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        <PersonNm>Susan Murakami</PersonNm>
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        <PersonNm>Karsyn Bailey</PersonNm>
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        <PersonNm>Don Brown</PersonNm>
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        <PersonNm>Joe Carroll</PersonNm>
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        <PersonNm>Christine Chou</PersonNm>
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        <PersonNm>Cozette Hart</PersonNm>
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        <PersonNm>Peter Hung</PersonNm>
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        <PersonNm>Daniel Yoder</PersonNm>
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        <PersonNm>Matt Cedeno</PersonNm>
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        <PersonNm>Nelson Chou</PersonNm>
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        <PersonNm>Xiaomi Du</PersonNm>
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        <PersonNm>Tyler Okamoto</PersonNm>
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        <PersonNm>Aleena Patel</PersonNm>
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        <PersonNm>Nicolas Wey-Gomez</PersonNm>
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        <PersonNm>Paula Stamp</PersonNm>
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        <PersonNm>David Liu</PersonNm>
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        <PersonNm>Alice Liu</PersonNm>
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        <PersonNm>Tony Leonard</PersonNm>
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        <PersonNm>Dan Erickson</PersonNm>
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        <PersonNm>Pattyl Aposhian</PersonNm>
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        <PersonNm>Iram Parveen Bilal</PersonNm>
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        <PersonNm>Tim Boyd</PersonNm>
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        <PersonNm>Donald Collins</PersonNm>
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        <PersonNm>Judy Collins</PersonNm>
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        <PersonNm>Kent Frewing</PersonNm>
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        <PersonNm>Aileen Cheng</PersonNm>
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        <PersonNm>Jenny He</PersonNm>
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        <PersonNm>Nicholas Trank</PersonNm>
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        <ProgramServicesAmt>27507</ProgramServicesAmt>
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      <OfficeExpensesGrp>
        <TotalAmt>28377</TotalAmt>
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        <OtherExpendituresAmt>147000</OtherExpendituresAmt>
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        <InvestmentEarningsOrLossesAmt>124994</InvestmentEarningsOrLossesAmt>
        <OtherExpendituresAmt>150000</OtherExpendituresAmt>
        <EndYearBalanceAmt>1793222</EndYearBalanceAmt>
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        <BeginningYearBalanceAmt>1714941</BeginningYearBalanceAmt>
        <ContributionsAmt>25319</ContributionsAmt>
        <InvestmentEarningsOrLossesAmt>137530</InvestmentEarningsOrLossesAmt>
        <OtherExpendituresAmt>154861</OtherExpendituresAmt>
        <EndYearBalanceAmt>1722929</EndYearBalanceAmt>
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        <DepreciationAmt>58166</DepreciationAmt>
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        <Desc>General Endowment Fund</Desc>
        <BookValueAmt>1032923</BookValueAmt>
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        <Desc>Hershey Endowment Fund</Desc>
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      <OtherAssetsOrgGrp>
        <Desc>Johnson Endowment Fund</Desc>
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      <OtherAssetsOrgGrp>
        <Desc>Housner Endowment Fund</Desc>
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        <Desc>Ingrid Gumpel Memorial Fund</Desc>
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        <Desc>Studenski Endowment Fund</Desc>
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        <Desc>Y Centennial Endowment Fund</Desc>
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        <Desc>Naecker Family Fund</Desc>
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        <Desc>Beschorman Endowment Fund</Desc>
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        <Desc>Paul &amp; Heather Haaga Fund</Desc>
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        <Desc>Kirk &amp; Marjory Dawson Fund</Desc>
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        <ValuationMethodUsedDesc>Cash paid</ValuationMethodUsedDesc>
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        <FormAndLineReferenceDesc>Monitoring procedures (Part I, line 2)</FormAndLineReferenceDesc>
        <ExplanationTxt>ACT Award - A Selection Committee consisting of members of the Caltech Y Board of Directors and Staff review written applications, determine and interview finalists, and ultimately select a recipient. To be eligible applicants must be enrolled Caltech Undergraduate or Graduate students in good academic standing who are eligible for fall term registration, be 18 years or older, and have a demonstrated interest in service or advocacy. Criteria used in selecting recipients include: a. Project/Issue-Is it relevant to the purpose of the ACT Award?-Are goals and timeline realistic and manageable?-Does the effort build on the efforts of established organizations/activists working on the issue?b. Applicant-Do they clearly demonstrate a personal commitment and interest? -Do they demonstrate the visions, skills and discipline necessary to accomplish a project of this nature?-Will the award enable them to become a new or important voice for the issue or cause?-Do they have the leadership and skills needed to raise the level of campus understanding and engagement?c. Potential Mentor Organizations / Venue-Does it seem to address the cause or issue of interest to the applicant?-Does it have the resources necessary to support/mentor a student?-Does the proposed location appear to be safe?Recipients sign a contract prior to receiving the award, and write a report and make a presentation before our Board of Directors following their experience. Contracts and reports are kept on file. Studenski Award - A Selection Committee consisting of members of the Caltech Y Board of Directors review written applications, determine and interview finalists, and ultimately select a recipient. To be eligible applicants must be enrolled Caltech Undergraduate students in good academic standing with plans to Caltech the following year as a student, or as a graduate visitor, to present on their experience; and be a student at a crossroad in life who would benefit from a period away from the academic community to better gain a better understanding of self and to explore possible directions for the future. Criteria used in selecting recipients centers around how well they can articulate their crossroad and how the award would benefit them. Recipients sign a contract prior to receiving the award, and write a report and make a presentation before our Board of Directors following their experience. Contracts and reports are kept on file.Lucy Guernsey Award - A Selection Committee consisting of members of the Caltech Y Staff select recipients. Criteria used in selecting recipients include: a. Involvement and participation in community service projects-How extensive has their volunteerism been?b. Leadership of community service and volunteer efforts-Have they promoted service / volunteerism?-Have they recruited volunteers into service efforts?-Have they coordinated service projects?-Have they educated others around community issues / reasons for service? c. Exemplifies a spirit of service-Have they maintained a positive, respectful attitude toward community members?-Have they strived to learn about their place in a global community and the impact their existence has on others?-Have they worked to increase their personal awareness of community / global issues?-Have they Explored diverse solutions to complex problems facing our world?Awards are based on merit. There are no further expectations. A list of recipients is kept on file.</ExplanationTxt>
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        <FormAndLineReferenceDesc>Officer directors etc family relationship Part VI line 2</FormAndLineReferenceDesc>
        <ExplanationTxt>Lee Fisher and Susan Murakami, marriedRolf and Gunilla Hastrup, marriedKirk and Marjory Dawson, marriedPaul (deceased) and Carolyn Patterson, marriedPeter and Doreen Mason, marriedDavid and Alice Liu, marriedKent and Judy Frewing, marriedDonald and Judy Collins, marriedTim Boyd and Iram Parveen Bilal, married</ExplanationTxt>
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      <SupplementalInformationDetail>
        <FormAndLineReferenceDesc>Committee meeting documentation Part VI line 8b</FormAndLineReferenceDesc>
        <ExplanationTxt>Although no committee has authority to act on behalf of the governing body, minutes of committee meetings are documented.</ExplanationTxt>
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      <SupplementalInformationDetail>
        <FormAndLineReferenceDesc>Form 990 governing body review Part VI line 11</FormAndLineReferenceDesc>
        <ExplanationTxt>Form 990 is distributed to Finance Committee for detailed review prior to filing and is available to entire board of directors upon request.</ExplanationTxt>
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      <SupplementalInformationDetail>
        <FormAndLineReferenceDesc>Conflict of interest policy compliance Part VI line 12c</FormAndLineReferenceDesc>
        <ExplanationTxt>Annually, management circulates questionnaire to board of directors inquiring if there are any conflicts of interest or related-party transactions.</ExplanationTxt>
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      <SupplementalInformationDetail>
        <FormAndLineReferenceDesc>CEO executive director top management comp Part VI line 15a</FormAndLineReferenceDesc>
        <ExplanationTxt>Annually, the personnel committee convenes to review compensation package of the executive director, program director and development director taking into consideration comparability data of other non-profit organizations in Los Angeles County.</ExplanationTxt>
      </SupplementalInformationDetail>
      <SupplementalInformationDetail>
        <FormAndLineReferenceDesc>Other officer or key employee compensation Part VI line 15b</FormAndLineReferenceDesc>
        <ExplanationTxt>Annually, the personnel committee convenes to review compensation package of the executive director, program director and development director taking into consideration comparability data of other non-profit organizations in Los Angeles County.</ExplanationTxt>
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      <SupplementalInformationDetail>
        <FormAndLineReferenceDesc>Governing documents etc available to public Part VI line 19</FormAndLineReferenceDesc>
        <ExplanationTxt>Form 990 is posted on the website for the California Attorney Generals Registry of Charitable Trusts. Form 990, governing documents, policies and financial information are available for inspection at The Caltech Y office.</ExplanationTxt>
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      <SupplementalInformationDetail>
        <FormAndLineReferenceDesc>List of other fees for services expenses Part IX line 11g</FormAndLineReferenceDesc>
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          <CityNm>Pasadena</CityNm>
          <StateAbbreviationCd>CA</StateAbbreviationCd>
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        <PublicCharityStatusTxt>III-F1</PublicCharityStatusTxt>
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        <ControlledOrganizationInd>false</ControlledOrganizationInd>
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