2016-03-29T09:29:11-05:00 2015-06-30 420714325 RSM US LLP 1 S WACKER DRIVE STE 800 CHICAGO IL 60606 990 2014-07-01 363775696 Heartland Health Outreach Inc HEAR 3126601300 208 South LaSalle Street No 1300 Chicago IL 60604 Brian Registe Assistant Treasurer/CFO 3126601300 2016-03-29 1 Wayne Harder P00294296 3126343400 2014 2016-08-17 19:52:53Z Brian Registe 208 South LaSalle Street No 1300 Chicago IL 60604 24201615 0 X www.heartlandalliance.org X 1991 IL Heartland Health Outreach's mission is to transform healthcare for the most vulnerable particularly people experiencing homelessness, mental illness or addictions, or struggling with multiple chronic illnesses improving health for all and the well-being of our community.To do this, we:-Ensure access to comprehensive and integrated healthcare.-Deliver high quality and effective healthcare.-Provide training, support research and drive systems change that enriches our communities' capacity to improve health and impact the social determinants of health.-Engage staff, volunteers, partners and donors in building a just society where resources are used wisely and compassionate, effective services yield positive outcomes.-Create and advocate for innovative healthcare solutions that support the elimination of poverty, homelessness and health disparities. 14 14 313 392 0 0 17887466 16194218 4323638 7143499 78118 14355 373061 715252 22662283 24067324 3169953 2924546 0 0 12403930 13736611 0 0 370494 7144898 7944781 22718781 24605938 -56498 -538614 8406661 7076354 2688220 1795655 5718441 5280699 X Heartland Health Outreach's mission is to transform healthcare for the most vulnerable particularly people experiencing homelessness, mental illness or addictions, or struggling with multiple chronic illnesses improving health for all and the well-being of our community.To do this, we:-Ensure access to comprehensive and integrated healthcare.-Deliver high quality and effective healthcare.-Provide training, support research and drive systems change that enriches our communities' capacity to improve health and impact the social determinants of health.-Engage staff, volunteers, partners and donors in building a just society where resources are used wisely and compassionate, effective services yield positive outcomes.-Create and advocate for innovative healthcare solutions that support the elimination of poverty, homelessness and health disparities. 0 0 20095265 2924546 7143499 Heartland Health Outreach, Inc. (HHO), a subsidiary of the Heartland Alliance for Human Needs and Human Rights, is a Federally Qualified Health Center dedicated to transforming the health care experience for Chicago's many disenfranchised populations, including people who are homeless, poor, HIV positive, mentally ill, addicted, and immigrants or refugees. Founded in 1985, HHO is Chicago's only Health Care for the Homeless program and as such the only provider of comprehensive health-related services for Chicago's homeless population. Its integrated health care, housing, and supportive services are at the forefront of addressing many of the social determinants of health, helping to improve health outcomes and promote community stability. Annually, HHO serves nearly 10,000 homeless individuals, providing more than 35,000 medical, dental, and behavioral health encounters. Services include: - Primary care, dental care, and integrated mental health and substance use treatment;- Street, shelter, and medical mobile outreach;- Outpatient and residential, mental health, and substance use programs for people with a serious mental illness; - Community-based case management, care coordination, and referrals;Enrollment into benefits and entitlements; - Nutritional assessment, counseling, and grocery centers; Medical interpretation and translation services;- Training and technical assistance for systems integration and best practices in serving dually diagnosed populations. 20095265 1 1 0 0 0 0 0 0 1 0 1 0 1 0 1 1 0 1 0 0 0 0 0 0 1 0 0 1 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 0 0 1 193 0 1 313 1 0 0 0 0 0 1 1 0 0 0 0 X 14 14 0 0 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 0 1 1 IL X X Rosa Carrillo 3126601300 208 South LaSalle Street Suite 1300 Chicago IL 60604 Thomas R Klein MD Chair 1.00 X X 0 0 0 Julianne Sawyier Migely Vice Chair 1.00 X X 0 0 0 Khoa X Ho Secretary 1.00 X X 0 0 0 Richard H Grossi Treasurer 1.00 X X 0 0 0 Keith Belton Director 1.00 X 0 0 0 Jennifer Breuer Director 1.00 X 0 0 0 Amy Brierly Director 1.00 X 0 0 0 Darlene Chaleff Director 1.00 X 0 0 0 Charles Edwin Chinn Director 1.00 X 0 0 0 Kim M Cysewski Director 1.00 X 0 0 0 Douglas R Elliott Director 1.00 X 0 0 0 Araceli Esquivel Director 1.00 X 0 0 0 Heather L Ferguson Director 1.00 X 0 0 0 John Flaherty Director 1.00 X 0 0 0 Elizabeth M Higashi Director 1.00 X 0 0 0 Betty C Kritikos Director 1.00 X 0 0 0 Jennifer O'Connor Director 1.00 X 0 0 0 Carlos E Paret Director 1.00 X 0 0 0 Munzoor Shaikh Director 1.00 X 0 0 0 Mary G Wilson Director 1.00 X 0 0 0 Diane Wolf Director 1.00 X 0 0 0 Sid L Mohn President/CEO 7.50 42.50 X 0 316359 23283 Brian Registe Assistant Treasurer/CFO 10.00 40.00 X 0 206406 23124 Betsy Leonard Assistant Secretary 10.00 40.00 X 0 141173 7992 Karen Batia Executive Director/VP 40.00 X 173065 0 30579 Jill Misra Chief Operating Officer 40.00 X 138642 0 11194 Stephanie L Luther Senior Medical Officer 40.00 X 183770 0 20914 Joseph T Mason Psychiatric Medical Direct 40.00 X 177812 0 15359 Jessica S Weddle Psychiatric Provider 40.00 X 153469 0 4977 Edward Stellon Interim Executive Director 40.00 X 119765 0 10153 946523 663938 147575 10 0 1 0 Alliance of Chicago Community Health Svc 215 W Ohio 4th Floor Chicago IL 60654 IT/Management Services 750957 Heartland Housing Inc 208 South LaSalle Street Ste 1300 Chicago IL 60604 Management Services 378906 2 177067 13739039 2278112 123202 16194218 Patient Services 624100 7143499 7143499 7143499 14355 14355 124291 177067 134291 -10000 -10000 Management Fee 900099 438758 438758 Intercompany Revenue 900099 124710 124710 161784 161784 725252 24067324 7143499 0 729607 221469 221469 2703077 2703077 203644 178207 22316 3121 10924313 9559743 1197135 167435 247040 220456 22547 4037 1451062 1294910 132437 23715 910552 812566 83105 14881 384591 384591 33625 32096 1022 507 49703 47442 1511 750 1806948 1724770 54925 27253 47404 45248 1441 715 429935 397122 23870 8943 210966 194742 11813 4411 1151927 1053701 32188 66038 64398 52929 9477 1992 6781 5573 998 210 6855 1563 5292 336607 321124 15483 50828 41776 7480 1572 Shared Service Costs 2303615 2303615 Bad Debt Expense 591847 397765 194000 82 Repairs and Maintenance 238903 227819 3393 7691 Staff Expenses 145854 119879 21464 4511 83994 56697 10150 17147 24605938 20095265 4140179 370494 1517666 1124015 3644085 2828798 514155 727529 363555 57296 26243 100798 193097 4361780 3207053 1422640 1154727 843762 964649 8406661 7076354 1409878 1458742 312644 140222 10009 772733 68414 192965 118268 2688220 1795655 X 4835641 4375570 882800 905129 5718441 5280699 8406661 7076354 -538614 100872 0 X 0 1 X 1 1 1 X 17117223 18987947 19722680 17887466 16194218 89909534 17117223 18987947 19722680 17887466 16194218 89909534 89909534 177182 79626 84213 78118 14355 433494 224575 160363 188505 372998 161784 1108225 91451253 17095574 0.98310 0.98290 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 1 X 270698 270698 1027128 490866 536262 2294588 2066951 227637 749728 629598 120130 19638 19638 0 1154727 Investment in Alliance of Chicago Community Health 789649 C Investment in Together4Health, LLC 175000 C 964649 Interagency Balances 118268 118268 X 24971908 100872 669421 134291 904584 24067324 0 24067324 25409650 669421 134291 803712 24605938 0 24605938 Part IV, Line 2b: The organization holds travel funds for immigrant minors and personal expenses for refugees. Part X, Line 2: The accounting standard on accounting for uncertainty in income taxes addresses the determination of whether tax benefits claimed or expected to be claimed on a tax return should be recorded in the financial statements. Under this guidance, the Agency may recognize the tax benefit from an uncertain tax position only if it is more likely than not that the tax position will be sustained on examination by taxing authorities, based on the technical merits of the position. Examples of tax positions include the tax-exempt status of the Agency, and various positions related to the potential sources of unrelated business taxable income. The tax benefits recognized in the financial statements from such a position are measured based on the largest benefit that has a greater than 50 percent likelihood of being realized upon ultimate settlement. Management has determined that there are no uncertain tax positions during the reporting periods covered by these financial statements. The Agency is generally no longer subject to examination by the Internal Revenue Service for tax years before 2012. Part XI, Line 2d - Other Adjustments: Special Event Expenses 134,291. Part XII, Line 2d - Other Adjustments: Special Event Expenses 134,291. Holiday Brunch 230981 128407 102574 10000 61096 41478 Banquet Dinner 70377 48660 21717 1296 20421 301358 177067 124291 10000 62392 61899 134291 -10000 1 Lawndale Christian Health Center 3860 W Ogden Avenue Chicago IL 60623 363308953 501(c)(3) 154610 Healthcare for the Homeless Lake County Health Department & Community Health Center 3010 Grant Avenue Waukegan IL 60085 366006600 501(c)(3) 37652 Healthcare for the Homeless Rosalind Franklin University Health System 3471 Green Bay Road North Chicago IL 60064 770691998 501(c)(3) 29207 CCE Feasibility Study - Lake County HFNCL 3 0 Client Support & Assistance 3705 2629240 Non Cash Assistance 105 73837 Donor provided value for contribution and/or actual receipts food, household items, hygiene items, holiday gifts, clothing, school supplies, tickets to zoo, cultural, arts, and sports outings Part I, Line 2: For grant recipients of the organization, Heartland Health Outreach monitors compliance via two mechanisms: the first is financial in nature and is monitored via the sub-agency monthly invoicing for appropriate cost reimbursement and annually through the sub-agency annual financial and single audit (the latter as required under OMB A-133). The second mechanism is through grantee programmatic reporting that is sent to and monitored by Heartland Health Outreach clinical/management staff. These grantees also submit annual reports needed to complete the Uniform Data System (UDS) reports. All participants presenting for services will be evaluated for eligibility based on program criteria for health care for the homeless. The criteria are as follows: emergency shelter, transitional shelter, single room occupancy building (SRO), substance abuse agency, street, affidavit (an affidavit is only used as a last report for a participant that can't prove his homeless status, such as participants staying on the street), doubled up (doubled up is defined as living with a person for less than 12 months. These participants must present verification of income (if any) and a notarized letter of support from the person the participant is living with). The organization also serves participants under the Ryan White Care Act I, II, III. Participants served by the Ryan White Care Act include participants with HIV/AIDS and participants at high risk for HIV/AIDS. In addition, grant funds are tracked in detail by cost center and matched and reviewed against the agency approved budget. Finally, Heartland Health Outreach also monitors its grant recipients by conducting spot audits through its internal/compliance office. These audits are independent of Heartland's Financial & Accountability Services office and program offices. X X X X 0 0 0 0 0 0 0 1 0 Sid L Mohn President/CEO 0 302985 0 11000 0 2374 0 15821 0 7462 0 339642 0 0 Brian Registe Assistant Treasurer/CFO 0 201141 0 5000 0 265 0 12792 0 10332 0 229530 0 0 Karen Batia Executive Director/VP 172724 0 0 0 341 0 12312 0 18267 0 203644 0 0 0 Stephanie L Luther Senior Medical Officer 178526 0 5000 0 244 0 5087 0 15827 0 204684 0 0 0 Joseph T Mason Psychiatric Medical Direct 176757 0 0 0 1055 0 5334 0 10025 0 193171 0 0 0 Jessica S Weddle Psychiatric Provider 153346 0 0 0 123 0 4079 0 898 0 158446 0 0 0 Part I, Line 7 Stephanie L. Luther received a discretionary bonus that was determined by the Compensation Committee of the board. X 24060 FMV X 28 17603 FMV X 1 170 FMV X Donated Christmas gifts 105 73837 FMV X Personal Care Items 10 5497 FMV X Gift Certificates 10 1250 Actual X Miscellaneous 5 785 FMV 0 0 1 0 Part I, Column (b): Is the number of contributions. Form 990, Part VI, Section A, line 6 Heartland Alliance for Human Needs & Human Rights (Heartland Alliance) is the sole voting member. Form 990, Part VI, Section A, line 7a Heartland Alliance shall appoint all of the directors. The officers shall be elected annually by the Board of Directors at the annual meeting of the Board of Directors, or as soon thereafter as convenient based on a slate approved by Heartland Alliance. Vacancies may be filled or new offices filled at any meeting of the Board of Directors with the approval of the board of Heartland Alliance. Form 990, Part VI, Section B, line 11 The organization's Management Coordination Committee (MCC) serves as the Finance and Audit Committee of the Heartland Alliance Board of Directors. The Finance Committee of Heartland Heath Outreach reviews and approves the Form 990. Every Heartland Heath Outreach board member receives the Form 990 for review and has the opportunity to ask the Finance Committee any questions prior to filing. The Heartland Heath Outreach designated member from the Finance Committee reports back to the full MCC on the review process. Form 990, Part VI, Section B, line 12c All members of the Heartland Alliance Board of Directors, as well as members of the organization's subsidiary Boards of Directors, annually sign a conflict of interest policy, copies of which are retained in the President's office. In addition, all Heartland Alliance senior management (included in the Heartland Alliance cabinet, approximately 60+ of the top directors of the organization) annually sign the conflict of interest policy. A copy of the Board of Directors policy is posted on a password protected portion of the organization's website, designated for board members. A copy of the policy for management is posted on the organization's intranet. Policy requires disclosure of any situation in which there may be even an appearance of potential conflict of interest. When appropriate, members of the Board of Directors, or senior management, recuse themselves from decision-making if there is any conflict of interest. Relative to board of committee actions, this is reflected in the meeting minutes. The policy is reviewed regularly by the Chief Corporate Compliance Officer of the organization. Additional monitoring is performed by the organization's executive team and the Risk Policy Committee of the Board of Directors. Form 990, Part VI, Section B, line 15a The Compensation Committee of the related organization's (Heartland Alliance for Human Needs & Human Rights) Board of Directors is an independent entity, consisting of the chair and immediate past chair of the Board of Directors. This body conducts the annual performance evaluation of, and determines the compensation for, the organization's President. This body may consult with legal counsel or additional resources in determining fair and competitive compensation for the President of Heartland Alliance. The Executive Compensation Committee also conducts periodic market surveys to assist in establishing the compensation for the President. In addition, the President annually reviews with the Compensation Committee the performance and recommended compensation for the organization's senior executives, including executive directors of the subsidiary entities, and other key members of the executive team. All deliberations and decisions are contemporaneously documented in the minutes. Form 990, Part VI, Section C, line 19 The governing documents, conflict of interest policy and financial statements are available upon request for the same period of disclosure as set forth in IRC Section 6104(d). Heartland Alliance for Human Needs & Human Rights 208 S LaSalle Street Suite 1300 Chicago IL 60604 361877640 Social Service Programs IL 501(c)(3) Line 7 N/A 0 Heartland Human Care Services Inc 208 S LaSalle Street Suite 1300 Chicago IL 60604 364053244 Social Service Programs IL 501(c)(3) Line 7 Heartland Alliance for Human Needs & Human Rights 0 Heartland Housing Inc 208 S LaSalle Street Suite 1300 Chicago IL 60604 363642952 Low-income Housing IL 501(c)(3) Line 9 Heartland Alliance for Human Needs & Human Rights 0 Argyle Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 363827013 Low-income Housing IL 501(c)(3) Line 11a, I Heartland Housing Inc 0 Ellis Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 363993195 Low-income Housing IL 501(c)(3) Line 11a, I Heartland Housing Inc 0 Diversey Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 363945503 Low-income Housing IL 501(c)(3) Line 11a, I Heartland Housing Inc 0 Heartland Alliance International LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 300739799 Social Service Programs IL 501(c)(3) Line 7 Heartland Alliance for Human Needs & Human Rights 0 Mayfield Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111300 Low-income Housing IL Mayfield Neighborhood Development Corporation N/A 0 0 North Avenue Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364407589 Low-income Housing IL North Avenue Neighborhood Development Corporation N/A 0 0 Leland Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 364440042 Low-income Housing IL Leland Neighborhood Development Corporation N/A 0 0 Drexel Jazz Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 320062800 Low-income Housing IL Drexel Neighborhood Development Corporation N/A 0 0 1218 W Highland Avenue LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 261456751 Low-income Housing IL Highland MM LLC N/A 0 0 Fond Du Lac Apartments LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 271343085 Low-income Housing IL Fond Du Lac MM LLC N/A 0 0 Hollywood House Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 262124251 Low-income Housing IL Hollywood Sheridan Neighborhood Development Corporation N/A 0 0 Roosevelt Square I Limited Partnership 350 W Hubbard Ste 301 Chicago IL 60654 710953532 Low-income Housing IL Heartland ABLA Rental I NFP N/A 0 0 Roosevelt Square II Limited Partnership 350 W Hubbard Ste 301 Chicago IL 60654 861133215 Low-income Housing IL Heartland ABLA Rental II NFP N/A 0 0 Highland MM LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 261707959 Low-income Housing IL Heartland Housing Highland LLC N/A 0 0 Viceroy Hotel Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 264589189 Low-income Housing IL Viceroy GP LLC N/A 0 0 Lathrop Community Partners LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 244602442 Low-income Housing IL Heartland Lathrop LLC N/A 0 0 Halsted Limited Partnership 208 S LaSalle Street Suite 1300 Chicago IL 60604 461389198 Low-income Housing IL Halsted GP LLC N/A 0 0 Center Buffum LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 900851752 Low-income Housing IL Center Buffum MM LLC N/A 0 0 Together4Health LLC 17 N State Street Suite 1390 Chicago IL 60602 900901586 Health Home Safety Network IL Heartland Health Outreach Inc Related 517748 315792 0 1 0.17500 Rethke Washington LLC 208 S LaSalle Street Suite 1300 Chicago IL 60602 364793011 Low-income Housing IL Rethke Washington MM LLC N/A 0 0 Leland Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364363803 Low-income Housing IL Heartland Housing Inc C 0 Mayfield Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111299 Low-income Housing IL Heartland Housing Inc C 0 Drexel Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364111299 Low-income Housing IL Heartland Housing Inc C 0 North Avenue Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 364407591 Low-income Housing IL Heartland Housing Inc C 0 Heartland ABLA Rental 208 S LaSalle Street Suite 1300 Chicago IL 60604 300209111 Low-income Housing IL Heartland Housing Inc C 0 Heartland ABLA Rental II 208 S LaSalle Street Suite 1300 Chicago IL 60604 320154610 Low-income Housing IL Heartland Housing Inc C 0 Hollywood Sheridan Neighborhood Development Corporation 208 S LaSalle Street Suite 1300 Chicago IL 60604 262124171 Low-income Housing IL Heartland Housing Inc C 0 Viceroy GP LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 264588742 Low-income Housing IL Heartland Housing Inc C 0 Halsted GP LLC 208 S LaSalle Street Suite 1300 Chicago IL 60604 320391528 Low-income Housing IL heartland Housing Inc C 0 0 0 0 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 Together4Health LLC D 227295 Book Value Together4Health LLC L 438758 Book Value