2016-08-12T10:03:04-05:00 2015-09-30 410746749 CLIFTONLARSONALLEN LLP 4250 N FAIRFAX DRIVE SUITE 1020 ARLINGTON VA 22203 990 2014-10-01 522059102 NATIONAL BLOOD FOUNDATION RESEARCH AND EDUCATION TRUST FUND NATI 3019076977 8101 GLENBROOK ROAD BETHESDA MD 20814 THOMAS L HOPKINS CHIEF FINANCIAL OFFICER 3019076977 2016-08-10 1 PATRICIA KATEBINI CPA P01714127 5712279500 2014 2016-09-27 15:27:22Z MIRIAM MARKOWITZ 8101 GLENBROOK ROAD BETHESDA MD 20814 1504357 0 X WWW.AABB.ORG X 1997 MD TO ADVANCE, THROUGH SCIENTIFIC RESEARCH, THE PRACTICE AND STANDARDS OF TRANSFUSION MEDICINE AND CELLULAR AND RELATED BIOLOGICAL THERAPIES. 9 9 0 27 0 0 830599 781630 0 0 1062732 717633 7263 5094 1900594 1504357 516587 375000 0 0 0 0 0 0 70347 173752 155609 690339 530609 1210255 973748 11317084 11185066 18367 0 11298717 11185066 X THE TRUST OPERATES EXCLUSIVELY FOR CHARITABLE, SCIENTIFIC, LITERARY AND EDUCATIONAL PURPOSES, PROVIDED, HOWEVER, THAT THE TRUST, SUBJECT TO THE FOREGOING, ENGAGES ONLY IN ACTIVITIES IN FURTHERANCE OF THE FOLLOWING PURPOSES:1. TO FUND RESEARCH, EDUCATION AND TRAINING IN ALL ASPECTS OF BLOOD BANKING; TRANSFUSION MEDICINE; HEMATOPOIETIC, CELLULAR AND GENE THERAPIES; AND TISSUE TRANSPLANTATION;2. TO ENCOURAGE THE VOLUNTARY DONATION OF BLOOD AND OTHER TISSUES AND ORGANS THROUGH EDUCATION, DISSEMINATION OF PUBLIC INFORMATION AND RESEARCH;3. TO ENCOURAGE, THROUGH RESEARCH AND EDUCATION, THE MOST APPROPRIATE USE OF BLOOD, BLOOD COMPONENTS, AND BLOOD DERIVATIVES;4. TO IMPROVE THE QUALITY OF TRANSFUSIONS BY ENCOURAGING EDUCATION AND RESEARCH REGARDING THE APPROPRIATE MEANS OF ENSURING THE SAFEST TRANSFUSION POSSIBLE; AND5. TO ACTIVELY SUPPORT RESEARCH AND EDUCATION THROUGH ITS OWN PROGRAMS AND WORK WITH OTHER ORGANIZATIONS IN AREAS OF RESEARCH AND EDUCATION IN BLOOD BANKING SERVICES. 0 0 419770 375000 FIVE (5) GRANTS WERE AWARDED TO FIVE (5) PRINCIPAL INVESTIGATORS AT FIVE INSTITUTIONS. THREE (3) WERE AWARDED FOR BLOOD TRANSFUSION RESEARCH AND TWO (2) WERE AWARDED FOR CELLULAR THERAPY RESEARCH. THE RESEARCH FINDINGS ARE PUBLISHED BY AMERICAN ASSOCIATION OF BLOOD BANKS AND OTHER BLOOD TRANSFUSION AND SCIENTIFIC JOURNALS AND PERIODICALS. 419770 1 1 0 0 0 0 0 0 0 1 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 9 9 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 1 0 0 0 X THOMAS HOPKINS 2403336615 8101 GLENBROOK RD BETHESDA MD 20814 JEANNE HENDRICKSON MD TRUSTEE 1.00 X 0 0 0 CALVIN L COLE TRUSTEE 1.00 X 0 0 0 LOUSI M KATZ MD TRUSTEE 1.00 X 0 0 0 THOMAS PUCKETT TRUSTEE 1.00 X 0 0 0 DAVID PEREZ CHAIR 1.00 X X 0 0 0 RONALD SACHER MD TRUSTEE 1.00 X X 0 0 0 BARRY SHATZ TRUSTEE 1.00 X X 0 0 0 ZBIGNIEW SZCZEPIORKOWSKI MD TRUSTEE 1.00 2.00 X 0 0 0 CAROL SHOR PHD TRUSTEE 1.00 X 0 0 0 THOMAS HOPKINS CFO 2.00 40.00 X 0 71688 19445 MIRIAM MARKOWITZ CEO, EX-OFFICIO TRUSTEE 2.00 40.00 X 0 396164 27878 MARK CONHEADY FORMER CFO 2.00 40.00 X 0 97719 9461 KAREN L SHOOS FORMER CEO 2.00 40.00 X 0 185906 19437 0 751477 76221 0 0 1 0 0 781630 781630 717633 717633 OTHER INCOME 900099 5094 5094 5094 1504357 0 0 722727 375000 375000 12010 12010 117245 18416 28482 70347 1664 1664 AWARD FEES 24690 24690 530609 419770 40492 70347 250202 376043 10817811 10440763 249071 255825 0 112435 11317084 11185066 18367 0 18367 0 X 10056680 10011573 542037 473493 700000 700000 11298717 11185066 11317084 11185066 973748 -1087399 0 X 0 1 X 1 0 X X 1 AMERICAN ASSOCIATION OF BLOOD BANKS 362384118 7 1 0 375000 1 0 375000 1 0 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 1 X 1 1 SCH A, PART IV, SECTION A, LINE 6 THE TRUST PROVIDED SUPPORT TO OTHER ORGANIZATIONS BASED ON ALIGNMENT WITH ITS MISSION AND OPERATIONS. SEE FURTHER DETAIL ON SCH I. SCH A, PART IV, SECTION D, LINE 3 AMERICAN ASSOCIATION OF BLOOD BANKS (AABB), THE TRUST'S SUPPORTED ORGANIZATION, DESIGNATES ONE INDIVIDUAL FROM ITS BOARD OF DIRECTORS TO SERVE ON THE TRUST'S BOARD OF TRUSTEES. AABB ALSO PROVIDES ADMINISTRATIVE SERVICES INCLUDING RECORDKEEPING, DOCUMENT RETENTION, AND QUALITY SYSTEMS AND ALSO MANAGES FUNDRAISING ACTIVITIES AND SUCH OTHER SERVICES THAT MAY BE REQUIRED FROM TIME TO TIME. SCH A, PART IV, SECTION E, LINE 2A THE TRUST PROVIDED SUPPORT TO AABB BY ENGAGING IN ACTIVITIES TO PERFORM THE FUNCTIONS OF OR THAT CARRY OUT THE PURPOSES OF AABB AND PERFORMING FUNCTIONS THAT AABB WOULD OTHERWISE PERFORM IF THE TRUST DID NOT PERFORM THEM. AABB DESIGNATES ONE INDIVIDUAL FROM THEIR BOARD OF DIRECTORS TO SERVE ON THE TRUST'S BOARD OF TRUSTEES. SCH A, PART IV, SECTION E, LINE 2B THE TRUST PROVIDED SUPPORT TO AABB BY ENGAGING IN GRANTMAKING ACTIVITIES THAT ARE CONSISTENT WITH THE MISSION OF AABB. THE TRUST ACTIVELY SUPPORTS RESEARCH, EDUCATION, AND TRAINING BY MANAGING THE INVESTMENTS AND THE ENDOWMENTS THAT PROVIDE AWARDS TO INDIVIDUALS THAT HAVE MADE MAJOR CONTRIBUTIONS TO THE FIELDS OF BLOOD TRANSFUSION MEDICINE AND RELATED THERAPIES. RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 905593 125 -28618 16701 15426 844973 886598 25 45618 11000 15648 905593 800765 1395 98012 13574 886598 633023 101664 91083 25005 800765 689125 -19605 36497 633023 0.82840 0.17160 0 0 0 X 1504357 0 1504357 0 1504357 530608 0 530608 0 530608 PART V, LINE 4: PERMANENTLY RESTRICTED NET ASSETS REPRESENTS CONTRIBUTIONS RECEIVED FOR THE HEMPHILL-JORDAN LEADERSHIP AWARD, THE EMILY COOLEY MEMORIAL AWARD AND LECTURESHIP, THE TIBOR GREENWALT MEMORIAL AWARD AND LECTURESHIP, AND A CONTRIBUTION MADE BY THE ESTATE OF BERNICE HEMPHILL. THE EARNINGS FROM THE HEMPHILL-JORDAN CONTRIBUTIONS ARE TEMPORARILY RESTRICTED FOR THE PURPOSE OF HONORING LEADERS FROM THE BLOOD BANKING AND TRANSFUSION MEDICINE COMMUNITY WHO HAVE MADE SIGNIFICANT CONTRIBUTIONS IN THE AREAS OF ADMINISTRATION, QUALITY PROGRAMS, LAW, AND/OR GOVERNMENT AFFAIRS. THE EARNINGS FROM THE EMILY COOLEY CONTRIBUTION ARE TEMPORARILY RESTRICTED FOR THE PURPOSE OF HONORING AN INDIVIDUAL WHO HAS DEMONSTRATED TEACHING ABILITY AND HAS MADE A MAJOR CONTRIBUTION TO THE FIELD OF IMMUNOHEMATOLOGY AND TRANSFUSION MEDICINE OR CELLULAR THERAPIES. THE EARNINGS ON THE TIBOR GREENWALT CONTRIBUTION ARE TO BE ADDED TO THE ENDOWMENT UNTIL THE TOTAL ENDOWMENT REACHES $100,000, AT WHICH TIME ANY FUTURE EARNINGS WILL BE TEMPORARILY RESTRICTED FOR THE PURPOSE OF THE AWARD AND LECTURESHIP HONORING AN INDIVIDUAL WHO HAS MADE MAJOR SCIENTIFIC OR CLINICAL CONTRIBUTIONS TO HEMATOLOGY AND TRANSFUSION MEDICINE. THE EARNINGS FROM THE BERNICE HEMPHILL ESTATE CONTRIBUTION ARE TEMPORARILY RESTRICTED FOR THE PURPOSE OF ESTABLISHING A BLOOD-BANKING MUSEUM AT THE NATIONAL HEADQUARTERS. PART X, LINE 2: THE TRUST HAS ADOPTED THE INCOME TAX STANDARD FOR UNCERTAIN INCOME TAX POSITIONS. THE TRUST HAS EVALUATED ITS TAX POSITIONS AND DETERMINED THAT THEY ARE MORE-LIKELY-THAN-NOT TO BE SUSTAINED ON EXAMINATION. THE TRUST'S INCOME TAX RETURNS ARE SUBJECT TO REVIEW AND EXAMINATION BY FEDERAL AND STATE AUTHORITIES. THE TRUST IS NOT AWARE OF ANY ACTIVITIES THAT WOULD JEOPARDIZE ITS TAX-EXEMPT STATUS. THE TRUST IS NOT AWARE OF ANY ACTIVITIES THAT ARE SUBJECT TO TAX ON UNRELATED BUSINESS INCOME OR EXCISE OR OTHER TAXES. 0 ELUCIDATING THE ROLE OF FOXO3 IN RESTORING THE POTENCY OF IN VITRO EXPANDED MESENCHYMAL STEM CELLS 1 75000 NEUTRALIZING SERPINE2: A NEW MEDICAL CONCEPT OF TREATING HAEMOPHILIA 1 75000 PROTHROMBIN ACTIVATION IN VIVO: CONTRIBUTION OF MEMBRANE BINDING FOR EFFECTIVE HEMOSTASIS AND DEVELOPMENT OF A NOVEL WARFARIN REVERSAL STRATEGY 1 75000 NEW STRATEGIES TO AUGMENT EFFICACY OF STEM CELL THERAPY FOR THERAPEUTIC REVASCULARIZATION 1 75000 AEROALLERGEN-SPECIFIC ANTIBODIES IN ALLERGIC TRANSFUSION REACTIONS 1 75000 0 0 0 0 0 0 0 0 0 MIRIAM MARKOWITZ CEO, EX-OFFICIO TRUSTEE 0 396164 0 0 0 0 0 14476 0 13402 0 424042 0 0 KAREN L SHOOS FORMER CEO 0 185906 0 0 0 0 0 18699 0 738 0 205343 0 0 PART I, LINE 3 THE CEO RECEIVES NO COMPENSATION FROM NATIONAL BLOOD FOUNDATION RESEARCH AND EDUCATION TRUST (NBF). THE CEO RECEIVES COMPENSATION FROM NBF'S RELATED ORGANIZATION, AMERICAN ASSOCIATION OF BLOOD BANKS (AABB). AABB'S PROCEDURE FOR DETERMINING THE COMPENSATION OF THE CEO IS: AT LEAST EVERY TWO YEARS, A COMPENSATION AND BENEFITS SPECIALIST REVIEWS ALL JOB AND JOB DESCRIPTIONS AND ENSURES THAT THE SALARY RANGE FOR EACH JOB IS COMPETITIVE WITH MARKET CONDITIONS. AABB'S HUMAN RESOURCES COMMITTEE ANNUALLY REVIEWS THE COMPENSATION OF OFFICERS AND KEY EMPLOYEES. THE PROCESS WAS LAST UNDERTAKEN IN 2013 FOR THE CEO. FORM 990, PART VI, SECTION A, LINE 8B THE ORGANIZATION DOES NOT HAVE ANY COMMITTEES WITH AUTHORITY TO ACT ON BEHALF OF THE GOVERNING BODY. FORM 990, PART VI, SECTION B, LINE 11 THE AUDIT AND ETHICS COMMITTEE WILL MEET AND APPROVE THE 990 AND AFTER THAT WILL PRESENT THE ACTION TAKEN AS A REPORT OF THE COMMITTEE TO THE FULL BOARD AT ITS NEXT REGULARLY SCHEDULED MEETING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION HAS ADOPTED THE POLICY OF ITS RELATED ORGANIZATION, AMERICAN ASSOCIATION OF BLOOD BANKS. ALL CONFLICT OF INTEREST FORMS ARE FILLED OUT ANNUALLY. TWICE A YEAR AT THE BOARD MEETINGS, THERE IS A POLICY TO ASK THAT ANYONE WITH A PERCEIVED CONFLICT OF INTEREST ABSTAIN FROM VOTING AND IN SOME CASES, THEY ARE ASKED TO LEAVE THE ROOM. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST IS LISTED ON OUR WEBSITE. THE FINANCIAL STATETMENTS ARE LISTED ONLY IN THE 990 FILED YEARLY. AMERICAN ASSOCIATION OF BLOOD BANKS 8101 GLENDBROOK ROAD BETHESDA MD 20814 362384118 PATIENT SAFETY IL 501(C)(3) LINE 7 N/A 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 0