2016-06-29T14:25:04-05:00 2015-12-31 271728945 PKF O'CONNOR DAVIES LLP 665 FIFTH AVENUE NEW YORK NY 10022 990 2015-01-01 223419667 INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE INC INTE 2125005724 61 BROADWAY SUITE 1720 NEW YORK NY 10006 JOSE LUIS CASTRO PRESIDENT AND CEO 2125005724 2016-06-29 1 GARRETT M HIGGINS P00543209 2122862600 2015 2016-09-27 15:27:22Z VITAL STRATEGIES JOSE LUIS CASTRO 61 BROADWAY SUITE 1720 NEW YORK NY 10006 95715163 0 X WWW.VITALSTRATEGIES.ORG X 1995 NJ THE UNION MISSION IS TO BRING INNOVATION, EXPERTISE, SOLUTIONS AND SUPPORT TO ADDRESS HEALTH CHALLENGES IN LOW-AND MIDDLE-INCOME POPULATIONS.VISIONHEALTH SOLUTIONS FOR THE POORVALUESQUALITY: WE DELIVER OUR SERVICES AND PRODUCTS TO THE HIGHEST POSSIBLE STANDARDS. ACCOUNTABILITY: WE ARE RESPONSIBLE STEWARDS OF RESOURCES AND DELIVER ON OUR COMMITMENTS.INDEPENDENCE: WE MAINTAIN THE FREEDOM TO PURSUE INNOVATION AND ARE GUIDED BY THE BEST EVIDENCE TO IMPROVE THE HEALTH OF THE POOR.SOLIDARITY: WE STAND TOGETHER AS ONE UNION TO OVERCOME THE GREATEST CHALLENGES TO IMPROVE HEALTH AMONG THE COMMUNITIES WE SERVE. 23 21 60 21 0 0 37044236 95372790 216669 178872 3160 98091 0 65410 37264065 95715163 21705528 37589273 0 0 1577420 5543837 0 0 287934 5819039 8260917 29101987 51394027 8162078 44321136 19200698 61837175 9051357 7281217 10149341 54555958 X THE UNION BRINGS INNOVATION, EXPERTISE, SOLUTIONS AND SUPPORT TO ADDRESS HEALTH CHALLENGES IN LOW AND MIDDLE INCOME POPULATIONS. OUR VISION IS TO DEVELOP HEALTH SOLUTIONS FOR THE POOR. OUR VALUES INCLUDE:1. QUALITY: WE DELIVER OUR SERVICES AND PRODUCTS TO THE HIGHEST POSSIBLE STANDARDS.2. ACCOUNTABILITY: WE ARE RESPONSIBLE STEWARDS OF RESOURCES AND DELIVER ON OUR COMMITMENTS.3. INDEPENDENCE: WE MAINTAIN THE FREEDOM TO PURSUE INNOVATION, AND ARE GUIDED BY THE BEST EVIDENCE TO IMPROVE THE HEALTH OF THE POOR4. SOLIDARITY: WE STAND TOGETHER AS ONE UNION TO OVERCOME THE GREATEST CHALLENGES TO IMPROVE HEALTH AMONG THE COMMUNITIES WE SERVE. 1 0 28544492 25575141 TOBACCO CONTROLIN 2015 THE UNION CONTRIBUTED TO BUILDING THE MOVEMENT FOR GLOBAL TOBACCO CONTROL THROUGH ITS FOCUS ON LEGISLATIVE AND POLICY OUTCOMES ACROSS MPOWER MEASURES, INNOVATION AND TOBACCO CONTROL SUSTAINABILITY. THE PERIOD HAS ALSO HIGHLIGHTED THE SIGNIFICANT IMPACT ON THE HEALTH AND WELLBEINGOF COMMUNITIES THE PROGRAMME HAS ACHIEVED.THE UNION HAS MADE MAJOR STRIDES FORWARD IN THE PROMOTION AND ADOPTION OF WHO FCTC COMPLIANT LEGISLATION AT NATIONAL LEVEL.POLICY DEVELOPMENTTHE UNION CONTINUED TO SUPPORT PARTNERS IN CHINA TO DRAFT AND ADOPT A NATIONAL SMOKEFREE LAW -- SHARING LOCAL EXPERIENCES OF SMOKEFREE LAW WITH THE STATE COUNCIL THROUGH REPORTS AND ANALYSIS OF PUBLIC ENGAGEMENT. DISCUSSIONS WERE HELD WITH THE STATE COUNCIL TO PUSH THE PROPOSAL FROM THE 2ND TIER OF THE LEGISLATIVE PLAN TO THE 1ST TIER. THE CURRENT DRAFT INCLUDES 100% SMOKEFREE, TAPS BANS AND GHWS. IN INDIA COTPA WAS INITIATED OR SCALED-UP IN MORE THAN 200 DISTRICTS - MANY ARE LIKELY TO BECOME FULLY COMPLIANT IN 2016. AND GOVERNMENTS FROM EIGHT STATES IN INDIA COMMITTED TO STOPPING TOBACCO INDUSTRY INTERFERENCE IN PUBLIC HEALTH POLICY. IN INDONESIA KEY PUBLIC FIGURES FROM CIVIL SOCIETY AND ACADEMIA WERE ENGAGED TO SPEAK WITH THE PRESIDENT AND ADVOCATE FOR INCREASED AND TOBACCO CONTROL. IN RUSSIA, ARTICLE 5.3 IMPLEMENTATION WAS SUPPORTED NATIONWIDE, ESPECIALLYREGARDING THE INDUSTRY'S INFLUENCE OVER YOUNG PEOPLE. BI GRANTEES' WORK IN COLLABORATION WITH ACADEMIA REVEALED THAT SMOKING PREVENTION PROGRAMMES FOR CHILDREN SPONSORED / LED BY THE TOBACCO INDUSTRY USE INDUSTRY MARKETING STRATEGIES TO ENCOURAGE UPTAKE, LEADING TO RECOMMENDATIONS TO REMOVE SUCH PROGRAMMES FROM SCHOOL CURRICULA. BANGLADESH'S GOVERNMENT HAS INCLUDED TOBACCO CONTROL AS KEY CHALLENGE IN ITS NEW SEVEN-YEAR PLAN AND A NATIONAL TOBACCO CONTROL POLICY IS CURRENTLY BEING DEVELOPED. MEXICO ALSO STEPPED UP ITS CAMPAIGN AGAINST TOBACCO INDUSTRY INTERFERENCE -- RUNNING A WORKSHOP FOR POLICYMAKERS AND LEGISLATORS ACROSS THE REGION. UGANDA'S PARLIAMENT PASSED A NATIONAL TOBACCO CONTROL BILL, COVERING ALL KEY WHO FCTC POLICY AREAS. AND CHILE'S SENATE APPROVED A COMPREHENSIVE AMENDMENT TO ITS EXISTING TOBACCO CONTROL LAWS, UPGRADING GHWS, A BAN ON ADDITIVES AND POINT OF SALE ADVERTISING. IN PAKISTAN, INDIA AND CHINA SIGNIFICANT WORKIS BEING DONE TO BUILD THE INFRASTRUCTURE OF GOVERNMENT AT SUB-NATIONAL LEVELS TO INCREASE AND SUPPORT TOBACCO CONTROL WORK, ENSURING EFFECTIVE IMPLEMENTATION AND ENFORCEMENT.SMOKEFREEIN CHINA ENFORCEMENT OF SUB-NATIONAL SMOKEFREE LAW WAS SUPPORTED AND STRENGTHENED ACROSS SEVERAL KEY CITIES. THIS INCLUDED TRAINING, SOCIAL MOBILISATION, MONITORING AND EVALUATION OF THE LEGISLATION. IN SIX PROVINCES, SMOKEFREE GOVERNMENT OFFICE SYSTEMS HAVE BEEN ESTABLISHED IN LINE WITH THE PRESIDENT'S 2013 DIRECTIVE THAT OFFICIALS NOT SMOKE IN PUBLIC. 20 JURISDICTIONS IN INDIA WERE DECLARED SMOKEFREE - PROTECTING AN ADDITIONAL 40 MILLION PEOPLE FROM SECOND-HAND SMOKE. 11 JURISDICTIONS ININDONESIA ADOPTED 100% SMOKEFREE LAWS - PROTECTING 5 MILLION PEOPLE FROM SECOND-HAND SMOKE. OAXACA STATE IN MEXICO WAS ALSO DECLARED 100% SMOKEFREE, AND MANY STAKEHOLDERS CONTINUE TO WORK TOGETHER ADVOCATING TO UPGRADE THE NATIONAL TOBACCO CONTROL LAW TO 100% SMOKEFREE. AT PRESENT IT ALLOWS FOR DESIGNATED SMOKING AREAS. BRAZIL'S NATIONAL LAW HAS BEEN UPGRADED - AS SUCH, IT IS NOW THE LARGEST COUNTRY IN THE WORLD WITH A COMPLETE BAN ON SMOKING IN ALL INDOOR PUBLIC PLACES.THE UNION ANNUAL REPORT 2015GRAPHIC HEALTH WARNINGSPAKISTAN AND INDIA HAVE BOTH HAD IMPLEMENTATION OF 85% GHWS DEFERRED BECAUSE OF LEGAL ACTION FROM THE TOBACCO INDUSTRY. THE UNION CONTINUES TO SUPPORT THE PASSAGE OF THESE STRONG NEW LAWS. BOTH COUNTRIES HAVE IMPLEMENTATION SCHEDULED FOR EARLY 2016, PROVIDED THERE ARE NO ADDITIONALCOUNTER-INTERVENTIONS. IN INDONESIA THE UNION SUPPORTED IMPLEMENTATION OF 40% GHWS AND ASSISTED WITH A SURVEY OF THE PUBLIC WHICH FOUND THAT THE MAJORITY OF RESPONDENTS SUPPORTED AN INCREASE TO 75% COVERAGE. A SYSTEM OF MONITORING GHW IMPLEMENTATION WAS ALSO ESTABLISHED. CHAD AND BURKINAFASO ALSO SAW NEW GHWS IMPLEMENTED, WITH 70% AND 60% COVERAGE RESPECTIVELY.TOBACCO ADVERTISING, PROMOTION AND SPONSORSHIP BANS CHINA'S GUANGDONG PROVINCE HAD ITS TOBACCO CONTROL LAW APPROVED BY THE HFPC, INCLUDING A TOTAL BAN ON TAPS. THIS HAS NOW BEEN SUBMITTED TO THE LEGISLATURE FOR REVIEW. IN PAKISTAN THE SUPREME COURT HAS DIRECTED THE SINDH HIGH COURT TO EXPEDITE A TAPS COURT CASE FILED BY THE PAKISTAN TOBACCO COMPANY. UGANDA'S NEW NATIONAL LAW INCLUDES A COMPREHENSIVE BAN ON TAPS.COUNTERING SALES OF SINGLE STICK CIGARETTES CONTINUES HAS BEEN ADDRESSED IN INDIA HAS BEEN LED BY NINE STATES WHERE THE PRACTICE HAS BEEN BANNED.TAXPAKISTAN'S TOBACCO TAXES INCREASED IN THE 2015-16 BUDGET AND A TOBACCO TAXATION WORKING GROUP WAS ESTABLISHED. FOR THE FIRST TIME EXCISE TAX WAS LEVIED ON TOBACCO PRODUCTS IN KPK PROVINCE. IN VIETNAM, THE GOVERNMENT DECREE ON EXCISE TAX LAW WAS ISSUED, WITH REVISIONS FOR TOBACCO PRODUCTS. IN THE PHILIPPINES THE TOBACCO TAX SYSTEM WAS SIMPLIFIED FROM A FOUR-TIER SYSTEM, DOWN TO TWO, WITH THE AVERAGE TAX RATES FOR CIGARETTES AT 63% OF THE NET RETAIL PRICES.HEALTH PROMOTION FOUNDATIONSA BILL FOR INCREASING TOBACCO TAXES IN THE PHILIPPINES HAS BEEN DRAFTED - TO ADD FUNDS TO THE NATIONAL HEALTH PROMOTION FOUNDATION. VIETNAM'S TOBACCO CONTROL FUND, ESTABLISHED IN 2014 IS NOW SUPPORTING WORK IN 63 CITIES AND AS OF MAY 2015, ITS TOTAL INCOME WAS VND 379, 423 MILLION. THE HEALTH MINISTER OF HIMACHAL PRADESH, INDIA, HAS PROPOSED THE CREATION OF A HEALTH PROMOTION FUND. THE UNION HAS COMMITTED TO SUPPORT THIS WORK. KPK PROVINCE AND ISLAMABAD CITY IN PAKISTAN ARE ALSO DEVELOPING A MECHANISM FOR SUSTAINABLE TOBACCO CONTROL.INNOVATIONSINDIA TOBACCO WATCH WAS ALSO LAUNCHED IN 2015 - A WEBSITE RUN BY MULTIPLE ORGANIZATIONS TO MONITOR AND COUNTER TOBACCO INDUSTRY TACTICS. RUSSIA AND INDIA BOTH LAUNCHED MOBILE APPS TO TRACK COMPLIANCE WITH TOBACCO CONTROL LAWS. TOBACCO MONITOR IN INDIA IS BEING USED IN SIX STATES. RUSSIA'SNO SMOKING APP WAS LAUNCHED BY THE MINISTRY OF HEALTH SPECIFICALLY TO MONITOR COMPLIANCE WITH SMOKE FREE LAWS. NOTABLE INNOVATIONS IN INDIA AND PAKISTAN INCLUDED THE INTRODUCTION OF VENDING LAWS, WHEREBY ALL TOBACCO PRODUCTS SELLERS MUST BE LICENSED.CAPACITY BUILDINGIN 2015, WHILE CONTINUOUSLY REINFORCING THE CAPACITY OF GOVERNMENTS AND NON-GOVERNMENTAL ORGANIZATIONS FOR STRATEGIC PLANNING AND ACTION RELATED TO THE MPOWER STRATEGY, THE UNION HAS BEEN FOCUSING ITS EFFORTS IN RESPONDING TO THE EVER-CHANGING FIELD OF TOBACCO CONTROL. THROUGH THE UNION'S NEEDS-BASED APPROACH, WHICH RESPONDS TO IDENTIFIED NEEDS ON THE GROUND AS WELL AS DEVELOPMENTS IN TOBACCO CONTROL AT BOTH NATIONAL AND INTERNATIONAL LEVELS, TWO NEW COURSES HAVE BEEN DEVELOPED AND A NEW PARTNERSHIP WITH A LEADING UK UNIVERSITY HAS BEEN ESTABLISHED. 9538064 6253438 TREAT TB PROGRAM1. COMPLETION OF RECRUITMENT INTO STAGE 1 OF THE STREAM CLINICAL TRIAL - EXCEEDING THE 400 PATIENT TARGET; PATIENT FOLLOW UP CONTINUES IN THE FOUR STAGE 1 COUNTRIES - ETHIOPIA, SOUTH AFRICA, VIETNAM AND MONGOLIA2. FINALIZATION OF STAGE 2 PROTOCOL TO ALLOW EXPANSION OF THE TRIAL AND EVALUATE TWO ADDITIONAL SHORTENED TREATMENT REGIMENS FOR MDR-TB3. ASSESSMENT OF NEW SITES/COUNTRIES TO PARTICIPATE IN STAGE 2 OF STREAM WHICH WILL BEGIN IN EARLY 20164. DEVELOPMENT OF NEW CLINICAL TRIAL PROTOCOL TO EVALUATE MDR-TB TREATMENT REGIMENS IN CHILDREN5. DEVELOPMENT AND INITIATION OF OPERATIONAL RESEARCH TRAINING PROGRAM IN PERU - THE FIRST OF 3 MODULES TAKING PLACE IN SEPTEMBER, 2015 2538809 659247 DATA FOR HEALTHTHE BLOOMBERG DATA FOR HEALTH INITIATIVE AIMS TO, IN FOUR YEARS; IMPROVE HEALTH DATA FOR POLICY MAKING FOR OVER 1 BILLION PEOPLE IN 20 LOW- AND MIDDLE INCOME COUNTRIES AND CITIES. AS PART OF THE INITIATIVE, BLOOMBERG PHILANTHROPIES ISSUED A GRANT TO VITAL STRATEGIES, AN USA-BASED AFFILIATE OF THE INTERNATIONAL UNION FOR TUBERCULOSIS AND LUNG DISEASE, ON MARCH 30, 2015. THE GOAL OF THE GRANT IS TO HELP COUNTRIES: (I) IMPROVE BIRTH AND DEATH CERTIFICATE SYSTEMS; (II) CONDUCT EFFICIENT PUBLIC HEALTH SURVEYS TO MONITOR MAJOR RISK FACTORS FOR EARLY DEATH AND (III) SUPPORT GOVERNMENTS TO STRATEGICALLY USE PUBLIC HEALTH DATA TO INFORM POLICY PRIORITIES. UNDER THE GRANT VITAL STRATEGIES IS REQUIRED TO (I) COORDINATE THE SELECTION PROCESS FOR 20 COUNTRIES AND CITIES IN THE INITIATIVE; (II) LEAD IMPLEMENTATION MANAGEMENT FOR THE STRENGTHENING OF BIRTH, DEATH, AND CAUSE-OF-DEATH DATA IN THE CIVIL REGISTRATION AND VITAL STATISTICS (CRVS) COMPONENT OF THE PROGRAM; (III) LEAD DESIGN AND IMPLEMENTATION OF A SPECIAL, RURAL CRVS PROJECT IN MALAWI THAT BUILDS ON SUCCESSFUL WORK PREVIOUSLY SUPPORTED BY BLOOMBERG PHILANTHROPIES AND (IV) LEAD DESIGN AND IMPLEMENTATION OF THE DATA USE COMPONENT OF THE PROGRAM.IN 2015 VITAL STRATEGIES SUCCESSFULLY (I) DESIGNED, COORDINATED AND COMPLETED ENGAGEMENT MISSIONS TO ALL 21 CANDIDATE CITIES AND COUNTRIES; (II) FORMALLY ENROLLED 14 COUNTRIES; (III) LED THE DESIGN AND COORDINATION OF AN INCEPTION PHASE THAT CULMINATED IN WORK PLAN ACTIVITY COMMENCING FOR ENROLLED COUNTRIES AND (IV) LED THE DESIGN AND IMPLEMENTATION OF AN INITIATIVE-WIDE BASELINE REPORT AND REPORTING PROCESS.ADDITIONALLY, VITAL STRATEGIES COMPLETED WORK TO IMPLEMENT A FOCUSED, INNOVATIVE APPROACH TO RURAL DEATH REGISTRATION IN MALAWI. SENSITIZATION ON THE ELECTRONIC VILLAGE REGISTRATION (EVR) PROJECT IN THE MTEMA TRADITIONAL AUTHORITY WAS COMPLETED IN MAY, FOLLOWED BY HARDWARE INSTALLATION AND TRAINING OF VILLAGE HEADMEN IN THE 25 PHASE 1 VILLAGES. FIELD TESTING OF THE MESH NETWORK ALSO BEGAN IN OCTOBER WITH ESTABLISHMENT OF WIRELESS NODES IN SELECTED VILLAGES.LASTLY, IN 2015 VITAL STRATEGIES HAS DEVELOPED AN APPROACH FOR MEASURING THE STATUS OF DATA USE IN PARTICIPATING COUNTRIES AND DESIGNED ITS MODEL OF TECHNICAL ASSISTANCE FOR THE DATA IMPACT PROGRAM (DIP). THE TEAM DESIGNED A STRUCTURED ASSESSMENT AND PLANNING PROTOCOL TO USE IN EACH COUNTRY, WITH THE GOAL OF COLLABORATIVELY IDENTIFYING HIGH-VALUE TECHNICAL ASSISTANCE ACTIVITIES. FURTHERMORE, "DATA-TO-POLICY TRAINING," A TRAINING AND MENTORING PROGRAM, WAS DEVELOPED IN COLLABORATION WITH CDC FOR TARGETED LAUNCH IN APRIL 2016. 2684715 1101303 ROAD SAFETYBLOOMBERG PHILANTHROPIES ESTABLISHED BIGRS TO REVERSE GLOBAL DEATHS AND INJURIES FROM ROAD TRAFFIC CRASHES. AS PART OF BIGRS, BLOOMBERG PHILANTHROPIES ISSUED A GRANT TO VITAL STRATEGIES, AN USA-BASED AFFILIATE OF THE INTERNATIONAL UNION FOR TUBERCULOSIS AND LUNG DISEASE, ON DECEMBER 12, 2014. THE GOAL OF THE GRANT IS TO ESTABLISH ROAD SAFETY SURVEILLANCE SYSTEMS AND MANAGE MASS MEDIA CAMPAIGNS IN THE 10 CITIES SELECTED TO PARTICIPATE IN THE GLOBAL ROAD SAFETY PROGRAM. UNDER THE GRANT VITAL STRATEGIES IS REQUIRED TO (I) BUILD CAPACITY IN CITY GOVERNMENTS TO SUSTAIN ROAD SAFETY SURVEILLANCE TO MONITOR THE BURDEN AND EVALUATE THE HEALTH IMPACTS OF NEW ROAD SAFETY INTERVENTIONS AND (II) STRATEGIZE WITH PARTNERS IN SELECTED CITIES TO DEVELOP MASS MEDIA IMPLEMENTATION PLANS. IN 2015 VITAL STRATEGIES SUCCESSFULLY (I) ESTABLISHED SOUND WORKING RELATIONSHIPS WITH MAYORS/CITY OFFICIALS IN THE 10 CITIES; (II) FACILITATED COMMUNICATION BETWEEN PARTNERS AND BETWEEN PARTNERS AND CITY OFFICIALS; (III). COLLABORATED WITH CITY OFFICIALS AND PARTNERS TO AND COMPLETED THE RECRUITMENT, HIRING AND CONTRACTING OF 40 EMBEDDED STAFF CONSULTANTS; (IV) ESTABLISHED JOINT SUPERVISION/OVERSIGHT WITH CITY REPRESENTATIVES OF THE 40 HIRED EMBEDDED STAFF CONSULTANTS IN ALL 10 CITIES AND (V) SUPPORTED PARTNERS IN DEVELOPING WORK PLANS IN ALL 10 CITIES AND SECURING THEIR ENDORSEMENT BY CITY GOVERNMENTS. ADDITIONALLY, VITAL STRATEGIES COMPLETED WORK CONCERNING TRAFFIC FATALITY AND INJURY SURVEILLANCE SYSTEMS IN 2015. ASSESSMENT VISITS WERE COMPLETED FOR ALL 10 CITIES AND REPORTS WERE COMPLETED FOR ALL CITIES WITH THE EXCEPTION OF SHANGHAI. THE RESULTS OF THE COMPLETED ASSESSMENTS WERE PRESENTED AT THE OCTOBER PARTNERS MEETING IN LONDON, WHICH VITAL STRATEGIES HELPED ORGANIZE WITH BLOOMBERG PHILANTHROPIES. LASTLY, IN 2015 VITAL STRATEGIES ESTABLISHED RELATIONSHIPS AND COMPLETED SITUATIONAL ANALYSES INCLUDING CAPACITY AND MEDIA ASSESSMENTS WITH ROAD SAFETY STAKEHOLDERS IN ALL TEN CITIES. WORK PLANS FOR 2016 HAVE BEEN DRAFTED BASED ON COMMUNICATION CAPACITY, RESOURCE AVAILABILITY AND ENFORCEMENT PLANS FOR EACH CITY. VITAL STRATEGIES IS PROVIDING TECHNICAL ASSISTANCE FOR STRATEGIC PLANNING AND IMPLEMENTATION, WHICH IS COMPRISED OF A DETAILED AGREEMENT DELINEATING SPECIFIC PARTNER TASKS AND RESPONSIBILITIES, AND STIPULATING FINANCIAL OBLIGATIONS FOR MEDIA PLACEMENT, MATERIAL DEVELOPMENT, MESSAGE TESTING, CAMPAIGN EVALUATION, PR AND SOCIAL MEDIA. A DRUNK DRIVING MASS MEDIA CAMPAIGN THAT WAS EXCELLENTLY ADAPTED FROM AN AD ORIGINALLY MADE IN IRELAND CAMPAIGN WAS LAUNCHED IN BOGOTA, COLOMBIA IN SEPTEMBER 2015, RUNNING FOR TWO MONTHS, AND RESUMED IN DECEMBER THROUGH JANUARY 2016. 5847460 4000144 178872 OBESITY PROGRAM:PROJECT GOALS1. TO DEMONSTRATE SOME EARLY WINS IN OBESITY PREVENTION IN MEXICO2. TO GENERATE EVIDENCE THAT CAN BE USED IN OTHER LOW AND MIDDLE-INCOME SETTINGSPROGRAM:THIS IS A THREE-YEAR PILOT PROGRAM THAT WILL SUPPORT THE ADOPTION AND IMPLEMENTATION OF OBESITY PREVENTION ACTIVITIES AT NATIONAL AND SUB-NATIONAL LEVELS IN MEXICO. STRATEGIES OF INTEREST INCLUDE:A. BANNING JUNK FOOD AND SUGARY BEVERAGE ADVERTISING TO CHILDRENB. HIGHER TAXES ON SUGAR-SWEETENED BEVERAGESC. ADDRESSING UNHEALTHY FOODS AND BEVERAGES IN PUBLIC SECTOR INSTITUTIONS, PARTICULARLY SCHOOLSD. RAISING PUBLIC AWARENESS THROUGH SOCIAL MARKETING CAMPAIGNS AND FRONT-OF-PACKAGE NUTRITION-LABELINGSTRATEGY:1. ADVOCACY- ELEVATE PUBLIC OPINION VIA POLLING AND PAID AND EARNED MEDIA CAMPAIGNS, RESPECTIVELY- POLITICAL OUTREACH AND TECHNICAL ASSISTANCE- LEGAL SUPPORT AND ASSISTANCE- COALITION BUILDING2. RESEARCH AND EVALUATION- EVALUATE EXISTING, NON-BEST PRACTICE PROGRAMS LIKE THE VOLUNTARY MARKETING RESTRICTIONS- MONITOR AND EXPOSE INDUSTRY PRACTICES- SUPPORT NEW RESEARCH LIKE THE ECONOMICS OF HIGHER SODA TAXES, THE IMPACT OF PACKAGE LABELING ETC.3. CAPACITY-BUILDING- TECHNICAL ASSISTANCE AND SUPPORT TO GOVERNMENT- TRAIN JOURNALIST, LAWYERS, AND ADVOCATESPARTNERS AND ROLES:- EI PODER DEL CONSUMIDOR: MEDIA ADVOCACY AND COALITION BUILDING- POLITHINK: POLITICAL OUTREACH AND COALITION BUILDING- MEXICAN NATIONAL INSTITUTE OF PUBLIC HEALTH: RESEARCH AND EVALUATION- THE INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE; ON-THE-GROUND PROJECT OVERSIGHT AND TECHNICAL ASSISTANCEEXPECTED OUTCOMES: 1. ADOPTION OF OBESITY PREVENTION STRATEGIES NATIONALLY AND/OR SUB-NATIONALLY; 2. STRENGTHENED CIVIL SOCIETY; 3. GENERATION OF NEW EVIDENCE.IMDP: 2013 7 CORE COURSES OFFERED IN 3 LOCATIONS: MALAYSIA, SOUTH AFRICA AND THE UNITED STATES OF AMERICA 2 OTHER COURSES IN CHINA AND MEXICO 125 CORE COURSES PARTICIPANTS FROM 47 COUNTRIES 23 MINISTRIES OF HEALTH SERVED 102 NGOS SERVED 10 TOBACCO-CONTROL FOCUSED COURSES OFFERED IN HIGH-BURDEN COUNTRIES: BANGLADESH, INDONESIA, CHILE, RUSSIA, CHINA, MEXICO AND INDIA 198 TOBACCO CONTROL COURSES PARTICIPANTS FROM 7 COUNTRIES 8532175 5101447 178872 49153540 1 1 0 0 0 0 0 0 1 0 1 0 0 0 1 1 1 0 0 0 1 1 1 0 0 0 0 1 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 1 56 0 60 1 0 0 0 0 0 0 0 0 0 0 X 23 21 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 IL NJ NY X X MILI CHOWFLA SR VP FINADMIN 2125005738 61 BROADWAY SUITE 1720 NEW YORK NY 10006 X LOUIS JAMES DE VIEL CASTEL CHAIRMAN 3.00 3.00 X X 0 0 0 MARC SZNAJDERMAN VICE CHAIR FOR PROGRAMS 3.00 3.00 X X 0 0 0 ANDREW S RENDEIRO VICE CHAIR FOR OPERATIONS 3.00 3.00 X X 0 0 0 SCOTT HALSTEAD TREASURER 3.00 X X 0 0 0 ERIC ROSENBAUM SECRETARY 3.00 3.00 X X 0 0 0 JOSE LUIS CASTRO PRESIDENT AND CEO 1.00 40.00 X X 108333 42308 4043 PETER A BALDINI TRUSTEE & SR. 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DTR COMMUNICATION/PROJECTS 1.00 40.00 X 75833 55000 16935 PAULA FUJIWARA SCIENTIFIC DIRECTOR 40.00 X 280200 0 32877 IRA D RUSEN SR VP RESEARCH & DEVELOPME 40.00 X 250000 0 5667 ADAM M KARPATI SR VP PUBLIC HEALTH 40.00 X 258750 0 38584 PHILIP SETEL VP AND DIRECTOR PUBLIC HEALTH 40.00 X 183333 0 22079 WHITNEY REITZ SR. VP OF MATERNAL AND CHILD HEALTH 40.00 X 166474 0 23425 RAJITA BHAVARAJU DIRECTOR OF CURRICULUM AND ASSESSMENT 40.00 X 107084 0 29536 MARIANNE GAYE-AYRAULT DIRECTOR, IMDP 40.00 X 109295 0 576 JOHANNA BIRCKMAYER SR. TECHNICAL ADVISOR 40.00 X 114115 0 17111 THU-NHI NGUYEN-PETIT DEPUTY DIRECTOR, TREAT TB 40.00 X 107122 0 6807 2425539 393829 325711 14 0 1 0 MOSES & SINGER 405 LEXINGTON AVENUE NEW YORK NY 10174 LEGAL SERVICES 1000912 OLIVER GLOBAL 173 W 81ST STREET 5W NEW YORK NY 10024 COMMUNICATION SERVICES 577421 EURO-ASIA HOLIDAYS INC 262 W 38 STREET STE 902 NEW YORK NY 10018 TRAVEL SERVICES 537364 PATTERSON BELKNAP WEBB & TYLER LLP 1133 AVENUE OF THE AMERICAS NEW YORK NY 100366710 LEGAL SERVICES 177810 BRUCE MAU DESIGN 469C KING STREET WEST ON M5V 1K4 TORONTO CA BRANDING AGENCY 152756 7 8833805 86538985 95372790 IMDP COURSE FEES 541900 178872 178872 178872 98091 98091 OTHER REVENUE 900099 65410 65410 65410 95715163 178872 0 163501 6030331 6030331 66519 66519 31492423 31492423 2228578 1863412 258913 106253 2548778 2131145 296114 121519 88734 74194 10309 4231 346001 289307 40198 16496 331746 277387 38542 15817 1280388 1201019 79369 62643 58760 3883 3003007 2184857 818150 87286 84365 2921 100323 94104 6219 795451 734377 61074 1578848 1376417 183639 18792 185644 135592 49194 858 29140 29140 123372 81923 41449 PROJECT SUPPLIES/EQUIPM 515858 488905 26953 TRAINING AND RECRUITMEN 56754 50435 4819 1500 SUBSCRIPTIONS,REFERENCE 45846 45413 149 284 REPAIRS AND MAINTENANCE 43599 43229 370 352758 349426 1148 2184 51394027 49153540 1952553 287934 1614186 2172225 5025739 31849538 12373323 27642553 57334 4800 757422 601948 117688 155474 12428 12585 19200698 61837175 561974 232468 6778881 6467088 1151191 140767 559311 440894 9051357 7281217 X -2516602 -6961678 12665943 61517636 10149341 54555958 19200698 61837175 X 44321136 85481 X X 0 1 X 1 1 1 X 24925400 18600024 22668532 37044236 95372790 198610982 24925400 18600024 22668532 37044236 95372790 198610982 139429164 59181818 1246 5102 623 3160 98091 108222 11608 1760 65410 78778 198797982 395541 0.29770 0.35040 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 106101 68697 37404 651321 533251 118070 155474 DEFERRED RENT 182597 DUE TO UNION PARIS 258297 440894 X 95800644 85481 85481 95715163 0 95715163 51394027 0 51394027 0 51394027 PART IV, LINE 2B: THE INTERNATIONAL UNION AGAINST TUBERCULOSIS & LUNG DISEASE (IUATLD) IS ACTING AS FIDUCIARY FISCAL AGENT FOR THE NORTH AMERICAN REGION CHARTER OF THE UNION(NAR) FUNDS. THESE FUNDS ARE HELD IN A DESIGNATED BANK ACCOUNT. THE BALANCE OF FUNDS AS OF DECEMBER 31, 2015 IS $140,767. DURING 2015, IUATLD, INC., THROUGH THE UNION, WAS THE SUB-RECIPIENT OF $8.8 MILLION IN US GOVERNMENT FUNDS, TO SUPPORT ACTIVITIES ASSOCIATED WITH THE UNION-LED IMPLEMENTATION OF THE INTERNATIONAL TREAT TB INITIATIVE, A MULTI-YEAR RESEARCH INITIATIVE FUNDED BY THE UNITED STATES AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID), FOR WHICH IUATLD, INC. SERVES AS A COORDINATING AND ADMINISTRATIVE HUB. PART X, LINE 2: IUATLD, INC. RECOGNIZES THE EFFECT OF INCOME TAX POSITIONS ONLY IF THOSE POSITIONS ARE MORE LIKELY THAN NOT TO BE SUSTAINED. MANAGEMENT HAS DETERMINED THAT THE IUATLD, INC. HAD NO UNCERTAIN TAX POSITIONS THAT WOULD REQUIRE FINANCIAL STATEMENT RECOGNITION OR DISCLOSURE. IUATLD, INC. IS NO LONGER SUBJECT TO EXAMINATIONS BY THE APPLICABLE TAXING JURISDICTIONS FOR PERIODS PRIOR TO 2012. PART XI, LINE 2D - OTHER ADJUSTMENTS: RELATED TO THE ACQUISITION OF WORLD LUNG FOUNDATION(WLF) - 85,481. ASSUMPTION OF WLF ASSETS AND LIABILITIES 1 AFRICA GRANTS TO RECIPIENTS LOCATED IN THE REGION 4120490 ASIA GRANTS TO RECIPIENTS LOCATED IN THE REGION 3962358 EAST ASIA AND THE PACIFIC GRANTS TO RECIPIENTS LOCATED IN THE REGION 2702214 EUROPE GRANTS TO RECIPIENTS LOCATED IN THE REGION 19435809 NORTH AMERICA GRANTS TO RECIPIENTS LOCATED IN THE REGION 170617 SOUTH AMERICA GRANTS TO RECIPIENTS LOCATED IN THE REGION 785529 RUSSIA GRANTS TO RECIPIENTS LOCATED IN THE REGION 315406 0 0 0 0 0 0 31492423 0 31492423 AFRICA DATA FOR HEALTH 471627 WIRE TRANSFER AFRICA TOBACCO CONTROL 260229 WIRE TRANSFER AFRICA TREAT TB PROJECT 1213695 WIRE TRANSFER AFRICA MATERNAL HEALTH 1298259 WIRE TRANSFER ASIA TOBACCO CONTROL 2938152 WIRE TRANSFER ASIA TOBACCO CONTROL & ROAD SAFETY 38670 WIRE TRANSFER ASIA TREAT TB PROJECT 55000 WIRE TRANSFER EAST ASIA AND THE PACIFIC TOBACCO CONTROL 2433537 WIRE TRANSFER EAST ASIA AND THE PACIFIC ROAD SAFETY 12500 WIRE TRANSFER EAST ASIA AND THE PACIFIC TREAT TB PROJECT 256177 WIRE TRANSFER EUROPE TOBACCO CONTROL 5890566 WIRE TRANSFER JGAO - 05/24/16 02:55PM WORKSHEET SCHEDULE F EUROPE TREAT TB PROJECT 1875765 WIRE TRANSFER EUROPE TOBACCO CONTROL, TREAT TB & ROAD SAFETY 11200922 WIRE TRANSFER EUROPE EDUCATION 52532 WIRE TRANSFER NORTH AMERICA TOBACCO CONTROL 147385 WIRE TRANSFER NORTH AMERICA TREAT TB PROJECT 22903 WIRE TRANSFER NORTH AMERICA OBESITY 114500 WIRE TRANSFER SOUTH AMERICA TOBACCO CONTROL 645618 WIRE TRANSFER SOUTH AMERICA TREAT TB PROJECT 77203 WIRE TRANSFER JGAO - 05/24/16 02:25PM WORKSHEET SCHEDULE F RUSSIA TOBACCO CONTROL 315406 WIRE TRANSFER 91 16 TOBACCO CONTROL AFRICA 19 915136 WIRE TRANSFER TOBACCO CONTROL ASIA 25 1124694 WIRE TRANSFER TOBACCO CONTROL EUROPE 5 416023 WIRE TRANSFER TOBACCO CONTROL NORTH AMERICA 2 39000 WIRE TRANSFER TOBACCO CONTROL SOUTH AMERICA 8 62709 WIRE TRANSFER 0 0 0 0 0 0 PART I, LINE 2: IUATLD, INC. IS BOTH A RECIPIENT AND ISSUER OF GRANT FUNDING. THE ORGANIZATION MAINTAINS A GRANT FUNDING MONITORING SYSTEM TO EFFECTIVELY MONITOR AND REPORT RESULTS OF GRANT FUNDING ISSUED TO RECIPIENTS. THIS SYSTEM FEATURES A STANDARDIZED GRANTS FUNDING AGREEMENT AND REPORTING FORMAT. VARIOUS IUATLD, INC. STAFF ARE INVOLVED IN THE SYSTEM ESTABLISHED TO ISSUE AND MONITOR GRANT FUNDS. THIS INCLUDES THE FINANCE AND OPERATIONS OFFICER, WHO OVERSEES THE PROCESS TO ISSUE GRANT FUNDING AGREEMENTS, AND THE RESEARCH AND EVALUATION COORDINATOR WHO OVERSEES DAY TO DAY MANAGEMENT OF INFORMATION RELATED TO RECIPIENT PROGRESS AND REPORTS. PART I, LINE 3: EXPENDITURES ARE RECOGNIZED UNDER THE ACCRUAL BASIS OF ACCOUNTING. 1 ACTION ON SMOKING AND HEALTH (ASH) 2013 H STREET NW WASHINGTON DC 20006 132603590 501(C)(3) 618750 TOBACCO CONTROL ENCOMPASS LLC 105000 ALLOWAY DRIVE POTOMAC MD 20854 522228651 N/A 19549 TREAT TB PROGRAM WORLD LUNG FOUNDATION 61 BROADWAY SUITE 2800 NEW YORK NY 10006 202432410 501(C)(3) 4152023 PREMERGER GRANT TO COVER PAYROLL AND OPERATING EXPENSES FAMILY HEALTH INTERNATIONAL (FHI 360) 359 BLACKWELL STREET SUITE 200 DURHAM NC 27701 237413005 501(C)(3) 85960 TREAT TB PROGRAM HEALTH ALLIANCE INTERNATIONAL (HAI) 1107 NE 45TH STREET SUITE 350 SEATTLE WA 98105 943047981 501(C)(3) 108941 TREAT TB PROGRAM HEALTH RESEARCH INC ROSWELL PARK CANCER INSTITUTE ELM AND CARLTON STREETS BUFFALO NY 14263 141402155 501(C)(3) 25800 TOBACCO CONTROL LANGUAGE DEPARTMENT LLC 526 WEST ST 26TH ST NEW YORK NY 10001 271364882 N/A 10000 TOBACCO CONTROL NACTO (NATIONAL ASSOCIATION OF CITY TRANSPORATION) 120 PARK AVENUE NEW YORK NY 10017 201874085 501(C)(3) 320000 ROAD SAFETY QUINTILES PROFESSIONAL SERVICES CENTER PO BOX 13979 RESEARCH TRAINGLE PARK NC 27709 561323952 N/A 632550 TREAT TB PROGRAM UNIVERSITY OF PITTSBURGH 123 UNIVERSITY PL B21 PITTSBURGH PA 15213 250965591 501(C)(3) 30455 DATA FOR HEALTH VECTOR MEDIA GROUP 18 WEST 21 STREET NEW YORK NY 10010 593833142 N/A 5785 TOBACCO CONTROL PARTNERS IN HEALTH (PIH) 888 COMMONWEALTH AVENUE BROOKLINE MA 02446 043567502 501(C)(3) 18856 TREAT TB PROGRAM 8 4 PROJECT SUPPORT & INTERNATIONAL EXPERTISE 3 11536 TREAT TB PREVALENCE SURVEY 2 54983 FORM 990, SCHEDULE I, PART I, LINE 2 THE SUB-GRANTESS ARE REQUIRED TO SUBMIT QUARTERLY FINANCIAL REPORTS AND NARRATIVES TO PROJECT MANAGERS. VARIANCES FROM THE APPROVED BUDGET ARE SCRUTINIZED AND EXPLAINED. ORGANIZATION ALSO REQUEST THE ANNUAL FINANCIAL STATEMENT AND AUDITOR'S REPORT FROM SUB-GRANTEES. PROJECT MANAGER CONDUCTS INTERNAL AUDIT ON-SITE WHEN NEEDED. X X X X 0 0 0 0 0 0 0 0 0 JOSE LUIS CASTRO PRESIDENT AND CEO 108333 42308 0 0 0 0 2333 1692 18 0 110684 44000 0 0 PETER A BALDINI TRUSTEE & SR. ADVISOR FOR NEW BUSINE 134167 147308 0 0 0 0 0 0 14059 8614 148226 155922 0 0 MILI CHOWFLA SENIOR VP FINANCE & ADMINISTRATION 175000 0 0 0 0 0 7000 0 23558 0 205558 0 0 0 SANDRA MULLIN SR. VP, POLICY, ADVOCACY & COMMUNICA 122500 85751 0 0 0 0 4900 3430 9160 5956 136560 95137 0 0 SEMIR TANOVIC SR. VP OF GLOBAL OPERATIONS 145833 0 0 0 0 0 5833 0 23370 0 175036 0 0 0 STEPHEN HAMILL ASSOC. DTR COMMUNITY ADVOCACY 87500 63462 0 0 0 0 3500 2538 12924 3229 103924 69229 0 0 PAULA FUJIWARA SCIENTIFIC DIRECTOR 280200 0 0 0 0 0 11208 0 21669 0 313077 0 0 0 IRA D RUSEN SR VP RESEARCH & DEVELOPME 250000 0 0 0 0 0 3641 0 2026 0 255667 0 0 0 ADAM M KARPATI SR VP PUBLIC HEALTH 258750 0 0 0 0 0 9550 0 29034 0 297334 0 0 0 PHILIP SETEL VP AND DIRECTOR PUBLIC HEALTH 183333 0 0 0 0 0 7333 0 14746 0 205412 0 0 0 WHITNEY REITZ SR. VP OF MATERNAL AND CHILD HEALTH 166474 0 0 0 0 0 6076 0 17349 0 189899 0 0 0 FORM 990, PART III, LINE 2 THE ORGANIZATION UNDERTOOK NEW PROGRAMS IN FY 2015. THE NEW PROGRAMS INCLUDE DATA FOR HEALTH AND ROAD SAFETY. FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION CHANGED ITS BY-LAWS RELATED TO THE MERGER - ACQUISITION OF WORLD LUNG FOUNDATION. THE CHANGES ARE INCLUDED THE FOLLOWINGS: 1. THE NUMBER OF TRUSTEES CHANGED FROM 3-12 TO 9-27 WITH THE EXACT NUMBER OF TRUSTEES TO BE FIXED FROM TIME TO TIME, WITHIN SUCH LIMITS, BY THE BOARD; PROVIDED, HOWEVER, THAT NO DECREASE IN THE NUMBER OF TRUSTEES SHALL AFFECT THE TENURE OF OFFICE OF ANY INCUMBENT TRUSTEE. 2. DUE TO THE JUNE 1ST, 2015 MERGER BETWEEN THE CORPORATION AND THE WORLD LUNG FOUNDATION, INC., A NEW YORK NOT-FOR-PROFIT CORPORATION (THE "MERGER"), THE TRUSTEES AND TRUSTEES OF THE MERGING CORPORATIONS PRIOR TO THE MERGER UNDERSTAND AND ACCEPT THAT THEIR TENURE AS TRUSTEES OR TRUSTEES OF THE MERGING CORPORATIONS IS AFFECTED BY THE MERGER AND THESE AMENDED AND RESTATED BYLAWS. IN ADDITION TO THE EX OFFICIO TRUSTEES, THE TRUSTEES OF THE CORPORATION WHO SHALL BE IN OFFICE AS OF THE EFFECTIVE DATE OF THE MERGER (THE "MERGER TRUSTEES") ARE LISTED ON THE ATTACHED SCHEDULE A, WHICH SHALL INCLUDE EACH MERGER TRUSTEE'S TERM IN OFFICE. THE MERGER TRUSTEES SHALL BE GIVEN TERMS OF ONE YEAR, TWO YEARS OR THREE YEARS SO THAT APPROXIMATELY ONE-THIRD (1/3) OF THE MERGER TRUSTEE POSITIONS ARE UP FOR ELECTION AT EACH OF THE THREE ANNUAL MEETINGS OF THE BOARD FOLLOWING THE MERGER. A MERGER TRUSTEE'S TERM EXPIRES AT THE EARLIER OF (I) THE ANNUAL MEETING OF THE BOARD HELD IN THE CALENDAR YEAR IN WHICH A MERGER TRUSTEE'S TERM AS INDICATED ON SCHEDULE A EXPIRES AND THAT MERGER TRUSTEE'S SUCCESSOR IS ELECTED AND QUALIFIED AND TAKES OFFICE, OR (II) AT A MERGER TRUSTEE'S EARLIER DEATH, DISQUALIFICATION, RESIGNATION OR REMOVAL. 3. ADDED SECTION 4.5 - ELECTION & TERM OF ELECTED TRUSTEES. TRUSTEES ELECTED AT AN ANNUAL MEETING ("ELECTED TRUSTEES") SHALL SERVE A THREE (3) YEAR TERM THAT SHALL EXPIRE AT THE EARLIER OF (I) THE ANNUAL MEETING OF THE BOARD HELD IN THE CALENDAR YEAR IN WHICH AN ELECTED TRUSTEE'S THREE-YEAR TERM EXPIRES AND THAT ELECTED TRUSTEE'S SUCCESSOR IS ELECTED AND QUALIFIED AND TAKES OFFICE, OR (II) AT AN ELECTED TRUSTEE'S EARLIER DEATH, DISQUALIFICATION, RESIGNATION OR REMOVAL. IF AN ELECTED TRUSTEE HAS BEEN RE-ELECTED TO THREE FULL THREE-YEAR TERMS, CONSECUTIVELY, WITHOUT AT LEAST A ONE (1) YEAR BREAK IN SERVICE, SUCH TRUSTEE SHALL BE ELIGIBLE FOR A THIRD (OR MORE) CONSECUTIVE RE-ELECTION(S) ONLY AFTER A REVIEW OF THE TRUSTEE'S SERVICE BY THE BOARD (OR A COMMITTEE OF THE BOARD), WITH THE LENGTH OF SUCH TRUSTEE'S CONTINUOUS SERVICE BEING FORMALLY ACKNOWLEDGED BEFORE ANY SUBSEQUENT CONSECUTIVE REELECTION AS A TRUSTEE. WHEN ELECTING INDIVIDUALS TO SERVE AS ELECTED TRUSTEES, THE TRUSTEES VOTING AT THE ANNUAL MEETING OF THE BOARD SHALL CONSIDER INDIVIDUALS RECOMMENDED BY RESOLUTION OF THE NOMINATING COMMITTEE, IF ANY, BUT SHALL NOT BE UNDER ANY OBLIGATION TO ELECT SUCH INDIVIDUALS. 4. UPDATED SECTION 6.1 - NUMBER & TITLES. THE CORPORATION SHALL HAVE A CHAIRPERSON OF THE BOARD, VICE CHAIRPERSON FOR PROGRAMS, VICE CHAIRPERSON FOR OPERATIONS, PRESIDENT & CHIEF EXECUTIVE OFFICER, TREASURER, AND SECRETARY, ALL OF WHOM SHALL BE SELECTED FROM THE MEMBERS OF THE BOARD. THE CORPORATION ALSO SHALL HAVE A CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER, CHIEF ACADEMIC OFFICER AND SUCH OTHER OFFICERS OR ASSISTANT OFFICERS AS THE PRESIDENT & CHIEF EXECUTIVE OFFICER MAY FROM TIME TO TIME DETERMINE, ALL OF WHOM MAY, BUT NEED NOT, BE A MEMBER OF THE BOARD ("EXECUTIVE OFFICERS"). THE CHIEF EXECUTIVE OFFICER SHALL BE A MEMBER EX OFFICIO OF THE BOARD WITH FULL VOTING RIGHTS. ANY TWO OR MORE OFFICES MAY BE HELD BY THE SAME PERSON. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD OF DIRECTORS MEMBERS ARE PROVIDED WITH ELECTRONIC COPY OF THE 990 DRAFT FOR THEIR REVIEW. A BOARD OF DIRECTORS MEETING IS CALLED BY THE EXECUTIVE DIRECTOR TO DISCUSS THE DRAFT AND APPROVE IT FOR FILING. FORM 990, PART VI, SECTION B, LINE 12C IUATLD, INC. HAS IN PLACE A CONFLICT OF INTEREST POLICY WHICH IT ANNUALLY MONITORS AND ENFORCES. THE BOARD OF DIRECTORS MANDATES THAT ALL MEMBERS OF MANAGEMENT AND THE GOVERNING BODY ANNUALLY SIGN A CONFLICT OF INTEREST POLICY AND DISCLOSE ANY POTENTIAL OR ACTUAL CONFLICTS THAT MAY EXIST. THE SIGNED POLICIES ARE SUBMITTED TO THE EXECUTIVE DIRECTOR (WHO CURRENTLY SERVES AS THE ORGANIZATION'S COMPLIANCE OFFICER) WHO REVIEWS THE SIGNED ATTESTATIONS FOR POTENTIAL OR ACTUAL CONFLICTS. (IN THE ABSENCE OF A DEDICATED COMPLIANCE OFFICER, THE PRESIDENT OF THE BOARD OF DIRECTORS CURRENTLY PERFORMS THIS FUNCTION FOR THE POLICY SUBMITTED BY THE EXECUTIVE DIRECTOR). IF POTENTIAL OR ACTUAL CONFLICTS OF INTEREST EXIST, PROPER NOTIFICATIONS ARE MADE, AND RESULTS OF INVESTIGATIONS ARE SUMMARIZED AND REPORTED TO THE BOARD OF DIRECTORS. IF ACTUAL CONFLICTS EXIST, THE INDIVIDUAL(S) INVOLVED ARE NOT ALLOWED TO VOTE OR BE A PART OF ANY DECISIONS ABOUT ANY SUCH TRANSACTIONS THAT RELATE TO THE CONFLICT UNTIL SUCH TIME AS THERE IS NO LONGER A CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 IUATLD, INC. HAS ESTABLISHED A WRITTEN COMPENSATION POLICY TO BE FOLLOWED BY MANAGEMENT AND, WHEN NECESSARY, THE BOARD OF DIRECTORS IN ORDER TO ESTABLISH THE COMPENSATION FOR THE EXECUTIVE DIRECTOR AND OTHER KEY EMPLOYEES. THE POLICY MANDATES THAT EXECUTIVE-LEVEL COMPENSATION BE PERIODICALLY REVIEWED BY MANAGEMENT AND THE BOARD OF DIRECTORS AND THAT THE REVIEW PROCESS SHOULD BE FREE OF POTENTIAL CONFLICTS OF INTEREST. THE APPROVING ENTITY NEEDS TO REVIEW APPROPRIATE AND ADEQUATE DATA TO DETERMINE THE REASONABLENESS OF COMPENSATION BEING CONSIDERED. A VARIETY OF INFORMATION AND COMPARABILITY DATA ARE AVAILABLE TO DETERMINE THAT THE APPROPRIATE LEVEL OF COMPENSATION IS BEING PAID TO EXECUTIVES. THESE INCLUDE SURVEYS OF NEW YORK CITY-BASED NON-PROFIT COMPENSATION PRACTICES, COMPARABLE PACKAGES FOR KEY STAFF OF PEER ORGANIZATIONS, AND COMPENSATION PRACTICES EXPECTED BY PROJECT DONORS. DECISIONS TAKEN ON COMPENSATION LEVELS TO BE PAID MUST BE DOCUMENTED IN WRITTEN FORM TO INCLUDE THE DATES DECISIONS ARE TAKEN, THE PARTIES PRESENT DURING THE DECISION, THE FULL TERMS APPROVED AND THE COMPARABILITY DATA USED AND RELIED UPON TO MAKE THE DECISION. THE COMPENSATION REVIEW PROCESS FOR THE EXECUTIVE DIRECTOR AND SENIOR ADVISOR POSITIONS WAS UNDERTAKEN IN SEPTEMBER 2015. THE EXECUTIVE DIRECTOR'S COMPENSATION LEVEL WAS SET BASED ON A NUMBER OF FACTORS IN ADDITION TO THE ONES DESCRIBED ABOVE, INCLUDING COMPARABLE COMPENSATION LEVELS FOR A) NEW YORK CITY-BASED EXECUTIVES OVERSEEING NOT FOR PROFIT ORGANIZATIONS AND AFFILIATE OFFICES OF INTERNATIONAL ORGANIZATIONS, B) PUBLIC HEALTH PROFESSIONALS WITH 15-20 YEARS EXPERIENCE IN PROJECT MANAGEMENT, PARTNERSHIPS AND OPERATIONS AND LASTLY THE SALARY EXPECTATIONS OF KEY DONORS TO IUATLD, INC.-COORDINATED PROJECTS. THE SENIOR ADVISOR'S COMPENSATION LEVEL WAS SET BASED ON A NUMBER OF FACTORS INCLUDING COMPARABLE COMPENSATION LEVELS FOR U.S. BASED MEDICAL DOCTORS WHO A) HAVE A VERY HIGH LEVEL OF CLINICAL EXPERIENCE IN THE TREATMENT, CONTROL AND PREVENTION OF TUBERCULOSIS AND HIV/AIDS, B) HAVE AT LEAST TWENTY YEARS OF EXPERIENCE IN MANAGING COMPLEX PUBLIC HEALTH PROGRAMS, INTERNATIONAL RESEARCH PROJECTS AND INTERNATIONAL TECHNICAL ASSISTANCE PROJECTS IN DEVELOPING COUNTRY SETTINGS AND C) HAVE DEEP EXPERIENCE IN WORKING WITH U.S. GOVERNMENT TECHNICAL AGENCIES AND DONORS INVOLVED IN GLOBAL LUNG HEALTH INITIATIVES. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICIES AND FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST AND ALSO POSTED TO: BETTER BUSINESS BUREAU SERVING METROPOLITAN NEW YORK 30 E 33RD STREET 12TH FLOOR NEW YORK, NY 10016 FORM 990, PART VII - A EFFECTIVE JUNE 1, 2015, THE WORLD LUNG FOUNDATION("WLF") WAS ACQUIRED BY IUATLD, INC. AS A RESULT OF THIS MERGER, THE BOARD OF IUATLD, INC. HAS BEEN RECONSTITUTED AND NOW INCLUDES SOME FORMER MEMBERS OF THE WLF BOARD. FORM 990, PART XI, LINE 9: RELATED TO THE ACQUISITION OF WORLD LUNG FOUNDATION(WLF) - 85,481. ASSUMPTION OF WLF ASSETS AND LIABILITIES FORM 990, PART XI, LINE 2C: THIS PROCESS DID NOT CHANGE FROM THE PRIOR YEAR. WORLD LUNG FOUNDATION(DISSOLVED 612015) 61 BROADWAY NEW YORK NY 10006 202432410 TOBACCO REDUCTION/HEALTH RESEARCH INITIATIVE NY 501(C)(3) 11 INTERNATIONAL UNION AGAINST TUBERCULOSIS AND LUNG DISEASE INC 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 0 1 WORLD LUNG FOUNDATION B 4152023 FMV WORLD LUNG FOUNDATION S 546733 FMV/COST