2016-08-10T16:44:39-05:00 2016-03-31 582676261 Rogers & Company PLLC 8300 Boone Boulevard Suite 600 Vienna VA 22182 990 2015-04-01 043044983 NICSA Inc NICS 5084851500 8400 Westpark Drive No 200 McLean VA 22102 James A Fitzpatrick President 5084851500 2016-08-10 1 Lori A Collingsworth P00639819 7038930300 2016-08-10 2015 2016-12-15 16:53:06Z James A Fitzpatrick 8400 Westpark Drive No 200 McLean VA 22102 1458790 0 X http://www.nicsa.org/ X 1987 MA NICSA is the leading provider of independent education and networking forums to professionals in the global investment management community. 25 25 2 250 0 0 0 0 1496772 1458710 73 80 1155 0 1498000 1458790 0 0 0 0 199661 275386 0 0 0 1444174 1249383 1643835 1524769 -145835 -65979 1158949 1028248 464408 399686 694541 628562 X NICSA provides the Global Investment Management Industry with discussion and education forums to better serve its customers by developing operational best practices. See Schedule O for Continuation 0 0 529701 577681 Annual Conference: NICSA facilitated its 33rd Annual Conference and expo that provided educational and networking opportunities for its membership. 284884 176651 General Membership Meetings: NICSA facilitated a National Meeting that provided education and networking opportunities for its membership. 103863 645394 Membership Services: NICSA offers members opportunities to develop leading practices through participation on committees, access to compliance guides and other services. 65946 45650 Regional Meetings: NICSA facilitated regional meetings for its membership to provide networking and educational opportunities. 41020 5827 Training and Desktop Education: NICSA provides its members with timely, interactive webinars on a variety of topics and provides its members with other educational materials and programs. 3433 457 International Meetings: NICSA facilitates meetings for networking and training opporutunites to its membership. 3933 7050 Networking: NICSA offers members opportunities to meet their peers at other firms. 114332 58984 1032780 1 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 16 0 1 2 1 1 1 0 0 0 0 0 0 0 0 0 X 25 25 0 1 0 0 1 1 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X Association Management Group 7036109000 8400 Westpark Drive 2nd Floor McLean VA 22102 George Batejan Chair 1.00 X X 0 0 0 Dan Houlihan Vice-Chair 1.00 X X 0 0 0 Peter Poulin Treasurer 1.00 X X 0 0 0 Steve Avera Director 1.00 X 0 0 0 Scott Chelton Director 1.00 X 0 0 0 Anmarie Ciccolo Director 1.00 X 0 0 0 Elisa Colkitt Director 1.00 X 0 0 0 Michael Collins Director 1.00 X 0 0 0 Michael DeNofrio Director 1.00 X 0 0 0 Lawrence Fahey Director 1.00 X 0 0 0 Robert Groth Director 1.00 X 0 0 0 Anne Hebard-Duduch Director 1.00 X 0 0 0 Lisa Hill Director 1.00 X 0 0 0 Brian Jones Director 1.00 X 0 0 0 James Keenan Director 1.00 X 0 0 0 Lisa Klassen Director 1.00 X 0 0 0 Philip Kolb Director 1.00 X 0 0 0 Ian McCoy Director 1.00 X 0 0 0 Doug Morgan Director 1.00 X 0 0 0 Stacy Roode Director 1.00 X 0 0 0 Chris Trede Director 1.00 X 0 0 0 Robert Wallace Director 1.00 X 0 0 0 Karen Walsh Director 1.00 X 0 0 0 Margarrheeta Wise Director 1.00 X 0 0 0 Barry Benjamin Treasurer 1.00 X X 0 0 0 Erika Ivanyi Director 1.00 X 0 0 0 Fred Naddaff Director 1.00 X 0 0 0 David Parks Director 1.00 X 0 0 0 Eileen Storz-Salino Director 1.00 X 0 0 0 Theresa Hamacher President through June 2015 40.00 X 72631 0 5095 James A Fitzpatrick President beginning Sept 2015 40.00 X 83333 0 0 Liz Jackson Interim President 40.00 X 44211 0 0 200175 0 5095 0 0 0 0 AMG Inc 8400 Westpark Drive 2nd Floor McLean VA 22102 Association Management Services 568839 Diplomat Resort & Spa- CURIO C 3555 South Ocean Drive Hollywood FL 33019 Event host hotel 138095 Leading Authorities Inc 1990 M St NW 800 Washington DC 20036 Speaker Bureau 112625 Wilbanks Partners LLC 263 Tresser Blvd Stamford CT 06901 Executive Search 110758 4 Membership Dues 900099 645394 645394 Annual Conference 900099 565681 565681 General Membership Meetings 900099 176651 176651 Regional Meetings 900099 45650 45650 Other Meetings, Events, Training 900099 25334 25334 1458710 80 80 1458790 1458710 0 80 252458 144927 107531 7500 7500 15428 15428 514214 379312 134902 600 600 12716 12716 25559 1732 23827 7317 7317 24307 5502 18805 14060 14060 1667 1667 37308 24012 13296 478406 477295 1111 11261 11261 5723 5723 Executive Search 112164 112164 Dues & Subscriptions 2206 2206 Board & Committee 1325 1325 Taxes & Licenses 550 550 1524769 1032780 491989 0 410051 269902 701082 701161 23124 33532 3858 14080 33784 24211 20834 9573 1158949 1028248 160686 43449 303722 356237 464408 399686 X 689351 628562 5190 0 694541 628562 1158949 1028248 -65979 0 X X 0 1 X 1 0 X 1593287 1572016 1515106 1496772 1458710 7635891 1593287 1572016 1515106 1496772 1458710 7635891 0 51099 291183 342282 51099 291183 342282 7293609 1677 413 96 73 80 2339 1677 413 96 73 80 2339 9249 3070 901 1155 14375 1604213 1575499 1516103 1498000 1458790 7652605 0.95310 0.98280 0.00030 0.00090 X 33784 24211 9573 9573 X 1458790 0 1458790 0 1458790 1524769 0 1524769 0 1524769 Part X, Line 2: Management has evaluated NICSA's tax positions and has concluded that NICSA has taken no uncertain tax positions that qualify for either recognition or disclosure in the financial statements. X X X X 0 0 0 0 0 0 0 0 0 Form 990, Part III, Line 1: Mission Continuation NICSA forums enable associates of asset managers, distributors, and service providers to: Collaborate to establish standards for operational best practices to assist compliance with regulations and continuously improve operating performance. Stay up-to-date on the latest developments through education and Information sharing. Learn about trends in all types of investment vehicles, including mutual funds, hedge funds, unit investment trusts, UCITS and ETFS. Connect members with peers to network and learn from each other, and foster skills that can help advance careers. Form 990, Part VI, Section A, line 3 The Association utilizes the services of a management firm, Association Management Group, to provide management, back-office services, and use of office space and equipment. Management fees totaled $514,214 for the year ended March 31, 2016. Form 990, Part VI, Section A, line 6 The organization has members. Form 990, Part VI, Section A, line 7a Each member organization shall designate one nominee as its representative and may designate one or more alternate nominees. Such nominees shall be employees of the member organization. Form 990, Part VI, Section B, line 11 A draft of the Federal Form 990 is circulated to the Board of Directors for review prior to filing with the IRS. Any questions are collected and resolved. The Audit Committee approves the final Federal Form 990 to be filed. Form 990, Part VI, Section B, line 12c The organization requires an annual written disclosure that all directors must sign confirming that they are in compliance with the Conflict of Interest Policy and must be updated throughout the year as necessary. Form 990, Part VI, Section B, line 15 The compensation of the President and top management positions are determined by the Executive Committee consisting of members of the Board of Directors. The Committee considers performance as well as comparability data when determining compensation. Form 990, Part VI, Section C, line 19 The organization makes it governing documents, conflict of interest policy and financial statements available to the public upon request. Form 990, Part XII, Line 2c: The organization's Audit Committee is responsible for the oversight of the audit and the selection of the independent accountant. This process has not changed from prior years.