2016-02-29T10:01:07-06:00 2015-10-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2014-11-01 237395681 LAMBDA LEGAL DEFENSE & EDUCATION FUND INC LAMB 2128098585 120 WALL STREET 19TH FLOOR NEW YORK NY 100053919 KEVIN M CATHCART EXEC DIRECTOR 2128098585 2016-02-29 1 ROBERT R LYONS CPA P00227472 2125038800 2014 2016-08-17 19:52:53Z KEVIN M CATHCART 120 WALL STREET 19TH FLOOR NEW YORK NY 100053919 37791580 0 X WWW.LAMBDALEGAL.ORG X 1973 NY THE LAMBDA LEGAL DEFENSE AND EDUCATION FUND, INC. ("LAMBDA LEGAL") IS A NATIONAL ORGANIZATION COMMITTED TO ACHIEVING FULL RECOGNITION OF THE CIVIL RIGHTS OF LESBIANS, GAY MEN, BISEXUALS, TRANSGENDER PEOPLE AND THOSE WITH HIV THROUGH IMPACT LITIGATION, EDUCATION AND PUBLIC POLICY WORK. 34 34 121 153 0 0 14799531 16186205 23461 1595936 340981 265506 12253 16890 15176226 18064537 0 0 0 0 10694461 11322389 375335 405464 3168754 5138066 5805391 16207862 17533244 -1031636 531293 21314327 21900582 2817970 3048792 18496357 18851790 X THE LAMBDA LEGAL DEFENSE AND EDUCATION FUND, INC. IS A NATIONAL ORGANIZATION COMMITTED TO ACHIEVING FULL RECOGNITION OF THE CIVIL RIGHTS OF LESBIANS, GAY MEN, BISEXUALS, TRANSGENDER PEOPLE AND THOSE WITH HIV THROUGH IMPACT LITIGATION, EDUCATION AND PUBLIC POLICY WORK. 0 0 6227442 1586596 LEGAL PROGRAMLAMBDA LEGAL'S LGBT AND HIV LAW REFORM, POLICY, AND EDUCATION WORK ENCOMPASSES A WIDE RANGE OF AREAS, INCLUDING FEDERAL AND STATE CONSTITUTIONAL LAW ISSUES; RELATIONSHIP PROTECTIONS; DISCRIMINATION RELATED TO SEXUAL ORIENTATION, GENDER IDENTITY AND EXPRESSION, AND HIV IN EMPLOYMENT, BENEFITS, EDUCATION, HOUSING, INSURANCE, PUBLIC ACCOMMODATIONS, FOSTER CARE, AND CRIMINAL AND JUVENILE JUSTICE SYSTEMS; CHILD CUSTODY, VISITATION AND ADOPTION ISSUES; ACCESS TO HEALTHCARE; THE RIGHTS OF SPECIFIC VULNERABLE POPULATIONS SUCH AS LGBT YOUNG PEOPLE IN SCHOOLS AND SENIORS; PRIVACY; IMMIGRATION RIGHTS INCLUDING ASYLUM; AND COMPREHENSIVE PROTECTIONS AGAINST HARASSMENT AND VIOLENCE.IN 2015 LAMBDA LEGAL WAS PROUD TO BE A KEY MEMBER OF THE LEGAL TEAM THAT WON A U.S. SUPREME COURT RULING SECURING THE FREEDOM TO MARRY FOR SAME-SEX COUPLES ACROSS THE COUNTRY. AFTER DECADES OF SUCCESSFUL LITIGATION BY LAMBDA LEGAL IN MANY STATE AND FEDERAL COURTS, OUR OHIO MARRIAGE CASE WAS ONE OF SIX THAT THE COURT CONSOLIDATED INTO OBERGEFELL V. HODGES, LEADING TO THE HISTORIC DECISION ON JUNE 26. AT ANY GIVEN TIME DURING 2015, LAMBDA LEGAL WAS ACTIVE IN MORE THAN 100 HIGH-IMPACT LEGAL MATTERS ACROSS THE BROAD RANGE OF OUR HIGH-IMPACT PROGRAM PRIORITIES. WE ALSO RESPONDED TO MORE THAN 6,000 CALLERS TO OUR LEGAL HELP DESK WITH INFORMATION, MATERIALS AND OTHER FORMS OF ASSISTANCE, AND ASSISTED IN PUBLIC POLICY INITIATIVES AT THE FEDERAL, STATE AND LOCAL LEVELS.IN ADDITION TO OUR MARRIAGE EQUALITY VICTORY, IN 2015, WE WROTE OR JOINED FOUR ADDITIONAL U.S. SUPREME COURT CASES, SUCCEEDING IN EVERY ONE OF THEM: UPHOLDING THE AFFORDABLE CARE ACT (KING V. BURWELL); UPHOLDING DISPARATE IMPACT RULES (TEXAS DEP'T OF HOUSING AND COMMUNITY AFFAIRS V. INCLUSIVE COMMUNITIES PROJECT); UPHOLDING SENSIBLE CAMPAIGN RULES FOR JUDICIAL CANDIDATES (WILLIAMS-YULEE V. FLORIDA BAR); AND PRESERVING A KEY FEATURE OF THE FEDERAL EMPLOYMENT LAW (TITLE VII) PROTECTING EMPLOYEES FROM DISCRIMINATION (EEOC V. ABERCROMBIE AND FITCH STORES).WE WORKED WITH THE SOCIAL SECURITY ADMINISTRATION TO ENSURE THAT IT WILL APPLY THE MARRIAGE DECISION RETROACTIVELY TO GRANT SPOUSAL BENEFITS, AND WE WON AN IMPORTANT VICTORY FOR A GAY FLORIDA WIDOWER PREVIOUSLY DENIED PROTECTIONS AGAINST TAX INCREASES FOR THE HOME HE HAD SHARED WITH HIS HUSBAND BECAUSE HIS MARRIAGE WAS NOT RECOGNIZED AT THE TIME OF HIS HUSBAND'S DEATH. WE SUED IN FEDERAL COURT TO SEEK ACCURATE BIRTH CERTIFICATES FOR THE CHILDREN OF SAME-SEX COUPLES IN WISCONSIN.FACING BACKLASH TO THE FREEDOM TO MARRY, WE REDOUBLED OUR EFFORTS TO FIGHT ENEMIES OF EQUALITY WHO USE RELIGION AS AN EXCUSE TO DISCRIMINATE AGAINST LGBT PEOPLE IN ALABAMA, ARIZONA, ARKANSAS, INDIANA, TEXAS AND ELSEWHERE.WE SUED THE U.S. STATE DEPARTMENT ON BEHALF OF AN INTERSEX CLIENT IN COLORADO WHO WAS DENIED A PASSPORT DUE TO INABILITY TO ACCURATELY CHOOSE EITHER "MALE OR "FEMALE" ON THE APPLICATION FORM. WE FILED A FEDERAL LAWSUIT ON BEHALF OF A MISSOURI MAN WHO LOST HIS JOB AS A HELICOPTER PARAMEDIC AFTER HE TOLD MANAGEMENT HE HAD BEEN DIAGNOSED WITH HIV. WE ALSO REPRESENTED A LESBIAN WHO WORKED FOR MORE THAN A DECADE AT A CHICAGO COMMUNITY COLLEGE AND SUED WHEN SHE WAS DENIED FULL-TIME EMPLOYMENT AND PROMOTIONS, AND EVENTUALLY FIRED; WE FOUGHT FOR HER DAY IN COURT AFTER SHE'D BEEN DENIED THE RIGHT TO STATE HER CASE FOR DISCRIMINATION BASED ON SEXUAL ORIENTATION. WE OBTAINED ASYLUM FOR A MEXICAN MAN LIVING WITH HIV, ON THE GROUNDS OF THE PERSECUTION HE WOULD EXPERIENCE IN HIS COUNTRY OF ORIGIN, WHERE HE IS LIKELY TO BE PERCEIVED AS GAY.PURSUING REFORM OF THE CRIMINAL LEGAL SYSTEM, WE JOINED A FEDERAL LAWSUIT AGAINST THE CITY OF NEW YORK AND ITS DEPARTMENT OF CORRECTIONS ON BEHALF OF A NEW YORKER BRUTALLY ATTACKED WHILE VISITING HIS PARTNER AT A MEN'S FACILITY ON RIKERS ISLAND; FOUGHT IN COURT ON BEHALF OF OUR TRANSGENDER CLIENT WHO SUFFERED SEXUAL ABUSE IN THE CUSTODY OF THE TEXAS DEPARTMENT OF CRIMINAL JUSTICE; PETITIONED THE GOVERNOR OF TEXAS TO IMPLEMENT THE FEDERAL PRISON RAPE ELIMINATION ACT; AND TESTIFIED TO THE PRESIDENT'S COMMISSION ON 21ST CENTURY POLICING.LAMBDA LEGAL HAS BEEN INVOLVED IN MANY LANDMARK CIVIL RIGHTS CASES, INCLUDING AS THE LITIGATORS WHO WON THE U.S. SUPREME COURT DECISION IN LAWRENCE V. TEXAS (STRIKING DOWN ALL REMAINING STATE SODOMY LAWS IN THE NATION), AND AS CO-COUNSEL IN THE SUPREME COURT CASE ROMER V. EVANS (FINDING INITIATIVES BARRING SEXUAL ORIENTATION ANTI-DISCRIMINATION PROTECTIONS UNCONSTITUTIONAL). WE HAVE ALSO WON LANDMARK VICTORIES IN GLENN V. BRUMBY (AFFIRMING THAT DISCRIMINATION AGAINST TRANSGENDER PEOPLE IN PUBLIC EMPLOYMENT IS UNCONSTITUTIONAL); AND NABOZNY V. PODLESNY (ESTABLISHING RIGHT OF LESBIAN, GAY AND BISEXUAL STUDENTS TO BE PROVIDED THE SAME CONSTITUTIONAL PROTECTIONS AGAINST HARASSMENT AND VIOLENCE AT SCHOOL AS HETEROSEXUAL YOUTH RECEIVE). 6286037 9340 EDUCATION & PUBLIC AFFAIRS PROGRAMLAMBDA LEGAL'S EDUCATION & PUBLIC AFFAIRS PROGRAM PROVIDES COMMUNICATIONS AND COMMUNITY EDUCATION ABOUT LEGAL ISSUES AFFECTING LGBT PEOPLE AND PEOPLE WITH HIV. WE REPORT AND EXPLAIN THE PURPOSE AND RESULTS OF OUR WORK; TEACH PEOPLE ABOUT THEIR RIGHTS UNDER THE LAW; AMPLIFY THE VOICES OF OUR EXPERTS AND OF AFFECTED COMMUNITIES THROUGH A VARIETY OF MEDIA AND HIGH-IMPACT EDUCATION CAMPAIGNS; PARTICIPATE IN COALITIONS AND FORGE STRATEGIC PARTNERSHIPS WITH ALLIES AND POLICY MAKERS.IN 2015, LAMBDA LEGAL WAS PART OF THE TEAM THAT WON AN HISTORIC SUPREME COURT VICTORY SECURING THE FREEDOM TO MARRY FOR SAME-SEX COUPLES ACROSS THE COUNTRY. LAMBDA LEGAL NOT ONLY PARTICIPATED IN THE LITIGATION, BUT ALSO LED THE WORK TO LAUNCH A SHARED WEBSITE PROVIDING FACT SHEETS AND INFORMATION ABOUT THE RIGHTS AND CHALLENGES THAT RESULTED FROM THE DECISION. THE WEBSITE MARRIAGEEQUALITYFACTS.ORG HAD APPROXIMATELY 60,000 VISITORS.DURING THE YEAR WE LAUNCHED THREE NEW DIGITAL, MOBILE-FRIENDLY INFORMATION CENTERS ON OUR WEBSITE ABOUT THE RIGHTS OF PEOPLE LIVING WITH HIV; FAIR TREATMENT IN COURT; AND LIFE AND FINANCIAL PLANNING FOR LGBT PEOPLE, AND WE PUBLISHED THE HIV INFORMATION ALSO IN SPANISH. WE PROVIDED INFORMATION AND TRAINING ACROSS THE COUNTRY, INCLUDING APPROXIMATELY 10 WORKSHOPS ABOUT LGBT CULTURAL COMPETENCY FOR JUDGES AND OTHER COURT PERSONNEL IN ORDER TO INCREASE ACCESS TO JUSTICE FLORIDA AND NEW JERSEY.OUR COMMUNICATIONS ACTIVITIES INCLUDE PUBLICATION THREE TIMES PER YEAR OF IMPACT MAGAZINE, WHICH IS DISTRIBUTED TO 40,000 PEOPLE ACROSS THE COUNTRY; THE MAGAZINE CONTAINS INFORMATION ABOUT OUR LEGAL WORK, OUR CLIENTS AND THE IMPACT OF OUR WORK STRENGTHENING CIVIL RIGHTS. IN ADDITION, WE PUBLISH TOOLKITS AND FACT SHEETS THAT ARE AVAILABLE FREE-OF-CHARGE AND HELP PEOPLE UNDERSTAND THEIR RIGHTS AND HOW TO PROTECT THEMSELVES AGAINST DISCRIMINATION. WE DISTRIBUTED APPROXIMATELY 17,000 EDUCATIONAL BOOKLETS AND FACT SHEETS IN 2015, AND HUNDREDS OF THOUSANDS OF PEOPLE VIEWED OR DOWNLOADED EDUCATIONAL INFORMATION FROM OUR WEBSITE. LAMBDA LEGAL'S COMMUNICATIONS INCLUDE A WEBSITE THAT PROVIDES COMPREHENSIVE INFORMATION ABOUT LEGAL CASES AND THE LAW AND DRAWS APPROXIMATELY 2,800 VISITS PER DAY AND OVER 1 MILLION PER YEAR; REGULAR EDUCATIONAL EMAILS THAT REACH MORE THAN 80,000 PEOPLE; AND INFORMATION ABOUT LEGAL MATTERS THAT WE POST ON SOCIAL MEDIA PLATFORMS SUCH AS FACEBOOK, TWITTER, INSTAGRAM AND YOUTUBE, REACHING APPROXIMATELY 343,000 FOLLOWERS AND SUBSCRIBERS. OUR PUBLIC INFORMATION OFFICERS KEEP JOURNALISTS AND THE GENERAL PUBLIC INFORMED WITH TIMELY, ACCURATE INFORMATION ABOUT THE LAW AND CIVIL RIGHTS, AND WE MAKE OUR ATTORNEYS AND OTHER EXPERTS AVAILABLE AS SPOKESPEOPLE FOR LOCAL AND NATIONAL PRINT, ONLINE, AND BROADCAST NEWS AND PUBLIC AFFAIRS PROGRAMS. PRINT AND ONLINE NEWS STORIES ABOUT LAMBDA LEGAL'S WORK OR WITH QUOTES FROM OUR LEGAL EXPERTS APPEARED APPROXIMATELY 15,600 TIMES IN 2015.LAMBDA LEGAL'S ATTORNEYS AND EDUCATORS HELP PEOPLE UNDERSTAND THEIR RIGHTS AND HOW TO USE THEM, AND ALSO HELP COMMUNITIES JOIN TOGETHER TO PROMOTE EQUALITY FOR LGBT PEOPLE AND PEOPLE WITH HIV. WE OFFER WORKSHOPS AND PRESENTATIONS FREE-OF-CHARGE AT COMMUNITY CENTERS, SCHOOLS AND BUSINESSES, EVENTS AND CONFERENCES. IN 2015, OUR COMMUNITY EDUCATORS PROVIDED OVER 175 SUCH PRESENTATIONS, IN ADDITION TO PROVIDING INFORMATION AT 31 LGBT PRIDE FESTIVALS ACROSS THE COUNTRY. OUR EXPERT ATTORNEYS ALSO SPOKE AT DOZENS OF CONFERENCES, TELECONFERENCES AND EVENTS THROUGHOUT THE COUNTRY. 12513479 1 1 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 0 0 1 1 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 69 0 121 1 0 0 0 0 0 1 1 0 0 0 0 X 34 34 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NY CA IL GA X X FRANCES GOLDSTEIN 2128098585 120 WALL STREET 19TH FLOOR NEW YORK NY 100053919 ROBERTA A CONROY BOARD TREASURER 6.00 X X 0 0 0 KAREN DIXON BOARD CO-CHAIR 20.00 X X 0 0 0 GAIL H MORSE BOARD SECRETARY 6.00 X X 0 0 0 BRAD SEILING BOARD CO-CHAIR (FORMER) 20.00 X X 0 0 0 STEVE WINTERS BOARD CO-CHAIR 20.00 X X 0 0 0 MARCUS BOGGS BOARD DIRECTOR (FORMER) 5.00 X 0 0 0 SHERI BONSTELLE BOARD DIRECTOR 5.00 X 0 0 0 LAURA BRILL BOARD DIRECTOR (FORMER) 5.00 X 0 0 0 ROBBIN BURR BOARD DIRECTOR (FORMER) 5.00 X 0 0 0 MARLA BUTLER BOARD DIRECTOR 5.00 X 0 0 0 WENDY CHANG BOARD DIRECTOR 5.00 X 0 0 0 JEFF CLEGHORN BOARD DIRECTOR 5.00 X 0 0 0 TRAYTON DAVIS BOARD DIRECTOR 5.00 X 0 0 0 DAVID DE FIGUEIREDO BOARD DIRECTOR 5.00 X 0 0 0 RACHEL GOLDBERG BOARD DIRECTOR 5.00 X 0 0 0 RODERICK HAWKINS BOARD DIRECTOR 5.00 X 0 0 0 VINCENT JONES BOARD DIRECTOR 5.00 X 0 0 0 ANNE KROOK BOARD DIRECTOR 5.00 X 0 0 0 ROBERT KUHN BOARD DIRECTOR 5.00 X 0 0 0 SUZANNE LEVAN BOARD DIRECTOR 5.00 X 0 0 0 LAURA MAECHTLEN BOARD DIRECTOR 5.00 X 0 0 0 CAROL MEYER BOARD DIRECTOR 5.00 X 0 0 0 BETH MEYERSON BOARD DIRECTOR 5.00 X 0 0 0 MICHELLE PEAK BOARD DIRECTOR (FORMER) 5.00 X 0 0 0 KATRINA QUICKER BOARD DIRECTOR 5.00 X 0 0 0 JOHN RICHARDS BOARD DIRECTOR 5.00 X 0 0 0 VADIM SCHICK BOARD DIRECTOR 5.00 X 0 0 0 TODD G SEARS BOARD DIRECTOR 5.00 X 0 0 0 ELLIOT SERNEL BOARD DIRECTOR 5.00 X 0 0 0 DANIEL SLAUGHTER BOARD DIRECTOR 5.00 X 0 0 0 LISA SNYDER BOARD DIRECTOR 5.00 X 0 0 0 JOHN STAFSTROM BOARD DIRECTOR 5.00 X 0 0 0 STEVEN THORNTON BOARD DIRECTOR 5.00 X 0 0 0 LAWRENCE TRACHTENBERG BOARD DIRECTOR 5.00 X 0 0 0 DAVID TSAI BOARD DIRECTOR 5.00 X 0 0 0 MICHELLE WAITES BOARD DIRECTOR 5.00 X 0 0 0 TRACEY WALLACE BOARD DIRECTOR 5.00 X 0 0 0 JILLIAN WEISS BOARD DIRECTOR 5.00 X 0 0 0 KENNETH WEISSENBERG BOARD DIRECTOR 5.00 X 0 0 0 KEVIN CATHCART EXECUTIVE DIRECTOR 40.00 X 327327 0 41909 JUDITH PFENNINGER CFO 40.00 X 149674 0 30923 JON DAVIDSON LEGAL DIRECTOR 40.00 X 226542 0 53146 LESLIE GABEL-BRETT EPA DIRECTOR 40.00 X 176666 0 49925 FRANCES GOLDSTEIN DEPUTY DIRECTOR 40.00 X 174712 0 33564 JOHN WESTFALL-KWONG DEVELOPMENT DIRECTOR 40.00 X 204962 0 66698 HAYLEY GORENBERG DEPUTY LEGAL DIRECTOR 40.00 X 159195 0 43900 JENNIFER CAROL-PIZER DIRECTOR OF LAW & POLICY 40.00 X 137082 0 29463 JUDITH RT O'KELLEY DEPUTY DEVELOPMENT DIR. 40.00 X 133834 0 41276 SUSAN SOMMER SENIOR COUNSEL 40.00 X 139777 0 61540 KEVIN LEE INF. TECH. MANAGER 40.00 X 114972 0 59344 1944743 0 511688 21 0 1 0 MATTHEW SKALLERUD 1309 5TH AVE 19G NEW YORK NY 10029 MARKETING CONSULTANT 131250 1 4550152 11636053 432182 16186205 ATTORNEY FEES 541100 1586596 1586596 SPEAKERS BUREAU 541900 9340 9340 1595936 218297 218297 18988499 18941174 116 47325 -116 47209 47209 785753 4550152 785753 0 MISCELLANEOUS REVENUE 541100 16890 16890 16890 18064537 1595936 0 282396 1542293 964742 257592 319959 6673548 5077628 580446 1015474 564871 431596 47806 85469 1988728 1495394 191110 302224 552949 409182 55295 88472 71686 71686 35005 35005 405464 405464 567173 516828 50345 72354 55717 7230 9407 1172147 902553 117215 152379 624612 520179 28201 76232 148075 114018 14807 19250 95265 73354 9527 12384 PRINTING AND OUTREACH 2093683 1415864 102000 575819 TELECOMMUNICATIONS 262675 205601 24815 32259 CREDIT CARD/BANK CHARGE 229293 229293 DIRECT CASE EXPENSES 168616 168616 264807 162207 28638 73962 17533244 12513479 1851011 3168754 X 321998 102849 0 219149 1061282 1368730 2483046 2594552 853914 1551980 1381813 697333 820514 684480 12704085 12271131 3391486 3429709 21314327 21900582 1016195 1131466 19195 11945 1782580 1905381 2817970 3048792 X 14130812 14507770 4085443 4045930 280102 298090 18496357 18851790 21314327 21900582 X 531293 -16173 -159687 X X 0 1 X 1 0 X 11662210 13758476 9775797 10422829 16186205 61805517 11662210 13758476 9775797 10422829 16186205 61805517 223480 61582037 322974 589023 207478 238591 218297 1576363 16890 16890 63398770 2440564 0.97130 0.97130 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 6512 28493 35005 17498239 17533244 1000000 250000 0 0 805487 868170 960393 1000000 3634050 5451075 14904 37777 47432 35005 135118 201372 217043 240098 250000 908513 1362770 3926 3405 239 6512 14082 342335 17988 6803 367126 327322 15013 342335 306987 20335 327322 304120 2867 306987 301711 2409 304120 0.81200 0.18800 0 0 629786 168541 461245 304128 277164 26964 447899 251628 196271 684480 ASSETS HELD FOR GIFT ANNUITIES 2131083 BENEFICIAL INTEREST IN TRUSTS 1298626 3429709 DEFERRED RENT 796840 LIABILITES UNDER GIFT ANNUITIES 1108541 1905381 X 22467401 -16173 4418921 4402748 18064653 -116 -116 18064537 22111968 4418921 159803 4578724 17533244 0 17533244 PART V, LINE 4: THE ORGANIZATION USES ENDOWMENT FUNDS FOR INVESTMENT PURPOSES. PART X, LINE 2: LAMBDA LEGAL BELIEVES IT HAS NO UNCERTAIN INCOME TAX POSITIONS AS OF OCTOBER 31, 2015 IN ACCORDACE WITH ACCOUNTING STANDARDS CODIFICATION ('ASC") TOPIC 740 ("INCOME TAXES"), WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. PART XI, LINE 4B - OTHER ADJUSTMENTS: LOSS ON DISPOSAL OF PROPERTY AND EQUIPMENT -116. PART XII, LINE 2D - OTHER ADJUSTMENTS: LOSS ON UNCOLLECTIBLE ACCOUNTS 11,229. CHANGE IN VALUE OF GIFT ANNUITIES 18,865. LOSS ON DISPOSAL OF PROPERTY AND EQUIPMENT 116. CHANGE IN VALUE OF BENEFICIAL INTERESTS IN TRUSTS 129,593. X X X X X X 1 EVENT MANAGEMENT GROUP 411 EAST 83RD STREET 3F NEW YORK NY 10028 SPECIAL EVENT FUNDRAISING 0 1305826 52500 1253326 MKDM 301 EAST MARKET STREET CHARLOTTESVILLE VA 22902 FUNDRAISING COUNSEL 0 913296 42624 870672 BING CONSULTING PO BOX 31345 SAN FRANCISCO CA 94131 SPECIAL EVENT FUNDRAISING 0 411242 30000 381242 GBK PRODUCTIONS 7815 BEVERLY BLVD LOS ANGELES CA 90036 SPECIAL EVENT FUNDRAISING 0 385007 25000 360007 GRASSROOTS CAMPAIGN PO BOX 2517 DENVER CO 80202 ACQUISITIONS 0 74161 178104 -103943 NANCY KOHN CONSULTING LLC 101 W GRAND SUITE 200 CHICAGO IL 60654 MARKETING CONSULTANTS 0 67441 15000 52441 DONOR SERVICES GROUP 6715 SUNSET BLVD LOS ANGELES CA 90028 ACQUISITIONS 0 47818 54136 -6318 RISING TIDE DIRECT 233 NEEDHAM ST NEWTON CT 02464 MEMBERSHIP & DIRECT MAIL CONSULTING 0 0 8100 -8100 3204791 405464 2799327 AK AL AR AZ CA CO CT FL GA IL KS KY LA MA MD ME MI MN MS NC ND NH NJ NM NY OK OH OR PA RI SC TN UT VA WA WI WV HI DC NV NY LIBERTY AWARDS 1305826 1140586 165240 79400 100329 19817 BON FOSTER CELEBRATION 507836 467801 40035 8562 34871 400 28 3522243 2941765 580478 69852 372670 99852 5335905 4550152 785753 157814 507870 120069 785753 0 X X X 0 0 0 0 0 0 0 0 0 KEVIN CATHCART EXECUTIVE DIRECTOR 327327 0 0 0 0 0 0 0 41909 0 369236 0 0 0 JUDITH PFENNINGER CFO 149674 0 0 0 0 0 0 0 30923 0 180597 0 0 0 JON DAVIDSON LEGAL DIRECTOR 226542 0 0 0 0 0 0 0 53146 0 279688 0 0 0 LESLIE GABEL-BRETT EPA DIRECTOR 176666 0 0 0 0 0 0 0 49925 0 226591 0 0 0 FRANCES GOLDSTEIN DEPUTY DIRECTOR 174712 0 0 0 0 0 0 0 33564 0 208276 0 0 0 JOHN WESTFALL-KWONG DEVELOPMENT DIRECTOR 204962 0 0 0 0 0 0 0 66698 0 271660 0 0 0 HAYLEY GORENBERG DEPUTY LEGAL DIRECTOR 159195 0 0 0 0 0 0 0 43900 0 203095 0 0 0 JENNIFER CAROL-PIZER DIRECTOR OF LAW & POLICY 137082 0 0 0 0 0 0 0 29463 0 166545 0 0 0 JUDITH RT O'KELLEY DEPUTY DEVELOPMENT DIR. 133834 0 0 0 0 0 0 0 41276 0 175110 0 0 0 SUSAN SOMMER SENIOR COUNSEL 139777 0 0 0 0 0 0 0 61540 0 201317 0 0 0 KEVIN LEE INF. TECH. MANAGER 114972 0 0 0 0 0 0 0 59344 0 174316 0 0 0 X 75 432182 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF THE RETURN IS REVIEWED BY THE AUDIT COMMITTEE AND THE ADMINISTRATION & FINANCE COMMITTEE IN DETAIL. THE FINAL DRAFT IS THEN SENT TO THE FULL BOARD FOR A COMMENT PERIOD OF AT LEAST FIVE DAYS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C THE BOARD OF DIRECTORS ANNUALLY SIGNS AND DISCLOSES ANY POTENTIAL CONFLICTS OF INTEREST. DURING NEW HIRE ORIENTATION ALL EMPLOYEES ARE INTRODUCED TO LAMBDA LEGAL'S EMPLOYEE HANDBOOK WHICH INCLUDES A POLICY THAT DEFINES CONFLICTS OF INTEREST AND REQUIRES STAFF TO AVOID ANY CONFLICTS OF INTEREST AND NOTIFY THEIR DIRECTOR IF A POTENTIAL CONFLICT EXISTS. FORM 990, PART VI, SECTION B, LINE 15A THE ORGANIZATION ENTERS INTO AN EMPLOYMENT CONTRACT WITH ITS EXECUTIVE DIRECTOR FOR A TWO YEAR TERM. THE CONTRACT DOCUMENTS ALL ELEMENTS OF THE EMPLOYMENT ARRANGEMENT, INCLUDING COMPENSATION AND BENEFITS. THE CO-CHAIRS OF THE BOARD OF DIRECTORS GATHER RELEVANT DATA FROM A VARIETY OF COMPENSATION SURVEYS AND STUDIES THAT ARE RELEVANT BOTH TO OUR TYPE OF ENTITY (NATIONAL NONPROFIT LEGAL ORGANIZATION) AS WELL AS GEOGRAPHIC LOCATION (NEW YORK CITY). BASED ON THEIR RESEARCH, THE CO-CHAIRS DEVELOP A PROPOSED CONTRACT FOR THE EXECUTIVE DIRECTOR WHICH IS PRESENTED, DISCUSSED AND VOTED ON BY THE FULL BOARD. ON AN ANNUAL BASIS, THE BOARD REVIEWS THE EXECUTIVE DIRECTOR'S PERFORMANCE DURING THE PRECEDING YEAR, AND APPROVES ANY COMPENSATION CHANGES BASED ON A RECOMMENDATION OF THE EXECUTIVE COMMITTEE OF THE BOARD. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC THROUGH ITS OWN WEBSITE. FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF BENEFICIAL INTEREST IN TRUST -129,593. LOSS ON UNCOLLECTIBLE ACCOUNTS -11,229. CHANGE IN VALUE OF GIFT ANNUITIES -18,865. FORM 990, PART XII, LINE 2C: THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF INDEPENDENT ACCOUNTANT HAS NOT BEEN CHANGED FROM PRIOR YEAR.