2016-07-13T11:55:32-05:00 2015-08-31 721202445 POSTLETHWAITE & NETTERVILLE ONE GALLERIA BLVD STE 2100 METAIRIE LA 70001 990 2014-09-01 720692744 NEW ORLEANS JAZZ & HERITAGE FESTIVAL AND FOUNDATION INC NEWO 5045586100 1205 N RAMPART STREET NEW ORLEANS LA 70116 DONALD K MARSHALL EXECUTIVE DIRECTOR 5045586100 2016-07-12 1 SHARON CASSIERE P00543368 5048375990 2014 2016-09-27 15:27:22Z DONALD K MARSHALL 1205 N RAMPART STREET NEW ORLEANS LA 70116 39514553 0 X WWW.JAZZANDHERITAGE.ORG X 1971 LA TO PROMOTE NEW ORLEANS JAZZ AND HERITAGE. 30 30 12 1070 0 0 1997786 1808689 33500993 37057451 578168 5613 -147334 -13647 35929613 38858106 2013890 1730590 0 0 5020159 5761287 0 0 0 25872849 27626809 32906898 35118686 3022715 3739420 27477898 29795118 2244838 977740 25233060 28817378 TO PROMOTE, PRESERVE, PERPETUATE, AND ENCOURAGE THE MUSIC, CULTURE, AND HERITAGE OF COMMUNITIES IN LOUISIANA THROUGH FESTIVALS, PROGRAMS, AND OTHER CULTURAL, EDUCATIONAL, AND ECONOMIC ACTIVITIES. 0 0 33026778 1072250 37053951 CULTURAL ENRICHMENT: THE NEW ORLEANS JAZZ & HERITAGE FESTIVAL AND FOUNDATION, INC. HAS SEVERAL ENRICHMENT PROGRAMS, INCLUDING MULTIPLE MUSIC FESTIVALS AND CONCERT SERIES HIGHLIGHTING LOCAL CULTURE THROUGH MUSIC, CUISINE, AND ART. IN FYE 2015, THERE WERE APPROXIMATELY 500,000 ATTENDEES AT JAZZ FEST AND OTHER FESTIVAL AND CONCERT SERIES. IN ADDITION, THE FOUNDATION PROVIDED SUPPORT TO WWOZ A RELATED ORGANIZATION WHICH OPERATES A RADIO STATION IN NEW ORLEANS, LA FOR PRODUCTION AND BROADCASTING OF JAZZ PROGRAMMING. 630545 592090 3500 ECONOMIC DEVELOPMENT: THE NEW ORLEANS JAZZ & HERITAGE FESTIVAL AND FOUNDATION, INC. HAS SEVERAL ECONOMIC DEVELOPMENT PROGRAMS BENEFITING LOCAL MUSICIANS AND THE LOCAL ENTERTAINMENT INDUSTRY. THESE PROGRAMS INCLUDE THOSE WHICH PROVIDE COMMUNITY GRANTS TO SUPPORT PROJECTS IN MUSIC AND THE ARTS AND NETWORKING OPPORTUNITIES FOR LOCAL MUSICIANS AND TALENT SEEKERS. IN FYE 2015, THERE WERE APPROXIMATELY 5,030 COMMUNITY PARTNERSHIP GRANT AND SYNC-UP PARTICIPANTS. 494208 66250 0 EDUCATION: THE NEW ORLEANS JAZZ & HERITAGE FESTIVAL AND FOUNDATION, INC. HAS SEVERAL EDUCATIONAL PROGRAMS, INCLUDING HANDS-ON MUSICAL INSTRUCTION FOR KIDS AGES 11-17. OTHER PROGRAMS ENGAGE ADULTS AND CHILDREN IN MEANINGFUL DIALOGUE ABOUT HISTORY, CULTURE, AND BUSINESS. IN FYE 2015, THERE WERE APPROXIMATELY 300 STUDENTS, TEACHERS, AND PARTICIPANTS IN SYMPOSIUMS. 34151531 1 1 0 0 0 0 0 1 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 1 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 1055 0 1 12 1 0 0 0 0 0 1 1 0 0 0 0 X 30 30 0 1 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X SARITA CARRIERE 5045586100 1205 N RAMPART STREET NEW ORLEANS LA 70116 JAY BANKS DIRECTOR 1.00 X 0 0 0 DORIAN BENNETT DIRECTOR 1.00 X 0 0 0 SID BHANSALI DIRECTOR 1.00 X 0 0 0 GERALD BILLES DIRECTOR 1.00 X 0 0 0 CECIL CJ BLANCHE DIRECTOR 1.00 X 0 0 0 SKIPPER BOND DIRECTOR 1.00 X 0 0 0 JAMES B BORDERS IV DIRECTOR 1.00 X 0 0 0 MICKEY CAPLINGER DIRECTOR 1.00 X 0 0 0 JUDGE SIDNEY H CATES IV DIRECTOR 1.00 X 0 0 0 RACHEL F COUSIN DIRECTOR 1.00 X 0 0 0 RICHARD F CORTIZAS DIRECTOR 1.00 X 0 0 0 BEVERLY GUILLORY-ANDRY DIRECTOR 1.00 X 0 0 0 DOUGLAS HAMMEL DIRECTOR 1.00 X 0 0 0 DEBORAH HARKINS DIRECTOR 1.00 X 0 0 0 NADIR HASAN DIRECTOR 1.00 X 0 0 0 TARA CARTER HERNANDEZ DIRECTOR 1.00 X 0 0 0 BARBARA HERMAN DIRECTOR 1.00 X 0 0 0 CLIFFORD V JOHNSON DIRECTOR 1.00 X 0 0 0 ALLISON H PENA DIRECTOR 1.00 X 0 0 0 RAFAEL PERALES DIRECTOR 1.00 X 0 0 0 CAROL SOLOMON DIRECTOR 1.00 X 0 0 0 KAREN SOLOMON DIRECTOR 1.00 X 0 0 0 PARKER STERNBERGH DIRECTOR 1.00 X 0 0 0 SUZETTE TOLEDANO DIRECTOR 1.00 X 0 0 0 DAVID TORKANOWSKY DIRECTOR 1.00 X 0 0 0 DEMETRIC MERCADEL PRESIDENT 3.00 X X 0 0 0 DONNA SANTIAGO 1ST VICE PRESIDENT 2.00 X X 0 0 0 KATHLEEN TURNER 2ND VICE PRESIDENT 2.00 X X 0 0 0 DAVID FRANCIS TREASURER 2.00 X X 0 0 0 JEFF GOLDRING SECRETARY 2.00 X X 0 0 0 DON MARSHALL EXECUTIVE DIRECTOR 40.00 X 133387 0 12142 SHERI LABRANCHE-JACKSON CHIEF FINANCIAL OFFICER 40.00 X 76587 0 9099 SARITA M CARRIERE DIRECTOR OF FINANCE & HR 40.00 X 14646 0 621 SCOTT AIGES DIRECTOR OF MARKETING/PROGRAMS 40.00 X 101166 0 10635 325786 0 32497 2 0 0 0 FESTIVAL PRODUCTIONS INC - NEW ORLEANS 336 CAMP ST 251 NEW ORLEANS LA 70130 CO-PRODUCER OF JAZZ FEST 3797472 CAPS UNIVERSAL 5800 W JEFFERSON BLVD LOS ANGELES CA 90016 STAFFING CONTRACT 3215355 DONAHUE-FAVRET CONTRACTORS INC 3030 E CAUSEWAY APPROACH MANDEVILLE LA 70448 CONSTRUCTION CONTRACTOR 2834793 AEG LIVE LLC 5750 WILSHIRE BLVD LOS ANGELES CA 90036 CO-PRODUCER OF JAZZ FEST 2425000 CREATIVE ARTIST AGENCY 2000 AVENUE OF THE STARS CENTRUY CITY CA 90067 ARTIST AGENT 1100000 29 160173 98400 1042500 31601 476015 1808689 NO JAZZ & HERITAGE FESTIVAL 711300 36799338 36799338 OTHER FESTIVALS REVENUE 711300 258113 258113 37057451 265774 265774 260161 -260161 -260161 -260161 382639 98400 396286 -13647 -13647 38858106 37057451 0 -8034 X 1646710 1646710 83880 83880 257005 257005 4700792 4467031 233761 73983 66980 7003 225322 198073 27249 504185 461588 42597 6832883 6832883 44241 39475 4766 52900 8000 44900 30431 30431 10970468 10970468 661988 658182 3806 563891 421723 142168 894248 888860 5388 455380 454577 803 13072 12373 699 439782 421117 18665 893657 807684 85973 OTHER JAZZ & MINI FESTI 5226543 5226543 SPECIAL PROJECTS 325037 263096 61941 HERITAGE SCHOOL OF MUSI 114583 114583 FESTIVAL CRAFTS 107705 107705 35118686 34151531 967155 0 1611280 3505013 5703932 3462822 23742 13358 679484 396521 290009 197489 10797802 1798924 6396192 8998878 11980788 11852879 786471 703977 6000 664181 27477898 29795118 2244838 977740 2244838 977740 X 24020130 27851190 712930 466188 500000 500000 25233060 28817378 27477898 29795118 3739420 -155102 0 X X 0 1 X 1 0 X 1588958 2032665 1695261 1997786 1808689 9123359 25045901 31073352 30357959 33500993 37057451 157035656 26634859 33106017 32053220 35498779 38866140 166159015 1109335 1309898 1186750 1668250 1142500 6416733 2636205 2643356 2679488 2771155 3034724 13764928 3745540 3953254 3866238 4439405 4177224 20181661 145977354 162256 185119 334600 578168 265774 1525917 162256 185119 334600 578168 265774 1525917 178803 178803 26975918 33291136 32387820 36076947 39131914 167863735 0.86960 0.85950 0.00910 0.00890 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 158181 X X 0 786471 -35788 40000 6706 703977 727605 106638 40000 7772 786471 663215 64390 727605 643680 19535 663215 590850 52830 643680 0.00000 0.71000 0.29000 0 0 446250 446250 9306677 1421076 7885601 893751 321130 572621 151124 56718 94406 8998878 X 8590189 -155102 -155102 8745291 30112815 30112815 38858106 5005871 0 5005871 30112815 30112815 35118686 PART III, LINE 4: ALL OF THE ARTWORK THAT WAS ACQUIRED IS FROM LOCAL ARTISTS FROM THE SOUTHEAST REGION OF LOUISIANA. THE VARIOUS PIECES IN THE COLLECTION DEPICT THE MUSIC, CULTURE AND HERITAGE OF THE COMMUNITIES IN THE NEW ORLEANS AREA. PART V, LINE 4: TO PROMOTE JAZZ CONCERTS AND LECTURE SERIES IN THE COMMUNITY. PART X, LINE 2: THE FOUNDATION IS A NON-PROFIT ORGANIZATION THAT IS EXEMPT FROM FEDERAL INCOME TAX UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. IT IS EXEMPT FROM LOUISIANA INCOME TAX UNDER THE SECTION 121(5) OF TITLE 47 OF THE LOUISIANA REVISED STATUTES OF 1950. THE FOUNDATION APPLIES A "MORE-LIKELY-THAN-NOT" RECOGNITION THRESHOLD FOR ALL TAX UNCERTAINTIES. THIS APPROACH ONLY ALLOWS THE RECOGNITION OF THOSE TAX BENEFITS THAT HAVE A GREATER THAN FIFTY PERCENT LIKELIHOOD OF BEING SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES. THE FOUNDATION HAS REVIEWED ITS TAX POSITIONS AND DETERMINED THERE WERE NO OUTSTANDING OR RETROACTIVE TAX POSITIONS WITH LESS THAN A FIFTY PERCENT LIKELIHOOD OF BEING SUSTAINED UPON EXAMINATION BY THE TAXING AUTHORITIES. PART XI, LINE 4B - OTHER ADJUSTMENTS: NO JAZZ & HERITAGE FESTIVAL EXPENSES SEPARATELY STATED 30,112,815. PART XII, LINE 4B - OTHER ADJUSTMENTS: NO JAZZ & HERITAGE FESTIVAL EXPENSES SEPARATELY STATED 30,112,815. FUNDRAISING GALA 481039 98400 382639 28750 77885 114209 175442 481039 98400 382639 28750 77885 114209 175442 396286 -13647 1 FRIENDS OF WWOZ 1008 N PETERS ST NEW ORLEANS LA 70119 581702220 501(C)(3) 1042500 TO PROVIDE MATCHING FUNDS IN OPERATION TO RECEIVE OTHER FUNDING. NORMAN DIXON FUND 336 CAMP ST SUITE 250 NEW ORLEANS LA 70130 510482622 501(C)(3) 50000 TO PROVIDE SECURITY FOR SECOND LINE PARADES. NEW ORLEANS MUSICIANS CLINIC 3700 ST CHARLES AVE 2ND FLOOR NEW ORLEANS LA 70115 208139539 501(C)(3) 50000 TO PROVIDE COMPREHENSIVE HEALTH CARE AND MENTAL HEALTH/SOCIAL SERVICES FOR MUSICIANS. 3 0 ARCHIVE DOCUMENTATION 42 73630 ARTIST PAYMENTS FOR FUNDRAISING EVENTS 6 10250 PART I, LINE 2: THE RECIPIENTS OF A GRANT OR ASSISTANCE ARE REQUIRED TO SUBMIT A REPORT OUTLINING HOW FUNDS WERE USED. SHOULD THE RECIPIENT NOT SUBMIT, THEY ARE NO LONGER ELIGIBLE FOR ANY FUTURE FUNDING OR ASSISTANCE UNTIL THAT COMPLIANCE OBLIGATION IS MET. FORM 990, PART VI, SECTION A, LINE 3 ON JANUARY 27, 2005, THE FOUNDATION ENTERED INTO A PRODUCTION MANAGEMENT AND FINANCING AGREEMENT BETWEEN TWO COMPANIES, FESTIVAL PRODUCTIONS LOUISIANA, LLC AND AEG LOUISIANA PRODUCTION, LLC, COLLECTIVELY THE PRODUCERS, TO PRODUCE AND MANAGE THE NEW ORLEANS JAZZ AND HERITAGE FESTIVAL. THE AGREEMENT INCLUDES TWO EXTENSION PERIODS OF FIVE YEARS OR LONGER AS A RESULT OF AN OPTION FOR A SUCCESSIVE ONE YEAR EXTENSION AS A RESULT OF SPECIALLY CANCELLED FESTIVALS, AS DEFINED IN THE AGREEMENT. THE CURRENT EXPIRATION DATE OF THE AGREEMENT IS JANUARY 27, 2019. FORM 990, PART VI, SECTION B, LINE 11 THE DIRECTOR OF FINANCE REVIEWS FOR APPROVAL THE COMPLETED IRS FORM 990. ONCE APPROVED BY THE DIRECTOR OF FINANCE, THE 990 IS PRESENTED TO THE FINANCE AND EXECUTIVE COMMITTEES FOR APPROVAL. AFTER APPROVAL BY THE FINANCE AND EXECUTIVE COMMITTEES, THE EXECUTIVE DIRECTOR SIGNS THE IRS FORM 990 FOR FILING. FORM 990, PART VI, SECTION B, LINE 12C STAFF, PRODUCERS, AND BOARD MEMBERS ARE REQUIRED TO DISCLOSE THE EXISTENCE OF ANY FINANCIAL INTEREST IN ANY TRANSACTION OR ARRANGEMENT OF THE CORPORATION. THERE IS A CONFLICT OF INTEREST COMMITTEE THAT WILL CONVENE A MEETING TO DISCUSS WHETHER THERE IS A CONFLICT OF INTEREST WHEN A MATTER IS PUT BEFORE THEM. STAFF MAKE PERIODIC REVIEWS OF CONTRACTS AND COMPENSATION ARRANGEMENTS TO ENSURE THE ARM'S LENGTH ARRANGEMENT DOES NOT JEOPARDIZE ITS TAX-EXEMPT STATUS. IF THE COMMITTEE DETERMINES THAT A CONFLICT OF INTEREST EXISTS, THE PRESIDENT OF THE BOARD OF DIRECTORS MAY, IF APPROPRIATE, APPOINT A DISINTERESTED PERSON OR COMMITTEE TO INVESTIGATE ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT. AFTER EXERCISING DUE DILIGENCE, THE BOARD OF DIRECTORS SHALL DETERMINE WHETHER THE CORPORATION CAN OBTAIN WITH REASONABLE EFFORTS A TRANSACTION OR ARRANGEMENT THAT IS EQUALLY ADVANTAGEOUS TO THE CORPORATION, OR MORE ADVANTAGEOUS TO THE CORPORATION, THAT WOULD NOT GIVE RISE TO A CONFLICT OF INTEREST. IF A TRANSACTION OR ARRANGEMENT THAT IS EQUALLY ADVANTAGEOUS TO THE CORPORATION, OR MORE ADVANTAGEOUS TO THE CORPORATION, IS NOT REASONABLY AVAILABLE TO THE CORPORATION UNDER THE CIRCUMSTANCES, THE BOARD SHALL DETERMINE BY A MAJORITY VOTE OF THE DISINTERESTED BOARD MEMBERS WHETHER THE TRANSACTION OR ARRANGEMENT IS IN THE CORPORATIONS' BEST INTEREST, WHETHER IT IS FAIR AND REASONABLE. IN CONFORMITY WITH THE ABOVE DETERMINATION, IT SHALL DECIDE BY MAJORITY VOTE WHETHER TO ENTER INTO THE TRANSACTION OR ARRANGEMENT. THE MINUTES OF THE BOARD MEETING SHALL CONTAIN A BRIEF STATEMENT OF ANY ALTERNATIVES TO THE PROPOSED TRANSACTION OR ARRANGEMENT CONSIDERED AND A RECORD OF ANY VOTES TAKEN IN CONNECTION WITH THE PROCEEDINGS. FORM 990, PART VI, SECTION B, LINE 15 THE EXECUTIVE COMMITTEE EVALUATES THE PERFORMANCE OF THE EXECUTIVE DIRECTOR. AN INCREASE IS GIVEN BASED ON PERFORMANCE EVALUATION. THE EXECUTIVE DIRECTOR EVALUATES ALL KEY STAFF AND ASSESSES INCREASES BASED ON PERFORMANCE EVALUATION AND COST OF LIVING. FORM 990, PART VI, SECTION C, LINE 19 ALL INFORMATION IS AVAILABLE UPON REQUEST. FORM 990, PART IX, LINE 11G ENTERTAINERS, MUSICIANS: PROGRAM SERVICE EXPENSES 10,970,468. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 10,970,468. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PREVIOUS YEAR. FRIENDS OF WWOZ INC 1008 N PETERS ST NEW ORLEANS LA 70119 581702220 PUBLIC BROADCASTING RADIO STATION LA 501(C)(3) LINE 9 NEW ORLEANS JAZZ & HERITAGE FESTIVAL AND FOUNDATION INC 1 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 FRIENDS OF WWOZ INC B 1042500 CASH PAYMENTS & PLEDGE FRIENDS OF WWOZ INC M 300000 CASH PAYMENTS FRIENDS OF WWOZ INC C 1042500 CASH PAYMENTS FRIENDS OF WWOZ INC S 70528 CASH PAYMENTS