2016-01-22T11:43:31-06:00 2015-09-30 222428965 CITRIN COOPERMAN & CO LLP 529 FIFTH AVENUE NEW YORK NY 100174683 990PF 2014-10-01 222188191 VAN PELTBASS FOUNDATION VANP 9174884092 C/O LBASS 11 E 86TH STREET NO 11 A NEW YORK NY 10028 LAWRENCE D BASS PRESIDENT 9174884092 2016-01-22 1 LAWRENCE BASS P00451513 2126971000 2016-01-21 2014 2016-04-25 22:37:26Z X 1829986 X X 90848 90848 105010 902636 105010 195858 195858 0 0 0 28475 14238 0 19701 19701 0 4170 1358 0 6056 0 6056 46 0 0 58448 35297 6056 141605 141605 200053 35297 147661 -4195 160561 8247 4253 4253 41444 36103 36103 83255 94659 94638 1697223 1644424 1648457 0 46535 46535 1830169 1825974 1829986 0 0 X 0 0 0 0 1830169 1825974 1830169 1825974 1830169 1825974 1830169 -4195 0 1825974 0 1825974 SEE ATTACHED SCHEDULE P 38813 43931 -5118 -5118 SEE ATTACHED SCHEDULE P 121381 85286 36095 36095 SEE ATTACHED SCHEDULE P 97679 98569 -890 -890 SEE ATTACHED SCHEDULE P 544462 469403 75059 75059 INVESCO PREMIER INST (100,301 SHARES) P 2015-08-19 100301 100437 -136 -136 105010 0 144923 2073842 0.069881 82516 2024916 0.040750 43086 1999973 0.021543 41046 1842590 0.022276 281983 2000525 0.140954 0.295404 0.059081 1985046 117279 1606 118885 147661 X 1606 0 1606 0 1606 2029 2029 X 423 423 0 0 0 0 0 0 0 0 0 0 0 1 1 NJ 1 0 0 0 0 1 N/A LAWRENCE BASS 9174884092 11 EAST 86TH STREET APT 11 A NEW YORK NY 10028 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 LAWRENCE D BASS 11 E86TH ST NEW YORK NY 10028 PRESIDENT 2.00 0 0 0 SANDRA BASS 11 E86TH ST NEW YORK NY 10028 SECRETARY & TREASURER 1.00 0 0 0 MARISA BASS 11 E86TH ST NEW YORK NY 10028 VICE PRESIDENT 1.00 0 0 0 AMANDA BASS 11 E86TH ST NEW YORK NY 10028 DIRECTOR 1.00 0 0 0 ARNOLD SPIEGEL 1065 PARK AVENUE NEW YORK NY 10128 DIRECTOR 1.00 0 0 0 NONE 0 NONE 0 0 1957988 57287 0 2015275 0 0 2015275 30229 1985046 99252 99252 1606 1606 97646 0 97646 0 97646 147661 0 147661 1606 146055 97646 0 0 182149 44013 226162 147661 0 0 0 97646 50015 0 0 276177 0 0 0 0 0 0 182149 94028 44013 50015 X BOCA HELPING HANDS 1500 NW 1ST COURT BOCA RATON FL 33432 NONE GENERAL CHARITABLE 2000 COLUMBIA GRAMMAR & PREPARATORY SCHOOL 5 WEST 93RD STREET NEW YORK NY 10025 NONE GENERAL CHARITABLE 500 COMMUNITY-WORD PROJECT 42ND BROADWAY 18TH FL NEW YORK NY 10004 NONE GENERAL CHARITABLE 500 EQUINE ASSISTED THERAPIES OF SOUTH FLORIDA PO BOX 273542 BOCA RATON FL 33427 NONE GENERAL CHARITABLE 500 HILLEL AT JOHNS HOPKINS UNIVERSITY 3109 N CHARLES STREET BALTIMORE MD 21218 NONE GENERAL CHARITABLE 25000 JEWISH FOUNDATION FOR THE RIGHTEOUS 305 7TH AVE NEW YORK NY 10001 NONE GENERAL CHARITABLE 500 JEWISH GUILD HEALTHCARE 15 W 65TH STREET NEW YORK NY 10023 NONE GENERAL CHARITABLE 500 JOHN'S HOPKINS UNIVERSITY 3400 NORTH CHARLES STREET BALTIMORE MD 21218 NONE GENERAL BASS FAMILY ENDOWED INTERNATIONAL SCHOLARSHIP FUND 50000 METROPOLITAN MUSEUM OF ART 1000 FIFTH AVE NEW YORK NY 10021 NONE GENERAL CHARITABLE 210 NATIONAL COUNCIL OF JEWISH WOMEN 75 SOUTH WASHINGTON AVE BERGENFIELD NJ 07621 NONE GENERAL CHARITABLE 550 TEMPLE SHAARAY TEFILA 250 EAST 79TH STREET NEW YORK NY 10021 NONE GENERAL CHARITABLE 3845 THE 22 PROJECT INC 4800 LINTON BLVD SUITE D503 DELRAY BEACH FL 33445 NONE GENERAL CHARITABLE 5500 TRUSTEES OF THE UNIVERSITY OF PA 3451 WALNUT STREET PHILADELPHIA PA 19104 NONE GENERAL BASS FAMILY COLLABORATIVE LEARNING FUND 50000 THE PINK AGENDA 60 EAST 56TH STREET 8TH FLOOR NEW YORK NY 10022 NONE GENERAL CHARITABLE 300 DIABETES RESEARCH INSTITUTE 200 S PARK ROAD SUITE 100 HOLLYWOOD FL 33021 NONE GENERAL CHARITABLE 500 UJA FEDERATION 130 EAST 59TH STREET NEW YORK NY 10022 NONE GENERAL CHARITABLE 500 WEIZMAN INSTITUTE 633 THIRD AVENUE 20TH FLOOR NEW YORK NY 10017 NONE GENERAL CHARITABLE 250 JUPITER MEDICAL CENTER FOUNDATION 1210 SOUTH OLD DIXIE HIGHWAY BUILDING EAST 1002 JUPITER FL 33458 NONE GENERAL CHARITABLE 200 NEW YORK THEATRE MUSIC FESTIVAL 36 W 44TH STREET 10108 NEW YORK NY 10036 NONE GENERAL CHARITABLE 250 141605 0 14 90848 18 105010 0 195858 0 195858 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 28475 14238 0 94659 94638 0 0 COMMON STOCK AT COST 838398 921667 MUTUAL FUNDS AT COST 581371 503353 EXCHANGE-TRADED & CLOSED-END FUNDS AT COST 224655 223437 UNSETTLED TRANSACTIONS 46535 46535 NJ REGISTRATION 25 0 0 OFFICE EXPENSE 21 0 0 INVESTMENT FEES 19701 19701 0 FOREIGN TAX 1358 1358 0 INVESTMENT INCOME TAX 2812 0 0