2016-02-12T16:12:08-06:00 2015-06-30 381357951 PLANTE & MORAN PLLC 10 S RIVERSIDE PLAZA 9TH FLOOR CHICAGO IL 60606 990 2014-07-01 362167809 NATIONAL SAFETY COUNCIL NATI 6307752249 1121 SPRING LAKE DRIVE ITASCA IL 60143 PATRICK PHELAN CFO 6307752249 2016-02-10 1 LU ANN TRAPP P01506476 3122071040 2016-02-02 2014 2016-08-17 19:52:53Z PATRICK PHELAN 1121 SPRING LAKE DRIVE ITASCA IL 60143 58602533 0 X WWW.NSC.ORG X 1913 IL THE NATIONAL SAFETY COUNCIL SAVES LIVES BY PREVENTING INJURIES AND DEATHS AT WORK, IN HOMES AND COMMUNITIES, AND ON THE ROADS, THROUGH LEADERSHIP, RESEARCH, EDUCATION AND ADVOCACY. 19 18 503 7140 2101071 392742 7252970 4699707 38852634 43390176 76724 250115 7204456 6648393 53386784 54988391 0 0 0 0 23949389 26027410 0 0 863206 22827085 23926652 46776474 49954062 6610310 5034329 41787545 49470379 26925913 31195113 14861632 18275266 THE NATIONAL SAFETY COUNCIL SAVES LIVES BY PREVENTING INJURIES AND DEATHS AT WORK, IN HOMES AND COMMUNITIES, AND ON THE ROADS, THROUGH LEADERSHIP, RESEARCH, EDUCATION AND ADVOCACY. 0 0 23784239 23987470 WORKPLACE INITIATIVES PROGRAM - WORKPLACE INITIATIVES INCLUDES SAFETY TRAINING AND CONSULTING PROGRAMS FOR EMPLOYERS. WORKPLACE INITIATIVES ALSO COVERS SEVERAL DEPARTMENTS THAT SERVE EMPLOYERS AND MEET THEIR INJURY-PREVENTION NEEDS, INCLUDING MEMBERSHIP, CONVENTIONS, AND PUBLICATIONS DEPARTMENTS. 14038560 17833644 DRIVER SAFETY PROGRAM - DRIVER SAFETY STAFF WORK WITH GOVERNMENTS, NON-GOVERNMENTAL ORGANIZATIONS, CORPORATIONS AND THE PUBLIC ON ISSUES IN DRIVING SAFETY AND SAFETY TRAINING. 2333324 1569062 OFF-THE-JOB SAFETY PROGRAM - OFF-THE-JOB SAFETY INCLUDES PROGRAMS TAILORED TO PREVENTING INJURIES OFF-THE-JOB, NOT INCLUDING THOSE IN DRIVER SAFETY. AMONG THIS DEPARTMENT'S PRIORITIES ARE FIRST AID, SAFE COMMUNITIES AMERICA, AND OTHER OFF-THE-JOB INITIATIVES. 40156123 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 1 0 0 0 1 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 0 0 0 1 1 1 0 0 1 178 0 1 503 1 1 1 0 0 0 0 1 1 0 0 0 0 X 19 18 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 0 CA IL IN NY X PATRICK PHELAN 6302851121 1121 SPRING LAKE DRIVE ITASCA IL 601433201 DEBORAH HERSMAN PRESIDENT AND CEO 37.50 2.00 X X 427236 0 18731 JOHN P SURMA BOARD CHAIR 3.00 0.00 X X 0 0 0 ANDREW JOHNSON ARM CSP VICE CHAIR OF BOD, TRUSTEE 1.50 0.00 X X 0 0 0 PHILIP K ASHERMAN DIRECTOR 1.00 0.00 X 0 0 0 CONSTANCE BAYNE CPCU CSP DIRECTOR, TRUSTEE 1.00 0.00 X 0 0 0 CHUCK CLAIRMONT DIRECTOR 1.00 0.00 X 0 0 0 BRENDAN DEELY DIRECTOR, TRUSTEE 1.00 0.00 X 0 0 0 JAMES M DOUGHERTY WSO-CSSCSS DIRECTOR, TRUSTEE 1.00 0.00 X 0 0 0 DANIEL Z FRANK DIRECTOR 1.00 0.00 X 0 0 0 JACK D FURST DIRECTOR, TRUSTEE 1.00 0.00 X 0 0 0 MICHAEL R GAMBRELL DIRECTOR 1.00 0.00 X 0 0 0 MICHAEL F HENDEREK DIRECTOR, TRUSTEE 1.00 0.00 X 0 0 0 MOISES HUNTT DIRECTOR, TRUSTEE 1.00 0.00 X 0 0 0 ABDULRAHMAN JAWAHERY DR DIRECTOR, TRUSTEE 1.00 0.00 X 0 0 0 MARK JOHNSON DIRECTOR 1.00 0.00 X 0 0 0 DAVID E KEPLER DIRECTOR, TRUSTEE 1.00 0.00 X 0 0 0 MARK D MANION DIRECTOR 1.00 0.00 X 0 0 0 KENT MCELHATTAN DIRECTOR, TRUSTEE 1.00 0.00 X 0 0 0 ROBERT SKAGGS DIRECTOR 1.00 0.00 X 0 0 0 MARK P VERGNANO DIRECTOR, TRUSTEE 1.00 0.00 X 0 0 0 JEFFREY J WOODBURY DIRECTOR, TRUSTEE 1.00 0.00 X 0 0 0 PATRICK PHELAN CFO 37.50 2.00 X 217375 0 23965 JAMES GALLAGHER VP - GENERAL MANAGER 37.50 0.00 X 217100 0 8918 JOHN ULCZYCKI VP - COMMUNICATIONS & ADVOCACY 37.50 0.00 X 206867 0 22051 MICHAEL POLLOCK VP - RELATIONSHIP MANAGER 37.50 0.00 X 201587 0 14172 LINDA SWIFT CHIEF INFORMATION OFFICER 37.50 0.00 X 173594 0 20536 JAMES JOHNSON VP - WORKPLACE SAFETY INITIATIVES 37.50 0.00 X 172335 0 20469 JAMES BOYLE SR. DIRECTOR - SALES AND CUSTOMER EXPERIENCE 37.50 2.00 X 166030 0 12068 JEFFREY HOFSTETTER SR. DIRECTOR - DDC 37.50 0.00 X 148214 0 20207 SUZANNE POWILLS SR. DIRECTOR - PUBLISHING 37.50 0.00 X 147817 0 11827 JEFFREY KRAFT SR. DIRECTOR - DDC AND BOOKS 37.50 0.00 X 142823 0 20916 DAVID TEATER SR. TRANSPORTATION DIRECTOR 37.50 0.00 X 139929 0 20750 KAREN HOWE SR. DIRECTOR -CONVENTIONS 37.50 0.00 X 139484 0 20628 PAULETTE MOULOS FORMER VP - CHANNELS AND CUSTOMER SERVICE 0.00 0.00 X 101176 0 2022 2601567 0 237260 35 1 1 0 ADVANTAGE MARKETING GROUP LTD 1550 HOWARD STREET ELK GROVE VILLAGE IL 60007 MARKETING SERVICES 371129 THOMSON PRODUCTIONS INC 4316 GRAND AVENUE SUITE 3 DES MOINES IA 50312 CONVENTION SERVICES 345358 CANON BUSINESS PROCESS SERVICES INC 12534 COLLECTION CENTER DR CHICAGO IL 60693 PRINTING AND MAILING SERVICES 314600 GLOBAL EXPERIENCE SPECIALISTS INC PO BOX 96174 CHICAGO IL 60693 CONVENTION SERVICES 300732 KONICA MINOLTA BUSINESS SOLUTIONS USA DEPARTMENT CH 19188 PALATINE IL 60055 PRINTING AND MAILING SERVICES 286318 16 919310 812481 2967916 15377 4699707 DRIVER SAFETY 900099 17833644 17833644 WORKPLACE INITIATIVES 900099 16522805 14421734 2101071 MEMBERSHIP DUES 900099 7464665 7464665 OTHER JOB SAFETY 900099 1569062 1569062 43390176 250115 250115 897304 897304 93501 919310 217516 -124015 -124015 7629 1614 6015 6015 9264101 3395012 5869089 5869089 54988391 47158194 2101071 1029419 1973728 643482 1115356 214890 18435747 14811149 3290516 334082 1971382 1492786 425570 53026 2244692 1699744 484570 60378 1401861 1061529 302625 37707 105931 46196 59303 432 191021 191021 435541 435541 5625 5625 4271068 3557490 679434 34144 590932 575466 3012 12454 2618567 2364337 249478 4752 793397 460389 326861 6147 2493548 2322650 123873 47025 1855191 1708395 120760 26036 1957093 1940669 13882 2542 788 788 1296930 81120 1215810 354525 124818 226598 3109 COMMISSIONS 5580688 5580688 PRINTING AND PUBLICATIO 833099 818289 14810 UBI TAXES 145815 145815 396893 285570 99651 11672 49954062 40156123 8934733 863206 9641990 16532125 3199218 2355147 2439497 3869870 578108 669414 1396871 1408278 24317987 13563207 10796971 10754780 12127228 12262816 1607662 1617949 41787545 49470379 4004250 5447358 11185894 12367718 1750000 1250000 9985769 12130037 26925913 31195113 X 10720879 15309845 4096228 2920896 44525 44525 14861632 18275266 41787545 49470379 X 5034329 -114522 -1506173 X 0 1 X 1 1 1 X 9695153 10947828 14996918 14399562 12164372 62203833 29411033 33295963 39874956 42030888 45290742 189903582 39106186 44243791 54871874 56430450 57455114 252107415 64351 64143 316500 320958 151432 917384 0 64351 64143 316500 320958 151432 917384 251190031 1311250 1393037 948638 844675 1147419 5645019 255524 257198 423508 139020 392742 1467992 1566774 1650235 1372146 983695 1540161 7113011 40672960 45894026 56244020 57414145 58995275 259220426 0.96900 0.96810 0.02740 0.02840 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 711532 711532 49242530 49954062 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 343940 307340 495503 711532 1858315 250000 250000 250000 250000 1000000 1500000 44525 44525 44525 44525 44177 348 44525 43778 399 44177 43034 744 43778 1.00000 0 0 2357604 2357604 12087609 6919599 5168010 143995 115359 28636 9728779 6528249 3200530 10754780 DEFERRED RENT PAYABLE 68762 ACCRUED PENSION LIABILITY 9412016 DUE TO AFFILIATE 2649259 12130037 X 59702000 -114522 4835667 4721145 54980855 5625 1911 7536 54988391 55823000 5876007 5876007 49946993 5625 1444 7069 49954062 PART V, LINE 4: SUPPORT FOR THE ORGANIZATION'S PROGRAM EXPENSES. PART X, LINE 2: THE ACCOUNTING STANDARD ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES ADDRESSES THE DETERMINATION OF WHETHER TAX BENEFITS CLAIMED OR EXPECTED TO BE CLAIMED ON A TAX RETURN SHOULD BE RECORDED IN THE FINANCIAL STATEMENTS. UNDER THIS GUIDANCE, THE COUNCIL MAY RECOGNIZE THE TAX BENEFIT FROM AN UNCERTAIN TAX POSITION ONLY IF IT IS MORE LIKELY THAN NOT THAT THE TAX POSITION WILL BE SUSTAINED ON EXAMINATION BY TAXING AUTHORITIES, BASED ON THE TECHNICAL MERITS OF THE POSITION. EXAMPLES OF TAX POSITIONS INCLUDE THE TAX-EXEMPT STATUS OF THE COUNCIL, THE CONTINUED TAX-EXEMPT STATUS OF BONDS ISSUED BY THE COUNCIL, AND VARIOUS POSITIONS RELATED TO THE POTENTIAL SOURCES OF UNRELATED BUSINESS TAXABLE INCOME (UBIT). THE TAX BENEFITS RECOGNIZED IN THE FINANCIAL STATEMENTS FROM SUCH A POSITION ARE MEASURED BASED ON THE LARGEST BENEFIT THAT HAS A GREATER THAN 50 PERCENT LIKELIHOOD OF BEING REALIZED UPON ULTIMATE SETTLEMENT. THERE WERE NO UNRECOGNIZED TAX BENEFITS IDENTIFIED OR RECORDED AS LIABILITIES FOR THE FINANCAL REPORTING PERIODS PRESENT IN THESE CONSOLIDATED FINANCIAL STATEMENTS. THE COUNCIL FILES FORMS 990 IN THE U.S. FEDERAL JURISDICTION AND THE STATE OF ILLINOIS. THE COUNCIL IS GENERALLY NO LONGER SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE FOR FISCAL YEARS BEFORE 2012. PART XI, LINE 2D - OTHER ADJUSTMENTS: REVENUE FROM AFFILIATED ORGANIZATION INCLUDED ON CONSOLIDATED FINANCIALS 1,221,525. SPECIAL EVENT EXPENSES 219,130. COST OF GOODS SOLD 3,395,012. PART XI, LINE 4B - OTHER ADJUSTMENTS: ROUNDING ADJUSTMENT 1,911. PART XII, LINE 2D - OTHER ADJUSTMENTS: SPECIAL EVENT EXPENSES 219,130. COST OF GOODS SOLD 3,395,012. EXPENSES FROM AFFILIATED ORGANIZATION INCLUDED ON CONSOLIDATED FINANCIALS 755,692. PENSION ADJUSTMENT 1,506,173. PART XII, LINE 4B - OTHER ADJUSTMENTS: ROUNDING ADJUSTMENT 1,444. NORTH AMERICA 0 0 CONTRIBUTION CONTRIBUTION RECEIVED FROM FOREIGN ORGANIZATION MIDDLE EAST AND NORTH AFRICA 0 0 CONTRIBUTION CONTRIBUTION RECEIVED FROM FOREIGN ORGANIZATION EUROPE (INCLUDING ICELAND & GREENLAND) 0 0 PROGRAM SERVICES ATTENDENCE OF SAFETY CONFERENCES 22863 MIDDLE EAST AND NORTH AFRICA 0 0 PROGRAM SERVICES ATTENDENCE OF SAFETY CONFERENCES 1317 NORTH AMERICA 0 0 PROGRAM SERVICES ATTENDENCE OF SAFETY CONFERENCES 6450 0 0 0 0 0 0 30630 0 30630 0 0 0 0 0 0 GREEN CROSS DINNER 988261 913799 74462 87120 106579 NATIONAL AWARDS BANQUET DINNER 24550 5511 19039 833 22984 1012811 919310 93501 87953 129563 217516 -124015 X X X 1 0 0 0 0 0 0 0 1 1 DEBORAH HERSMAN PRESIDENT AND CEO 346067 0 81169 0 0 0 9812 0 8919 0 445967 0 0 0 PATRICK PHELAN CFO 177585 0 39790 0 0 0 8829 0 15136 0 241340 0 0 0 JAMES GALLAGHER VP - GENERAL MANAGER 182310 0 34790 0 0 0 8107 0 811 0 226018 0 0 0 JOHN ULCZYCKI VP - COMMUNICATIONS & ADVOCACY 178237 0 28630 0 0 0 8647 0 13404 0 228918 0 0 0 MICHAEL POLLOCK VP - RELATIONSHIP MANAGER 181707 0 19880 0 0 0 8117 0 6055 0 215759 0 0 0 LINDA SWIFT CHIEF INFORMATION OFFICER 159904 0 13690 0 0 0 7221 0 13315 0 194130 0 0 0 JAMES JOHNSON VP - WORKPLACE SAFETY INITIATIVES 163885 0 8450 0 0 0 7142 0 13327 0 192804 0 0 0 JAMES BOYLE SR. DIRECTOR - SALES AND CUSTOMER EX 152390 0 13640 0 0 0 6741 0 5327 0 178098 0 0 0 JEFFREY HOFSTETTER SR. DIRECTOR - DDC 140074 0 8140 0 0 0 6109 0 14098 0 168421 0 0 0 SUZANNE POWILLS SR. DIRECTOR - PUBLISHING 139897 0 7920 0 0 0 5945 0 5882 0 159644 0 0 0 JEFFREY KRAFT SR. DIRECTOR - DDC AND BOOKS 134883 0 7940 0 0 0 5955 0 14961 0 163739 0 0 0 DAVID TEATER SR. TRANSPORTATION DIRECTOR 132169 0 7760 0 0 0 5803 0 14947 0 160679 0 0 0 KAREN HOWE SR. DIRECTOR -CONVENTIONS 134204 0 5280 0 0 0 5722 0 14906 0 160112 0 0 0 PAULETTE MOULOS FORMER VP - CHANNELS AND CUSTOMER SE 31218 0 0 0 69958 0 280 0 1742 0 103198 0 0 0 PART I, LINE 4A PAULETTE MOULOS, VP - CHANNELS AND CUSTOMER SERVICE, RECEIVED SEVERANCE PAYMENTS OF $69,958. PART I, LINE 8 THE PRESIDENT AND CEO WAS HIRED IN 2014 AND IS PAID PURSUANT TO AN INITIAL EMPLOYMENT CONTRACT AGREEMENT. WADE MEZEY TRUSTEE OF NSC & PRESIDENT OF PROF. DEVEL. ASSOCIATES - VENDOR OF NSC 935690 ONLINE COURSE DELIVERY. TRUSTEES OF NSC ARE NON-VOTING MEMBERS OF THE GOVERNING BODY. THIS TRANSACTION WAS NEGOTIATED AT FAIR MARKET VALUE. PROFESSIONAL DEVELOPMENT ASSOCIATES RECEIVES A COMMISSION AS A PERCENTAGE OF ONLINE REVENUES. 1 ANDREW JOHNSON BOARD MEMBER OF NSC AND EXECUTIVE VP OF CAPTIVE RESOURCES, LLC 700000 CAPTIVE IS A MEMBER ORGANIZATION THAT BRINGS THEIR MEMBERS INTO NSC. NSC RECEIVES APPROXIMATELY $700,000 OF REVENUE FROM THESE MEMBERSHIPS. THESE MEMBERSHIPS ARE UNDER THE SAME TERMS AS ALL OTHER MEMBERSHIPS. 0 FORM 990, PART VI, SECTION A, LINE 6 THE ORGANIZATION HAS MEMBERS WHO ELECT THE BOARD OF DIRECTORS AND APPROVE ANY BYLAW AMENDMENTS. FORM 990, PART VI, SECTION A, LINE 7A THE ORGANIZATION HAS MEMBERS WHO ELECT THE BOARD OF DIRECTORS AND APPROVE ANY BYLAW AMENDMENTS. FORM 990, PART VI, SECTION A, LINE 7B SEE RESPONSE TO PART VI, 7A. FORM 990, PART VI, SECTION B, LINE 11 THE BOARD RETAINS THE SERVICES OF AN INDEPENDENT CPA FIRM TO PREPARE THE ORGANIZATION'S FORM 990. MANAGEMENT REVIEWS THE COMPLETED FORM 990 AND PROVIDES A FULL COPY TO ALL VOTING MEMBERS OF THE GOVERNING BODY PRIOR TO FILING. A MEETING OR CONFERENCE CALL IS SCHEDULED FOR THE CPA FIRM AND ORGANIZATION MANAGEMENT TO DISCUSS FORM 990 WITH THE AUDIT COMMITTEE AND TO ANSWER ANY QUESTIONS PRIOR TO FILING FORM 990 WITH THE IRS. FORM 990, PART VI, SECTION B, LINE 12C OFFICERS, DIRECTORS, TRUSTEES AND KEY EMPLOYEES ARE ANNUALLY REQUIRED TO COMPLETE A CONFLICT OF INTEREST DISCLOSURE STATEMENT AS A PRECURSOR TO THEIR SERVICE TO THE ORGANIZATION. POTENTIAL CONFLICTS ARE LOGGED WITH AND MONITORED BY THE SECRETARY OF THE BOARD. FORM 990, PART VI, SECTION B, LINE 15 THE PERSONNEL AND COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS IS COMPRISED OF INDEPENDENT DIRECTORS WHO DETERMINE OFFICER COMPENSATION BASED ON COMPARABILITY DATA AND CONTEMPORANEOUS SUBSTANTIATION OF THE DELIBERATION AND DECISION, AND IT CONSULTS WITH THIRD PARTIES AS NECESSARY. THE ORGANIZATION ALSO PERIODICALLY ARRANGES FOR MARKET PRICING STUDIES AND IMPLEMENTS EMPLOYEE SALARY CHANGE RECOMMENDATIONS AS APPROPRIATE. THE LAST STUDY WAS PERFORMED IN 2014. FOR ANY COMPENSATION ADJUSTMENT, THOSE AFFECTED ARE NOT PARTICIPANTS IN THE DECISION MAKING PROCESS. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS ARE AVAILABLE THROUGH APPLICABLE GOVERNMENTAL AGENCIES; THE CONFLICT OF INTEREST POLICY IS AVAILABLE UPON WRITTEN REQUEST TO THE ORGANIZATION. FORM 990, PART XI, LINE 9: CHANGE FOR PENSION LUMP SUM DISTRIBUTIONS -1,471,172. ACTURIAL LOSS FROM PENSION PLAN -35,001. INTERNATIONAL SAFETY COUNCIL 1121 SPRING LAKE DR ITASCA IL 60143 363840397 SAFETY TRAINING THROUGHOUT THE WORLD. IL 501(C)(3) LINE 11A, I NATIONAL SAFETY COUNCIL 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 1 1 0 0 INTERNATIONAL SAFETY COUNCIL - NET REIMB OF ALLOCATED EXPENSES P 479625 MAINTAINED RECORDS AT FMV