2016-02-26T13:25:12-06:00 2015-06-30 BDO USA LLP 600 ANTON BLVD STE 500 COSTA MESA CA 92626 990 2014-07-01 330047994 ORANGE COUNTY'S UNITED WAY % SANDRA BENSWORTH ORAN 9496607600 18012 MITCHELL AVENUE SOUTH IRVINE CA 926146008 MAX GARDNER CEO 9496607600 2016-02-24 true CINDY J JANIKOWSKI P00165179 7149573200 2014 2016-08-17 19:52:53Z MAX GARDNER 18012 MITCHELL AVENUE SOUTH IRVINE CA 92614 24190131 false X www.unitedwayoc.org X 1940 CA OUR MISSION IS TO IMPROVE LIVES BY MOBILIZING THE CARING POWER OF ORANGE COUNTY TO STRENGTHEN OUR COMMUNITY. 37 36 60 2499 0 18007909 23414063 0 0 202496 384372 -36281 -186923 18174124 23611512 14266298 14427802 0 0 3345366 3480813 0 0 2053372 1248824 1408066 18860488 19316681 -686364 4294831 26062463 30155671 8806713 8768351 17255750 21387320 X OUR MISSION IS TO IMPROVE LIVES BY MOBILIZING THE CARING POWER OF ORANGE COUNTY TO STRENGTHEN OUR COMMUNITY. WE ENVISION A COMMUNITY, WHERE, IN THE NEXT 10 YEARS: EVERY ORANGE COUNTY YOUTH WILL RECEIVE A HIGH-QUALITY AND RELEVANT EDUCATION, FAMILIES WILL HAVE THE CAPABILITY TO BECOME FINANCIALLY STABLE, THE NEXT GENERATION IN ORANGE COUNTY WILL BE THE HEALTHIEST IN THE NATION AND HOMELESSNESS FOR CHILDREN AND THEIR FAMILIES HAS COME TO AN END. false false 4760768 4760768 SEE SCHEDULE O 1509214 SEE SCHEDULE O 9667034 9667034 SEE SCHEDULE O 15937016 true true false true true false false false true true false false false false true true false false false false false false false true false false true false true false false false false false false false false true false false false false false false false false true 23 0 true 60 true false false false false false true true false false false false false false false X 37 36 false false false false false false false true true false false true true true true true true true true false CA X SANDRA BENSWORTH 9492636140 18012 MITCHELL AVENUE SOUTH IRVINE CA 92614 ROBERT E PALMER VICE CHAIR, DIRECTOR-OUTGOING 5.0 0.0 X X 0 0 0 LISA LOCKLEAR TREASURER, DIRECTOR 5.0 0.0 X X 0 0 0 STEVEN D ALLISON CHAIR, DIRECTOR 5.0 0.0 X X 0 0 0 BEN ALVARADO DIRECTOR 1.0 0.0 X 0 0 0 SHERRI BOVINO DIRECTOR 1.0 0.0 X 0 0 0 STEVE CHURM DIRECTOR 1.0 0.0 X 0 0 0 TERRY FEIT DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL FELDMAN DIRECTOR 1.0 0.0 X 0 0 0 REGGIE GILYARD DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL A JOHNSON SECRETARY, DIRECTOR 5.0 0.0 X X 0 0 0 JACQUELINE A BRYA KELLEY DIRECTOR 1.0 0.0 X 0 0 0 ROBERT E KENT DIRECTOR 1.0 0.0 X 0 0 0 IAN LEISEGANG DIRECTOR 1.0 0.0 X 0 0 0 GREGG MARTIN DIRECTOR 1.0 0.0 X 0 0 0 HENRY MENDOZA DIRECTOR 1.0 0.0 X 0 0 0 DAVID MEULMESTER DIRECTOR 1.0 0.0 X 0 0 0 NANCY B MEYER DIRECTOR 1.0 0.0 X 0 0 0 AL MIJARES DIRECTOR 1.0 0.0 X 0 0 0 TRINA NORMAN DIRECTOR 1.0 0.0 X 0 0 0 SUE PARKS VICE CHAIR, DIRECTOR-INCOMING 5.0 0.0 X X 0 0 0 SHIRLEY QUACKENBUSH DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL M RUANE DIRECTOR 1.0 0.0 X 0 0 0 ERNEST SCHROEDER DIRECTOR 1.0 0.0 X 0 0 0 NELLA WEBSTER O'GRADY CFP DIRECTOR 1.0 0.0 X 0 0 0 JAMES W WILSON DIRECTOR 1.0 0.0 X 0 0 0 MAX GARDNER CEO, PRESIDENT 37.5 0.0 X X 242345 0 22119 PAULA CAMPELL DIRECTOR 1.0 0.0 X 0 0 0 KAREN CONLON DIRECTOR 1.0 0.0 X 0 0 0 SUZANNE FRADETTE DIRECTOR 1.0 0.0 X 0 0 0 MILDRED GARCIA DIRECTOR 1.0 0.0 X 0 0 0 JOSEPH HENSLEY DIRECTOR 1.0 0.0 X 0 0 0 SANDRA HUTCHENS DIRECTOR 1.0 0.0 X 0 0 0 HECTOR INFANTE DIRECTOR 1.0 0.0 X 0 0 0 JOHN MCGRATH DIRECTOR 1.0 0.0 X 0 0 0 DONALD PEARL DIRECTOR 1.0 0.0 X 0 0 0 MICHAEL RAY DIRECTOR 1.0 0.0 X 0 0 0 KENNETH F LICKEL VICE CHAIR, DIRECTOR - TEMP 5.0 0.0 X X 0 0 0 NICOLE CARRILLO HALL DIRECTOR 1.0 0.0 X 0 0 0 ANTONELLA CASTRO DIRECTOR 1.0 0.0 X 0 0 0 TIM CLYDE DIRECTOR 1.0 0.0 X 0 0 0 CARIE MONROE DIRECTOR 1.0 0.0 X 0 0 0 KEITH MORRISON DIRECTOR 1.0 0.0 X 0 0 0 TAM NGUYEN DIRECTOR 1.0 0.0 X 0 0 0 SANDRA BENSWORTH CFO 37.5 0.0 X 123505 0 4688 CARLA VARGAS RIVA SVP/COMMUNITY IMPACT 37.5 0.0 X 172991 0 10052 MIKE GREENE VP/IT 37.5 0.0 X 109911 0 7390 BRIE GRISET SMITH VP/DEVELOPMENT 37.5 0.0 X 127922 0 10082 SUSAN ARITA DIRECTOR OF FINANCE 37.5 0.0 X 99230 0 10104 KATHERINE RANSOM VP/MARKETING 37.5 0.0 X 96676 0 10069 972580 0 74504 7 false true false 0 651547 22762516 260637 23414063 0 385594 385594 0 0 0 0 0 262976 262976 1222 -1222 -1222 -1222 120360 651547 314421 -194061 -194061 0 0 SHARED FACILITY REVENUE 531120 7138 7138 7138 23611512 197449 14427802 14427802 0 0 0 1112004 433688 376154 302162 0 1963724 709284 417409 837031 20588 6906 4348 9334 141423 47440 29865 64118 243074 93362 57759 91953 0 0 67329 67329 0 0 10641 10641 222893 11735 75537 135621 341455 3254 2135 336066 117252 31834 25026 60392 82315 11351 48263 22701 0 71005 14201 28402 28402 14429 3236 424 10769 0 36057 8185 19054 8818 0 185253 87658 47856 49739 209700 41940 83880 83880 37946 4525 24371 9050 MISCELLANEOUS 11791 615 7840 3336 19316681 15937016 1326293 2053372 4581645 6956796 2228681 2888713 10121559 8077871 23000 10957 0 0 0 0 0 0 0 0 72012 69719 5408079 4180962 1328607 1227117 7221733 10756831 0 0 0 0 0 0 485226 167667 26062463 30155671 488951 586255 8317762 8182096 0 0 0 0 0 0 0 0 0 0 0 0 0 0 8806713 8768351 X 11219659 15215601 0 0 6036091 6171719 17255750 21387320 26062463 30155671 X 4294831 -282461 119200 X false true X true false X 17842124 18592605 17572766 18007909 23414063 95429467 0 0 17842124 18592605 17572766 18007909 23414063 95429467 2670983 92758484 105527 122940 137243 202496 385594 953800 0 37875 34792 29429 26244 7138 135478 96518745 0.96104 0.89813 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 19316681 19316681 1000000 250000 1000000 1000000 1000000 1000000 4000000 6000000 0 0 0 0 0 250000 250000 250000 250000 1000000 1500000 0 0 0 0 0 LOBBYING ACTIVITIES - FORM 990 PART IV LINE 4 THE ORGANIZATION DID NOT HAVE ANY LOBBYING ACTIVITIES FOR THE YEAR; HOWEVER, FORM 5768, ELECTION/REVOCATION OF ELECTION BY AN ELIGIBLE SECTION 501(C)(3) ORGANIZATION TO MAKE EXPENDITURES TO INFLUENCE LEGISLATION, WAS FILED WITH THE IRS FOR TAX YEAR 2007. 73 6765012 6468719 1449493 true true false 4800725 4617650 59319 9477694 3785172 485512 530040 4800724 3031766 426031 327375 3785172 2361647 624473 45646 3031766 1216304 836197 309146 2361647 0.59000 0.41000 false false 722039 722039 2089639 1964259 125380 1336791 1198188 138603 1259610 1018515 241095 1227117 0 0 X 13781217 -282461 119200 -163261 13944478 9667034 9667034 23611512 9649647 9649647 9667034 9667034 19316681 FORM 990 SCHEDULE D PART X LINE 2 FIN48(ASC 740) LIABILITY FOR UNCERTAIN TAX POSITIONS THE ORGANIZATION IS EXEMPT FROM INCOME TAXES TO THE EXTENT PROVIDED UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE. ACCORDINGLY, NO PROVISION FOR INCOME TAXES IS INCLUDED IN THE ACCOMPANYING FINANCIAL STATEMENTS. THE ORGANIZATION FOLLOWS THE PROVISIONS OF ACCOUNTING STANDARDS CODIFICATION (ASC) NO. 740, INCOME TAXES, SURROUNDING ACCOUNTING FOR UNCERTAIN INCOME TAX POSITIONS. ASC 740 PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT OF TAX POSITIONS TAKEN OR EXPECTED TO BE TAKEN IN INCOME TAX RETURNS. ASC 740 ALSO PROVIDES GUIDANCE ON ACCOUNTING FOR INTEREST AND PENALTIES ASSOCIATED WITH TAX POSITIONS. THE ORGANIZATION WILL REPORT INTEREST AND PENALTIES, IF ANY, RELATED TO INCOME TAX MATTERS AS ADMINISTRATION SUPPORT SERVICES. THE ORGANIZATION RECORDED NO IMPACT UNDER ASC 740 DURING THE CURRENT YEAR. FORM 990 SCHEDULE D PART V LINE 4 PURPOSE - ENDOWMENT FUNDS THE PURPOSE OF THE ENDOWMENT FUNDS IS TO SUSTAIN THE MISSION OF ORANGE COUNTY'S UNITED WAY AS A VITAL COMMUNITY RESOURCE NOW AND INTO THE FUTURE. THE PRINCIPAL OBJECTIVE IS TO PROVIDE A SOURCE OF INCOME TO FUND PROGRAM EXPENSES AND OPERATIONAL COSTS. FORM 990 SCHEDULE D PART XI LINE 4B & PART XII LINE 4B DONOR DESIGNATION AND DONOR DESIGNATION FEES TOTAL: 9,667,034 FORM 990 SCHEDULE D PART XI LINE 2D PRIOR-YEAR PLEDGE LOSS ADJUSTMENT TOTAL: 119,200 WPF Breakfast 350674 329464 21210 57155 36562 24884 Walk United 244810 166585 78225 23455 48792 58232 1 176423 155498 20925 6278 38840 100 20123 771907 651547 120360 86888 75402 48892 103239 314421 -194061 true 2-1-1 OC 1505 E 17TH ST STE 108 SANTA ANA CA 92705 330063532 501(c)(3) 204000 HOUSING/HEALTH ABRAZAR INC 7101 WYOMING STREET WESTMINSTER CA 92683 330301538 501(c)(3) 590000 INCOME ACACIA ADULT DAY SERVICES 11391 ACACIA PARKWAY GARDEN GROVE CA 92840 953509323 501(c)(3) 20000 HEALTH ACCESS OC 1505 E 17TH ST STE 209 SANTA ANA CA 92705 952021700 501(c)(3) 20000 HEALTH AGE WELL SENIOR SERVICES INC 24300 EL TORO ROAD BLDG A STE 20 LAGUNA WOODS CA 92637 931163563 501(c)(3) 31875 HEALTH ALZHEIMER'S FAMILY SERVICES CENTER (AFSC) 9451 INDIANAPOLIS AVENUE HUNTINGTON BEACH CA 92646 953463975 501(c)(3) 12500 HEALTH ANAHEIM COMMUNITY FOUNDATION 200 S ANAHEIM BLVD STE 433 ANAHEIM CA 92805 330033023 501(c)(3) 8750 INCOME ANAHEIM UNION SCHOOL DISTRICT 501 N CRESCENT WAY ANAHEIM CA 92801 330735418 501(c)(4) 167775 EDUCATION ANGELS BASEBALL FOUNDATION 2000 GENE AUTRY WAY ANAHEIM CA 92806 200713975 501(c)(3) 49545 HEALTH BOYS & GIRLS CLUB OF WESTMINSTER 14400 CHESTNUT STREET WESTMINSTER CA 92683 952919799 501(c)(3) 25000 EDUCATION CAL STATE UNIVERSITY FULLERTON 2600 NUTWOOD AVE STE 850 FULLERTON CA 92831 330567945 501(c)(3) 94200 EDUCATION CASA YOUTH SHELTER 10911 REAGAN ST LOS ALAMITOS CA 90720 953218061 501(c)(3) 20000 HEALTH CHILD GUIDANCE CENTER INC 525 CABRILLO PARK DRIVE STE 300 SANTA ANA CA 92701 952546170 501(c)(3) 182500 HEALTH COLETTE'S CHILDREN'S HOME 17301 BEACH BLVD SUITE 23 HUNTINGTON BEACH CA 92647 911939140 501(c)(3) 7500 HEALTH COMMUNITY ACTION PARTNERSHIP OF OC 11870 MONARCH STREET GARDEN GROVE CA 92841 952452787 501(c)(3) 15250 INCOME COMMUNITY SENIORSERV INC 1200 N KNOLLWOOD CIRCLE ANAHEIM CA 92801 952771715 501(c)(3) 16000 HEALTH COMMUNITY SERVICE PROGRAMS INC 1821 E DYER RD STE 120 SANTA ANA CA 92705 953167866 501(c)(3) 36000 HEALTH DELHI COMMUNITY CENTER 505 EAST CENTRAL AVENUE SANTA ANA CA 92707 952620952 501(c)(3) 19250 INCOME FAMILIES FORWARD 9221 IRVINE BLVD IRVINE CA 92618 330086043 501(c)(3) 197500 INCOME/HOUSING FRIENDSHIP SHELTER INC PO BOX 4252 LAGUNA BEACH CA 92652 330219404 501(c)(3) 7500 HEALTH GIRLS INCORPORATED OF ORANGE COUNTY 150 PAULARINO AVENUE D-290 COSTA MESA CA 92626 951810150 501(c)(3) 80000 EDUCATION GOODWILL INDUSTRIES OF ORANGE COUNTY 410 N FAIRVIEW SANTA ANA CA 92703 951644018 501(c)(3) 50162 INCOME GOOD HANDS FOUNDATION 12 RUE BRITTANY FOOTHILL RANCH CA 92610 260391438 501(c)(3) 7500 INCOME HUMAN OPTIONS INC PO BOX 53745 IRVINE CA 92619 953667817 501(c)(3) 32500 HOUSING/HEALTH HUNTINGTON BEACH UNION HIGH SCHOOL DISTRICT 5832 BOLSA AVE HUNTINGTON BEACH CA 92649 330514550 501(c)(3) 35650 EDUCATION ILLUMINATION FOUNDATION 2691 RICHTER AVENUE STE 107 IRVINE CA 92606 952021700 501(c)(3) 25000 HOUSING INTERVAL HOUSE PO BOX 3356 SEAL BEACH CA 90740 953389113 501(c)(3) 35000 HOUSING IRVINE ADULT DAY HEALTH SERVICES 20 LAKE ROAD IRVINE CA 92604 330599371 501(c)(3) 29614 HEALTH LAGUNA BEACH COMMUNITY CLINIC 362 THIRD STREET LAGUNA BEACH CA 92651 952637633 501(c)(3) 20000 HEALTH LAURA'S HOUSE 999 CORPORATE DRIVE STE 225 LADERA RANCH CA 92694 330621826 501(c)(3) 30000 HOUSING/HEALTH LESTONNAC FREE CLINIC 1215 E CHAPMAN AVENUE ORANGE CA 92866 953499011 501(c)(3) 50000 HEALTH MERCY HOUSE PO BOX 1905 SANTA ANA CA 92702 330315864 501(c)(3) 185545 HOUSING OAKVIEW RENEWAL PARTNERSHIP PO BOX 3476 HUNTINGTON BEACH CA 92605 611495237 501(c)(3) 10000 INCOME ONEOC-OC FUNDERS ROUNDTABLE 1901 E 4TH STREET STE 100 SANTA ANA CA 92705 952021700 501(c)(3) 271000 HEALTH/EDUCATION COMMUNITY ACTION PARTNERSHIP OF OC 11870 MONARCH ST GARDEN GROVE CA 92841 952452787 501(c)(3) 150000 HEALTH PATHWAYS OF HOPE PO BOX 6326 FULLERTON CA 92834 330147739 501(c)(3) 117500 INCOME/HOUSING PROVIDENCE SPEECH AND HEARING CENTER 1301 W PROVIDENCE AVE ORANGE CA 92868 956154473 501(c)(3) 50000 EDUCATION ROADTRIP NATION 853 W 17TH ST UNIT A COSTA MESA CA 92627 263889207 501(c)(3) 5998 EDUCATION SANTA ANA UNIFIED SCHOOL DISTRICT 1601 E CHESTNUT AVE SANTA ANA CA 92701 330383385 501(c)(4) 87400 EDUCATION SCIENCEOC 1901 E 4TH STREET STE 100 SANTA ANA CA 92705 952021700 501(c)(3) 16000 EDUCATION SERVING PEOPLE IN NEED INC (SPIN) 151 KALMUS DRIVE STE H-2 COSTA MESA CA 92626 330329687 501(c)(3) 77500 HOUSING/INCOME SHARE OUR SELVES 1550 SUPERIOR AVENUE COSTA MESA CA 92627 953222316 501(c)(3) 20000 HEALTH TALLER SAN JOSE 801 NORTH BROADWAY SANTA ANA CA 92701 593816355 501(c)(3) 100000 INCOME UC REGENTS 420 SOCIAL SCIENCE TOWER IRVINE CA 92697 952540117 501(c)(3) 35450 EDUCATION UNITED WAYS OF CALIFORNIA 1107 FAIR OAKS AVE 12 SOUTH PASADENA CA 91030 941646369 501(c)(3) 35895 HEALTH VITAL LINK PO BOX 12064 COSTA MESA CA 92627 330632256 501(c)(3) 48000 EDUCATION WISEPLACE 1411 N BROADWAY SANTA ANA CA 92706 951684796 501(c)(3) 47000 HOUSING/HEALTH WOMEN HELPING WOMEN INC 1800 EAST MCFADDEN AVENUE STE 1A SANTA ANA CA 92705 330576900 501(c)(3) 85000 INCOME WOMEN'S TRANSITIONAL LIVING CENTER PO BOX 6103 ORANGE CA 92863 510201813 501(c)(3) 38500 HOUSING BOYS & GIRLS CLUBS OF SANTA ANA 16582 BROOKHURST STREET FOUNTAIN VALLEY CA 92708 956192466 501(c)(3) 208900 EDUCATION/HEALTH CHAPMAN UNIVMESA PROGRAM 1 UNIVERSITY DR ORANGE CA 92866 951643992 501(c)(3) 10000 EDUCATION DISCOVERY SCIENCE CENTER 2500 N MAIN ST SANTA ANA CA 92705 330828380 501(c)(3) 38745 EDUCATION FULLERTON COLLEGE PO BOX 431 FULLERTON CA 92836 956098253 501(c)(3) 15000 EDUCATION GARDEN GROVE UNIFIED SCHOOL DISTRICT 10331 STANFORD AVE GARDEN GROVE CA 92840 952378800 501(c)(4) 179000 EDUCATION/INCOME INSTITUTO PARA LA MUJER DE HOY 1000 N ALAMEDA STREET 240 LOS ANGELES CA 90012 954302067 501(c)(3) 40000 INCOME NORTH OC COMMUNITY COLLEGE DISTRICT 1830 W ROMNEYA DR ANAHEIM CA 92801 953826720 501(c)(3) 25000 EDUCATION ORANGEWOOD CHILDREN'S FDN 1575 E 17TH ST SANTA ANA CA 92705 953616628 501(c)(3) 7180 HEALTH PROJECT HOPE ALLIANCE 1954 PLACENTIA AVE COSTA MESA CA 92627 753099628 501(c)(3) 124500 HOUSING/INCOME SECOND HARVEST FOOD BANK 8014 MARINE WAY IRVINE CA 92618 320362611 501(c)(3) 150000 HEALTH WESTMINSTER SCHOOL DISTRICT 14121 CEDARWOOD AVE WESTMINSTER CA 92683 330416845 501(c)(4) 19025 EDUCATION WORKING WARDROBES 3030 PULLMAN ST COSTA MESA CA 92626 330669145 501(c)(3) 75000 INCOME ALZHEIMER'S DISEASE NAD RELATED DISORDERS 2515 MCCABE WAY STE 200 IRVINE CA 92614 953702013 501(c)(3) 10000 HEALTH BOAT PEOPLE SOS 9191 BOLSA AVE STE 220 WESTMINSTER CA 92683 800624033 501(c)(3) 5250 INCOME COASTLINE COMMUNITY COLLEGE 11460 WARNER AVE FOUNTAIN VALLEY CA 92708 330094898 501(c)(3) 5250 INCOME LATINO HEALTH ACCESS 450 W 4TH ST STE 130 SANTA ANA CA 92701 330562943 501(c)(3) 75000 HEALTH 65 4 SCHEDULE I PART I Line 2 GENERAL INFO - GRANTS & ASSISTANCE: ORANGE COUNTY'S UNITED WAY MONITORS THE USE OF GRANT FUNDS BY ENGAGING IN A FORMAL MEMORANDUM OF UNDERSTANDING WITH THE AGENCY REFERENCING THE FUNDED PROGRAM AND ANTICIPATED OUTCOMES. MID-YEAR AND YEAR-END REPORTS ARE REQUIRED AND ARE COMPARED TO ORIGINAL ANTICIPATED OUTCOMES. IN ADDITION, UPDATED FINANCIAL STATEMENTS AND AUDIT REPORTS ARE REQUIRED. ANY PERFORMANCE PROBLEMS WITH THE GRANTEE ARE MONITORED BOTH BY STAFF AND THE COMMUNITY IMPACT COMMITTEE. X true true X X X X false false false false false false false false false MAX GARDNER CEO, PRESIDENT 219345 0 23000 0 0 0 7641 0 14478 0 264464 0 0 0 CARLA VARGAS RIVA SVP/COMMUNITY IMPACT 157491 0 15500 0 0 0 5210 0 4842 0 183043 0 0 0 SCHEDULE J PART I Line 1A COMPENSATION - HEALTH OR SOCIAL CLUB DUES: THE MEMBERSHIP IS USED TO CONDUCT BUSINESS RELATED MEETINGS AND ENGAGEMENTS TO FURTHER ADVANCE THE MISSION OF THE ORGANIZATION. X 25 260637 FMV false true true FORM 990 SCHEDULE M LINE 9(B) THE AMOUNT IN COLUMN (B) REPRESENTS THE NUMBER OF CONTRIBUTIONS RECEIVED. FORM 990 SCHEDULE M LINE 32B VEHICLE DONATION CENTER: THE ORGANIZATION UTILIZES AN UNRELATED OUTSIDE THIRD PARTY TO PROCESS VEHICLE DONATIONS. FORM 990 PART VI SECTION B LINE 12C POLICIES - MONITOR AND COMPLIANCE ENFORCEMENT: OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES ARE REQUIRED TO DISCLOSE ANNUALLY INTERESTS THAT WOULD GIVE RISE TO CONFLICTS. CONFLICT STATEMENTS ARE REVIEWED ANNUALLY AND ANY STATED CONFLICT IS REVIEWED BY THE BOARD DEVELOPMENT COMMITTEE AND BY THE BOARD OF DIRECTORS. FORM 990 PART VI SECTION B LINE 15A & B POLICIES - COMPENSATION: THE EXECUTIVE COMPENSATION COMMITTEE ("THE COMMITTEE") OF THE BOARD OF DIRECTORS IS COMPRISED OF INDEPENDENT DIRECTORS RESPONSIBLE FOR REVIEW AND APPROVAL OF COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER AND OTHER KEY EMPLOYEES. ORANGE COUNTY'S UNITED WAY'S EXECUTIVE COMPENSATION PROGRAM IS DESIGNED TO ENCOURAGE RETENTION OF HIGH CALIBER EXECUTIVES. THE COMMITTEE CONSIDERS NUMEROUS FACTORS INCLUDING OCUW'S MISSION AND GOALS, COMPARABLE COMPENSATION OFFERED IN COMPARABLE MARKETS AND OVERALL PERFORMANCE OF THE CEO AND KEY EMPLOYEES. AS PART OF THE PROCESS THE COMMITTEE REVIEWS A SUMMARY OF SALARY DATA PUBLISHED IN COMPENSATION SURVEYS FROM INDEPENDENT SOURCES INCLUDING UNITED WAY WORLDWIDE AND REGIONAL DATA FROM OTHER NON-PROFITS IN SOUTHERN CALIFORNIA. THE COMMITTEE ALSO REVIEWED THE PERFORMANCE INCENTIVE PROGRAM. THIS PLAN IS DESIGNED TO REWARD PERFORMANCE BASED ON BOTH QUANTIFIABLE AND NON-QUANTIFIABLE SPECIFIC ORGANIZATIONAL DRIVERS. FINALLY, THE COMMITTEE REVIEWED AND DETERMINED OTHER COMPENSATION WHICH INCLUDES HEALTH AND WELFARE BENEFITS AND CONTRIBUTIONS TO A QUALIFIED RETIREMENT PLAN. THE COMMITTEE BELIEVES THE COMPENSATION PROGRAM AND INFORMATION DESCRIBED ABOVE IS IN LINE WITH ORANGE COUNTY UNITED WAY'S MISSION AND GOALS AND ACCURATELY REFLECTS A COMPETITIVE PROGRAM TO ATTRACT AND RETAIN HIGH LEVEL EXECUTIVES. FORM 990 PART VI SECTION C LINE 19 DISCLOSURE - GOVERNING DOCS, CONFLICT OF INTEREST POLICY & FINANCIALS: THE FINANCIAL STATEMENTS AND TAX RETURN ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. ANY OTHER GOVERNING DOCUMENTS ARE AVAILABLE UPON REQUEST. FORM 990 PART VI SECTION A LINE 11B GOVERNING BODY & MGMT - REVIEW OF FORM 990: THE CFO WORKED CLOSELY WITH THE INDEPENDENT TAX PREPARER IN THE PREPARATION OF THE ORGANIZATION'S TAX RETURN. THE FINAL PRODUCT WAS REVIEWED BY THE BOARD OF DIRECTORS PRIOR TO FILING. FORM 990 PART III LINE 4A EXEMPT PURPOSE ACHIEVEMENTS OF 3 LARGEST PROGRAM SERVICES: 4A. COMMUNITY IMPACT ALLOCATION POOL OUR MISSION: TO IMPROVE LIVES BY MOBILIZING THE CARING POWER OF ORANGE COUNTY TO STRENGTHEN OUR COMMUNITY. OUR VISION: WE ENVISION A COMMUNITY, WHERE, IN THE NEXT 10 YEARS: EVERY ORANGE COUNTY YOUTH WILL RECEIVE A HIGH-QUALITY AND RELEVANT EDUCATION, FAMILIES WILL HAVE THE CAPABILITY TO BECOME FINANCIALLY STABLE, THE NEXT GENERATION IN ORANGE COUNTY WILL BE THE HEALTHIEST IN THE NATION AND HOMELESSNESS FOR CHILDREN AND THEIR FAMILIES HAS COME TO AN END. OCUW IS BUILDING THE CAPACITY OF THE NONPROFIT SECTOR AND DIRECTLY MEETING THE NEEDS OF OUR COMMUNITY THROUGH A NUMBER OF INVESTMENT STRATEGIES TARGETING SPECIFIED OBJECTIVES IN THE AREAS OF EDUCATION, INCOME, HEALTH AND HOUSING, INCLUDING: 1) COMPETITIVE GRANT FUNDING - OCUW DIRECTLY FUNDS AND PARTNERS WITH 73 LEADING NONPROFIT AGENCIES THROUGH OUR COMPETITIVE GRANT PROGRAM. THE RIGOROUS APPLICATION AND REVIEW PROCESS REQUIRES AGENCIES TO MEET THE HIGHEST OF FINANCIAL, LEADERSHIP AND PROGRAM STANDARDS. IN ADDITION TO GRANT FUNDING, OUR PARTNER AGENCIES ARE PROVIDED WITH TRAINING AND RESOURCES DESIGNED TO ENHANCE THEIR PROGRAM CAPACITY, OUTCOMES, FINANCIAL SUSTAINABILITY AND COMMUNITY COLLABORATIONS; 2) STRATEGIC INITIATIVES - OCUW IS PROUD TO LEAD A NUMBER OF COUNTY WIDE INITIATIVES, IMPLEMENTING AND FUNDING INNOVATIVE SERVICE MODELS ADDRESSING UNMET EDUCATION NEEDS OF OUR YOUTH, FINANCIAL STABILITY SERVICES FOR LOW-INCOME WORKING FAMILIES, AND HEALTH ACCESS FOR ALL. THESE INITIATIVES ARE STAFFED AND FUNDED THROUGH OCUW AND CREATE NEW OPPORTUNITIES TO LEVERAGE EXISTING RESOURCES, DEVELOP STRATEGIC COLLABORATIONS AND CREATE POWERFUL PARTNERSHIPS TO ADDRESS COMMUNITY NEEDS. OCUW'S INITIATIVES INCLUDE: DESTINATION GRADUATION - SUPPORTING CRITICAL EDUCATION STRATEGIES IN TARGETED MIDDLE AND HIGH SCHOOLS; THE EARNED INCOME TAX CREDIT CAMPAIGN - PROVIDING FREE TAX SERVICES AND ACCESS TO EARNED TAX CREDITS; SPARKPOINT OC - AN INNOVATIVE BUNDLED SERVICE MODEL HELPING FAMILIES TO REACH FINANCIAL STABILITY; AND PARTICIPATION IN THE COVERED OC COLLABORATIVE TO EXPAND THE INFRASTRUCTURE PROVIDING HEALTH ACCESS FOR ALL ORANGE COUNTY RESIDENTS. FORM 990 PART III LINE 4B EXEMPT PURPOSE ACHIEVEMENTS OF 3 LARGEST PROGRAM SERVICES: 4B. PROGRAM SERVICE EXPENSE PROGRAM SERVICE EXPENSE ALLOCATIONS ARE COMPRISED OF COMMUNITY IMPACT GRANT PROGRAM AND INITIATIVES THAT FULFILL ORANGE COUNTY UNITED WAY'S MISSION. THEY INCLUDE $1.5 MILLION TOWARDS THE ADMINISTRATION, EVALUATION AND MONITORING OF ALL GRANT PARTNERSHIPS, SUPPORTING CRITICAL COMMUNITY PARTNERSHIPS, COALITIONS AND COMMITTEES, COMMUNITY OUTREACH AND EDUCATION EFFORTS, CAPACITY TRAININGS FOR FUNDED PARTNERS, VOLUNTEER ENGAGEMENT EFFORTS, AND STRATEGIC PARTNERSHIPS WITH LOCAL FUNDER COLLABORATIVES IN THE AREAS OF EDUCATION, INCOME, HEALTH AND HOUSING. FORM 990 PART III Line 4C EXEMPT PURPOSE ACHIEVEMENTS OF 3 LARGEST PROGRAM SERVICES: 4C. DONOR DESIGNATED FUNDING THROUGH OCUWS DONOR DESIGNATED GIVING PROGRAM, DONORS HAVE THE OPTION TO DESIGNATE THEIR GIFT TO THEIR CHARITY(IES) OF CHOICE, HELPING TO FACILITATE PHILANTHROPY TO MEET LOCAL COMMUNITY NEEDS. OCUW STEWARDS THESE INVESTMENTS BY ENSURING DONOR DESIGNATIONS ARE ALLOCATED TO ORGANIZATIONS THAT QUALIFY AS 501(C)(3) TAX DEDUCTIBLE AND PATRIOT ACT COMPLIANT ORGANIZATIONS UNDER CURRENT IRS TAX CODE LAW. FORM 990 PART I LINE 3 & 4 AND PART VII VOTING MEMBERS OF THE GOVERNING BODY: THE DISCREPANCY BETWEEN THE NUMBER OF VOTING MEMBERS OF THE GOVERNING BODY AND THE TOTAL MEMBERS LISTED ON PART VII IS DUE TO SOME DIRECTORS BECOMING INACTIVE BEFORE THE END OF THE YEAR. FORM 990 PART XI LINE 9 OTHER CHANGES IN NET ASSETS OR FUND BALANCES PRIOR-YEAR PLEDGE LOSS ADJUSTMENT: 119,200