2016-02-09T15:46:36-06:00 2015-06-30 770051130 ABBOTT STRINGHAM & LYNCH 1550 LEIGH AVE SAN JOSE CA 95125 990 2014-07-01 941399287 HOPE SERVICES HOPE 4082842850 30 LAS COLINAS LANE SAN JOSE CA 95119 GREGORY STEELMAN CFO 4082842850 2016-01-28 1 SHEBA B DALANEY P00351252 4083778700 2016-01-28 2014 2016-08-17 19:52:53Z GREGORY STEELMAN 30 LAS COLINAS LANE SAN JOSE CA 95119 48000245 0 X WWW.HOPESERVICES.ORG X 1952 CA EMPLOYMENT AND TRAINING SERVICES, MENTAL HEALTH SERVICES, SENIOR SERVICES, COMMUNITY LIVING SERVICES, AND MULTIPLE DAY ACTIVITY PROGRAMS ARE MADE AVAILABLE TO INDIVIDUALS WITH DISABILITIES. 12 12 863 500 0 0 7354089 7325220 30607482 31365099 589010 571190 0 0 38550581 39261509 0 0 0 0 27681275 27739806 0 0 5749627 11403284 10423620 39084559 38163426 -533978 1098083 27277598 24121574 10259368 6465417 17018230 17656157 X HOPE SERVICES' MISSION IS TO IMPROVE THE QUALITY OF LIFE FOR PEOPLE WITH DEVELOPMENTAL DISABILITIES. 0 0 13279903 13267133 EMPLOYMENT AND TRAINING/WORK ACTIVITY PROGRAMS - HOPE OFFERS SEVERAL SERVICES TO HELP ADULTS WITH DISABILITIES FIND JOBS. THESE SERVICES INCLUDE VOCATIONAL TRAINING, SUPPORTED EMPLOYMENT, AND JOB PLACEMENT FOR DISABLED CLIENTS. HOPE ALSO OFFERS FOLLOW-UP SUPPORT TO HELP WITH CAREER GROWTH. HOPE'S COMMUNITY EMPLOYMENT, IN SPITE OF ECONOMIC CHALLENGES, MAINTAINS CLIENTS IN EMPLOYER-BASED JOBS AND IS GRADUALLY MOVING CLIENT WORKERS FROM WORKSHOPS INTO INTEGRATED SETTINGS. THIS PROGRAM SERVED APPROXIMATELY 900 CLIENTS IN 7 WORK ACTIVITY/EMPLOYMENT SERVICES PROGRAMS IN SANTA CLARA, SAN MATEO, SANTA CRUZ AND MONTEREY COUNTIES. 11986302 13679006 DAY TRAINING ACTIVITY SERVICES - HOPE'S DAY TRAINING ACTIVITY SERVICES ARE DESIGNED TO HELP PEOPLE WITH A WIDE RANGE OF DEVELOPMENTAL DISABILITIES SUCCEED IN THE COMMUNITY. THE GOAL OF THE PROGRAM IS TO ACHIEVE FULL SOCIAL INCLUSION FOR PEOPLE WITH DISABILITIES, REGARDLESS OF THE LEVEL OF SUPPORT THEY MAY NEED. THIS INCLUDES ASSISTING DISABLED ADULTS WITH PERSONAL INDEPENDENCE, LIFE SKILLS AND COMMUNITY ADJUSTMENTS, AS WELL AS ASSISTING SENIOR ADULTS TO GAIN SOCIAL SKILLS. HOPE'S COMMUNITY LIVING SERVICE PROGRAMS SUPPORT INDIVIDUALS LIVING IN THEIR OWN HOMES, RECEIVING CONTINUOUS OR INTERMITTENT BUT SCHEDULED DAILY SERVICES. THIS PROGRAM SERVED OVER 1,100 CLIENTS IN VARIOUS DAY ACTIVITY OR DAY TRAINING PROGRAMS, INCLUDING FOR SENIORS AND CHILDREN IN SANTA CLARA, SAN MATEO, SANTA CRUZ AND MONTEREY COUNTIES. 3621761 4311576 MENTAL HEALTH/COUNSELING CENTER SERVICES - HOPE'S COUNSELING CENTER OFFERS PSYCHOTHERAPEUTIC TREATMENT OF MENTAL HEALTH PROBLEMS FOR PERSONS WITH DEVELOPMENTAL DISABILITIES AND THEIR FAMILIES. PSYCHIATRIC SERVICES INCLUDING MEDICATION, FAMILY EDUCATION, AND COLLATERAL THERAPY. THIS PROGRAM SERVED APPROXIMATELY 1,300 CLIENTS FOR MENTAL AND PSYCHOLOGICAL DISORDERS, INCULDING AUTISUM, PRIMARILY IN SANTA CLARA COUNTY. 116173 107384 PROGRAM PROPERTIES - HUD FUNDED RENTAL UNITS, CURRENTLY MANAGED BY HOUSING CHOICES COALITION, A NON-PROFIT ORGANIZATION, THAT ARE RENTED TO INDIVIDUALS WITH DEVELOPMENTAL DISABILITIES. THIS CATEGORY ALSO INCLUDES THE COSTS OF SPACE RESERVED FOR A FUTURE PROGRAM, WHICH WASIMPLEMENTED IN FY 2013. 116173 107384 29004139 1 0 0 0 0 0 0 0 0 1 1 1 0 0 1 1 1 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 823 0 1 863 1 0 0 0 0 0 1 1 0 0 0 1 0 0 0 0 X 12 12 0 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X X GREGORY STEELMAN CFO 4082842898 30 LAS COLINAS LANE SAN JOSE CA 95119 GENE SINCLAIR DIRECTOR 2.00 X 0 0 0 BILL PALMER CHAIR 2.00 X X 0 0 0 CAMERON HASTE VICE CHAIR 2.00 X X 0 0 0 SAM DENNIS TREASURER 2.00 X X 0 0 0 CHRIS GIANOLA DIRECTOR 2.00 X 0 0 0 DEEANN THOMPSON DIRECTOR 2.00 X 0 0 0 JEROME A BELLOTTI DIRECTOR 2.00 X 0 0 0 KAREN COTTLE SECRETARY 2.00 X X 0 0 0 NICK SPENO DIRECTOR 2.00 X 0 0 0 STEPHEN W CLINTON DIRECTOR 2.00 X 0 0 0 NICOLE M ANZOATEGUI DIRECTOR 2.00 X 0 0 0 LISA CHAPMAN DIRECTOR 2.00 X 0 0 0 RAYMOND L SMITH PRESIDENT/CEO 37.50 X 79992 0 24674 GREG STEELMAN CONTROLLER/CFO 37.50 X 16538 0 16651 CLARA LEE PSYCHIATRIST 37.50 X 262763 0 10333 SUSAN DETRICK MENTAL HEALTH DIRECTOR 37.50 X 100929 0 32536 JOHN CHRISTENSEN FORMER PRESIDENT/CEO 37.50 X 357405 0 0 RAYMOND T ABE FORMER CONTROLLER/CFO 37.50 X 159146 0 0 976773 0 84194 4 1 1 0 MERCURY MAIL SERVICES 14811 EAST 14TH SAN LEANDRO CA 94578 SALVAGE OPERATIONS MAILERS 1090461 SYMED CORPORATION P O BOX 238 NAPA CA 94559 COUNSELING CENTER BILLING SERVICES 226229 ADP 4125 HOPYARD ROAD PLEASANTON CA 94588 PAYROLL AND HRIS SERVICES 143055 LYNN GIANG PO BOX 28852 SAN JOSE CA 95159 COUNSELING CENTER PHYSICIAN 110628 TAO VAN NGUYEN 5771 FOLIGNO WAY SAN JOSE CA 95138 COUNSELING CENTER PHYSICIAN 110040 6 197709 12747 7114764 6382301 7325220 STATE AND COUNTY FUNDS 624310 24283318 24283318 CONTRACT SERVICES 624310 6682262 6682262 FACILITIES RENTAL 531110 228717 228717 OTHER REVENUE 900099 170802 170802 31365099 175683 175683 2688756 30550 2284192 39607 404564 -9057 395507 395507 32711 197709 32711 0 6382226 6382226 0 39261509 31365099 0 571190 254469 254469 19707675 15943399 1459505 2304771 6316487 5041773 441525 833189 1461175 1155124 147794 158257 27689 27689 96468 96468 70482 70482 3189128 1988327 166328 1034473 55978 55978 2392762 1931219 103322 358221 1263001 606366 27997 628638 120951 54037 64238 2676 756301 494700 196301 65300 292872 189118 43832 59922 OPERATING SUPPLIES 1267106 1166234 48711 52161 COMMUNICATION 362991 256577 64650 41764 EQUIPMENT RENTAL 185905 89896 50290 45719 PRINTING & PUBLICATIONS 160561 25274 18723 116564 181425 62095 71358 47972 38163426 29004139 3409660 5749627 175026 80008 2316750 837572 80125 53616 4340181 3871233 22977 22749 87629 50885 21266169 8473711 13325026 12792458 6597476 6165582 332408 247471 27277598 24121574 3888289 3766783 2800000 1170000 3369588 1318653 201491 209981 10259368 6465417 X 15540974 16326044 369329 217186 1107927 1112927 17018230 17656157 27277598 24121574 1098083 -407731 -52425 0 X X 0 1 X 1 0 X 6279114 5704106 7739777 7354089 7285220 34362306 6279114 5704106 7739777 7354089 7285220 34362306 34362306 81143 89194 194537 176939 175683 717496 35079802 423320837 0.97950 0.98250 X 2684349 5000 2689349 2679349 5000 2684349 2679349 2679349 2673849 5500 2679349 2668749 5100 2673849 0.59000 0.41000 1 0 5239795 5239795 11079439 4440251 6639188 546749 430388 116361 4400186 3603072 797114 12792458 EQUITY SECURITIES 3060275 F FIXED INCOME SECURITIES 823765 F MUTUAL FUNDS 1126395 F EXCHANGE TRADED FUNDS 1155147 F 6165582 OUTSTANDING CHECKS IN EXCESS OF BANK BALANCE 209981 209981 X 45806812 743324 6382226 7125550 38681262 580247 580247 39261509 45270919 795749 6382226 7177975 38092944 70482 70482 38163426 PART X, LINE 2: HOPE HAS BEEN APPROVED TO BE EXEMPT FROM FEDERAL INCOME TAXES UNDER SECTION 501(A) OF THE INTERNAL REVENUE CODE AS AN ORGANIZATION DESCRIBED IN SECTION 501(C)(3) OF THE CODE. HOPE IS ALSO EXEMPT FROM CALIFORNIA FRANCHISE TAXES UNDER SECTION 23701(D) OF THE CALIFORNIA REVENUE AND TAXATION CODE. ALTHOUGH HOPE IS RECOGNIZED AS A TAX-EXEMPT NONPROFIT ORGANIZATION, IT IS STILL LIABLE FOR TAX ON ANY UNRELATED BUSINESS TAXABLE INCOME (UBTI). HOPE DOES NOT BELIEVE IT HAS UBTI THAT SHOULD HAVE BEEN REPORTED FOR TAX PURPOSES. HOPE HAS ADOPTED THE ACCOUNTING STANDARD RELATED TO UNCERTAINTIES IN INCOME TAXES. THE ORGANIZATION EVALUATES UNCERTAIN TAX POSITIONS THROUGH ITS REVIEW OF THE SOURCE OF REVENUE TO IDENTIFY UNRELATED BUSINESS INCOME AND CERTAIN OTHER MATTERS, INCLUDING THOSE WHICH MAY AFFECT ITS TAX EXEMPT STATUS. MANAGEMENT BELIEVES THEIR ESTIMATES RELATED TO INCOME TAX UNCERTAINTIES ARE APPROPRIATE BASED ON THE CURRENT FACTS AND CIRCUMSTANCES. HOPE IS SUBJECT TO EXAMINATION BY MAJOR TAX JURISDICTIONS BACK TO THE FISCAL YEAR ENDED JUNE 30, 2011. PART XI, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 6,382,226. PART XI, LINE 4B - OTHER ADJUSTMENTS: REALIZED GAINS 404,564. INTEREST AND DIVIDEND INCOME 175,683. PART XII, LINE 2D - OTHER ADJUSTMENTS: COST OF GOODS SOLD 6,382,226. PART XII, LINE 4B - OTHER ADJUSTMENTS: INVESTMENT EXPENSE 70,482. CARS 'N' COWBOYS 175698 150755 24943 21420 CELEBRITY BARTENDER NIGHT 38584 33107 5477 2093 11 16138 13847 2291 750 3177 5271 230420 197709 32711 750 3177 28784 32711 0 X 0 1 0 0 0 0 0 0 0 CLARA LEE PSYCHIATRIST 262763 0 0 0 0 0 0 0 10333 0 273096 0 0 0 JOHN CHRISTENSEN FORMER PRESIDENT/CEO 357405 0 0 0 0 0 0 0 0 0 357405 0 161070 0 RAYMOND T ABE FORMER CONTROLLER/CFO 159146 0 0 0 0 0 0 0 0 0 159146 0 0 0 A HOPE REHABILITATION SERVICES 941399287 2012-09-28 3185000 TO REFUND OUTSTANDING BONDS, 1990 SERIES A 1 0 0 A 3198103 1 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 1 0 0 0 0 0 A 0 DATE REBATE COMPUTATION PERFORMED ISSUER NAME: HOPE REHABILITATION SERVICES DATE THE REBATE COMPUTATION WAS PERFORMED: 11/26/2012 SCHEDULE K, PART II, LINE 3 BONDS WERE ISSUED AT A PREMIUM. TOTAL PROCEEDS EXCEEDED ISSUE PRICE BY $13,103. X 5727412 FMV X 370 260387 FMV X EWASTE 1000 394427 FMV 0 1 1 PART I, LINE 32B: HOPE USES A THIRD PARTY AUCTION COMPANY TO PROCESS AND FACILITATE THE SALE OF DONATED VEHICLES. ONCE THE SALE IS COMPLETE, THE PROCEEDS ARE REMITTED TO HOPE. FORM 990, PART VI, SECTION A, LINE 4 THE ORGANIZATION AMENDED ARTICLE IX, SECTION 4, ITEM (E) OF ITS BYLAWS TO STATE THAT "UNLESS DETERMINED OTHERWISE BY THE BOARD OF DIRECTORS, THE CHAIR SHALL PERFORM THE DUTIES OF THE PRESIDENT/CEO IN THE ABSENCE OR DISABILITY OF THE PRESIDENT/CEO." FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PREPARED BY OUTSIDE ACCOUNTANTS. IT IS REVIEWED BY MANAGEMENT AND PRESENTED TO THE AUDIT COMMITTEE. ONCE APPROVED BY THE AUDIT COMMITTEE, THE FORM 990 IS PROVIDED TO THE REST OF THE BOARD FOR REVIEW AND COMMENT BEFORE IT IS ELECTRONICALLY FILED. FORM 990, PART VI, SECTION B, LINE 12C COVERED IN NEW EMPLOYEE ORIENTATION SESSIONS; REGULAR AWARENESS REMINDERS ARE SENT OUT TO STAFF VIA MANAGERS AND TRAINING SESSIONS ON THE POLICY AND THE "WHISTLEBLOWER'S" POLICY. HUMAN RESOURCES DEPARTMENT ANNUALLY REVIEWS AND REQUESTS UPDATE IN STATUS. FORM 990, PART VI, SECTION B, LINE 15 ARTICLE VIII, SECTION 2 (A) OF THE BY-LAWS STATES THAT THE EXECUTIVE COMMITTEE OF THE BOARD REVIEWS AND APPROVES THE COMPENSATION OF THE CEO AND CFO IF OTHER THAN ACROSS-THE-BOARD INCREASE TO ALL EMPLOYEES. FORM 990, PART VI, SECTION C, LINE 19 WEBSITE: WWW.HOPESERVICES.ORG PROVIDES ANNUAL REPORTS, AUDITED FINANCIAL STATEMENTS, MANAGEMENT LETTER, AND FORM 990'S. POLICIES OR DOCUMENTS NOT CONTAINED THEREIN ARE AVAILABLE UPON REQUEST. FORM 990, PART XII, SECTION B, LINE 2C: HOPE'S PROCESS HAS NOT CHANGED FROM THE PRIOR YEAR.