2016-04-08T10:44:33-05:00 2015-08-31 113518842 MARKS PANETH LLP 685 THIRD AVENUE NEW YORK NY 10017 990 2014-09-01 131992402 CATALYST INC CATA 2125147600 120 WALL STREET NO 15 FL NEW YORK NY 10005 DEBORAH GILLIS PRES & CEO 2125147600 2016-04-08 1 ROBERT R LYONS CPA P00227477 2125038800 2014 2016-08-17 19:52:53Z DEBORAH GILLIS 120 WALL STREET NO 15 FL NEW YORK NY 10005 22793470 0 X WWW.CATALYST.ORG X 1962 OH CATALYST IS THE LEADING NONPROFIT ORGANIZATION WITH A MISSION TO ACCELERATE PROGRESS FOR WOMEN THROUGH WORKPLACE INCLUSION. 37 36 108 40 0 0 12818623 12793113 618927 1003365 472165 738591 -30528 351 13879187 14535420 0 0 0 0 10423755 10231067 0 0 1309666 3204238 3419386 13627993 13650453 251194 884967 28164523 28351749 3997161 4492311 24167362 23859438 X ACCELERATE PROGRESS FOR WOMEN THROUGH WORKPLACE INCLUSION. 0 0 3747904 462168 MARKETING AND PUBLIC AFFAIRSTHE MARKETING DEPARTMENT CREATES AND EXECUTES STRATEGIES TO INCREASE CATALYST'S VISIBILITY IN THE UNITED STATES, CANADA, EUROPE, INDIA, AUSTRALIA AND JAPAN BY DEVELOPING STRATEGIC PARTNERSHIPS AND STRENGTHENING ITS BRAND, PRODUCTS, AND SERVICES. THE DEPARTMENT IS RESPONSIBLE FOR EDITING, DESIGNING, AND PRODUCING ALL PRODUCT, PUBLICATIONS, AND COLLATERAL MATERIALS, AND FOR PUBLIC EDUCATION ACTIVITIES SUCH AS MEDIA RELATIONS AND SPEAKING ENGAGEMENTS. THE DEPARTMENT MANAGES SPECIAL EVENTS, INCLUDING THE CATALYST AWARDS DINNER AND CONFERENCES TO DISSEMINATE CATALYST RESEARCH AND ADVISORY KNOWLEDGE. 2589257 87646 RESEARCHRESEARCH CONDUCTS QUALITATIVE AND QUANTITATIVE RESEARCH ON BOTH WOMEN'S LEADERSHIP ADVANCEMENT AND WORK/LIFE ISSUES ACROSS A WIDE RANGE OF INDUSTRIES, GEOGRAPHIES, GENERATIONS, AND RACIAL/ETHNIC GROUPS. THIS RESEARCH CULMINATES IN PUBLISHED STUDIES THAT INCLUDE FINDINGS FROM INTERVIEWS, FOCUS GROUPS, AND SURVEYS, AS WELL AS COMPANY BEST PRACTICES AND RECOMMENDATIONS FOR COMPANIES AND FIRMS INTERESTED IN RECRUITING, RETAINING, AND ADVANCING WOMEN. CATALYST HAS CONDUCTED RESEARCH ON WOMEN IN LEADERSHIP IN THE UNITED STATES, CANADA, EUROPE, INDIA AND JAPAN. 1842676 INFORMATION CENTER AND SERVICES THE INFORMATION CENTER RESPONDS TO PUBLIC QUERIES ON THE TOPIC OF ADVANCING WOMEN AND BUILDING INCLUSIVE WORKPLACES, AND IT CREATES KNOWLEDGE PRODUCTS THAT INCREASE UNDERSTANDING ON TOPICS RELATED TO DIVERSITY AND INCLUSION. THE INFORMATION CENTER PROVIDES EFFICIENT, VALUABLE INFORMATION TO CATALYST DONORS, THE MEDIA, AND THOSE WHO FORMULATE PUBLIC POLICY. 494849 NATIONAL EDUCATION 1776783 453551 GLOBAL MEMBER SERVICESGLOBAL MEMBER SERVICES IS THE DEPARTMENT CHARGED WITH FOSTERING MEMBER IMPACT THROUGH A VARIETY OF SERVICES, BENEFITS AND ACTIVITIES. GMS DRIVES ENGAGEMENT AND IMPACT WITH MEMBERS THROUGH: CONSULTING SERVICES, SPEAKERS BUREAU, THE VITAL SIGNS MEMBER BENEFIT, AND LEADERSHIP OF THE CEO SUMMIT FRANCHISE. GMS SUPPORTS CATALYST'S RELATIONSHIPS WITH MEMBERS THROUGH INVOLVEMENT WITH MEMBER MANAGERS AND RELATIONSHIP MANAGERS. THE TEAM ALSO CONTRIBUTES TO CATALYST'S KNOWLEDGE DEVELOPMENT THROUGH THE INSIGHT LOOP, FOCUSING ON DEFINING THE INTERESTS AND NEEDS OF MEMBERS AND MEMBER IMPACT METRICS AND BY SCALING INSIGHTS FROM CONSULTING WORK INTO PUBLICATIONS, TOOLS, MEMBER COMMUNICATIONS AND EVENTS. 2271632 453551 10451469 1 1 0 0 0 0 0 0 0 1 1 1 0 0 1 1 0 1 0 0 0 0 0 0 1 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 1 0 1 X 12 0 108 1 0 1 CA SZ IN AS JA 0 0 0 1 1 0 0 0 0 X 37 36 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NY NJ CA AL AZ AK CO CT DC FL GA IL KY MD MA MI MN NC OR RI PA VA TN OH WA WI UT X X JENNIFER DANIEL-DAVIDSON 2125147600 120 WALL STREET 15TH FLOOR NEW YORK NY 10005 THOMAS J FALK TREASURER 1.00 X 0 0 0 JOHN BRYANT DIRECTOR 1.00 X 0 0 0 URSULA M BURNS DIRECTOR 1.00 X 0 0 0 IAN M COOK DIRECTOR 1.00 X 0 0 0 MARY B CRANSTON ESQ DIRECTOR 1.00 X 0 0 0 MICHAEL S DELL DIRECTOR 1.00 X 0 0 0 DAVID B DILLON DIRECTOR (FORMER) 1.00 X 0 0 0 JAMES DIMON DIRECTOR 1.00 X 0 0 0 WILLIAM A DOWNE DIRECTOR 1.00 X 0 0 0 JOE ECHEVARRIA DIRECTOR (FORMER) 1.00 X 0 0 0 MARY BETH HOGAN ESQ DIRECTOR 1.00 X 0 0 0 LINDA ADDISON DIRECTOR 1.00 X 0 0 0 SHERI S MCCOY DIRECTOR 1.00 X 0 0 0 MUHTAR KENT DIRECTOR 1.00 X 0 0 0 ELLEN J KULLMAN DIRECTOR 1.00 X 0 0 0 MICHEL LANDEL DIRECTOR 1.00 X 0 0 0 GERALD LEMA DIRECTOR 1.00 X 0 0 0 INDRA K NOOYI DIRECTOR 1.00 X 0 0 0 DENISE MORRISON DIRECTOR 1.00 X 0 0 0 LIAM E MCGEE DIRECTOR (FORMER) 1.00 X 0 0 0 ERIC J FOSS DIRECTOR 1.00 X 0 0 0 STEPHEN S RASMUSSEN DIRECTOR 1.00 X 0 0 0 KENDALL J POWELL DIRECTOR 1.00 X 0 0 0 STEPHANIE A STREETER DIRECTOR 1.00 X 0 0 0 RICHARD K TEMPLETON DIRECTOR 1.00 X 0 0 0 PETER VOSER CHAIR 1.00 X X 0 0 0 MAGGIE WILDEROTTER SECRETARY 1.00 X 0 0 0 THOMAS J WILSON DIRECTOR (FORMER) 1.00 X 0 0 0 MARILLYN A HEWSON DIRECTOR 1.00 X 0 0 0 AG LAFLEY DIRECTOR 1.00 X 0 0 0 DON THOMPSON DIRECTOR (FORMER) 1.00 X 0 0 0 JOHN B VEIHMEYER DIRECTOR 1.00 X 0 0 0 MARK WEINBERGER DIRECTOR 1.00 X 0 0 0 CHANDA KOCHHAR DIRECTOR 1.00 X 0 0 0 DEBORAH GILLIS PRESIDENT & CEO 35.00 X X 190275 159725 0 JAQUELINE HINMAN DIRECTOR 1.00 X 0 0 0 ANTHONY JENKINS DIRECTOR (FORMER) 1.00 X 0 0 0 MARK LAUTENBACH DIRECTOR 1.00 X 0 0 0 BETH MOONEY DIRECTOR 1.00 X 0 0 0 IAN READ DIRECTOR 1.00 X 0 0 0 FEIKE SIJBESMA DIRECTOR 1.00 X 0 0 0 TK KURIEN DIRECTOR 1.00 X 0 0 0 CHRISTOPHER J SWIFT DIRECTOR 1.00 X 0 0 0 NANCY CARTER SENIOR VICE PRESIDENT 35.00 X 205053 0 41425 DEBORAH SOON SENIOR VICE PRESIDENT 35.00 X 217450 0 53930 JENNIFER DANIEL-DAVIDSON SENIOR VICE PRESIDENT 35.00 X 216521 0 51861 MERLYE MAHRER-KAPLAN SENIOR VICE PRESIDENT 35.00 X 179336 0 41754 CATHERINE CORLEY SENIOR VICE PRESIDENT 35.00 X 0 0 0 MARY BOUGHTON VICE PRESIDENT 35.00 X 142111 0 37250 JAN COMBOPIANO CHIEF KNOWLEDGE OFFICER 35.00 X 145500 0 25266 KATHERINE GISCOMBE VICE PRESIDENT 35.00 X 145331 0 25429 EMMA SABIN VICE PRESIDENT 35.00 X 133710 0 46738 SUSAN NIERENBERG FEEST VICE PRESIDENT 35.00 X 133074 0 35883 ILENE H LANG SENIOR ADVISOR (FORMER PRESIDENT) 35.00 X 218924 0 44427 1927285 159725 403963 21 1 1 0 0 3926905 8866208 12793113 CONFERENCE REVENUE 900099 330975 330975 ADVISORY SERVICES 900099 258051 258051 HONORARIA 900099 185500 185500 WOMEN ON BOARD 900099 84000 84000 MARC LEADERS COHORT/WORKSHOPS 900099 70053 70053 74786 74786 1003365 183341 183341 351 351 8307392 7752142 555250 555250 555250 505908 3926905 505908 0 14535420 1003365 0 738942 1357870 919112 278747 160011 6449698 4943777 915090 590831 579875 451359 69284 59232 1243954 953393 174361 116200 599670 452497 90044 57129 407727 284526 123201 34738 28635 2671 3432 778998 538113 102895 137990 403072 309175 10691 83206 337291 337291 491056 363843 60006 67207 REPAIRS AND MAINTENANCE 342927 316162 16844 9921 MISCELLANEOUS 297400 241635 40269 15496 PRINTING & DESIGN 146988 146988 BOOKS AND SUBSCRIPTIONS 87336 85577 1006 753 91853 79386 4209 8258 13650453 10451469 1889318 1309666 1500 850304 471331 0 8876129 7218830 3122232 3581215 101811 271069 505428 4377315 2178296 2226272 2199019 8401134 9538833 4794856 4356309 28164523 28351749 2658395 3119168 30750 83000 1308016 1290143 3997161 4492311 X 10653616 23859438 4399875 0 9113871 0 24167362 23859438 28164523 28351749 X 884967 -782391 -410500 X X 0 1 X 1 0 X 5712289 20156919 11565256 12818623 12793113 63046200 5712289 20156919 11565256 12818623 12793113 63046200 63046200 261717 242411 199269 163049 183692 1050138 64096338 4052479 0.98360 0.97880 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 9114287 140862 -169865 9085284 7953489 789727 371071 9114287 7246945 518630 187914 7953489 3308153 3624561 314231 7246945 2973021 335132 3308153 1.00000 0 0 1528634 390034 1138600 2469846 1520651 949195 378835 267611 111224 2199019 CERTIFICATES OF DEPOSIT 4356309 F 4356309 DEFERRED RENT OBLIGATION 1290143 1290143 X PART V, LINE 4: DURING 1992, THE "FELICE N. SCHWARTZ RESERVE FUND FOR THE ADVANCEMENT OF WOMEN IN BUSINESS AND THE PROFESSIONS" WAS CREATED. THE PRINCIPAL AMOUNT OF THE FUND MAY BE BORROWED ON A SHORT-TERM BASIS BY CATALYST TO COMPLETE RESEARCH PROJECTS, WHICH ARE OF STRATEGIC IMPORTANCE BUT LACK COMPLETE FUNDING, AND TO MEET TEMPORARY CASH FLOW NEEDS. THE INCOME EARNED FROM INVESTED PRINCIPAL WILL BE USED TO GROW THE FUND IN LINE WITH INFLATION AND TO COMPLETE THE FINANCING OF RESEARCH PROJECTS FOR WHICH THE MAJORITY OF FUNDS HAVE BEEN RAISED. BORROWINGS FROM THE PRINCIPAL AND INTEREST OF THIS FUND MUST BE REPAID. THERE WERE NO BORROWINGS FROM THE FUND FOR THE YEARS ENDED AUGUST 31, 2015 AND 2014. IN DECEMBER 2010, THE MAJOR GIFTS CAMPAIGN TO FUND THE LONGITUDINAL RESEARCH INITIATIVE: CHANGE LEADERSHIP RESEARCH CENTER, CAREER PATHWAYS RESEARCH CENTER, CORPORATE PRACTICES RESEARCH CENTER AND CORPORATE GOVERNANCE RESEARCH CENTER WAS ESTABLISHED. THE PRINCIPAL AMOUNT OF THE FUND WILL REMAIN INTACT. ONCE ALL THE PAYMENTS ARE RECEIVED, THE INTEREST ON THE FUND WILL SUPPORT THE ACTIVITIES OF THE FOUR RESEARCH CENTERS. EXPENDITURES WILL INCLUDE SALARIES FOR THE RESEARCH CENTER LEADERS, ENDOWED FELLOWS AND SCHOLARS; ENDOWED LONGITUDINAL DATA SETS AND; THOUGHT LEADERS CONVENING EVENTS. THERE WAS NO SPENDING FOR THE YEARS ENDED AUGUST 31, 2015 AND 2014. PART X, LINE 2: CATALYST INC. BELIEVES THAT IT HAS NO UNCERTAIN TAX POSITIONS AS OF AUGUST 31, 2015 AND 2014 IN ACCORDANCE WITH FASB ACCOUNTING STANDARDS CODIFICATION ("ASC") TOPIC 740, INCOME TAXES, WHICH PROVIDES STANDARDS FOR ESTABLISHING AND CLASSIFYING ANY TAX PROVISIONS FOR UNCERTAIN TAX POSITIONS. AWARDS DINNER 4432813 3926905 505908 505908 4432813 3926905 505908 505908 505908 0 X X 0 0 0 0 0 0 0 0 0 DEBORAH GILLIS PRESIDENT & CEO 190275 159725 0 0 0 0 0 0 0 0 190275 159725 0 0 NANCY CARTER SENIOR VICE PRESIDENT 205053 0 0 0 0 0 20505 0 20920 0 246478 0 0 0 DEBORAH SOON SENIOR VICE PRESIDENT 217450 0 0 0 0 0 21745 0 32185 0 271380 0 0 0 JENNIFER DANIEL-DAVIDSON SENIOR VICE PRESIDENT 216521 0 0 0 0 0 21625 0 30236 0 268382 0 0 0 MERLYE MAHRER-KAPLAN SENIOR VICE PRESIDENT 179336 0 0 0 0 0 17934 0 23820 0 221090 0 0 0 MARY BOUGHTON VICE PRESIDENT 142111 0 0 0 0 0 14211 0 23039 0 179361 0 0 0 JAN COMBOPIANO CHIEF KNOWLEDGE OFFICER 145500 0 0 0 0 0 14550 0 10716 0 170766 0 0 0 KATHERINE GISCOMBE VICE PRESIDENT 145331 0 0 0 0 0 14533 0 10896 0 170760 0 0 0 EMMA SABIN VICE PRESIDENT 133710 0 0 0 0 0 13371 0 33367 0 180448 0 0 0 SUSAN NIERENBERG FEEST VICE PRESIDENT 133074 0 0 0 0 0 13307 0 22576 0 168957 0 0 0 ILENE H LANG SENIOR ADVISOR (FORMER PRESIDENT) 218924 0 0 0 0 0 21892 0 22535 0 263351 0 0 0 DEBORAH GILLIS PRESIDENT. P.R TAX LOAN X 101811 101811 0 1 1 101811 FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS REVIEWED IN DETAIL BY THE AUDIT COMMITTEE AND IS MADE AVAILABLE FOR SEVEN DAYS TO THE FULL BOARD FOR REVIEW AND COMMENTS. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION REGULARLY AND CONSISTENTLY MONITORS AND ENFORCES COMPLIANCES WITH THE CONFLICT OF INTEREST POLICY BY REQUIRING MEMBERS OF THE BOARD OF DIRECTORS TO NOTIFY THE ORGANIZATION IMMEDIATELY OF ANY CHANGES. FORM 990, PART VI, SECTION B, LINE 15 THE PERFORMANCE OF THE CEO IS DISCUSSED AND REVIEWED BY THE CHAIR OF THE BOARD. THE FULL BOARD THEN DISCUSSES AND APPROVES THE SALARY OF THE CEO, COMPARABILITY DATA IS NOTED. THE APPROVED SALARY IS DOCUMENTED IN THE MINUTES AND A LETTER IS SENT BY THE CHAIR TO THE CFO AUTHORIZING PAYMENT OF THE SALARY. THE CEO REVIEWS THE PERFORMANCE OF THE OTHER OFFICERS AND RECOMMENDS THEIR SALARY TO THE FULL BOARD WHO THEN APPROVES. COMPARABILITY DATA IS NOTED. THE APPROVAL OF THE RECOMMENDED SALARIES IS DOCUMENTED IN THE MINUTES. THE BOARD CHAIR INCLUDES THIS INFORMATION IN THE LETTER TO THE CFO AS WELL. FORM 990, PART VI, SECTION C, LINE 19 THE FINANCIAL STATEMENTS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE WWW.CATALYST.ORG. GOVERNING DOCUMENTS AND THE CONFLICT OF INTEREST POLICY ARE AVAILABLE UPON REQUEST. FORM 990, PART XI, LINE 9: UNCOLLECTABLE CONTRIBUTIONS -410,500. FORM 990, PART XII LINE 2C: THE PROCESS OF OVERSEEING THE AUDIT AND SELECTION OF THE INDEPENDENT ACCOUNTANT HAS NOT CHANGED FROM THE PRIOR YEAR. CATALYST CANADA INC 8 KING STREET SUITE 505 TORONTO ONTARIO CA ON M5C 1B5 885700815 RESEARCH AND ADVISORY CA 149(1)(1) N/A 0 CATALYST AUSTRALIA WOMEN RESEARCH AND CONSULTING LTD 525 COLLINS STREET MELBOURNE VICTORIA AS 3000 RESEARCH AND ADVISORY AS N/A 0 CATALYST JAPAN 4-3-9 NIHONBASHI MUROMACHI TOKYO CHOU-KU JA 103-0022 RESEARCH AND ADVISORY JA N/A 0 CATALYST EUROPE AG CO KPMG FIDES LANDISGYR-STRASSE 1 6300 ZUG SZ RESEARCH AND ADVISORY SZ N/A C 1.00000 0 CATALYST WOMEN RESEARCH AND CONSULTANCY INDIA PRIVATE LTDB-601 IVY TOWER IN RESEARCH AND ADVISORY IN N/A S 1.00000 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 CATALYST CANADA INC E 462366 CATALYST CANADA INC O 63358 CATALYST EUROPE AG D 549389 CATALYST EUROPE AG O 56856 CATALYST AUSTRALIA WOMEN RESEARCH AND CONSULTING LTD D 53893 CATALYST JAPAN WOMEN RESEARCH AND CONSULTING KK D 170659