2016-07-13T15:12:00-05:00 2015-12-31 300038643 VARNEY & ASSOCIATES CPAS LLC 120 NORTH JULIETTE MANHATTAN KS 665026092 990 2015-01-01 486106237 KANSAS STATE UNIVERSITY RESEARCH FOUNDATION KANS 7855325720 2005 RESEARCH PARK CIRCLE NO 105 MANHATTAN KS 66502 CINDY BONTRAGER TREASURER 7855325720 2016-06-15 1 SUSAN M SPAIN P00616420 7855372202 2015 2016-09-27 15:27:22Z K JL BURG 2005 RESEARCH PARK CIRCLE NO 105 MANHATTAN KS 66502 3570486 0 X WWW.K-STATE.EDU/TECH.TRANSFER X 1942 KS TO PROMOTE, ENCOURAGE, & AID SCIENTIFIC INVESTIGATION, RESEARCH & TECHNOLOGY TRANSFER AT K-STATE 16 6 0 0 0 0 100 100 2382122 3453277 134786 98546 0 0 2517008 3551923 232175 187000 0 0 272338 240286 0 0 0 1797537 2753711 2302050 3180997 214958 370926 4689364 4915419 1270202 1315331 3419162 3600088 TO PROMOTE, ENCOURAGE AND AID SCIENTIFIC INVESTIGATION, RESEARCH AND TECHNOLOGY TRANSFER AT KANSAS STATE UNIVERSITY 0 0 375128 154183 NEW PATENTS AND MAINTENANCE OF OLD PATENTS 1353580 2068336 ROYALTY SHARES 1099509 187000 1230758 ALL OTHER 2828217 1 0 0 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 0 0 0 0 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 0 0 0 1 81 0 1 0 0 0 0 0 0 0 0 0 0 0 X 16 6 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 KS X TRESA LANDIS 7855325720 2005 RESEARCH PARK CIRCLE STE 105 MANHATTAN KS 66502 KAREN JL BURG CHAIR 1.00 X X 0 332708 0 JOHN KUENZI VICE CHAIR 1.00 X X 0 0 0 ERNIE MINTON SECRETARY 1.00 X X 0 208101 0 CINDY BONTRAGER TREASURER 1.00 X X 0 244038 0 APRIL C MASON BOARD MEMBER 1.00 X 0 381668 0 NOEL SCHULZ BOARD MEMBER 1.00 X 0 181674 0 SYLVIA WHITE ROBINSON BOARD MEMBER 1.00 X 0 0 0 LAFE BAILEY BOARD MEMBER 1.00 X 0 0 0 PETER DORHOUT BOARD MEMBER 1.00 X 0 278159 0 JOE E FARRAR BOARD MEMBER 1.00 X 0 0 0 MIKE GREIM BOARD MEMBER 1.00 X 0 0 0 MARY REZAC BOARD MEMBER 1.00 X 0 211845 0 MICHAEL D TOKACH BOARD MEMBER 1.00 X 0 144758 0 BART A FISHER BOARD MEMBER 1.00 X 0 0 0 GARY M PIERZYNSKI BOARD MEMBER 1.00 X 0 220265 0 DICK HESSE BOARD MEMBER 1.00 X 0 177659 0 0 2380875 0 0 0 1 0 KSU-IC 2005 RESEARCH PARK CIRCLE MANHATTAN KS 66502 MANAGEMENT, RENT AND ROYALTIES 348769 HOVEY WILLIAMS 10801 MASTIN BLVD STE 1000 OVERLAND PARK KS 66210 LEGAL SERVICES 259292 2 100 100 ROYALTIES 541700 2068336 2068336 OTHER 541700 1103758 1103758 RESEARCH AGREEMENTS 541700 127000 127000 LEGAL REIMBURSEMENTS 541700 117594 117594 MAINTENANCE FEE REIMBU 541700 36589 36589 3453277 113586 113586 3523 18563 -15040 -15040 -15040 3551923 3438237 0 113586 128000 128000 19000 19000 40000 40000 240286 240286 55000 55000 6880 6880 45198 45198 3395 3395 7565 7565 7260 7260 8172 8172 3520 3520 2670 2670 6615 6615 2724 2724 ROYALTIES 1353580 1353580 MISCELLANEOUS 912509 912509 PATENT PROSECUTION 375128 375128 -36505 -36505 3180997 2828217 352780 0 413988 763584 71462 32949 120000 90125 5445 5445 33617 28526 2694 5091 4038377 3978779 33689 28414 3709 11032 4689364 4915419 91480 81275 1178722 1234056 1270202 1315331 X 3419162 3600088 3419162 3600088 4689364 4915419 370926 -190000 0 X X 0 1 X 1 0 X X 1 KANSAS STATE UNIVERSITY 480771751 5 1 1630061 0 1 1630061 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 X 1 1 PART IV, SECTION D, LINE 3: THE KANSAS STATE UNIVERSITY VICE--PRESIDENT FOR ADMINISTRATION AND FINANCE IS A DESIGNEE OF THE KANSAS STATE UNIVERSITY PRESIDENT TO THE KANSAS STATE UNIVERSITY RESEARCH FOUNDATION BOARD. THIS INDIVIDUAL HOLDS THE OFFICE OF TREASURER OF THE KANSAS STATE UNIVERSITY RESEARCH FOUNDATION BOARD AND IS THEREBY THE CHAIR OF THE FINANCE COMMITTEE. THE FINANCE COMMITTEE IS AUTHORIZED TO MAKE DECISIONS REGARDING ALL FINANCIAL ACCOUNTS AND INSTRUMENTS OF THE ORGANIZATION. IT OVERSEES THE MANAGEMENT OF INVESTED FUNDS, MEETS REGULARLY WITH FUND MANAGERS AND ENSURES KANSAS STATE UNIVERSITY RESEARCH FOUNDATION'S INVESTMENT POLICIES ARE FOLLOWED. FURTHER, IT CONSIDERS INITIATIVES TO BE SUPPORTED BY KANSAS STATE UNIVERSITY RESEARCH FOUNDATION AND MAKES RECOMMENDATIONS OF THE SAME TO THE BOARD. PART IV, SECTION E, LINE 2A: THE SUPPORTED ORGANIZATION IS KANSAS STATE UNIVERSITY (KSU). KANSAS STATE UNIVERSITY RESEARCH FOUNDATION IS RESPONSIBLE FOR MANAGING THE TECHNOLOGY TRANSFER ACTIVITIES OF KSU UNDER AN OPERATING AGREEMENT BETWEEN THE TWO ENTITIES. KANSAS STATE UNIVERSITY RESEARCH FOUNDATION WAS ESTABLISHED TO PROMOTE, ENCOURAGE, AND AID SCIENTIFIC RESEARCH AT KSU AND TO PROVIDE THE MEANS, METHODS, AND AGENCIES BY WHICH INVENTIONS AND DISCOVERIES AT KSU MAY BE PATENTED, COMMERCIALIZED, OR OTHERWISE DISPOSED OF FOR THE BENEFIT OF KSU AND ITS FACULTY, STAFF, ALUMNI, AND STUDENTS. PART IV, SECTION E, LINE 2B: TECHNOLOGY TRANSFER IS CLOSELY LINKED TO FUNDAMENTAL RESEARCH ACTIVITIES IN UNIVERSITIES. UNDER THE BAYH-DOLE ACT OF 1980, UNIVERSITIES HAVE THE ABILITY TO RETAIN TITLE TO AND PROMOTE THE COMMERCIALIZATION OF INVENTIONS DEVELOPED UNDER GOVERNMENT FUNDING. WITH THIS ELECTION, UNIVERSITIES ARE REQUIRED TO PROPERLY MANAGE THE INVENTIONS INCLUDING REPORTING REQUIREMENTS, FILING PATENTS, MARKETING AND LICENSING THE INVENTION, AND DISTRIBUTING RETURNS. THE REQUIREMENTS NECESSARY TO ADHERE TO THE BAYH-DOLE ACT ARE CONTRACTED TO KANSAS STATE UNIVERSITY RESEARCH FOUNDATION BY KSU. IF THE KANSAS STATE UNIVERSITY RESEARCH FOUNDATION DID NOT EXIST, KSU WOULD STILL BE REQUIRED TO CONFORM TO THESE REQUIREMENTS. 33617 28526 5091 5091 AMOUNTS HELD FOR OTHERS 1198190 F INVESTMENTS-KSURF 2647735 F EQUITY INVESTMENTS 132854 C 3978779 AMOUNTS HELD FOR OTHERS 1198190 INVESTMENT SHARES PAYABLE 35866 1234056 X 3361923 -190000 -190000 3551923 0 3551923 3180997 0 3180997 0 3180997 PART X, LINE 2: THE FOUNDATION IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN REFLECTED IN THE FOUNDATION'S FINANCIAL STATEMENTS. THE FOUNDATION BELIEVES THAT IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITIONS TAKEN, AND AS SUCH, DOES NOT HAVE ANY UNCERTAIN TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. FOR EACH OF THE YEARS ENDED DECEMBER 31, 2015 AND 2014, THE FOUNDATION DID NOT RECOGNIZE ANY INTEREST OR PENALTIES ASSOCIATED WITH TAX MATTERS. THE FOUNDATION'S FEDERAL EXEMPT ORGANIZATION RETURNS (FORM 990) FOR 2015 AND 2014 ARE SUBJECT TO EXAMINATION BY THE IRS, GENERALLY FOR THREE YEARS AFTER THEY ARE FILED. NO TAXING AUTHORITIES HAVE COMMENCED INCOME TAX EXAMINATIONS. 0 0 0 0 0 0 0 0 0 0 EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA, 4 30000 SOUTH ASIA - AFGHANISTAN, BANGLADESH, BHUTAN, INDIA, MALDIVES, NEPAL, 2 5000 RUSSIA AND NEIGHBORING STATES - ARMENIA, AZERBIJAN, BELARUS, 1 5000 0 0 0 0 0 0 PART I, LINE 2: THE AWARDS ARE DETERMINED AND CANDIDATES SELECTED BY THE K-STATE GRADUATE SCHOOL. THE GRADUATE SCHOOL REQUESTS THE FUNDS FROM KSURF AS NEAR AS POSSIBLE TO THE BEGINNING OF APPLICABLE SCHOOL TERM AND THE FUNDS ARE DEPOSITED INTO A RESTRICTED FEES ACCOUNT. THE FUNDS USED FOR SCHOLARSHIPS ARE TRACKED IN A SEPARATE GL ACCOUNT FOR THE RESERVE AND THIS IS WHERE THE DETAIL OF USE OF THE FUNDS IS TRACKED. 1 KANSAS STATE UNIVERSITY 105 ANDERSON HALL MANHATTAN KS 66502 480771751 128000 GRANTS WERE ISSUED TO ASSIST IN RESEARCH AT KANSAS STATE UNIVERSITY. DOCTORAL AND GRADUATE STUDENT SCHOLARSHIPS 4 19000 PART I, LINE 2: THE AWARDS ARE DETERMINED AND CANDIDATES SELECTED BY THE K-STATE GRADUATE SCHOOL. THE GRADUATE SCHOOL REQUESTS THE FUNDS FROM KSURF AS NEAR AS POSSIBLE TO THE BEGINNING OF APPLICABLE SCHOOL TERM AND THE FUNDS ARE DEPOSITED INTO A RESTRICTED FEES ACCOUNT. THE FUNDS USED FOR SCHOLARSHIPS ARE TRACKED IN A SEPARATE GL ACCOUNT FOR THE RESERVE AND THIS IS WHERE THE DETAIL OF USE OF THE FUNDS IS TRACKED. X 0 0 0 0 0 0 0 0 0 KAREN JL BURG CHAIR 0 332308 0 400 0 0 0 0 0 0 0 332708 0 0 ERNIE MINTON SECRETARY 0 208101 0 0 0 0 0 0 0 0 0 208101 0 0 CINDY BONTRAGER TREASURER 0 244038 0 0 0 0 0 0 0 0 0 244038 0 0 APRIL C MASON BOARD MEMBER 0 381668 0 0 0 0 0 0 0 0 0 381668 0 0 NOEL SCHULZ BOARD MEMBER 0 181674 0 0 0 0 0 0 0 0 0 181674 0 0 PETER DORHOUT BOARD MEMBER 0 278159 0 0 0 0 0 0 0 0 0 278159 0 0 MARY REZAC BOARD MEMBER 0 208828 0 3017 0 0 0 0 0 0 0 211845 0 0 GARY M PIERZYNSKI BOARD MEMBER 0 220265 0 0 0 0 0 0 0 0 0 220265 0 0 DICK HESSE BOARD MEMBER 0 177659 0 0 0 0 0 0 0 0 0 177659 0 0 KSU-IC CHAIR OF KSURF IS BOARD MEMBER OF KSU-IC 348769 ROYALTIES, RENT AND MANAGEMENT 1 KANSAS WHEAT ALLIANCE KSURF EXECUTIVE COMMITTEE MEMBER IS ALSO KWA BOARD MEMBER 385610 ROYALTY REVENUE IS RECEIVED AS A RESULT OF BEING A LICENSEE 1 FORM 990, PART VI, SECTION A, LINE 6 THE NONPROFIT HAS MEMBERS FORM 990, PART VI, SECTION A, LINE 7A THE OTHER BOARD MEMBERS ELECT NEW BOARD MEMBERS FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF THE 990 WILL BE EMAILED TO EACH BOARD MEMBER PRIOR TO FILING AND THEY WILL INDICATE APPROVAL VIA ELECTRONIC RESPONSE. FORM 990, PART VI, SECTION B, LINE 12C THE ANNUAL DECLARATION AND DISCLOSURE STATEMENT IS COMPLETED EACH YEAR AND IS THEN REVIEWED TO SEE IF THEY ARE BEING MANAGED. THIS IS PART OF THE KANSAS STATE UNIVERSITY POLICY. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS ARE AVAILABLE ON THE ORGANIZATION WEBSITE. THE CONFLICT OF INTEREST POLICY IS AVAILABLE ON THE KANSAS STATE UNIVERSITY WEBSITE. THE FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART XII, LINE 2C: THE BOARD OF DIRECTORS SELECTS THE INDEPENDENT AUDITOR. NO CHANGE FROM PRIOR YEARS. KANSAS STATE UNIVERSITY 110 ANDERSON HALL MANHATTAN KS 66506 480771751 HIGHER EDUCATION KS 0 KANSAS STATE UNIVERSITY INSTITUTE FOR COMMERCIALIZATION 2005 RESEARCH PARK CIRCLE MANHATTAN KS 66502 481150841 RESEARCH AND DEVELOPMENT AND CREATION OF INCUBATORS TO PRODUCE JOBS IN KS KS 0 NACELLE THERAPEUTICS 2005 RESEARCH PARK CIRCLE MANHATTAN KS 66502 481239040 COMMERCIALLY DEVELOP HUMAN THERAPEUTIC PRODUCTS AND TECHNOLOGIES FROM KSU. KS C 0.52690 0 0 1 0 0 0 0 0 0 0 0 1 0 1 1 0 1 0 1 0 KANSAS STATE UNIVERSITY P 240286 KSU-IC K 6270 KSU-IC M 50000 KSU-IC R 291639 KSU-IC N 860 KANSAS STATE UNIVERSITY B 1266377