2016-02-03T11:36:20-06:00 2015-06-30 205949532 RICCI & COMPANY LLC 6200 UPTOWN BLVD NE STE 400 ALBUQUERQUE NM 87110 990 2014-07-01 850163601 UNITED WAY OF SANTA FE COUNTY UNIT 5059822002 440 CERRILLOS RD STE A SANTA FE NM 87501 KATHERINE FREEMAN PRESIDENT & CEO 5059822002 2016-01-28 1 JOHN GRISHAM P00647648 5053380800 2014 2016-04-25 22:37:26Z KATHERINE FREEMAN 440 CERRILLOS RD STE A SANTA FE NM 87501 5311258 0 X WWW.UWSFC.ORG X 1955 NM THE MISSION OF THE UNITED WAY OF SANTA FE COUNTY (UWSFC) IS TO CREATE LASTING CHANGE IN CHRONIC COMMUNITY CONDITIONS.THE SANTA FE CHILDREN'S PROJECT IS ITS VEHICLE FOR ACHIEVING THAT MISSION AND AS SUCH REPRESENTS ITS OVERALL STRATEGY. 17 16 43 70 0 0 3304001 4848694 0 0 24546 -15444 51526 64322 3380073 4897572 183877 145733 0 0 1526433 1769144 0 0 392219 905433 1059202 2615743 2974079 764330 1923493 2346405 4173300 363795 285098 1982610 3888202 X THE MISSION OF THE UNITED WAY OF SANTA FE COUNTY (UWSFC) IS TO CREATE LASTING CHANGE IN CHRONIC COMMUNITY CONDITIONS BY ACTING AS A CHANGE AGENT. 0 0 618866 THE PRE-K PROGRAM IS THE PRIMARY VEHICLE THROUGH WHICH UWSFC ACCOMPLISHES ITS GOAL OF KINDERGARTEN READINESS. UWSFC CURRENTLY HAS FIVE PRE-K CLASSES AT THE ASPEN COMMUNITY MAGNET SCHOOL (PART OF THE SANTA FE PUBLIC SCHOOLS SYSTEM) AND SERVES APPROXIMATELY 80 FOUR-YEAR-OLDS. ALSO, UWSFC'S HIGH-QUALITY PRE-K OFFERS INTENSIVE FAMILY SUPPORT. 639531 THE FIRST BORN PROGRAM (FBP), CREATED BY VICKI JOHNSON IN SILVER CITY, IS UWSF'S PRIMARY INTERVENTION FOR CHILDREN AGES 0 TO 3. THE PROGRAM IS FOUNDED ON THE BELIEF THAT A RESILIENT FAMILY, BEGINNING WITH A HEALTHY LOW-RISK PREGNANCY, IS THE MOST EFFECTIVE AND EFFICIENT UNIT FOR BUILDING A HEALTHY AND COMPETENT SOCIETY. WEEKLY HOME VISITATION SERVICES MAY BEGIN ANY TIME DURING PREGNANCY OR RIGHT AFTER THE BIRTH OF A FAMILY'S FIRST CHILD AND CONTINUE UNTIL THE CHILD IS 3 YEARS OF AGE. THE COUNTY-WIDE IMPLEMENTATION OF THE FIRST BORN PROGRAM IN SANTA FE IS A JOINT UNDERTAKING OF UWSFC AND CHRISTUS ST. VINCENT REGIONAL MEDICAL CENTER. 809108 145733 THE NEW MEXICO EARLY CHILDHOOD DEVELOPMENT PARTNERSHIP (NMECDP) PROGRAM WAS CREATED TO DEVELOP NEW AND EXPANDED PUBLIC FINANCING STRATEGIES FOR EARLY CHILDHOOD DEVELOPMENT IN THE UWSFC COMMUNITY. 249464 THE GREAT START FAMILY SUPPORT HOME VISITING PROGRAM IS THE ORGANIZATION'S ORIGINAL CREATION IN COLLABORATION WITH CHRISTUS ST. VINCENT REGIONAL MEDICAL CENTER. THE PROGRAM PROVIDES THREE HOME VISITS TO ALL INTERESTED PARENTS AND THEIR NEW BABIES WITHIN THE FIRST 30 DAYS POST BIRTH. THE VISITS FOCUS ON SUPPORTING SUCCESSFUL BREASTFEEDING, SCREENING FOR POSTPARTUM DEPRESSION, AND ENSURING CONNECTION WITH NECESSARY COMMUNITY RESOURCES. THE GOALS OF THE PROGRAM INCLUDE AN INCREASE IN BREASTFEEDING, INCREASE IN PARENT CONFIDENCE, AND REDUCTION OF INFANT RE-ADMISSION TO THE HOSPITAL WITHIN THE FIRST 30 DAYS POSTPARTUM. 43468 THE FAMILY FRIENDS AND NEIGBORS PROGRAM (FFN) SUPPORTS COMMUNITY MEMBERS BY PROVIDING INFORMAL DAY CARE IN THEIR HOMES INCLUDING HOME VISITS AND GROUP ACTIVITIES TO IMPROVE THE QUALITY OF THEIR CARE. THROUGH FFN, THE ORGANIZATION ALSO PROVIDES THE TRIPLE P POSITIVE PARENTING PROGRAM, WHICH IS A SERIES OF WORKSHOPS THAT PROVIDE SUPPORT FOR PARENTING ACROSS THE AGE SPECTRUM. 292932 2360437 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 0 0 0 0 0 0 1 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 17 0 1 43 1 0 0 0 0 0 0 0 0 0 0 X 17 16 0 0 0 0 1 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 NM X X X KATHERINE FREEMAN 5059822002 440 CERRILLOS RD SUITE A SANTA FE NM 87501 ALAN AUSTIN CHAIR 4.00 X X 0 0 0 STACY QUINN VICE PRESIDENT 2.00 X X 0 0 0 CARL LUFF TREASURER/SECRETARY 2.00 X X 0 0 0 ALICIA BERTRAM MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 MIRANDA VISCOLI MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 RENEE GOSHIN MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 SUZY ESKRIDGE MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 DENNIS HERNANDEZ MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 CAROL JOHNSON MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 BARBARA DAMRON PHD MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 SHIRLEY LUJAN MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 EMILY GARCIA MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 BARB RAND MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 MARTE MURPHY MEMBER, BOARD OF DIRECTORS 4.00 X 0 0 0 LEAH SAIDY STORM MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 VALERIE PLAME WILSON MEMBER, BOARD OF DIRECTORS 2.00 X 0 0 0 KATHERINE FREEMAN CEO & PRESIDENT 40.00 X X 171274 0 8166 MONA KAY VP OF FINANCE 40.00 X 61537 0 7244 232811 0 15410 1 0 1 0 0 15258 807388 4026048 4848694 19776 19776 234671 143795 227426 186260 7245 -42465 -35220 -35220 FISCAL AGENT FEE 541900 50822 50822 DESIGNATION FEES INC 541900 13500 13500 64322 4897572 64322 0 -15444 X 145733 145733 237236 166409 60627 10200 1291272 1054492 81616 155164 10573 8445 984 1144 97614 77970 9084 10560 132449 105794 12326 14329 10326 2397 7929 16050 16050 71764 71764 345324 253568 3549 88207 99681 54356 2281 43044 154723 135126 7854 11743 35390 29400 2770 3220 127329 104292 15410 7627 37947 36237 2 1708 33311 29575 886 2850 9748 9748 12664 11615 485 564 22926 18313 2133 2480 INITIATIVES & TECH ASSI 50791 40569 4727 5495 DUES & SUBSCRIPTIONS 15979 584 68 15327 TRAINING 12089 11274 277 538 MISCELLANEOUS 3160 2524 294 342 2974079 2360437 221423 392219 837429 1229911 376316 1816226 46822 42145 181928 115470 26033 66458 875448 1018560 184357 0 2346405 4173300 83935 94619 193969 100000 85891 90479 363795 285098 X 261638 -176283 583661 2527174 1137311 1537311 1982610 3888202 2346405 4173300 1923493 -17901 0 X X 0 1 X 1 0 X 3042078 2687371 2599368 2704001 4448694 15481512 3042078 2687371 2599368 2704001 4448694 15481512 2228803 13252709 7426 13226 10370 12238 19776 63036 26724 759 3821 51526 64322 147152 15691700 77440 0.84460 0.88530 X SCHEDULE A, PART VI, LIST OF UNUSUAL GRANTS: DESCRIPTION: BEQUEST MADE TO UWSFC'S PERMANENT ENDOWMENT FUND DATE: 06/30/15 AMOUNT: 400000. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 50 71714 71764 2902315 2974079 298704 74676 0 0 281953 271318 280787 298704 1132762 1699143 1661 12179 46010 71764 131614 70488 67830 70197 74676 283191 424787 50 50 75 50 225 PART II-A DESCRIPTION OF CURRENT YEAR LOBBYING ACTIVITY: THE ORGANIZATION LOBBIED THE NM STATE LEGISLATURE DURING ITS 2015 SESSION FOR CAPITAL APPROPRIATIONS IN ORDER TO DESIGN THE FUTURE UWSFC SANTA FE EARLY LEARNING CENTER TO BE BUILT ON THE SANTA FE PUBLIC SCHOOLS AGUA FRIA CAMPUS. THE ORGANIZATION ALSO LOBBIED TO ADVOCATE FOR HOME VISITING FUNDING FROM THE STATE OF NM. 1170676 400000 -10656 1560020 522596 600000 48080 1170676 494833 15200 12563 522596 518253 -23420 494833 527938 -3858 5827 518253 1.00000 1 0 181928 115470 66458 66458 DESIGNATIONS PAYABLE 90403 FUNDS HELD FOR OTHER ENTITIES 76 90479 X 4857304 -17901 123366 105465 4751839 145733 145733 4897572 2951712 123366 123366 2828346 145733 145733 2974079 PART V, LINE 4: THE INTENDED USE OF THE ORGANIZATION'S ENDOWMENT FUNDS IS TO HOLD THEM IN PERPETUITY USING THE INCOME FOR OPERATIONAL PURPOSES. PART X, LINE 2: EXPLANATION FOR UNCERTAIN TAX POSITIONS UNDER FIN 48: THE ORGANIZATION IS EXEMPT FROM INCOME TAXES UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND APPLICABLE STATE LAW. ACCORDINGLY, NO PROVISION FOR INCOME TAXES HAS BEEN MADE. THE ORGANIZATION IS GENERALLY NO LONGER SUBJECT TO EXAMINATION BY THE INTERNAL REVENUE SERVICE FOR YEARS BEFORE 2013. PART XI, LINE 4B - OTHER ADJUSTMENTS: AMOUNTS RAISED ON BEHALF OF OTHERS 145,733. PART XII, LINE 4B - OTHER ADJUSTMENTS: AMOUNTS PAID ON BEHALF OF OTHERS 145,733. X X X X 1 STRATEGIES 360 INC 3602 CAMPUS BLVD NE ALBUQUERQUE NM 87106 FUNDRAISING FOR UWSFC'S FYE 2015 CAPITAL CAMPAIGN 0 545240 75970 469270 545240 75970 469270 NM SCHEDULE G, PART I, LINE 2B, COLUMN (V) UWSFC ENTERED INTO AN AGREEMENT WITH STRATEGIES 360, INC TO OBTAIN FUNDRAISING ASSISTANCE WITH ITS FISCAL YEAR 2015 CAPITAL CAMPAIGN. CONTRIBUTIONS AND PLEDGES HAVE BEEN INCLUDED HEREIN. 0 CHRIST CHURCH SANTA FE 1213 DON GASPAR AVE SANTA FE NM 87505 710876280 501(C)(3) 8193 GENERAL SUPPORT HOLY FAMILY EPISCOPAL CHURCH 10 A BISBEE COURT SANTA FE NM 87508 850415388 501(C)(3) 5699 GENERAL SUPPORT FOOD DEPOT 1222 SILER RD SANTA FE NM 87507 850416803 501(C)(3) 15919 GENERAL SUPPORT PATHFINDER INTERNATIONAL 9 GALEN ST 217 WATERTOWN MA 02472 530235320 501(C)(3) 7124 GENERAL SUPPORT ST ELIZABETH SHELTER 804 ALARID ST SANTA FE NM 87505 850347650 501(C)(3) 8230 GENERAL SUPPORT EXPLANATION OF ASSISTANCE PAYMENTS MADE: THE ORGANIZATION NO LONGER MAKES GRANTS, RATHER IT DISTRIBUTES FUNDS BASED ON THE DONOR'S DESIGNATION. UWSFC ONLY DISTRIBUTES FUNDS TO 501(C)(3) ORGANIZATIONS THAT ANNUALLY CERTIFY THEY STILL RETAIN THEIR EXEMPT STATUS. X X X 0 0 0 0 0 0 0 0 0 KATHERINE FREEMAN CEO & PRESIDENT 171274 0 0 0 0 0 0 0 8166 0 179440 0 0 0 FORM 990, PART VI, SECTION A, LINE 6 THE BOARD OF DIRECTORS MAY DESIGNATE INDIVIDUALS OR ORGANIZATIONS AS NORMAL MEMBERS TO REFLECT CLOSE AFFILIATION, BUT THE DESIGNATION DOES NOT CONFER RIGHTS WITH RESPECT TO THE AFFAIRS OF THE ORGANIZATION. MEMBERS WHO ARE NOT BOARD MEMBERS WILL NOT BE VESTED WITH ANY POWERS OF GOVERNANCE OR VOTING. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 IS PRESENTED TO THE FINANCE COMMITTEE OF THE BOARD OF DIRECTORS AND IS MADE AVAILABLE TO THE FULL BOARD FOR REVIEW BEFORE IT IS FILED. FORM 990, PART VI, SECTION B, LINE 12C EMPLOYEES, MANAGEMENT, AND BOARD MEMBERS ARE SUBJECT TO THE CONFLICT OF INTEREST POLICY. EMPLOYEES AND MANAGEMENT ATTEST TO THEIR INDEPENDENCE WHEN HIRED AND ARE REQUIRED TO INFORM THE ORGANIZATION SHOULD THEIR SITUATION CHANGE. BOARD MEMBERS RECEIVE THE CONFLICT OF INTEREST POLICY UPON APPOINTMENT AND ARE REQUIRED TO ATTEST TO THEIR INDEPENDENCE ANNUALLY. IF A CONFLICT ARISES DURING A BOARD MEETING, SUCH MEMBER WITH A CONFLICT DOES NOT VOTE ON THE TRANSACTION AND IS EXCUSED FROM THE MEETING DURING THE VOTING PROCESS. FORM 990, PART VI, SECTION B, LINE 15 THE PRESIDENT, OFFICERS, AND KEY EMPLOYEE COMPENSATION IS DETERMINED BY THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS. A SALARY COMPARISON STUDY IS COMPLETED AND EVALUATED AGAINST CURRENT SALARIES. THE PROCESS IS DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S CONFLICT OF INTEREST POLICY, GOVERNING DOCUMENTS, TAX RETURNS, AND FINANCIAL STATEMENTS ARE AVAILABLE TO THE PUBLIC UPON REQUEST AND ARE ALSO AVAILABLE TO THE PUBLIC AT THE NEW MEXICO ATTORNEY GENERAL'S WEBSITE. INTERESTED PARTIES MAY REQUEST COPIES OF THESE DOCUMENTS FROM THE ORGANIZATION'S OFFICE. FORM 990, PART IX, LINE 11G OTHER FEES FOR SERVICES (NONEMPLOYEES): PROGRAM SERVICE EXPENSES 253,568. MANAGEMENT AND GENERAL EXPENSES 3,549. FUNDRAISING EXPENSES 88,207. TOTAL EXPENSES 345,324. FORM 990, PART XII, LINE 2C: THERE HAS BEEN NO CHANGE TO THE AUDIT OVERSIGHT OR AUDITOR SELECTION PROCESS.