2016-01-14T12:37:45-06:00 2015-08-31 310800053 CLARK SCHAEFER HACKETT & CO ONE EAST FOURTH ST SUITE 1200 CINCINNATI OH 45202 990 2014-09-01 310537080 CINCINNATI SYMPHONY ORCHESTRA CINC 5136211919 1241 ELM STREET CINCINNATI OH 452027531 RICHARD FRESHWATER PRESIDENT 5136211919 2016-01-12 1 JANE E PFEIFER P00014949 5132413111 2016-01-12 2014 2016-04-25 22:37:26Z ARTHUR M DEVEY III 1241 ELM STREET CINCINNATI OH 452027531 112761025 0 X HTTP://CINCINNATISYMPHONY.ORG X 1894 OH TO SEEK AND SHARE INSPIRATION. 38 37 458 225 0 0 40260367 45934158 11030222 12926256 6835511 2333387 143014 126596 58269114 61320397 0 0 0 0 18407011 20141537 0 27437 1239877 9146028 9505734 27553039 29674708 30716075 31645689 155966002 183151846 8254556 10455412 147711446 172696434 THE MISSION OF THE CINCINNATI SYMPHONY ORCHESTRA IS TO SEEK AND SHARE INSPIRATION. 0 0 25268602 12926256 ORCHESTRA CONCERTS OF CLASSICAL WORKS (46), POPS (24), CHAMBER (4), YOUTH AND EDUCATIONAL (57), AND OTHER CONCERTS (52). ADDITIONALLY, THE ORCHESTRA PROVIDES SERVICES TO THE CINCINNATI OPERA (15), CINCINNATI MAY FESTIVAL (4), CINCINNATI BALLET (26) AND CINCINNATI WORLD PIANO COMPETITION (1). THROUGH ALL PROGRAM SERVICES OF THE ORCHESTRA THE TOTAL NUMBER OF ARTS PATRONS SERVED WAS 318,701. 25268602 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 1 0 1 0 0 0 0 0 1 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 1 136 0 1 458 1 0 0 0 0 0 1 1 0 0 0 0 X 38 37 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X RICHARD FRESHWATER 5137443306 1241 ELM STREET CINCINNATI OH 452027531 STUART AITKEN DIRECTOR 0.50 X 0 0 0 KATHLEEN BARCLAY DIRECTOR 0.50 X 0 0 0 OTTO M BUDIG JR DIRECTOR 0.50 X 0 0 0 HAROLD BYERS DIRECTOR 0.50 X 100207 0 15586 MYRA CHABUT DIRECTOR 0.50 X 0 0 0 SABINE GEISSLER DIRECTOR 0.50 X 0 0 0 L TIMOTHY GIGLIO TREASURER 0.50 X X 0 0 0 FRANCIE S HILTZ DIRECTOR 0.50 X 0 0 0 SANDRA JOFFE DIRECTOR 0.50 X 0 0 0 LINDA MILLER DIRECTOR 0.50 X 0 0 0 DR CORA K OGLE DIRECTOR 0.50 X 0 0 0 ROBERT S OLSON DIRECTOR 0.50 X 0 0 0 LEONARD M RANDOLPH JRMD SECRETARY 0.50 X X 0 0 0 JAMES SCHWAB CHAIR 0.50 X X 0 0 0 PAMELA SCOTT DIRECTOR 0.50 X 0 0 0 NANCY WAGNER DIRECTOR 0.50 X 0 0 0 SHEILA WILLIAMS DIRECTOR 0.50 X 0 0 0 TRISH E BRYAN III DIRECTOR EMERITUS 0.50 X 0 0 0 BLAIR FLEISCHMANN DIRECTOR EMERITUS 0.50 X 0 0 0 SUSAN S FRIEDLANDER DIRECTOR EMERITUS 0.50 X 0 0 0 THOMAS STEGMAN DIRECTOR EMERITUS 0.50 X 0 0 0 NANCY WALKER DIRECTOR EMERITUS 0.50 X 0 0 0 RANDOLPH L WADSWORTH DIRECTOR EMERITUS 0.50 X 0 0 0 DAVID FLEISHER JR DIRECTOR 0.50 X 0 0 0 DEAN PETER LANDGREN DIRECTOR 0.50 X 0 0 0 SUSAN MCPARTLIN DIRECTOR 0.50 X 0 0 0 SANDRA RIVERS DIRECTOR 0.50 X 0 0 0 DIANNE M ROSENBERG DIRECTOR 0.50 X 0 0 0 DENNIS DERN DIRECTOR 0.50 X 0 0 0 SALLY DESSNER DIRECTOR 0.50 X 0 0 0 LOIS JOLSON DIRECTOR 0.50 X 0 0 0 MARVIN KOLODZIK DIRECTOR 0.50 X 0 0 0 JOHN T LAWRENCE III DIRECTOR 0.50 X 0 0 0 ROBERT W MCDONALD DIRECTOR 0.50 X 0 0 0 ERIC VINCENT OLIVER DIRECTOR 0.50 X 0 0 0 DIANE WEST DIRECTOR 0.50 X 0 0 0 JEFFREY S SCHLOEMER DIRECTOR 0.50 X 0 0 0 LOUISE J GISSENDANER DIRECTOR 0.50 X 0 0 0 ARTHUR M DEVEY III PRESIDENT 44.00 X 374271 16731 38733 MICHAEL SMITH VP PROJECT DEVELOP DIRECTO 25.00 X 121213 165957 41540 RICHARD FRESHWATER CHIEF FINANCIAL OFFICER 30.00 X 140511 42141 12613 ELIZABETH FREIMUTH PRINCIPAL FRENCH HORN 40.00 X 186128 0 20003 JOHN RUSSELL POPS CONDUCTOR 40.00 X 248355 0 26806 TIMOTHY LEES CONCERTMASTER 40.00 X 283910 0 10958 SHERRI PRENTISS MARKETING DIRECTOR 40.00 X 163180 0 12632 ROBERT MCGRATH VP AND GENERAL MANAGER 40.00 X 169433 0 14597 1787208 224829 193468 92 0 1 0 LOUIS LANGREE 1241 ELM ST CINCINNATI OH 45202 MUSIC DIRECTOR 180300 BRAVE BERLIN 652 MAIN STREET SUITE 400 CINCINNATI OH 45202 CREATIVE ARTIST 150192 OPUS 3 ARTISTS LLC 470 PARK AVE SOUTH 9TH FL NORTH NEW YORK NY 10016 ARTIST MANAGEMENT 131500 3 95500 2125000 514205 43199453 1630230 45934158 CONCERTS AND OTHER ORCHESTRA INCO 711130 12926256 12926256 12926256 1934754 1934754 51640194 51241561 398633 398633 398633 325663 95500 199067 126596 126596 61320397 12926256 0 2459983 X 701950 598494 74827 28629 15717067 13400619 1675425 641023 2576403 2256283 229906 90214 1146117 989523 108028 48566 27437 27437 3079131 2777261 263722 38148 1558579 1558579 35353 17534 15117 2702 840319 652529 187790 189128 171809 16751 568 132789 36136 87449 9204 48641 48641 882945 882945 186356 39092 147264 PERFORMANCE COSTS 1192212 1192212 POSTAGE, SHIPPING, PRIN 313224 227337 23325 62562 REPAIRS AND MAINTENANCE 190931 53949 136982 BANK AND CREDIT CARD FE 151002 151002 705124 414300 290824 29674708 25268602 3166229 1239877 2000 2000 2652099 3451556 17280788 21234176 857189 537824 629057 630332 29673070 17778895 12757948 11894175 121694143 145401783 92778 0 155966002 183151846 1716509 1753050 3695777 3404283 2025000 1695000 817270 3603079 8254556 10455412 X 32193878 44943993 23058583 22821677 92458985 104930764 147711446 172696434 155966002 183151846 31645689 -6660701 0 X X 0 1 X 1 0 X 14579232 31086191 33237501 40260367 45934158 165097449 14579232 31086191 33237501 40260367 45934158 165097449 43394134 121703315 1113337 751513 842752 1179385 1934754 5821741 39332 145993 212735 143014 126596 667670 171586860 64975698 0.70930 0.65080 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 122176735 28094964 -3997288 1278771 330309 144665331 86748670 24335242 12786419 1484813 208783 122176735 68382411 13307432 6589874 1387812 143235 86748670 59828406 5726906 4211895 1282441 102355 68382411 55011674 1355655 6366271 2662885 242309 59828406 0.21270 0.71800 0.06930 1 0 284400 284400 20822359 10450630 10371729 1140020 1128839 11181 6814936 5861460 953476 611355 337966 273389 11894175 OTHER 463125 CHARITABLE GIFT ANNUITY LIABILITY 359992 INTERCOMPANY 2779962 3603079 X PART V, LINE 4: THE ENDOWMENT CONSISTS OF FUNDS ESTABLISHED TO PROVIDE INCOME TO OPERATIONS. PART X, LINE 2: CSO AND MEMI ARE EXEMPT FROM INCOME TAXES UNDER SECTION 501 OF THE INTERNAL REVENUE CODE AND A SIMILAR PROVISION OF OHIO LAW. HOWEVER, CSO IS SUBJECT TO FEDERAL INCOME TAX ON ANY UNRELATED BUSINESS TAXABLE INCOME. CSO IS NOT AWARE OF ANY MATERIAL ACTIVITIES THAT ARE SUBJECT TO TAX ON UNRELATED BUSINESS INCOME, EXCISE OR OTHER TAXES. CSO'S IRS FORM 990 IS SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. CSO BELIEVES IT HAS APPROPRIATE SUPPORT FOR ANY TAX POSITION TAKEN AND, THEREFORE, DOES NOT HAVE ANY UNCERTAIN INCOME TAX POSITIONS THAT ARE MATERIAL TO THE FINANCIAL STATEMENTS. CSO IS GENERALLY NO LONGER SUBJECT TO EXAMINATIONS BY TAX AUTHORITIES FOR YEARS BEFORE 2012. X 1 DCM INC 45 MAIN STREET BROOKLYN NY 11201 TELEFUNDING 0 70699 27437 43262 70699 27437 43262 OH KY SEASON OPENING GALA 192266 192266 2375 50376 14250 43675 NEW YEAR'S EVE 173094 95500 77594 2410 28104 5000 37002 1 55803 55803 1021 14854 421163 95500 325663 4785 79501 19250 95531 199067 126596 SCHEDULE G, PART I, LINE 2B, COLUMN (V) THE ORGANIZATION CONTRACTED WITH A TELEFUNDING COMPANY TO SOLICIT CONTRIBUTIONS. X X X X X 0 0 0 0 0 0 0 0 0 ARTHUR M DEVEY III PRESIDENT 242596 16731 131675 0 0 0 26100 1800 10134 699 410505 19230 0 0 MICHAEL SMITH VP PROJECT DEVELOP DIRECTO 121213 121213 0 44744 0 0 15298 15298 5472 5472 141983 186727 0 0 RICHARD FRESHWATER CHIEF FINANCIAL OFFICER 103011 42141 37500 0 0 0 6130 2508 2821 1154 149462 45803 0 0 ELIZABETH FREIMUTH PRINCIPAL FRENCH HORN 186128 0 0 0 0 0 5524 0 14479 0 206131 0 0 0 JOHN RUSSELL POPS CONDUCTOR 248355 0 0 0 0 0 16028 0 10778 0 275161 0 0 0 TIMOTHY LEES CONCERTMASTER 283910 0 0 0 0 0 5524 0 5434 0 294868 0 0 0 SHERRI PRENTISS MARKETING DIRECTOR 138180 0 25000 0 0 0 8231 0 4401 0 175812 0 0 0 ROBERT MCGRATH VP AND GENERAL MANAGER 139433 0 30000 0 0 0 5531 0 9066 0 184030 0 0 0 A COUNTY OF HAMILTON OHIO VARIABLE RATE DEMAND ECONOMIC DEVELOPMENT BONDS 316000063 407271GP4 2007-08-15 3800000 CONSTRUCTING A NEW PERFORMANCE FACILITY AT RIVERBEND 0 0 0 A 2186566 3881566 33100 84360 3762304 1802 2010 0 0 1 1 A 0 0 0 0 0 0 0 A 0 0 0 0 1 1 PNC BANK 4.000000000000 0 0 0 0 0 A 0 X 11 1630230 STOCK EXCHANGE VALUE 0 0 0 FORM 990, PART VI, SECTION B, LINE 11 THE CONTROLLER PREPARES SUPPORTING SCHEDULES USED FOR 990 PREPARATION. THE CONTROLLER, CFO PERFORM THE INITIAL REVIEW WITH THE CPA/AUDITOR. THE EXECUTIVE COMMITTEE AND AUDIT COMITTEE REVIEW THE 990 PRIOR TO FILING THE RETURN. FORM 990, PART VI, SECTION B, LINE 12C BOARD MEMBERS MAY SERVE TWO CONSECUTIVE THREE YEAR TERMS. THE CONFLICT OF INTEREST POLICY IS COMPLETED ANNUALLY BY ALL BOARD MEMBERS. IN ADDITION TO THE SIGNING OF THE POLICY, POTENTIAL CONFLICTS OF INTEREST ARE DISCUSSED AT MEETINGS OF THE BOARD AND ANY INDIVIDUAL WITH A CONFLICT OF INTEREST MUST DISCLOSE AND EXCUSE THEMSELVES FROM ANY VOTE INVOLVING THE MATTER IN QUESTION. IF AT ANY TIME AN INTERESTED PERSON DISCLOSES OR IS DISCOVERED TO HAVE A POTENTIAL OR ACTUAL CONFLICT, THE MATTER IS HANDLED IN ACCORDANCE WITH THE CONFLICT OF INTEREST POLICY. FORM 990, PART VI, SECTION B, LINE 15 WITHIN THE EXECUTIVE COMMITTEE, THERE IS A COMPENSATION COMMITTEE THAT DETERMINES AND APPROVES COMPENSATION FOR THE PRESIDENT AND KEY EMPLOYEES OF THE ORGANIZATION. THE COMMITTEE UTILIZES 990'S FROM LOCAL ARTS GROUPS AND COMPENSATION SURVEY DATA THAT FEATURES COMPILED DATA WITH INDUSTRY STANDARDS PERTINENT TO NON-PROFITS AND FINE ART GROUPS. FORM 990, PART VI, SECTION C, LINE 19 THE CINCINNATI SYMPHONY ORCHESTRA'S GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND AUDITED FINANCIAL STATEMENTS ARE AVAILABLE UPON REQUEST. FORM 990, PART VI, LINE 1A: THE EXECUTIVE COMMITTEE OF THE BOARD OF DIRECTORS CONSISTS OF NOT LESS THAN SEVEN DIRECTORS, WHICH SHALL HAVE ALL OF THE POWERS OF THE BOARD OF DIRECTORS BETWEEN MEETINGS EXCEPT THE POWER TO FILL VACANCIES OF THE BOARD OF DIRECTORS. THE EXECUTIVE COMMITTEE SHALL BE COMPOSED OF THE CHAIR OF THE BOARD, THE VICE CHAIRS, THE TREASURER, THE SECRETARY, THE IMMEDIATE PAST CHAIR, AND THE CHAIR OF THE BOARD OF OVERSEERS. FORM 990, PART IX, LINE 11G ARTIST FEES AND EXPENSES: PROGRAM SERVICE EXPENSES 2,345,485. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 2,345,485. OTHER: PROGRAM SERVICE EXPENSES 431,776. MANAGEMENT AND GENERAL EXPENSES 263,722. FUNDRAISING EXPENSES 38,148. TOTAL EXPENSES 733,646. FORM 990, PART XII, LINE 2C: THE PROCESS HAS NOT CHANGED. MUSIC AND EVENT MANAGMENT INC 1241 ELM STREET CINCINNATI OH 452027531 311378179 MANAGEMENT SERVICES FOR MUSIC FESTIVALS AND OTHER COMMUNITY EVENTS OH 501(C)(3) 509(A)(2) CINCINNATI SYMPHONY ORCHESTRA 1 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 1 1 1 0 MUSIC AND EVENT MANAGEMENT INC C 2125000 FAIR MARKET VALUE