE REQUIRED TO DISCLOSE ACTUAL OR POTENTIAL CONFLICTS AT THE TIME WHEN SUCH CONFLICTS ARISE. WHEN SOMEONE BECOMES A COVERED PERSON AND ANNUALLY THEREAFTER, EACH COVERED PERSON IS REQUIRED TO SIGN A STATEMENT AFFIRMING THAT HE/SHE: (1) HAS RECEIVED A COPY OF THE CONFLICTS OF INTEREST POLICY; (2) HAS READ THE POLICY AND UNDERSTANDS SAID POLICY; AND (3) AGREES TO COMPLY WITH ALL REQUIREMENTS OF THE POLICY, INCLUDING COMPLETING THE ANNUAL CONFLICT OF INTEREST QUESTIONNAIRE. THE COMPLETED QUESTIONNAIRES FOR MEMBERS OF THE UNIVERSITY'S BOARD OF TRUSTEES ARE REVIEWED BY THE DIRECTOR OF INTERNAL AUDIT AND TAX COMPLIANCE. THEREAFTER, THE UNIVERSITY'S GENERAL COUNSEL AND DIRECTOR OF INTERNAL AUDIT AND TAX COMPLIANCE REVIEW THE COMPLETED QUESTIONNAIRES FOR ANY PERSONS WITH ACTUAL OR POTENTIAL CONFLICTS, AND THESE INDIVIDUALS ARE NOTIFIED VIA WRITTEN COMMUNICATION. MOREOVER, THE DIRECTOR OF INTERNAL AUDIT AND TAX COMPLIANCE REPORTS ANY ACTUAL OR POTENTIAL CONFLICTS TO THE UNIVERSITY PRESIDENT AND THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. THE COMPLETED QUESTIONNAIRES FOR OFFICERS AND EXECUTIVE LEADERSHIP OR KEY EMPLOYEES ARE REVIEWED BY THE DIRECTOR OF INTERNAL AUDIT AND TAX COMPLIANCE. THEREAFTER, THE UNIVERSITY'S GENERAL COUNSEL AND DIRECTOR OF INTERNAL AUDIT AND TAX COMPLIANCE REVIEW THE COMPLETED QUESTIONNAIRES FOR ANY PERSONS WITH ACTUAL OR POTENTIAL CONFLICTS, AND THESE INDIVIDUALS ARE NOTIFIED VIA WRITTEN COMMUNICATION. FURTHERMORE, THE DIRECTOR OF INTERNAL AUDIT AND TAX COMPLIANCE REPORTS ANY ACTUAL OR POTENTIAL CONFLICTS TO THE UNIVERSITY PRESIDENT AND THE AUDIT COMMITTEE OF THE BOARD OF TRUSTEES. THE PROCEDURES FOR ADDRESSING ANY CONFLICT OF INTEREST INCLUDE, BUT ARE NOT LIMITED TO, THE FOLLOWING: (1) THE CONFLICTING INTEREST IS FULLY DISCLOSED TO THE BOARD OF TRUSTEES; (2) THE INTERESTED PERSON RESPONDS TO FACTUAL QUESTIONS RELATED TO THE SUBSTANCE OF THE TRANSACTION OR ARRANGEMENT BEING CONSIDERED, AFTER WHICH HE/SHE SHALL LEAVE THE MEETING; (3) THE PERSON WITH THE CONFLICT OF INTEREST IS EXCLUDED FROM THE DISCUSSION AND APPROVAL OF ANY PROPOSED TRANSACTION; (4) ALTERNATIVES TO THE PROPOSED TRANSACTION ARE INVESTIGATED, COMPETITIVE BIDS OR COMPARABLE VALUATIONS ARE OBTAINED; (5) ANY CONFLICTING ISSUES ARISING DURING THE COURSE OF A BOARD OF TRUSTEES MEETING WHICH CANNOT BE RESOLVED ARE REFERRED TO THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES; AND (6) THE TRANSACTION OR ACTION MUST BE APPROVED BY A MAJORITY OF DISINTERESTED PERSONS. FORM 990, PART VI, SECTION B, LINE 15 THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES IS RESPONSIBLE FOR ALL MATTERS OF EXECUTIVE COMPENSATION. THE COMPENSATION COMMITTEE IS COMPRISED SOLELY OF INDEPENDENT TRUSTEES, NONE OF WHOM HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT; THE COMPENSATION COMMITTEE IS ACCOUNTABLE FOR SETTING REASONABLE COMPENSATION PACKAGES FOR THE UNIVERSITY'S CEO - THE UNIVERSITY PRESIDENT. THE COMPENSATION COMMITTEE DEVELOPS, CONSISTENT WITH THE UNIVERSITY'S VISION, MISSION, AND VALUES, THE ANNUAL PERFORMANCE GOALS AND CRITERIA TO BE USED IN DETERMINING MERIT INCREASES AND VARIABLE COMPENSATION CRITERIA FOR THE UNIVERSITY PRESIDENT. THE COMPENSATION COMMITTEE (IN COORDINATION WITH THE UNIVERSITY'S HUMAN RESOURCES DEPARTMENT) ALSO REVIEWS COMPARABLE COMPENSATION AND BENEFITS INFORMATION TO ANALYZE AND PROVIDE BENCHMARKING DATA FOR THE TOTAL COMPENSATION AND BENEFITS PACKAGE OF THE UNIVERSITY PRESIDENT. APPROPRIATE COMPARABILITY DATA IS OBTAINED FROM INDEPENDENT EXPERTS, INCLUDING TOTAL ECONOMIC BENEFITS PAID BY SIMILARLY SITUATED ORGANIZATIONS (BOTH TAXABLE AND TAX-EXEMPT) FOR SIMILAR JOB RESPONSIBILITIES. KEY DELIBERATIONS OF THE COMPENSATION COMMITTEE ARE CONTEMPORANEOUSLY DOCUMENTED IN MINUTES WHICH ARE APPROVED AT THE NEXT COMPENSATION COMMITTEE MEETING. WHEREAS THE UNIVERSITY PRESIDENT IS A JESUIT PRIEST WHO HAS TAKEN A VOW OF POVERTY, ALL OF HIS EARNINGS ARE PAID DIRECTLY TO THE SOCIETY OF JESUS (THE JESUIT ORDER). THE COMPENSATION COMMITTEE OF THE BOARD OF TRUSTEES IS RESPONSIBLE FOR ALL MATTERS OF EXECUTIVE COMPENSATION. THE COMPENSATION COMMITTEE IS COMPRISED SOLELY OF INDEPENDENT TRUSTEES, NONE OF WHOM HAVE A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT; THE COMPENSATION COMMITTEE IS ACCOUNTABLE FOR SETTING REASONABLE COMPENSATION PACKAGES FOR OFFICERS AND KEY EMPLOYEES (INCLUDING THE UNIVERSITY PRESIDENT). THE COMPENSATION COMMITTEE DEVELOPS, CONSISTENT WITH THE UNIVERSITY'S VISION, MISSION, AND VALUES, THE ANNUAL PERFORMANCE GOALS AND CRITERIA TO BE USED IN DETERMINING MERIT INCREASES AND VARIABLE COMPENSATION CRITERIA FOR OFFICERS AND KEY EMPLOYEES. THE COMPENSATION COMMITTEE (IN COORDINATION WITH THE UNIVERSITY'S HUMAN RESOURCES DEPARTMENT) ALSO REVIEWS COMPARABLE COMPENSATION AND BENEFITS INFORMATION TO ANALYZE AND PROVIDE BENCHMARKING DATA FOR THE TOTAL COMPENSATION AND BENEFITS PACKAGES OF OFFICERS AND KEY EMPLOYEES. APPROPRIATE COMPARABILITY DATA IS OBTAINED FROM INDEPENDENT EXPERTS, INCLUDING TOTAL ECONOMIC BENEFITS PAID BY SIMILARLY SITUATED ORGANIZATIONS (BOTH TAXABLE AND TAX-EXEMPT FOR SIMILAR JOB RESPONSIBILITIES). KEY DELIBERATIONS OF THE COMPENSATION COMMITTEE ARE CONTEMPORANEOUSLY DOCUMENTED IN MINUTES WHICH ARE APPROVED AT THE NEXT COMPENSATION COMMITTEE MEETING. FORM 990, PART VI, SECTION C, LINE 19 WHILE APPLICABLE FEDERAL TAX LAWS DO NOT MANDATE THAT THE UNIVERSITY'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS BE MADE AVAILABLE FOR PUBLIC INSPECTION, THE UNIVERSITY VOLUNTARILY MAKES EACH OF THE FOREGOING AVAILABLE ON ITS WEBSITE WWW.USFCA.EDU AND UPON REQUEST. ELECTION FOOTNOTE : SECTION 1.263(A)-1(F) DE MINIMIS SAFE HARBOR ELECTION : THE UNIVERSITY IS MAKING THE DE MINIMIS SAFE HARBOR ELECTION UNDER TREAS. REG. 1.263(A)-1(F) FOR ALL ELIGIBLE AMOUNTS PAID OR INCURRED DURING THE TAXABLE YEAR. SECTION 1.263(A)-3(N) CAPITALIZATION ELECTION : THE UNIVERSITY HEREBY ELECTS TO CAPITALIZE REPAIR AND MAINTENANCE COSTS UNDER TREAS. REG. 1.263(A)-3(N). THE COSTS WERE INCURRED DURING THE TAXABLE YEAR IN THE UNIVERSITY'S TRADE OR BUSINESS AND THE UNIVERSITY TREATS SUCH COSTS AS CAPITAL EXPENDITURES ON ITS BOOKS AND RECORDS. USF EDUCATIONAL CONSULTING (CHINA) CO 2130 FULTON STREET SAN FRANCISCO CA 941171080 981046669 RECRUITING;FUNDRAISING CH 24826 304904 UNIVERSITY OF SAN FRANCISCO USF MANILA INC 2130 FULTON STREET SAN FRANCISCO CA 941171080 981046690 INSTRUCTION RP -1609 25491 UNIVERSITY OF SAN FRANCISCO