2016-04-26T13:48:59-05:00 2015-06-30 341897225 HILL BARTH & KING LLC 3838 TAMIAMI TRAIL NORTH NAPLES FL 34103 990 2014-07-01 030482006 AVE MARIA UNIVERSITY INC AVEM 2392802500 5050 AVE MARIA BLVD AVE MARIA FL 34142 ROBERT FARNHAM VICE PRESIDENT FINANCE & ADMIN 2392802500 2016-04-26 1 GERD O FRANKE P00563316 2392632111 2016-03-24 2014 2016-08-17 19:52:53Z ROBERT FARNHAM 5050 AVE MARIA BLVD AVE MARIA FL 34142 59125500 0 X WWW.AVEMARIA.EDU X 2002 FL UNIVERSITY EDUCATION GROUNDED IN THE TRADITIONS AND FAITH OF THE ROMAN CATHOLIC CHURCH 27 25 752 5 0 0 13097566 11414878 28467351 28160981 618882 737495 2635886 1033945 44819685 41347299 11821928 9148123 0 0 12161244 14297608 0 0 2818170 23765141 22210839 47748313 45656570 -2928628 -4309271 285350065 281216010 69933253 68632207 215416812 212583803 UNIVERSITY EDUCATIONAL FACILITY TRAINING INDIVIDUALS TOWARDS BACCALAUREATE, MASTERS AND DOCTORATE DEGREES. 0 0 34912220 9148123 28202905 OPERATING A UNIVERSITY DEDICATED TO INSTRUCTING AND TRAINING INDIVIDUALS TOWARDS A BACCALAUREATE, MASTERS OR DOCTORATE DEGREES. 994 STUDENTS WERE SEEKING DEGREES AT AMU DURING THE 2014-2015 SCHOOL YEAR. 34912220 1 1 0 0 0 0 0 1 0 1 1 0 0 1 1 1 0 1 1 0 0 0 0 0 1 0 0 0 1 1 1 0 0 0 0 0 1 0 1 0 1 1 0 0 0 0 1 0 0 0 1 83 0 752 1 0 0 0 0 0 1 1 0 0 0 0 X 27 25 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 1 1 1 0 AK KS NH OR KY LA MA MD MO WA X X ROBERT FARNHAM 2392801674 5050 AVE MARIA BLVD AVE MARIA FL 34142 AM O'HARE TRUSTEE 2.00 X 0 0 0 ARTHUR C BROOKS PHD TRUSTEE 2.00 X 0 0 0 BARBARA B HENKELS TRUSTEE 2.00 X 0 0 0 BERNADETTE LUCA TRUSTEE 2.00 X 0 0 0 BISHOP KEVIN C RHOADES TRUSTEE 2.00 X 0 0 0 DANIEL N MEZZALINGUA TRUSTEE 2.00 X 0 0 0 DONNA M BRADT TRUSTEE 2.00 X 0 0 0 EDWARD W EASTON TRUSTEE 2.00 X 0 0 0 FR JOHN J LUDDEN TRUSTEE 2.00 X 0 0 0 HOLLIS GREENLAW TRUSTEE 2.00 X 0 0 0 JOHN DEFELICE TRUSTEE 2.00 X 0 0 0 LEIGH-ANNE KAZMA TRUSTEE 2.00 X 0 0 0 MARY L DEMETREE TRUSTEE 2.00 X 0 0 0 MICHAEL SCHWARTZ TRUSTEE 2.00 X 0 0 0 MICHAEL S TRIPLETT TRUSTEE 2.00 X 0 0 0 PATRICIA DONAHUE DOLAN TRUSTEE 2.00 X 0 0 0 PATRICK T RAINEY TRUSTEE 2.00 X 0 0 0 PAUL R RONEY TRUSTEE 2.00 X 0 0 0 ROBERT G KENNEDY PHD TRUSTEE 2.00 X 0 0 0 SEAN PATRICK CARDINAL O'MALLEY TRUSTEE 2.00 X 0 0 0 THOMAS P PRINCE TRUSTEE 2.00 X 0 0 0 WALTER KNYSZ JR DDS TRUSTEE 2.00 X 0 0 0 H JAMES TOWEY TRUSTEE/AMU PRESIDENT 40.00 X X 450294 0 16359 MICHAEL TO TIMMIS TRUSTEE/CHAIRMAN 10.00 X X 0 0 0 THOMAS S MONAGHAN TRUSTEE/CHANCELLOR 5.00 X X 7385 0 6134 COLLEEN M KVETKO TRUSTEE/SECRETARY 2.00 X 0 0 0 JOHN V TIPPMANN SR TRUSTEE/VICE-CHAIR 2.00 X 0 0 0 DENNIS JOHN GRACE SENIOR VP/C 40.00 X 181672 0 16972 MICHAEL A DAUPHINAIS VP ACADEMIC AFFAIRS 40.00 X 170569 0 14555 JAMES A PELISKA PROFESSOR OF CHEMISTRY 40.00 X 112805 0 15072 MICHAEL M WALDSTEIN PROFESSOR OF THEOLOGY 40.00 X 122259 0 16947 RATCHAPOL DEJTHAI VP CHIEF INFO OFFICER 40.00 X 151778 0 14524 WILLIAM W KIRK VP GENERAL COUNSEL 40.00 X 162678 0 15254 KEVIN JOYCE VP INSTITUTIONAL ADVANCEME 40.00 X 158984 0 14542 1518424 0 130359 11 0 1 0 AVE MARIA DEVELOPMENT 5052 POPE JOHN PAUL II BOULEVARD IMMOKALEE FL 34142 232220 HILL BARTH & KING LLC 3838 TAMIAMI TRAIL N SUITE 200 NAPLES FL 34103 AUDITOR 115500 2 713789 1884000 8817089 1139529 11414878 TUITION AND FEES 611710 18705222 18705222 FACULTY AND STUDENT HOUSING 531110 8296371 8296371 MISCELLANEOUS PROGRAM REVENUE 611710 1135564 1135564 EVENTS & TRAINING 611710 20430 20430 AMU PRESS CO-PRODUCTION 511110 3394 3394 28160981 862850 862850 1453643 0 1453643 1453643 1453643 17418444 1400 17542399 -1400 -123955 -125355 -125355 94289 713789 153075 -58786 -58786 116928 81327 35601 35601 MISCELLANEOUS REVENUE 611710 41924 41924 CHANGE IN SPLIT INT AGREEMENT 611710 -438437 -438437 -396513 41347299 28202905 0 1729516 9146123 9146123 2000 2000 1518424 1078081 334053 106290 10413922 7927715 1670490 815717 137873 123503 13842 528 1404574 14760 1389814 822815 632582 125126 65107 396307 28772 350382 17153 123689 79821 26308 17560 270992 213771 17920 39301 264627 236610 269 27748 1087203 863000 99403 124800 505610 331048 96513 78049 3942745 2706450 822446 413849 669577 487513 57410 124654 332029 136249 195780 3712855 2543165 860674 309016 5654993 4068762 1167170 419061 499727 10831 488736 160 MEALS 2926314 2862321 25174 38819 LIBRARY AND ACADEMIC SU 367868 362035 1687 4146 EQUIPMENT RENTAL 301119 287519 10007 3593 DUES & SUBSCRIPTIONS 292616 200555 86539 5522 862568 569034 282217 11317 45656570 34912220 7926180 2818170 27046361 22731364 97513 297509 814670 1130714 711453 3133031 5607474 80831 576000 400920 256137570 38577655 218132207 217559915 3308932 17954360 2000000 0 29725311 15257510 285350065 281216010 2265779 2072691 60515000 60515000 5753513 4676514 1398961 1368002 69933253 68632207 X 206088233 200915340 7180993 9224752 2147586 2443711 215416812 212583803 285350065 281216010 X -4309271 -381810 -439997 2298069 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 3725006 X X X 0 9328579 3303843 -608190 2978384 9045848 6931576 2078864 748012 429873 9328579 5903352 1715604 527444 1214824 6931576 7617683 600236 -677882 1636685 5903352 8038309 1828707 726199 2975532 7617683 0.26310 0.73690 0 0 7149374 7149374 224356456 25983459 198372997 857208 775791 81417 10657650 5623869 5033781 13116882 6194536 6922346 217559915 BENEFICIAL INTEREST IN TRUST 999655 DEFERRED BOND ISSUANCE COSTS 2346198 ASSETS HELD FOR SALE 254000 LAND AND BLDGS HELD FOR RENT 11657657 15257510 GIFT ANNUITIES PAYABLE 1368002 1368002 X 30390453 -381810 234402 -147408 30537861 10809438 10809438 41347299 36965534 234402 234402 36731132 8925438 8925438 45656570 PART X, LINE 2: THE UNIVERSITY IS A NOT-FOR-PROFIT ORGANIZATION AS DESCRIBED IN SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND IS EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE AND FROM STATE INCOME TAXES UNDER CHAPTER 220.13 OF THE FLORIDA STATUTES. MANAGEMENT ASSESSES UNCERTAIN TAX POSITIONS IN ACCORDANCE WITH FASB ASC 740 AND HAS DETERMINED THAT ALL INCOME TAX FILING POSITIONS WOULD BE SUSTAINED UPON EXAMINATION AND, ACCORDINGLY, HAS NOT RECORDED ANY RESERVES OR RELATED ACCRUALS FOR INTEREST AND PENALTIES AT JUNE 30, 2015 AND 2014 FOR UNCERTAIN INCOME TAX POSITIONS. THE SCHOOL FILES THEIR INCOME TAX RETURN IN THE U.S. FEDERAL JURISDICTION AND HAS FILED TAX RETURNS FOR YEARS PRIOR TO THE YEAR ENDED JUNE 30, 2015. THE SCHOOL IS NO LONGER SUBJECT TO U.S. FEDERAL INCOME TAX EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2010. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD FUNDRAISING EVENTS EXPENSES PART XI, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND ALLOWANCES RELATED PARTY CONTRIBUTION PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD FUNDRAISING EVENTS EXPENSES PART XII, LINE 4B - OTHER ADJUSTMENTS: SCHOLARSHIPS AND ALLOWANCES PART III, LINE 4: THE UNIVERSITY HAS ASSEMBLED A COLLECTION OF RARE AND HISTORICAL RELIGIOUS AND PHILOSOPHICAL BOOKS AND MANUSCRIPTS WHICH ARE USED FOR SCHOLARLY RESEARCH BY BOTH UNDERGRADUATE AND GRADUATE STUDENTS. THESE COLLECTIONS ARE ALSO MADE AVAILABLE TO VISITING SCHOLARS AND RESEARCHERS. IN ADDITION TO ITS BOOKS AND MANUSCRIPT COLLECTION, THE UNIVERSITY ALSO OWNS A SMALL COLLECTION OF RELIGIOUS ART AND ARTIFACTS THAT ARE ON PUBLIC DISPLAY AND ARE USED TO FURTHER ITS MISSION AS A UNIVERSITY IN THE CATHOLIC TRADITION, BRINGING SOCIAL AND SPIRITUAL BENEFITS TO ITS STUDENTS AND STAFF. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 0 0 1 SCHEDULE E, PART I, LINE 3 THESE POLICIES ARE PUBLISHED IN CATALOGS DESCRIBING THE INSTITUTION COURSE OFFERINGS AND EMPLOYMENT ADVERTISEMENTS. SCHOLARSHIP DINNER 686045 610825 75220 139650 SE MICHIGAN SCHOLARSHIP DINNER 53239 43871 9368 0 7 68794 59093 9701 13425 808078 713789 94289 153075 153075 -58786 1 GENERAL SCHOLARSHIP GRANTS ARE AWARDED TO QUALIFIED STUDENTS ATTENDING AVE MARIA UNIVERSITY. 1064 9146123 FMV AS SEMESTER CLASSES BEGIN SCHEDULE I, PART I, LINE 2 THE OFFICE OF FINANCIAL AID DETERMINES A STUDENT'S ELIGIBILITY BASED ON THE FAMILY'S FINANCIAL STRENGTH, WHICH INCLUDES CONSIDERATION OF FAMILY INCOME AND ASSETS, NUMBER OF CHILDREN IN COLLEGE AND, IF APPROPRIATE, SPECIAL CIRCUMSTANCES. FINANCIAL AID WILL BE REVOKED WITHOUT ADEQUATE PROGRESS. X 0 0 X X X X 1 0 0 0 0 0 0 0 0 H JAMES TOWEY TRUSTEE/AMU PRESIDENT 450294 0 0 0 0 0 0 0 16359 0 466653 0 0 0 DENNIS JOHN GRACE SENIOR VP/C 181672 0 0 0 0 0 0 0 16972 0 198644 0 0 0 MICHAEL A DAUPHINAIS VP ACADEMIC AFFAIRS 170569 0 0 0 0 0 0 0 14555 0 185124 0 0 0 RATCHAPOL DEJTHAI VP CHIEF INFO OFFICER 151778 0 0 0 0 0 0 0 14524 0 166302 0 0 0 WILLIAM W KIRK VP GENERAL COUNSEL 162678 0 0 0 0 0 0 0 15254 0 177932 0 0 0 KEVIN JOYCE VP INSTITUTIONAL ADVANCEME 158984 0 0 0 0 0 0 0 14542 0 173526 0 0 0 PART I, LINE 1A THE UNIVERSITY PRESIDENT IS PROVIDED A RESIDENCE NEAR CAMPUS AS AN ORDINARY AND NECESSARY EXPENSE TO BE ACCESSIBLE AND AVAILABLE TO FACULTY, ADMINISTRATION AND STUDENTS. A COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAL0 2013-07-11 8105000 REFUND OF PRIOR BOND ISSUE 0 0 0 B COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAE6 2013-07-11 8215000 REFUND OF PRIOR BOND ISSUE 0 0 0 C COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAM8 2013-07-11 5230000 REFUND OF PRIOR BOND ISSUE 0 0 0 D COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAF3 2013-07-11 5500000 REFUND OF PRIOR BOND ISSUE 0 0 0 A 1 0 1 1 B 1 0 1 1 C 1 0 1 1 D 1 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 C 0 0 0 0 0 0 0 D 0 0 0 0 0 0 0 A 1 0 0 0 0 0 B 1 0 0 0 0 0 C 1 0 0 0 0 0 D 1 0 0 0 0 0 A 0 B 0 C 0 D 0 A COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAG1 2013-07-11 14290000 REFUND OF PRIOR BOND ISSUE 0 0 0 B COLLIER CNTY EDUCATIONAL FACILITIES AUTHORITY 650915682 19463TAN6 2013-07-11 19175000 REFUND OF PRIOR BOND ISSUE 0 0 0 A 1 0 1 1 B 1 0 1 1 A 0 0 0 0 0 0 0 B 0 0 0 0 0 0 0 A 1 0 0 0 0 0 B 1 0 0 0 0 0 A 0 B 0 RHODORA J DONAHUE ACADEMY LEASE SPACE FOR SCHOOL LEASE OF SCHOOL FACILITY X 380000 711453 0 1 1 711453 AVE MARIA DEVELOPMENT THOMAS S MONAGHAN IS AN OFFICER AND EMPLOYEE OF AMU AND A 50% OWNER OF AMD 272845 AMU PAYS RENT, INCLUDING OVERHEAD CHARGES, TO AMD FOR THE ENROLLMENT CENTER, BOOKSTORE, AND MT HALL. 0 X 14 1139529 FMV AT TIME OF GIFT 0 1 0 FORM 990, PART VI, SECTION A, LINE 8B SOME, BUT NOT ALL COMMITTEES OF THE BOARD TAKE AND RETAIN MINUTES. FORM 990, PART VI, SECTION B, LINE 11 THE CFO OF THE UNIVERSITY REVIEWS THE FORM 990 PRIOR TO SIGNING. FORM 990 IS ALSO PROVIDED TO THE CHAIRPERSON OF THE AUDIT COMMITTEE FOR REVIEW AND COMMENT PRIOR TO FILING. THE RETURN IS ALSO MADE AVAILABLE TO ANY BOARD MEMBER, IF THEY REQUEST IT. THE BOARD IS AWARE OF THIS PROCESS AND HAS AN OPPORTUNITY TO ASK ANY QUESTIONS PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C RESPONSIBLE PERSONS SHALL PERIODICALLY COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT IDENTIFYING ANY RELATIONSHIPS, POSITIONS OR CIRCUMSTANCES IN WHICH THE RESPONSIBLE PERSON IS INVOLVED WHERE THE RESPONSIBLE PERSON BELIEVES THERE COULD BE AN ACTUAL OR APPARENT CONFLICT OF INTEREST. THE RESPONSIBLE PERSON SHALL SUPPLEMENT THE STATEMENT WHENEVER NECESSARY TO KEEP THE ORGANIZATION INFORMED. FORM 990, PART VI, SECTION B, LINE 15 THE BOARD OF TRUSTEES REVIEWED AND APPROVED THE COMPENSATION AND DECISION MAKING PROCESS WHEN DETERMINING THE COMPENSATION FOR ITS PRESIDENT. THE SALARY WAS COMPARED TO OTHER PRESIDENTS OF PEER UNIVERSITIES USING THE CHRONICLE FOR HIGHER EDUCATION DATABASE. FORM 990, PART VI, SECTION C, LINE 19 ALL DOCUMENTS REQUIRED TO BE AVAILABLE TO THE PUBLIC MAY BE REVIEWED DURING NORMAL WORKING HOURS AT THE AVE MARIA UNIVERSITY ADMINISTRATIVE OFFICE IN AVE MARIA FLORIDA BY APPOINTMENT. FORM 990, PART XI, LINE 9: TRANSFER OF ASSETS FROM AMF 2,298,069. FORM 990, PART XII, LINE 2C THE PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR. AVE MARIA UNIVERSITY SUPPORTING TRUST INC 5050 AVE MARIA BLVD AVE MARIA FL 34142 200261366 PROVIDE SUPPORT TO AVE MARIA UNIVERSITY FL 501(C)(3) 509(A)(3) 0 AVE MARIA UNIVERSITY LAND TRUST 5050 AVE MARIA BLVD AVE MARIA FL 34142 200154974 LAND MANAGEMENT FL 501(C)(3) 509(A)(3) 0 AVE MARIA FOUNDATION FOR THE ARTS 5050 AVE MARIA BLVD AVE MARIA FL 34142 264041143 SUPPORTING ORGANIZATION TO AVE MARIA UNIVERSITY FL 501(C)(3) 509(A)(3) 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 AVE MARIA UNIVERSITY LAND TRUST INC S 1884000 FMV