2016-08-12T16:51:13-05:00 2015-12-31 201776739 JPMS COX PLLC 11300 CANTRELL ROAD SUITE 301 LITTLE ROCK AR 72212 990PF 2015-01-01 710285871 THE WINTHROP ROCKEFELLER FOUNDATION WINT 5013766854 225 EAST MARKHAM STREET NO 200 LITTLE ROCK AR 72201 ANDREA M DOBSON COFO 5013766854 2016-08-11 1 MARY ELLEN IRONS P00626271 5012275800 2016-08-10 2015 2016-12-15 16:53:06Z X 134221394 X 179000 453491 453491 2249852 2249852 7891078 35688529 7891078 18375 18375 0 10791796 10612796 0 714116 86097 0 628020 422072 0 0 422072 322240 15853 0 306387 11863 0 0 11863 54089 13000 0 41089 1652626 518087 0 1134539 16581 16581 0 0 193315 85038 0 0 50017 0 0 123990 0 0 123990 105926 616 0 105310 59313 0 0 59313 609979 9207 0 524893 4336127 744479 0 3357476 4225009 3943519 8561136 744479 0 7300995 2230660 9868317 0 20366164 19266303 19266303 2976 253 2976 2976 88814727 80646686 80646686 30519903 27707754 27707754 460518 308078 155239 152440 152440 5371080 6445235 6445235 145227366 134221394 134221394 299520 305921 3201590 3483080 3501110 3789001 X 141726256 130432393 141726256 130432393 145227366 134221394 141726256 2230660 60940 144017856 13585463 130432393 ADVISORY-SHORT TERM (SEE STMT 15D) P 628333 657544 -29211 -29211 ADVISORY-LONG TERM (SEE STMT 15D) P 1247295 1087928 159367 159367 BLACKROCK-SHORT TERM (SEE STMT 15I) P 107830 117395 -9565 -9565 BLACKROCK-LONG TERM (SEE STMT 15I) P 992170 982747 9423 9423 HERNDON-SHORT TERM (SEE STMT 15F) P 2772172 3042862 -270690 -270690 HERNDON-LONG TERM (SEE STMT 15F) P 2008756 1478611 530145 530145 KR CAPITAL-SHORT TERM (SEE STATEMENT 15A) P 671440 717559 -46119 -46119 KR CAPITAL-LONG TERM (SEE STATEMENT 15A) P 10511258 5572309 4938949 4938949 PIMCO-SHORT TERM (SEE STMT 15C) P 392030 407023 -14993 -14993 PIMCO-LONG TERM (SEE STMT 15C) P 7970 8338 -368 -368 RANGER-SHORT TERM (SEE STMT 15H) P 1190816 1227826 -37010 -37010 RANGER-LONG TERM (SEE STMT 15H) P 1179332 919407 259925 259925 ARTISIAN-LONG TERM (SEE ATTACHED 15K) P 750000 691086 58914 58914 CBRE-SHORT TERM (SEE STMT 15B) P 1336569 1405738 -69169 -69169 CBRE-LONG TERM (SEE STMT 15B) P 1877296 1430267 447029 447029 P/T: MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND S/T(SEE STMT 16A) P 246545 -246545 -246545 P/T: MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND L/T(SEE STMT 16A) P 9797 -9797 -9797 P/T: D.S.V. II, LP (SEE STMT 16B) P 40243 40243 40243 P/T: FUND FOR ARKANSAS FUTURE, LLC P 8203 -8203 -8203 MFB NTGI-QM COM DAILY (SEE STMT 15E) P 170229 168334 1895 1895 MFB NTGI-QM COM DAILY (SEE STMT 15E) P 25245 25375 -130 -130 MFB NTGI-QM COM DAILY (SEE STMT 15E) P 3724755 3758374 -33619 -33619 MFB NTGI-QM COM DAILY (SEE STMT 15E) P 3344 -3344 -3344 MFB NTGI COMMON DAILY (SEE STMT 15E) P 4184 4184 4184 MFB NTGI COMMON DAILY (SEE STMT 15E) P 21120 -21120 -21120 MFB NTGI COMMON DAILY (SEE STMT 15E) P 11451 11451 11451 MFB NTGI COMMON DAILY (SEE STMT 15E) P 1491 1491 1491 MFB NTGI COMMON DAILY (SEE STMT 15E) P 688922 688922 688922 GMO P 750000 943420 -193420 -193420 COMMUNITY S/T(SEE STMT 15L) P 158808 159544 -736 -736 COMMUNITY L/T(SEE STMT 15L) P 1341192 1332541 8651 8651 MFB NTGI COMMON DAILY (SEE STMT 15E) P 1829771 1372924 456847 456847 CBRE-FUTURES (SEE STMT 15B) P 1290 -1290 -1290 CAPITAL GAINS DIVIDENDS P 1268971 1268971 1268971 7891078 0 6509196 140313722 0.046390 5427176 132374024 0.040999 6614196 124458087 0.053144 7658054 125708607 0.060919 7415301 118410948 0.062623 0.264075 0.052815 134529115 7105155 98683 7203838 8550529 X 98683 0 98683 0 98683 174583 174583 X 75900 75900 0 0 0 0 0 0 0 0 0 0 0 1 1 AR 1 0 0 0 0 1 WWW.WRFOUNDATION.ORG/WWW.GUIDESTAR.ORG ANDREA M DOBSON 5013766854 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 SHERECE WEST-SCANTLEBURY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 PRESIDENT & CEO 50.00 312712 44546 0 ANDREA DOBSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 COFO 50.00 221736 45084 0 JERRY ADAMS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 3.00 0 0 0 RENE BRYCE-LAPORTE 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 4.00 0 0 0 VICKI SAVIERS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 3.00 0 0 0 LISENNE ROCKEFELLER 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.00 0 0 0 DAVID RAINEY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 VICE CHAIR 3.00 0 0 0 KILOLO KIJAKAZI 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 3.00 0 0 0 ROSA VELAZQUEZ 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.00 0 0 0 HANNAH PEACOCK 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 BOARD LIAISON 2.90 0 0 0 PLEDGER E MONK III 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 4.00 0 0 0 PHILLIP N BALDWIN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 CHAIR 6.00 0 0 0 REGAN GRUBER MOFFITT 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 BOARD SECRETARY 50.00 129694 23787 0 SUSAN HARRIMAN 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.00 0 0 0 FREDDIE BLACK 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 3.00 0 0 0 HELEN DORADO ALESSI 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 2.00 0 0 0 CALVIN WHITE 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 DIRECTOR 3.00 0 0 0 CORY ANDERSON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 VICE-PRESIDENT 50.00 167321 22937 0 ANDREW FORD 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 INTERIM SENIOR ASSOC 40.00 83985 12538 0 MICHAEL CASTENS 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 GRANT AND OPERATIONS 40.00 63298 12271 0 RUSSELL CAREY 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 PROGRAM ASSOCIATE 40.00 51957 11163 0 BRAD CAMERON 225 EAST MARKHAM STREET STE 200 LITTLE ROCK AR 72201 PROGRAM ASSOCIATE 40.00 43076 7775 0 0 BOSTON CONSULTING GROUP INC ONE BEACON STREET 10TH FLOOR BOSTON MA 02108 EDUCATION CONSULTING 603750 KR CAPITAL ADVISORS INC 750 LEXINGTON AVENUE SUITE 2402 NEW YORK NY 10022 INVESTMENT MANAGEMENT 109936 THE NORTHERN TRUST COMPANY 50 SOUTH LASALLE ST CHICAGO IL 60603 INVESTMENT CUSTODY/ MANAGEMENT SERVICES 107740 AON INVESTMENT CONSULTING 39854 TREASURY CENTER CHICAGO IL 60694 INVESTMENT OVERSIGHT AND ADVISING 98864 CAMBRIDGE ASSOCIATES 125 HIGH STREET OLIVER STREET TOWER BOSTON MA 02110 INVESTMENT OVERSIGHT AND ADVISING 56250 0 SEE STATEMENT 18 1044557 SEE STATEMENT 18 160643 SEE STATEMENT 18 190404 SEE STATEMENT 18 123276 INCREASED INVESTMENT IN SOUTHERN BANCORP 249534 INVESTMENT IN HOPE ENTERPRISE CORPORATION 1000000 1249534 131636774 4941008 0 136577782 0 0 136577782 2048667 134529115 6726456 6726456 98683 98683 6627773 74963 6702736 0 6702736 7300995 1249534 8550529 98683 8451846 6702736 0 0 1380544 1391133 420036 3191713 8550529 0 0 0 6702736 1847793 0 0 5039506 0 0 0 0 0 89000 1291544 3658962 1391133 420036 1847793 ONLINE AT WWWWRFOUNDATIONORG 225 EAST MARKHAM STREET SUITE 200 LITTLE ROCK AR 72201 5013766854 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 19 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 20 3941005 BIG BROTHERS BIG SISTERS 1125 SOUTH BROADWAY LITTLE ROCK AR 72202 TO PROVIDE COMPUTERS AND OTHER TECHNOLOGICAL EQUIPMENT 2514 3943519 SEE STATEMENT 20 VARIOUS LITTLE ROCK AR 72201 SEE STATEMENT 20 2273410 2273410 14 453491 14 2249852 14 18375 18 7891078 0 10612796 0 10612796 0 0 0 0 0 0 0 0 0 0 X X 1 TRUST UW WINTHROP ROCKEFELLER 2230 COTTONDALE LANE SUITE 6 LITTLE ROCK AR 72202 89000 X 2 CITY OF LITTLE ROCK 500 WEST MARKHAM STREET ROOM 338 LITTLE ROCK AR 72201 90000 X JPMS COX - AUDIT AND TAX PREPARATION SERVICES 45070 13000 0 32070 LOVE AND ASSOCIATES - QUARTERLY INTERNAL AUDIT REVIEWS 2434 0 0 2434 GUENTHER ACCOUNTING SOLUTIONS - PAYROLL PROCESSING AND TIMEKEEPING SERVICES 6585 0 0 6585 NTGI BOND FUND - SEE STATEMENT 21 8779382 8779382 PIMCO FIXED INCOME FUND - SEE STATEMENT 21 8805611 8805611 CCM FIXED INCOME FUND - SEE STATEMENT 21 10122761 10122761 ARTISAN - SEE STATMENT 21 13604036 13604036 KR CAPITAL - SEE STATEMENT 21 0 0 GMO INT'L FUND - SEE STATEMENT 21 12875103 12875103 CBRE CLARION REITS - SEE STATEMENT 21 6262485 6262485 ADVISORY RESEARCH EQUITIES - SEE STATEMENT 21 3473389 3473389 HERNDON CAPITAL EQUITIES - SEE STATEMENT 21 6673329 6673329 BLACKROCK EQUITY - SEE STATEMENT 21 12812128 12812128 RANGER EQUITIES - SEE STATEMENT 21 4005097 4005097 RUSSELL 1000 GROWTH EQUITIES 10395410 10395410 RUSSELL 1000 VALUE EQUITIES 10545709 10545709 WRIGHT, LINDSEY, & JENNINGS - GENERAL BUSINESS COUNSEL 11863 0 0 11863 PROGRAM RELATED INVESTMENTS 5076658 6251230 6251230 ACCRUED INTEREST RECEIVABLE 272172 171755 171755 WRCT IN LIEU OF GRANT RECEIVABLE 22250 22250 22250 UNREALIZED GAINS/(LOSSES) ON INVESTMENTS 13515454 CASH VERSUS ACCRUAL BASIS ON INTEREST 2448 DIAMOND STATE VENTURES II, L.P. 65638 LAZARD, LTD 1923 INSURANCE 16320 0 0 16320 POSTAGE 533 0 0 533 DUES & SUBSCRIPTIONS 64039 0 0 64039 OFFICE EXPENSES 102268 0 0 102268 PROGRAM EXPENSES 175951 0 0 175951 ACCRUAL TO CASH CONVERSION 0 0 0 -70508 PASSTHROUGH PORTFOLIO DEDUCTIONS 14578 9207 0 0 CONVENTIONS AND MEETINGS 12228 0 0 12228 PROFESSIONAL DEVELOPMENT 26885 0 0 26885 PASSTHROUGH LOSSES - FUND FOR ARKANSAS FUTURE 24735 0 0 24735 COMMITTEE SUPPORT - TRUSTEE 12043 0 0 12043 BANK CHARGES 111 0 0 111 TRUSTEE OPERATIONS EXPENSE 26027 0 0 26027 PASSTHROUGH LOSSES - DIAMOND STATE VENTURES II 42808 0 0 42808 PASSTHROUGH LOSSES - DIAMOND STATE VENTURES III 91453 0 0 91453 NT BOND FUND TRUST MISCELLANEOUS INVESTMENT INCOME 5661 5661 MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND, LP 9557 9557 BLACKROCK 2946 2946 CCM 204 204 MISCELLANEOUS 7 7 FUND FOR ARKANSAS' FUTURE, LLC 33350 MONDRIAN FOCUSED EMERGING MARKETS EQUITY FUND, L.P. 26797 DIAMOND STATE VENTURES III, L.P. 793 INVESTMENT OVERSIGHT 147330 147330 0 0 MANAGEMENT FEES - REITS 38171 38171 0 0 INVESTMENT MGMT FEES - KR CAPITAL 109936 109936 0 0 INVESTMENT MGMT FEES - NORTHERN TRUST 170 170 0 0 INVESTMENT MGMT FEES - ADVISORY RESEARCH 40008 40008 0 0 CUSTODIAL BANK FEES 97872 97872 0 0 INVESTMENT MGMT FEES - RUSSELL GROWN 319 319 0 0 TRUSTEE FEES- NT BOND INDEX FUND 2276 2276 0 0 PROGRAM EVALUATION 25000 0 0 25000 CONSULTING FEES 37510 0 0 37510 CONSULTING FEES - PROGRAM 105822 0 0 105822 COMMUNICATIONS SUPPORT - PROGRAM 183092 0 0 183092 INVESTMENT MGMT FEES - HERNDON 38268 38268 0 0 INVESTMENT MGMT FEES - RANGER 42695 42695 0 0 BMOST CAMPAIGN 80192 0 0 80192 AR GLR & OTL 67333 0 0 67333 PROFESSIONAL FEES-BOND INDEX 880 880 0 0 FORWARD ARKANSAS INITIATIVE 635590 0 0 635590 INVESTMENT MGMT FEES - RUSSELL VALUE 162 162 0 0 FEDERAL EXCISE TAX 108277 0 0 0 FOREIGN TAXES 85038 85038 0 0