2016-05-31T13:56:57-05:00 2015-09-30 521511275 RAFFA PC 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2014-10-01 530226780 NATIONAL LEAGUE OF CITIES NATI 2026263063 1301 PENNSYLVANIA AVENUE NW NO 550 WASHINGTON DC 200041763 CLARENCE E ANTHONY EXECUTIVE DIRECTOR 2026263063 2016-05-31 1 FRANK H SMITH P00639053 2028225000 2016-05-12 2014 2016-08-17 19:52:53Z CLARENCE E ANTHONY 1301 PENNSYLVANIA AVENUE NW NO 550 WASHINGTON DC 200041763 24813992 0 X WWW.NLC.ORG X 1933 IL MEMBERSHIP ORGANIZATION FORMED TO FURNISH INFORMATION AND SERVICES TO ASSIST MUNICIPALITIES. 52 52 86 62 1184678 867748 73194 0 14227205 14525272 1123370 1699636 71157 1137510 15494926 17362418 0 0 0 0 8293512 8944439 0 0 0 7020279 7025424 15313791 15969863 181135 1392555 34593210 34053595 6433511 6716610 28159699 27336985 X THE LARGEST AND OLDEST ORGANIZATION REPRESENTING AND PROMOTING CITIES AS CENTERS OF OPPORTUNITY, GOVERNANCE AND LEADERSHIP. 0 0 11022948 13193389 MEMBERSHIP SERVICES - VARIOUS CONSULTATION SERVICES FOR MEMBER STATES AND LEAGUES, SPONSORING SEMINARS, REPORTS TO MEMBERS BASED ON RESEARCH PERFORMED BY NLC. PROVIDED PARTICIPATION FOR MEMBERS SELECTED TO SERVE ON SEVEN POLICY COMMITTEES WHO DEVELOP POLICY POSITIONS AND RESOLUTIONS OF THE LEAGUE, AND HOSTED NUMEROUS WEBINARS TO KEEP MEMBERS INFORMED ON ISSUES OF CURRENT INTEREST. MEMBERS ALSO SERVE ON STANDING MEMBERSHIP, FINANCE, ADVISORY, AUDIT AND INVESTMENT ADVISORY COMMITTEES. NLC HAS 1,842 CITIES AND 48 STATE LEAGUES AS MEMBERS OF THE NATIONAL LEAGUE OF CITIES.CONFERENCES AND EXHIBITS - HOSTED TWO LARGE CONFERENCES FOR MEMBERS; ONE IN AUSTIN, TX WITH OVER 3,750 ATTENDEES AND MORE THAN 180 EXHIBITORS; AND THE OTHER IN WASHINGTON, DC WITH OVER 2,000 ATTENDEES. IN ADDITION, NLC CONDUCTED AT LEAST 7 WORKSHOPS AND 15 LEADERSHIP TRAINING SESSIONS FOR MEMBERS.BUSINESS PARTNERSHIPS - CONTINUED TO DELIVER A SUITE OF BUSINESS PARTNER PROGRAMS THAT SERVE CITIES AND TOWNS AND THEIR RESIDENTS WITH SAVINGS AND SOLUTIONS. MAJOR PROGRAMS INCLUDE THE U.S. COMMUNITIES GOVERNMENT PURCHASING ALLIANCE, A NATIONAL COOPERATIVE PURCHASING PROGRAM THAT PROVIDES DISCOUNTS ON PRODUCTS AND SERVICES; BUILD AMERICA MUTUAL, NLC'S PREFERRED PROVIDER OF MUNICIPAL BOND INSURANCE; THE NLC SERVICE LINE WARRANTY PROGRAM, WHICH OFFERS RESIDENTS AFFORDABLE WARRANTY PROTECTION TO REPAIR BROKEN OR LEAKING WATER AND SEWER LINES; THE NLC PRESCRIPTION DISCOUNT CARD PROGRAM, A FREE PRESCRIPTION DISCOUNT PROGRAM FOR RESIDENTS OF NLC MEMBER CITIES; AND THE NLC COMMUNITY SHOWCASE VIDEO PROGRAM, WHICH PRODUCES VIDEO WEBSITES FOR CITIES AND TOWNS. 11022948 0 0 0 1 0 0 0 0 0 1 0 0 1 1 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 1 118 0 1 86 1 1 1 0 0 0 0 0 0 0 X 52 52 0 0 0 0 1 1 0 1 1 0 0 1 1 0 0 1 1 1 0 0 X CLARENCE ANTHONY EXECUTIVE DIR 2026263063 1301 PENNSYLVANIA AVENUE NW NO 550 WASHINGTON DC 200041763 HON RALPH E BECKER PRESIDENT & CHAIR 1.00 1.00 X X 0 0 0 HON MELODEE COLBERT-KEAN FIRST VICE PRESIDENT 1.00 1.00 X X 0 0 0 HON MATT ZONE SECOND VICE PRESIDENT 1.00 1.00 X X 0 0 0 HON CHRISTOPHER B COLEMAN IMMEDIATE PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON TED ELLIS PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON BRIAN J O'NEILL PAST PRESIDENT 1.00 1.00 X X 0 0 0 HON MATTHEW APPELBAUM DIRECTOR 1.00 1.00 X 0 0 0 HON TENNELL ATKINS DIRECTOR 1.00 1.00 X 0 0 0 HON KEVIN AVILLA DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON RICKI BARLOW DIRECTOR 1.00 1.00 X 0 0 0 HON ROBERT BAUMAN DIRECTOR 1.00 1.00 X 0 0 0 HON JOE BUSCAINO DIRECTOR 1.00 1.00 X 0 0 0 HON MARY L CAMERON DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON WALLY CAMPBELL DIRECTOR 1.00 1.00 X 0 0 0 HON LELAND CHEUNG DIRECTOR 1.00 1.00 X 0 0 0 HON JOE DAVIS SR DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON DENNIS DOYLE DIRECTOR 1.00 1.00 X 0 0 0 HON SAMUEL FERRERI DIRECTOR 1.00 1.00 X 0 0 0 HON KAREN FREEMAN-WILSON DIRECTOR 1.00 1.00 X 0 0 0 HON JASMINE GORE DIRECTOR 1.00 1.00 X 0 0 0 HON ELVI GRAY-JACKSON DIRECTOR 1.00 1.00 X 0 0 0 HON RONALD C GREEN DIRECTOR 1.00 1.00 X 0 0 0 MR MATTHEW GRELLER DIRECTOR 1.00 1.00 X 0 0 0 HON ANDY HAFEN DIRECTOR 1.00 1.00 X 0 0 0 HON MARY HAMANN-ROLAND DIRECTOR 1.00 1.00 X 0 0 0 MR SCOTT A HANCOCK DIRECTOR 1.00 1.00 X 0 0 0 HON KLAUS HANSON DIRECTOR 1.00 1.00 X 0 0 0 HON ELIZABETH HURST DIRECTOR 1.00 1.00 X 0 0 0 HON JACQUELYN E JOHNSON DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON VAN R JOHNSON II DIRECTOR 1.00 1.00 X 0 0 0 HON R MICHAEL KASPERZAK JR DIRECTOR 1.00 1.00 X 0 0 0 MR ALAN KEMP DIRECTOR 1.00 1.00 X 0 0 0 HON KEVIN KRAMER DIRECTOR 1.00 1.00 X 0 0 0 HON DOROTHY LAMARCHE DIRECTOR 1.00 1.00 X 0 0 0 HON CINDY LERNER DIRECTOR 1.00 1.00 X 0 0 0 MR CHRISTOPHER G LOCKWOOD DIRECTOR 1.00 1.00 X 0 0 0 HON PATRICIA LOCKWOOD DIRECTOR 1.00 1.00 X 0 0 0 MR SAM MAMET DIRECTOR 1.00 1.00 X 0 0 0 HON KATHY MANESS DIRECTOR 1.00 1.00 X 0 0 0 HON JESSE MATTHEWS DIRECTOR 1.00 1.00 X 0 0 0 HON THOMAS MCCARTHY DIRECTOR 1.00 1.00 X 0 0 0 HON A KEITH MCDONALD DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON GENE F MCGEE DIRECTOR 1.00 1.00 X 0 0 0 HON FELICIA A MOORE DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON JEFF MOORE DIRECTOR 1.00 1.00 X 0 0 0 HON JOE MOORE DIRECTOR 1.00 1.00 X 0 0 0 MR LAMAR NORTON DIRECTOR 1.00 1.00 X 0 0 0 HON BILL PELOZA DIRECTOR 1.00 1.00 X 0 0 0 HON GREGORY S PETTIS DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON JERMAINE REED DIRECTOR 1.00 1.00 X 0 0 0 HON DAVID SANDER DIRECTOR 1.00 1.00 X 0 0 0 MR BENNETT SANDLIN DIRECTOR 1.00 1.00 X 0 0 0 HON MICHAEL SESMA DIRECTOR 1.00 1.00 X 0 0 0 MR KEN SMITH DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON MARK STODOLA DIRECTOR 1.00 1.00 X 0 0 0 MR KEN STROBECK DIRECTOR 1.00 1.00 X 0 0 0 HON BETTY L TAYLOR DIRECTOR 1.00 1.00 X 0 0 0 HON PRISCILLA TYSON DIRECTOR 1.00 1.00 X 0 0 0 HON VICKI WELCH DIRECTOR 1.00 1.00 X 0 0 0 HON MURRY WITCHER DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 HON MICHAEL J WOJCIK DIRECTOR 1.00 1.00 X 0 0 0 MR DON ZIMMERMAN DIRECTOR (UNTIL 11/2014) 1.00 1.00 X 0 0 0 CLARENCE E ANTHONY EXECUTIVE DIRECTOR, SEC./TREAS. 31.50 6.00 X 426769 0 43016 ANTOINETTE SAMUEL DEPUTY EXECUTIVE DIRECTOR 31.50 6.00 X 214838 0 31988 CAROLYN COLEMAN DIRECTOR OF FEDERAL RELATIONS 37.50 X 196534 0 30350 STEPHANIE OSBORN DIRECTOR OF STRATEGIC PARTNERSHIPS 37.50 X 142987 0 20452 JANICE PAULINE DIRECTOR, CONFERENCES AND MEETINGS 37.50 X 139395 0 36993 JEFFREY KOTTLYN CONTROLLER (THRU 01/2015) 31.50 6.00 X 133598 0 1817 MARY GORDON PROG. DIR, CONS. GRPS (THRU 4/17/15) 37.50 X 123372 0 21798 BROOKS RAINWATER DIRECTOR, CSAR 37.50 X 120346 0 22702 1497839 0 209116 12 0 1 0 MINDSHIFT TECHNOLOGIES INC 309 WAVERLY OAKS ROAD 404 WALTHAM MA 02452 TECHNOLOGY CONSULTING 184686 ESPINOZA CONSTRUCTION 7728 LITTLE RIVER TURNPIKE ANNANDALE VA 22023 CONSTRUCTION PROJECTS 183015 CLIFTONLARSON 1961 GREEN SPRING DRIVE SUITE 300 TIMONIUM MD 21093 CONSULTING SERVICES 134428 3 MEMBERSHIP DUES 900099 6065099 6065099 CORP PARTNERS/SPONSORS 900099 2949532 2199041 553425 197066 SERVICE FEES 900099 2613191 2613191 ANNUAL CONF./EXHIBITS 900099 2438782 1857390 581392 SEMINARS 900099 458628 458628 40 40 14525272 1262850 1262850 25154 25154 1820442 1227024 593418 593418 57596 535822 6661336 6224550 436786 436786 436786 PART SHARE NET INC. 900099 381519 569351 -187832 REIMBURSEMENTS 900099 133113 133113 ADVERTISING 541800 4306 4306 518938 17362418 13193389 1184678 2984351 949886 949886 5765573 3676915 2088658 410588 261700 148888 1351601 998021 353580 466791 319292 147499 77903 77903 80887 80887 142178 142178 1405595 525282 880313 58345 48764 9581 436551 263010 173541 406464 43997 362467 1350748 6521 1344227 761435 623069 138366 1760402 1609447 150955 358445 358445 104720 21993 82727 UBI TAXES 457350 457350 GOVERNANCE COSTS 153245 6692 146553 DUES AND SUBSCRIPTIONS 125290 115949 9341 MISCELLANEOUS EXPENSES 76598 9713 66885 -730732 1542697 -2273429 15969863 11022948 4946915 0 1135964 2272950 561210 657382 358668 821226 623812 314674 10614399 10251792 435427 362607 26819668 26185650 1699624 1365184 2958837 2073922 34593210 34053595 631676 691360 4930580 5165483 871255 859767 6433511 6716610 X 25429352 25251723 2730347 2085262 28159699 27336985 34593210 34053595 1392555 -2216760 1491 0 X 0 1 X 1 0 1 0 0 4786671 4651430 135241 3077660 2898528 179132 2750068 2701834 48234 362607 DUE TO AFFILIATES 2073922 2073922 SUBTENANT RENTAL DEPOSITS 118188 DEFERRED COMPENSATION 741579 859767 X PART X, LINE 2: THE LEAGUE PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEARS ENDED SEPTEMBER 30, 2015 AND 2014, AND DETERMINED THAT THERE ARE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. X X 1 1 X X X 0 0 0 0 0 0 0 0 0 CLARENCE E ANTHONY EXECUTIVE DIRECTOR, SEC./TREAS. 396769 0 30000 0 0 0 19532 0 23484 0 469785 0 0 0 ANTOINETTE SAMUEL DEPUTY EXECUTIVE DIRECTOR 214787 0 51 0 0 0 21269 0 10719 0 246826 0 0 0 CAROLYN COLEMAN DIRECTOR OF FEDERAL RELATIONS 196483 0 51 0 0 0 19654 0 10696 0 226884 0 0 0 STEPHANIE OSBORN DIRECTOR OF STRATEGIC PARTNERSHIPS 142930 0 57 0 0 0 2267 0 18185 0 163439 0 0 0 JANICE PAULINE DIRECTOR, CONFERENCES AND MEETINGS 139395 0 0 0 0 0 14395 0 22598 0 176388 0 0 0 PART I, LINE 1A AS A PART OF HIS EMPLOYEE CONTRACT, THE EXECUTIVE DIRECTOR RECEIVED A HOUSING ALLOWANCE AND IS ALSO A MEMBER OF CITY CLUB WHICH IS USED EXLUSIVELY FOR BUSINESS LUNCHES AND TREATED AS A NON-TAXABLE BENEFIT. FORM 990, PART VI, SECTION A, LINE 6 CITIES ARE THE MEMBERS OF NLC AND LOCALLY ELECTED OFFICIALS- MAYORS AND COUNCIL MEMBERS AND THEIR STAFF ARE THE DIRECT BENEFICIARIES OF THE SERVICES PROVIDED. FORM 990, PART VI, SECTION A, LINE 7A THERE SHALL BE A BOARD OF DIRECTORS CONSISTING OF 40 MEMBERS AND THE NATIONAL LEAGUE PRESIDENT, FIRST VICE PRSIDENT, AND SECOND VICE PRESIDENT, PLUS ALL NATIONAL LEAGUE PAST PRESIDENTS IN ELECTIVE OFFICE IN A CITY, WHICH SHALL CONDUCT THE AFFAIRS OF THE NATIONAL LEAGUE WHEN REPRESENTATIVES OF THE MEMBERSHIP ARE NOT ASSEMBLED, INCLUDING, BY A MAJORITY VOTE OF BOARD OF DIRECTORS' MEMBERS, DETERMINATION OR MODIFICATION OF NATIONAL MUNICIPAL POLICIES ON NATIONAL LEGISLATION AFFECTING CITIES. THE BOARD OF DIRECTORS MAY REFER TO THE MEMBERSHIP BY LETTER BALLOT ANY MATTER WHICH IS NOT OTHERWISE PROVIDED FOR IN THESE BYLAWS, THE VOTING THEREON TO BE AS PROVIDED IN SECTION 5 OF ARTICLE IV. TWENTY MEMBERS OF THE BOARD OF DIRECTORS SHALL BE ELECTED EACH YEAR TO SERVE FOR A TERM OF TWO YEARS OF UNTIL THEIR SUCCESSORS ARE ELECTED AND QUALIFIED. THE TERM OF OFFICE OF ALL NEWLY-ELECTED BOARD MEMBERS SHALL COMMENCE IMMEDIATELY ON ADJOURNMENT OF THE ANNUAL BUSINESS MEETING. THE PRESIDENT AND FIRST VICE PRESIDENT SHALL BE CHAIRMAN AND VICE CHAIRMAN RESPECTIVELY OF THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION B, LINE 11 THE FEDERAL FORM 990 IS PREPARED BY NLC'S INDEPENDENT ACCOUNTING FIRM. ONCE IT IS PREPARED, THE DRAFT FORM 990 IS REVIEWED BY NLC'S SENIOR STAFF. THE DRAFT FEDERAL FORM 990 IS THEN PROVIDED TO THE FULL BOARD OF DIRECTORS FOR REVIEW AND REVISION IF NEEDED. FORM 990, PART VI, SECTION B, LINE 12 THE CONFLICT OF INTEREST POLICY IS SIGNED BY EACH MEMBER OF THE BOARD OF DIRECTORS. THE BOARD MEMBERS ARE REQUIRED NOT TO ENGAGE IN ANY ACTIVITY THAT IS CONSIDERED TO CONFLICT WITH THE OPERATIONS OF NLC. FORM 990, PART VI, SECTION B, LINE 15A FOR THE EXECUTIVE DIRECTOR, A SEARCH COMMITTEE IS ASSEMBLED, AND SALARY DETERMINED BY BENCHMARKING SURVEY, COMPENSATION REPORTS AND INPUT FROM HR DIRECTOR. ALL OTHER STAFF ARE HIRED THROUGH THE HUMAN RESOURCE DEPARTMENT AS GOVERNED BY THE HUMAN RESOURCE POLICY MANUAL. FORM 990, PART VI, SECTION C, LINE 19 NLC MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTERST POLICY AND FINANCIAL STATMENTS AVAILABLE UPON REQUEST. NATIONAL LEAGUE OF CITIES INSTITUTE INC 1301 PENNSYLVANIA AVENUE NW SUITE 5 WASHINGTON DC 200041763 526055762 RESEARCH AND ANALYSIS OF LOCAL GOVERNMENTS DE 501(C)(3) LINE 11A, I NATIONAL LEAGUE OF CITIES 1 NATIONAL LEAGUE OF CITIES SERVICES INC 1301 PENNSYLVANIA AVENUE NW SUITE 5 WASHINGTON DC 200041763 522185034 PAYROLL SERVICES DE NATIONAL LEAGUE OF CITIES C 12056703 891435 1.00000 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 NATIONAL LEAGUE OF CITIES SERVICES INC N 14914761 COST