2016-04-07T17:52:45-05:00 2015-05-31 161131146 BONADIO & CO LLP 100 CORPORATE PARKWAY SUITE 200 AMHERST NY 14226 990 2014-06-01 160755807 NIAGARA UNIVERSITY NIAG 7162868348 PO BOX 2002 ALUMNI HALL NIAGARA UNIVERSITY NY 14109 MICHAEL JASZKA VICE PRESIDENT OF ADMINISTRATION 7162868348 2016-04-06 1 JONATHAN MILLER P01322027 7162506600 2014 2016-08-17 19:52:53Z MICHAEL JASZKA PO BOX 2002 ALUMNI HALL NIAGARA UNIVERSITY NY 14109 161295601 0 X WWW.NIAGARA.EDU X 1856 NY EDUCATE STUDENTS THROUGH THE CATHOLIC AND VINCENTIAN TRADITIONS. 25 24 1990 20 104896 -6961 7049824 10104071 107724267 109785595 1504468 2032677 746905 1128105 117025464 123050448 43111871 45021545 0 0 45879469 46689067 0 0 3062729 28259995 29580804 117251335 121291416 -225871 1759032 261902158 260506522 65551088 62129043 196351070 198377479 X NIAGARA UNIVERSITY EDUCATES ITS STUDENTS AND ENRICHES THEIR LIVES THROUGH PROGRAMS IN THE LIBERAL ARTS AND THROUGH CAREER PREPARATION, INFORMED BY THE CATHOLIC AND VINCENTIAN TRADITIONS. 0 0 72168711 45021545 90595808 INSTRUCTION PROVIDES ACADEMIC PROGRAMS FOR APPROXIMATELY 3,300 FULL AND PART-TIME UNDERGRADUATE STUDENTS AND APPROXIMATELY 700 FULL AND PART-TIME GRADUATE STUDENTS. 7988608 ACADEMIC SUPPORT PROVIDES SERVICES TO THE INSTRUCTION PROGRAMS IN THE FOLLOWING AREAS: LIBRARY, THEATRE, INFORMATION TECHNOLOGY, AND ACADEMIC DEANS. 18775301 18985745 AUXILIARY ENTERPRISES PROVIDE ROOM AND BOARD FACILITIES FOR RESIDENT STUDENTS, HEALTH SERVICES, AND INTERCOLLEGIATE ATHLETICS. 11684785 1227251 STUDENT SERVICES INCLUDE ADMINISTRATION OF FINANCIAL AID PROGRAMS, ORIENTATION PROGRAMS, STUDENT COUNSELING, ADMISSIONS, AND RECORDS OFFICE. 11684785 1227251 110617405 1 1 0 1 0 0 0 1 0 1 1 1 0 0 1 0 0 1 1 1 1 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 1 1 1 0 0 0 1 1 1 0 0 1 6064 0 1990 1 1 1 1 CA 0 0 0 1 1 0 0 0 0 X 25 24 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X DONALD E SMITH 7162868348 NIAGARA UNIVERSITY PO BOX 2002 NIAGARA UNIVERSITY NY 14109 JEFFREY HOLZSCHUH CHAIR 2.00 X X 0 0 0 MARGARET RANFT DAY VACATED BOARD DURING 2015 2.00 X X 0 0 0 CHRISTOPHER ROSS TRUSTEE 2.00 X 0 0 0 HON HUGH B SCOTT TRUSTEE 2.00 X 0 0 0 JOHN P RUMSCHIK TRUSTEE 2.00 X 0 0 0 LARRY MONTANI VACATED BOARD DURING 2015 2.00 X 0 0 0 LYNN M BOORADY PHD VACATED BOARD DURING 2015 2.00 X 0 0 0 PAMELA JACOBS-VOGT TRUSTEE 2.00 X 0 0 0 REV ELMER BAUER III CM TRUSTEE 2.00 X 0 0 0 REV JAMES MAHER CM PRESIDENT 40.00 X X 20000 0 36846 REV PATRICK GRIFFIN CM TRUSTEE 2.00 X 0 0 0 ROBERT J ALEXANDER VACATED BOARD DURING 2015 2.00 X 0 0 0 ROBERT J CASTELLANI VACATED BOARD DURING 2015 2.00 X 0 0 0 SR NORA GATTO TRUSTEE 2.00 X 0 0 0 EDWARD BRENNAN TRUSTEE 2.00 X 0 0 0 KEITH T MILLER PHD TRUSTEE 2.00 X 0 0 0 KENNETH M FRANASIAK TRUSTEE 2.00 X 0 0 0 MARSHA JOY SULLIVAN TRUSTEE 2.00 X 0 0 0 PAUL E O'LEARY JR TRUSTEE 2.00 X 0 0 0 CHRISTOPHER COYER TRUSTEE 2.00 X 0 0 0 REV MICHAEL J CARROLL CM VICE CHAIR 2.00 X X 0 0 0 CHARLES W CHIAMPOU TRUSTEE 2.00 X 0 0 0 ROBERT B ENGEL TRUSTEE 2.00 X 0 0 0 REV PATRICK FLANAGAN CM TRUSTEE 2.00 X 0 0 0 REV MICHAEL M NGUYEN CM TRUSTEE 2.00 X 0 0 0 CHRISTOPHER FEENEY TRUSTEE 2.00 X 0 0 0 BRIAN CROSBY TRUSTEE 2.00 X 0 0 0 DR KATHRYN HUTCHINSON TRUSTEE 2.00 X 0 0 0 CHERYL KLASS TRUSTEE 2.00 X 0 0 0 JOHN RIEGER TRUSTEE 2.00 X 0 0 0 MICHAEL S JASZKA VP OF ADMINISTRATION 40.00 X 180345 0 44490 BONNIE ROSE EXECUTIVE VP 40.00 X 181190 0 57658 TIMOTHY DOWNS PROVOST & CHIEF ACADEMIC OFFICER 40.00 X 166933 0 45318 KEVIN HEARN VP ENROLL MGTG & STU AFFAIRS 40.00 X 150730 0 41759 CHRIS CASEY HEAD COACH - BASKETBALL 40.00 X 173904 0 68019 SHAWN DALY DEAN OF BUSINESS ADMINISTRATION 40.00 X 157115 0 47000 DANIEL L TOMPKINS PROFESSOR OF FINANCE 40.00 X 136705 0 38324 DAVID BURKHOLDER HEAD COACH - HOCKEY 40.00 X 134571 0 28686 DEBRA COLLEY DEAN OF EDUCATION 40.00 X 133087 0 59899 1434580 0 467999 35 0 1 0 SODEXO INC 10 EARHARD DR WILLIAMSVILLE NY 14221 FOOD SERVICE PROVIDER 4170405 RAYMOND KELLEY INC 33 MAIN ST BOWMANSVILLE NY 14026 CONSTRUCTION CONTRACTOR 1794028 DTZ INC 4002 SOLUTIONS CENTER CHICAGO IL 606774000 CUSTODIAL SERVICES 1620596 SCRUFARI CONSTRUCTION CO INC 3925 HYDE PARK BLVD NIAGARA FALLS NY 14302 CONSTRUCTION CONTRACTOR 836974 COMDOC LEASING 10 JOHN JAMES AUDUBON PARKWAY AMHERST NY 142281149 PRINTING/COPYING SERVICES 749617 27 197632 3320807 6585632 10104071 TUITION 611600 90595808 90595808 ROOM AND BOARD 611600 15950141 15950141 AUXILIARY ENTERPRISES 611710 3035604 3035604 EDUCATIONAL SALES 611710 204042 204042 109785595 2032909 2032909 38157935 38158167 -232 -232 -232 86986 197632 86986 0 ICE COMPLEX FEES 532000 334381 334381 KIERNAN CAMP 624410 73814 73814 KIERNAN CENTER FEES 713990 36075 4993 31082 683835 683835 1128105 123050448 110808804 104896 2032677 45021545 45021545 1267270 96473 1035907 134890 33033037 29693131 2290729 1049177 1984693 1784024 137632 63037 8037384 7224740 557365 255279 2366683 2127393 164121 75169 570950 258796 312154 84300 84300 28111 28111 349295 348076 1219 1176796 244129 47201 885466 4005115 3443461 336589 225065 11389080 10268974 927476 192630 3044593 2634128 237005 173460 1835740 1835740 4440740 4440740 710695 710695 BOOKS 670620 661155 7015 2450 BANK CHARGES 414953 1 414952 DUES & MEMBERSHIPS 324785 202073 116766 5946 RECEIVABLE WRITE-OFFS 255644 0 255644 0 279387 248526 30701 160 121291416 110617405 7611282 3062729 919174 4933685 8718952 2417940 4893680 5678277 7674741 7185105 3284366 3075888 422148 632419 204573545 71420822 132366167 133152723 74442819 75934995 20216688 21043229 8963423 6452261 261902158 260506522 7600745 6337933 3329236 3134424 4905716 5365659 44030000 42285000 5685391 5006027 65551088 62129043 X 154501893 154235167 20352298 19744600 21496879 24397712 196351070 198377479 261902158 260506522 X 1759032 347152 -79775 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 0 0 0 0 0 1 28111 28111 0 FORM 990, PART II-B, LINE 1(I), OTHER LOBBYING ACTIVITIES DURING THE YEAR, THE ORGANIZATION MADE PAYMENTS TO A LOBBYIST IN THE AMOUNT OF $28,111. THE LOBBYIST WAS NOT AFFILIATED IN ANY MANNER WITH THE ORGANIZATION. 19500 6772019 X X X 1 0 93067091 2788551 2245432 3608807 -705189 95197456 80898426 4099367 11544143 3577995 -103150 93067091 72151838 1331040 11659784 3318289 925947 80898426 77509838 1505147 -4078008 2848210 -63071 72151838 63681167 3069200 13337988 2579104 -587 77509838 0.61740 0.25630 0.12630 0 0 549548 549548 150080411 40311600 109768811 28306780 20051456 8255324 25636806 11057766 14579040 133152723 SECURITIES 65036 F ALTERNATIVE INVESTMENTS 20978193 F 21043229 STUDENT DEPOSITS 492417 SPLIT INTEREST AGREEMENTS 202910 ACCRUED EXPENSES FOR EARLY RETIREMENT BENEFITS 451164 ASSET RETIREMENT OBLIGATION 1121616 BOND PREMIUM 2737920 5006027 123917982 347152 854764 1201916 122716066 334382 334382 123050448 121884883 654612 654612 121230271 61145 61145 121291416 PART III, LINE 4: ENHANCES THE THEATER AND FINE ARTS DEPARTMENTS AND IS AVAILABLE TO THE PUBLIC. SPECIAL EXHIBITS ARE OFTEN GRANT-FUNDED. PART V, LINE 4: TO PROVIDE PROGRAM AND SCHOLARSHIP DOLLARS TO STUDENTS IN NEED AND ACCORDING TO DONOR WISHES. PART XI, LINE 2D - OTHER ADJUSTMENTS: OTHER NONOPERATING EXPENSES REVENUE FROM ICE COMPLEX 854,764. PART XI, LINE 4B - OTHER ADJUSTMENTS: UNIVERSITY RENTAL FROM ICE COMPLEX 334,382. PART XII, LINE 2D - OTHER ADJUSTMENTS: OTHER NONOPERATING EXPENSE 155,096. EXPENSES FROM ICE COMPLEX 499,516. PART XII, LINE 4B - OTHER ADJUSTMENTS: NU SKATE RENTAL 61,145. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 THE UNIVERSITY HAS A NONDISCRIMINATORY POLICY WHICH IT PUBLISHES AT LEAST ONCE ANNUALLY IN THE UNIVERSITY NEWSPAPER. THE UNIVERSITY ALSO INCLUDES A STATEMENT OF SUCH POLICY IN ALL BROCHURES, CATALOGS, AND ADVERTISEMENTS DEALING WITH STUDENT ADMISSIONS, PROGRAMS, AND SCHOLARSHIPS. SCHEDULE E, PART I, LINE 6 THE UNIVERSITY RECEIVES FINANCIAL AID FROM VARIOUS FEDERAL AND STATE AGENCIES IN THE FORM OF STUDENT FINANCIAL AID. THIS INCLUDES GRANT PROGRAMS AS WELL AS GOVERNMENT LOANS FOR STUDENTS TO TAKE OUT TOWARD THE COST OF ATTENDANCE. THE UNIVERSITY OPERATES UNDER A NON-DISCRIMINATION POLICY AND DISTRIBUTES AID IN ACCORDANCE WITH SUCH POLICY. CANADA 1 78 PROGRAM SERVICES EDUCATION 1213687 1 78 0 0 1 78 1213687 0 1213687 0 0 0 1 0 0 PART I, LINE 3: EXPENDITURES DETERMINED ON ACCRUAL BASIS OF ACCOUNTING. PRESIDENTS DINNER/ JOURNAL 215400 146093 69307 53882 1250 14175 MUSEUM GALA 69218 51539 17679 9396 8283 284618 197632 86986 53882 9396 1250 22458 86986 0 1 ACADEMIC SCHOLARSHIPS 2652 30603054 ATHLETIC SCHOLARSHIPS 250 3759453 NEED-BASED SCHOLARSHIPS 1520 7492458 WORK SCHOLARSHIPS 246 944947 ENDOWMENT AND FEDERAL AND STATE-FUNDED SCHOLARSHIPS 672 2221633 PART I, LINE 2: A FILE IS CREATED FOR EACH GRANTEE, WHICH CONTAINS THE OFFICIAL INSTITUTIONAL STUDENT INFORMATION RECORD FROM THE FEDERAL PROCESSOR FROM WHICH ELIGIBILITY IS DETERMINED ACCORDING TO FEDERAL, STATE, AND INSTITUTIONAL GUIDELINES FOR THE AWARDING OF FINACIAL ASSISTANCE. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 MICHAEL S JASZKA VP OF ADMINISTRATION 180345 0 0 0 0 0 25693 0 18797 0 224835 0 0 0 BONNIE ROSE EXECUTIVE VP 181190 0 0 0 0 0 39412 0 18246 0 238848 0 0 0 TIMOTHY DOWNS PROVOST & CHIEF ACADEMIC OFFICER 166933 0 0 0 0 0 38145 0 7173 0 212251 0 0 0 KEVIN HEARN VP ENROLL MGTG & STU AFFAIRS 150730 0 0 0 0 0 24725 0 17034 0 192489 0 0 0 CHRIS CASEY HEAD COACH - BASKETBALL 173904 0 0 0 0 0 50985 0 17034 0 241923 0 0 0 SHAWN DALY DEAN OF BUSINESS ADMINISTRATION 157115 0 0 0 0 0 30727 0 16273 0 204115 0 0 0 DANIEL L TOMPKINS PROFESSOR OF FINANCE 136705 0 0 0 0 0 17498 0 20826 0 175029 0 0 0 DAVID BURKHOLDER HEAD COACH - HOCKEY 134571 0 0 0 0 0 12413 0 16273 0 163257 0 0 0 DEBRA COLLEY DEAN OF EDUCATION 133087 0 0 0 0 0 42865 0 17034 0 192986 0 0 0 A NIAGARA AREA DEVELOPMENT CORPORATION 900764545 653541AT9 2012-05-03 41900000 CAPITAL IMPROVEMENT TO MAIN CAMPUS 0 0 0 B NIAGARA AREA DEVELOPMENT CORPORATION 900764545 653541ATU 2012-05-03 4705000 REFUNDING OF OUTSTANDING VARIABLE RATE SERIES 2000B 0 0 0 A 22029592 40266544 786456 2281827 1181481 16587269 1943698 2013 1 0 1 1 B 5000842 4695590 500035 194783 2013 1 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 A 0 0 0 1 0 0 0 0 0 B 0 0 0 1 0 0 0 0 0 A 0 B 0 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: NIAGARA AREA DEVELOPMENT CORPORATION DATE THE REBATE COMPUTATION WAS PERFORMED: 05/31/2012 ISSUER NAME: NIAGARA AREA DEVELOPMENT CORPORATION DATE THE REBATE COMPUTATION WAS PERFORMED: 05/31/2012 SCHEDULE K, PART III, PRIVATE BUSINESS USE, LINE 1G THE UNIVERSITY IS IN PROCESS OF DEVELOPONG AND FINALIZING POLICIES AND PROCEDURES RELATED TO PRIVATE BUSINESS USE. MICHAEL JASZKA DIRECTOR OF ICE COMPLEX 460468 VALUE OF LEASE AND TRANSFER OF OPERATING SUBSIDY. 0 ROBERT ENGEL DIRECTOR OF ICE COMPLEX 460468 VALUE OF LEASE AND TRANSFER OF OPERATING SUBSIDY. 0 X 2 19500 APPRAISAL X 4 58725 FMV 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 THE BOARD OF TRUSTEES HAS DELEGATED RESPONSIBILITY FOR REVIEW OF THE RETURN TO THE AUDIT SUBCOMMITTEE, AND IT IS ALSO REVIEWED BY THE CHAIR OF THE FINANCE/BUILDING COMMITTEE. FORM 990, PART VI, SECTION B, LINE 12C A DISCLOSURE UTILITY IS ON THE UNIVERSITY'S GENERAL COUNSEL WEBSITE. IT MUST BE UPDATED ANNUALLY BY ALL BOARD MEMBERS AND SELECTED UNIVERSITY ADMINISTRATION. COMPLIANCE IS MONITORED BY GENERAL COUNSEL. ALL ARE INSTRUCTED TO REPORT AT ANY TIME TO DISCLOSE A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 COMPARISONS ARE MADE USING COLLEGE AND UNIVERSITY PERSONNEL ASSOCIATION (CUPA) SURVEYS AND SOCIETY FOR HUMAN RESOURCE MANAGEMENT (SHRM). THE PRESIDENT'S SALARY IS REVIEWED AND APPROVED BY THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE UNIVERSITY MAINTAINS ALL DOCUMENTS REQUIRED FOR PUBLIC DISCLOSURE IN THE CONTROLLER'S OFFICE. COPIES CAN BE REQUESTED DURING NORMAL BUSINESS HOURS. THE CONFLICT OF INTEREST POLICY IS AVAILABLE TO THE PUBLIC ON THE UNIVERSITY'S WEBSITE. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. FORM 990, PART XI, LINE 9: NET PROFIT FROM OPERATIONS OF NIAGARA UNIVERSITY ICE COMPLEX OTHER NONOPERATING REVENUES (EXPENSES) -155,096. TRANSFER OF OPERATING SURPLUS FROM NU ICE COMPLEX 14,175. ICE RENTAL FOR NU HOCKEY TEAM 61,146. FORM 990, PART XII, LINE2C THE UNIVERSITY'S AUDIT COMMITTEE TAKES RESPONSIBILITY FOR THE OVERSIGHT OF THE AUDIT AND AUDITED FINANCIAL STATEMENTS. THIS PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. NIAGARA UNIVERSITY ICE COMPLEX INC PO BOX 2002 ALUMNI HALL NIAGARA UNIVERSITY NY 14109 161495560 COMMUNITY SKATING FACILITIES NY 501C(3) 9 NIAGARA UNIVERSITY 0 1 0 0 0 0 0 0 0 0 1 1 0 0 1 1 0 1 0 1 NIAGARA UNIVERSITY ICE COMPLEX S 75322 VALUE OF NET ASSETS RECEIVED NIAGARA UNIVERSITY ICE COMPLEX A 324000 LEASE AGREEMENT NIAGARA UNIVERSITY ICE COMPLEX J 61146 VALUE OF ICE TIME LEASED