2016-03-09T11:27:20-06:00 2015-06-30 521511275 RAFFA PC 1899 L STREET NW SUITE 850 WASHINGTON DC 20036 990 2014-07-01 201782011 NETHOPE INC NETH 7033915939 10615 JUDICIAL DRIVE NO 402 FAIRFAX VA 22030 LAUREN WOODMAN CHIEF EXECUTIVE OFFICER 7033915939 2016-03-09 1 FRANK H SMITH P00639053 2028225000 2016-03-09 2014 2016-08-17 19:52:53Z LAUREN WOODMAN 10615 JUDICIAL DRIVE NO 402 FAIRFAX VA 22030 14128605 0 X WWW.NETHOPE.ORG X 2004 DE TO CATALYZE COLLABORATION AROUND TECHNOLOGY AND ITS POTENTIAL IMPACT FOR THE GREATER GOOD. 16 16 9 35 0 0 6301322 12951521 1095564 1158617 15965 18467 1200 0 7414051 14128605 92846 2084637 0 0 917700 1245776 0 0 234557 5059561 10433379 6070107 13763792 1343944 364813 2874801 3702152 801528 1264066 2073273 2438086 X NETHOPE EMPOWERS COMMITTED NONPROFIT ORGANIZATIONS TO CHANGE THE WORLD THROUGH THE POWER OF TECHNOLOGY. BY FACILITATING COLLABORATION BETWEEN NETHOPE'S NONPROFIT MEMBERS, CHARITABLE FOUNDATIONS AND TECH SPONSORS, NETHOPE IS A CATALYST FOR PRODUCTIVE INNOVATION AND PROBLEM-SOLVING IN HUMANITARIAN AND CONSERVATION WORK. SINCE ITS FOUNDING IN 2001, NETHOPE HAS GROWN TO REPRESENT 44 TOP TIER INTERNATIONAL NGOS, WORKING ON SOME OF THE WORLD'S TOUGHEST CHALLENGES INCLUDING POVERTY AND HUNGER, REFUGEE DISPLACEMENT, HUMAN TRAFFICKING, GENDER INEQUALITY, AND ENVIRONMENTAL PROTECTION IN 180 COUNTRIES WORLDWIDE. 0 0 6963849 1500486 1158617 EMERGENCY RESPONSE - NETHOPE HAS A LONG HISTORY OF WORKING WITH ITS STAKEHOLDERS DURING TIMES OF CRISIS TO FACILITATE COLLABORATIVE EFFORTS WITHIN THE NGO COMMUNITY, VARIOUS UN AGENCIES, THE PRIVATE SECTOR, AND GOVERNMENT. IN FY 2015 NETHOPE'S EMERGENCY RESPONSE EFFORTS FOCUSED PRIMARILY ON THE EBOLA OUTBREAK IN WEST AFRICA AND THE EARTHQUAKE IN NEPAL.A) EBOLA OUTBREAK: TOWARDS THE END OF 2014, NETHOPE BEGAN CLOSELY MONITORING WHAT WOULD BECOME THE EBOLA OUTBREAK IN WEST AFRICA. THE LARGEST EPIDEMIC OF ITS KIND, EBOLA CARRIED WITH IT A GREAT DEAL OF MYSTERY AND FEAR, EXACERBATED BY A SEVERE LACK OF COMMUNICATIONS CAPACITY WHEN AND WHERE IT WAS MOST NEEDED. AFTER NETHOPE BEGAN ITS OFFICIAL RESPONSE TO THE EBOLA OUTBREAK IN AUGUST 2014, WORK CONTINUED INTO 2015, AS INFORMATICS SERVICES AND CONNECTIVITY CONTINUED TO BE NEEDED. NETHOPE BOOSTED THE BANDWIDTH OF 44 LOCATIONS AND IMPLEMENTED BRAND NEW SET ARRANGEMENTS IN 32 LOCATIONS, RAPIDLY RESPONDING WHERE INFECTION WAS MOST PREVALENT, SERVING AN ESTIMATED 22 MILLION BENEFICIARIES.B) NEPAL EARTHQUAKE: FOLLOWING THE 7.9 MAGNITUDE EARTHQUAKE WHICH STRUCK NEPAL, THE NETHOPE QUICKLY MOBILISED TO PROVIDE SHARED CONNECTIVITY SOLUTIONS TO HUMANITARIAN RESPONDERS IN NEED OF CONNECTION. NETHOPE ALSO PROVIDED CRITICAL CRISIS INFORMATICS SERVICES, MAPPING DAMAGE AND AID LOCATIONS, AND DEPLOYED UAVS TO SURVEY AND ASSESS THE DISASTER. 4010639 584151 0 GLOBAL BROADBAND AND INNOVATIONS - THE GLOBAL BROADBAND AND INNOVATIONS ALLIANCE (GBI) LEVERAGES INFORMATION COMMUNICATION TECHNOLOGIES (ICT) TO SUPPORT SOCIOECONOMIC DEVELOPMENT ACROSS U.S. AGENCY FOR INTERNATIONAL DEVELOPMENT (USAID) PRIORITY COUNTRIES. GBI ACTIVITIES ARE SPLIT INTO TWO BROAD CATEGORIES:A) FOR PROJECTS CONCERNING TECHNOLOGY ACCESS, THE NETHOPE TEAM WORKS WITH USAID MISSIONS AND IMPLEMENTING PARTNERS TO BRING AFFORDABLE, RELIABLE AND COMPETITIVELY SERVICED BROADBAND CONNECTION (VOICE AND DATA) TO RURAL AREAS IN USAID PRIORITY COUNTRIES. IN 2015, MAJOR PROJECTS INCLUDED: THE INDONESIA RURAL BROADBAND PILOT, JAMAICA TV WHITE SPACE PROJECT, KENYA DADAAB CONNECTIVITY PROJECT AND THE LEBANNON RURAL BROADBAND PROJECT. B) FOR PROJECTS CONCERNING TECHNOLOGY APPLICATION, THE NETHOPE TEAM CAPITALIZES ON EFFICIENCIES THAT ARE INTRODUCED THROUGH TECHNOLOGY TO ACHIEVE USAID'S CORE OBJECTIVES IN HEALTH, DEMOCRACY AND GOVERNANCE, ECONOMIC GROWTH AND GENDER EQUALITY. THE TEAM IS ALSO UNDERTAKING NEW APPROACHES TO ACHIEVING DEVELOPMENT THROUGH MOBILE TECHNOLOGY. PROJECTS IN 2015 INCLUDED: COMBATING THE TRAFFICKING IN PERSONS PROJECT, E-MITRA (MOBILE MONEY IN INDONESIA PROJECT), PAYMENT INNOVATIONS AND WOMEN IN THE WEB ALLIANCE. 234319 0 0 OFDA - NETHOPE RECEIVED FUNDING FROM USAID'S OFFICE FOR FOREIGN DISASTER ASSISTANCE (OFDA) TO IMPROVE INTERNET CONNECTIVITY IN THE NORTHERN PROVINCES OF CENTRAL AFRICA REPUBLIC. THE PROGRAM LEVERAGES WELL ESTABLISHED SATELLITE COMMUNICATIONS TECHNOLOGIES. SECURITY ISSUES IN THE NORTHERN PROVINCES MADE IT UNSAFE FOR NETHOPE TEAMS TO INSTALL THE EQUIPMENT NEEDED TO DELIVER ON THE PROMISE OF THE PROGRAM. THE PROGRAM IS TEMPORARILY ON HOLD AS A RESULT. 201324 0 0 SUMMIT 192455 0 0 HEALTHCOM CAPACITY 188455 0 0 SHARED SERVICES 130023 0 0 NETHOPE ACADEMY 124088 0 0 SOLUTION CENTER 42884 0 0 CONNECTIVITY 6677 OTHER PROGRAMS 885906 0 0 12094713 1 1 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 40 0 1 9 1 0 1 ID 0 0 0 0 0 0 0 0 X 16 16 0 0 1 0 1 1 0 1 1 0 0 1 1 0 0 1 1 1 0 0 VA X LAUREN WOODMAN 7033915939 10615 JUDICIAL DRIVE NO 402 FAIRFAX VA 22030 EDWARD G HAPP CHAIRMAN & DIRECTOR - UNTIL 05/2014 8.00 X X 0 0 0 VINCENT RICHARDSON CHAIRMAN & DIRECTOR 3.50 X X 0 0 0 ERIK ARNOLD VICE CHAIR & DIRECTOR 3.50 X X 0 0 0 RADHA BASU VICE CHAIR & DIRECTOR 3.50 X X 0 0 0 KELVIN CANTAFIO SECRETARY & DIRECTOR - UNTIL 05/2014 3.50 X X 0 0 0 JONATHAN PALMER SECRETARY & DIRECTOR 3.50 X X 0 0 0 JEAN-LOUIS ECOCHARD TREASURER & DIRECTOR - UNTIL 05/2014 5.50 X X 0 0 0 CATHY QUENSE TREASURER & DIRECTOR 5.50 X X 0 0 0 RENEE S ACOSTA DIRECTOR - UNTIL 05/2014 2.00 X 0 0 0 MARIANNE ALLISON DIRECTOR - UNTIL 05/2014 2.00 X 0 0 0 ED ANDERSON DIRECTOR - UNTIL 05/2014 2.00 X 0 0 0 MARK BANBURY DIRECTOR 2.00 X 0 0 0 VICKIE BARROW-KLEIN DIRECTOR 2.00 X 0 0 0 ROMANUS BERG DIRECTOR 2.00 X 0 0 0 JIM DANIELL DIRECTOR 2.00 X 0 0 0 CORY A EAVES DIRECTOR 2.00 X 0 0 0 LAURA FRIGENTI DIRECTOR 2.00 X 0 0 0 PETER HEATHER DIRECTOR - UNTIL 05/2014 2.00 X 0 0 0 GAIL HYDE DIRECTOR 2.00 X 0 0 0 JONATHAN PALMER DIRECTOR 2.00 X 0 0 0 CATHY QUENSE DIRECTOR 2.00 X 0 0 0 THOMAS RUBATSCHER DIRECTOR 2.00 X 0 0 0 ANDY WILLIAMS DIRECTOR 2.00 X 0 0 0 LAUREN WOODMAN CEO AND EXECUTIVE DIRECTOR 40.00 X 217857 0 0 FRANK SCHOTT MANAGING DIRECTOR, GLOBAL PROGRAMS 40.00 X 127367 0 0 JILL STASZ HARRIS INTERIM CFO - UNTIL 07/2014 40.00 X 126156 0 3752 LAURA MCMILLAN CHIEF OPERATING OFFICER 40.00 X 45375 0 1361 516755 0 5113 3 0 1 0 FHI 360 PO BOX 602146 DURHAM NC 27701 CONSULTING 257750 CAROLYN S MCGEE INC 10615 JUDICIAL DRIVE 402 FARIFAX VA 22030 ACCOUNTING SERVICES 198355 E-LINE 363 7TH AVENUE 20TH FLOOR NEW YORK NY 10001 CONSULTING 180000 SOMA GHOSHAL 717 SOUTH CHERRY GROVE AVE 301 ANNAPOLIS MD 21401 CONSULTING 137865 MARCELLA WILLIS 3900 16TH STREET NW APT 517 WASHINGTON DC 20011 CONSULTING 135179 12 4268682 8682839 233734 12951521 MEMBERSHIP DUES 900099 707517 707517 IT AND WEBEX 900099 451100 451100 1158617 18467 18467 14128605 1158617 0 18467 X 2084637 2084637 537802 117455 361058 59289 509987 275150 153664 81173 113692 38996 58783 15913 84295 28497 45512 10286 4085 3613 472 236474 39019 197455 4624001 4376888 225112 22001 1387643 1350156 37026 461 373260 303225 60625 9410 105188 105188 728658 627377 69107 32174 149551 110388 36494 2669 1241 1241 10513 1688 8825 PROGRAM SUPPLIES 2612745 2612745 DUES AND SUBSCRIPTIONS 194826 15314 178401 1111 AWARDS 5194 4377 747 70 13763792 12094713 1434522 234557 13792 24169 2427105 2328854 360844 1234707 27757 72911 28876 20596 36643 32433 4127 4210 12300 16705 2874801 3702152 569245 1112135 232283 151931 801528 1264066 X 681501 1138254 1391772 1299832 2073273 2438086 2874801 3702152 364813 0 X 0 1 X 1 1 1 X 3205457 4721032 5554075 6301322 12951521 32733407 3205457 4721032 5554075 6301322 12951521 32733407 8631951 24101456 7845 6274 4142 15965 18467 52693 600 1200 1800 32787900 4945362 0.73510 0.72080 X SCHEDULE A, PART II, LINE 10, EXPLANATION OF OTHER INCOME: OTHER INCOME - 2012 AMOUNT: $ 600. 2013 AMOUNT: $ 1,200. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 35643 31433 4210 1000 1000 0 4210 X 14776514 647909 647909 14128605 0 14128605 14411701 647909 647909 13763792 0 13763792 PART X, LINE 2: NETHOPE PERFORMED AN EVALUATION OF UNCERTAIN TAX POSITIONS FOR THE YEAR ENDED JUNE 30, 2015, AND DETERMINED THAT THERE ARE NO MATTERS THAT WOULD REQUIRE RECOGNITION IN THE FINANCIAL STATEMENTS OR THAT MAY HAVE ANY EFFECT ON ITS TAX-EXEMPT STATUS. 1 EUROPE 0 0 PROGRAM SERVICES PROGRAM MANAGEMENT, CONFERENCE COSTS, TECHNICAL ADVISOR, ADMIN SUPPORT 1497338 EUROPE 0 0 GRANTMAKING 615154 CENTRAL AMERICA AND THE CARRIBEAN 0 0 PROGRAM SERVICES MANAGEMENT/OVERSIGHT OF PROGRAM 1206 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES SOFTWARE DEVELOPMENT, PROGRAM MANAGEMENT 1184595 MIDDLE EAST AND NORTH AFRICA 0 0 GRANTMAKING 662537 NORTH AMERICA 0 0 PROGRAM SERVICES TECHNICAL ADVISOR 19317 EAST ASIA AND THE PACIFIC 0 0 PROGRAM SERVICES TECHNICAL ADVISOR 633827 EAST ASIA AND THE PACIFIC 1 3 EMPLOYEES CHIEF OF PARTY, OFFICE RENTAL, RENTAL FOR HOUSING, HEALTH INSURANCE 163209 SOUTH AMERICA 0 0 PROGRAM SERVICES INTERPRETER, TECHNICAL ADVISOR 11745 1 3 0 0 1 3 4777183 11745 4788928 EUROPE COMMUNICATIONS INFRASTRUCTURE PROJECT 81350 WIRE EUROPE COMMUNICATIONS INFRASTRUCTURE PROJECT 18165 WIRE 39833 MERAKI GEAR AND LICENSE ($4,033), BGANS ($35,800) FMV EUROPE COMMUNICATIONS INFRASTRUCTURE PROJECT 57194 WIRE 34500 BGANS, 6 MOS. SVC. FMV EUROPE COMMUNICATIONS INFRASTRUCTURE PROJECT 73000 WIRE EUROPE COMMUNICATIONS INFRASTRUCTURE PROJECT 148112 WIRE 138000 BGANS FMV EUROPE COMMUNICATIONS INFRASTRUCTURE PROJECT 20000 WIRE EUROPE COMMUNICATIONS INFRASTRUCTURE PROJECT 5000 WIRE MIDDLE EAST AND NORTH AFRICA COSTING UTILITY ANALYSIS 14723 WIRE MIDDLE EAST AND NORTH AFRICA COMMUNICATIONS INFRASTRUCTURE PROJECT 390014 WIRE 92000 BGANS FMV MIDDLE EAST AND NORTH AFRICA COMMUNICATIONS INFRASTRUCTURE PROJECT 73000 WIRE MIDDLE EAST AND NORTH AFRICA COMMUNICATIONS INFRASTRUCTURE PROJECT 40000 WIRE 30000 BGANS FMV MIDDLE EAST AND NORTH AFRICA COMMUNICATIONS INFRASTRUCTURE PROJECT 22800 WIRE 0 10 0 0 0 0 0 1 PART I, LINE 2: THE WID (CTIP) ACTIVITY WAS A SUB-AWARD TO WORLD VISION AND THE IMPLEMENTATION WAS MONITORED THROUGH QUARTERLY PROGRAM AND FINANCE REPORTS. THE ACTIVITIES WERE FURTHER REPORTED TO USAID THROUGH GBI SEMI-ANNUAL AND ANNUAL REPORTS, AND THROUGH THE SUBMISSION AND APPROVAL OF YEARLY WORK PLAN AND BUDGET. THE PAYMENT INNOVATIONS GRANTS WERE AWARDED WITH REQUIREMENTS TO SUBMIT DATA OF PERFORMED RESEARCH AND FURTHER REPORTING OF IMPLEMENTATION OF ACTIVITIES AND ACHIEVEMENTS. THE PAYMENT OF FUNDS WAS RELEASED ONLY UPON SUCCESSFUL IMPLEMENTATION AND DELIVERY OF MILESTONES. THE EBOLA GRANTS WERE AWARDED WITH REQUIREMENTS TO SUBMIT DATA OF PERFORMED RESEARCH AND FURTHER REPORTING OF IMPLEMENTATION OF ACTIVITIES AND ACHIEVEMENTS. THE PAYMENT OF FUNDS WAS RELEASED ONLY UPON SUCCESSFUL IMPLEMENTATION AND DELIVERY OF MILESTONES. X X X 0 0 0 0 0 0 0 0 0 LAUREN WOODMAN CEO AND EXECUTIVE DIRECTOR 209107 0 8750 0 0 0 0 0 0 0 217857 0 0 0 X EQUIPMENT 1 233734 FMV 0 0 0 FORM 990, PART VI, SECTION A, LINE 4 IN OCTOBER 2014, THE BOARD APPROVED A CHANGE TO THE BYLAWS THAT CREATED BOARD TERM LIMITS AND CLASSES FOR BOARD MEMBERS. THE TERM LIMITS ARE NOW SET AT A MAXIMUM OF TWO, THREE YEAR TERMS AND ALL BOARD MEMBERS ARE IDENTIFIED AS BEING IN CLASS I, II OR III TO ENSURE THAT THERE IS REGULAR ROTATION OFF THE BOARD AND NEW BOARD MEMBERS ARE REGULARLY ELECTED. FORM 990, PART VI, SECTION A, LINE 6 NETHOPE HAS ONE CLASS OF VOTING MEMBERS, WITH EACH MEMBER ENTITLED TO ONE VOTE. IN ADDITION TO THE RIGHT TO ELECT DIRECTORS AND SUCH OTHER POWERS AND RIGHTS AS VESTED IN THEM BY LAW, THE CERTIFICATE OF INCORPORATION, OR OUR BYLAWS, THE MEMBERS SHALL HAVE SUCH OTHER POWERS AND RIGHTS AS THE BOARD OF DIRECTORS MAY DESIGNATE. FORM 990, PART VI, SECTION A, LINE 7A NETHOPE HAS ONE CLASS OF VOTING MEMBERS, WITH EACH MEMBER ENTITLED TO ONE VOTE. IN ADDITION TO THE RIGHT TO ELECT DIRECTORS AND SUCH OTHER POWERS AND RIGHTS AS VESTED IN THEM BY LAW, THE CERTIFICATE OF INCORPORATION, OR OUR BYLAWS, THE MEMBERS SHALL HAVE SUCH OTHER POWERS AND RIGHTS AS THE BOARD OF DIRECTORS MAY DESIGNATE. FORM 990, PART VI, SECTION B, LINE 11 NETHOPE PROVIDES A COPY OF THE FEDERAL FORM 990 TO THE BOARD OF DIRECTORS FOR REVIEW AND RESPONDS TO INQUIRIES WITHIN A FIVE DAY PERIOD, PRIOR TO FILING WITH THE INTERNAL REVENUE SERVICE. FORM 990, PART VI, SECTION B, LINE 15A THE BOARD OF DIRECTORS HAS THE RESPONSIBILITY FOR REVIEWING AND SETTING THE CEO'S COMPENSATION PACKAGE. THE PERSONNEL COMMITTEE OF THE BOARD REVIEWS MARKET DATA ALONG WITH THE CEO'S PERFORMANCE IN DETERMINING WHAT AN EQUITABLE COMPENSATION PACKAGE SHOULD BE AND MAKES ITS RECOMMENDATION TO THE BOARD. IN TURN, THE CEO IS CHARGED WITH PREPARING EVALUATIONS FOR NETHOPE'S SENIOR MANAGEMENT TEAM BASED ON EACH INDIVIDUAL'S PERFORMANCE DURING THE CURRENT YEAR. THIS DATA IS THEN USED BY THE CEO IN SETTING COMPENSATION PACKAGES FOR THE SENIOR MANAGEMENT TEAM. THIS WAS LAST PERFORMED IN JANUARY 2014. FORM 990, PART VI, SECTION C, LINE 19 NETHOPE'S FEDERAL FORM 990 IS AVAILABLE THROUGH GUIDESTAR. OUR GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE MADE AVAILABLE TO THE PUBLIC UPON REQUEST. FORM 990, PART IX, LINE 11G OUTREACH AND EVENTS ASSISTANCE: PROGRAM SERVICE EXPENSES 82,960. MANAGEMENT AND GENERAL EXPENSES 225,112. FUNDRAISING EXPENSES 22,001. TOTAL EXPENSES 330,073. PROGRAM FIELD WORK INCLUDING MANAGMENT AND TECHNICAL SUPPORT: PROGRAM SERVICE EXPENSES 4,293,928. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 4,293,928.